SEC Filings

Latest SEC Documents

Narrow Results By Form:

Company
CIK
DocumentForm
COSTCO WHOLESALE CORP /NEW
0000909832
Annual statement of changes in beneficial ownership of securities
2019-09-20 19:42:52
5
PORTERA JOSEPH P
0001184498
Annual statement of changes in beneficial ownership of securities
2019-09-20 19:42:52
5
COSTCO WHOLESALE CORP /NEW
0000909832
Annual statement of changes in beneficial ownership of securities
2019-09-20 19:37:33
5
JELINEK W CRAIG
0001184494
Annual statement of changes in beneficial ownership of securities
2019-09-20 19:37:33
5
Repay Holdings Corp
0001720592
S-8 - Securities to be offered to employees in employee benefit plans
2019-09-20 17:31:49
S-8
Repay Holdings Corp
0001720592
Securities to be offered to employees in employee benefit plans
2019-09-20 17:31:49
S-8
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-09-20 17:31:44
424B2
Vaxart, Inc.
0000072444
S-1/A [Amend] - General form for registration of securities under the Securities Act of 1933
2019-09-20 17:31:14
S-1/A [Amend]
Vaxart, Inc.
0000072444
[Amend] General form for registration of securities under the Securities Act of 1933
2019-09-20 17:31:14
S-1/A
TOYOTA MOTOR CREDIT CORP
0000834071
Prospectus [Rule 424(b)(2)]
2019-09-20 17:31:06
424B2
SHARPS COMPLIANCE CORP
0000898770
Current report, item 1.01
2019-09-20 17:30:45
8-K
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-09-20 17:30:24
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-09-20 17:30:24
424B2
Cloud Plans, Inc.
0001788978
Notice of Exempt Offering of Securities, item 06b
2019-09-20 17:29:39
D
Boxwood Merger Corp.
0001751143
Preliminary Proxy Soliciting materials
2019-09-20 17:29:09
PRER14A
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-09-20 17:28:51
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-09-20 17:28:51
424B2
Pure Acquisition Corp.
0001726293
[Amend] Tender offer statement by Third Party
2019-09-20 17:28:32
SC TO-T/A
HighPeak Energy Partners II, LP
0001735983
[Amend] Tender offer statement by Third Party
2019-09-20 17:28:32
SC TO-T/A
BRAZILIAN ELECTRIC POWER CO
0001439124
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 17:28:30
6-K
KAR Auction Services, Inc.
0001395942
Current report, items 1.01, 2.03, and 9.01
2019-09-20 17:28:28
8-K
AMMO, INC.
0001015383
[Amend] General form for registration of securities under the Securities Act of 1933
2019-09-20 17:28:20
S-1/A
Cascade Funding, LP, Series 1
0001730429
Asset-backed securitizer report pursuant to Section 15G, item 2.01
2019-09-20 17:28:16
ABS-15G
Cascade Funding, LP, Series 1
0001730429
Asset-backed securitizer report pursuant to Section 15G, item 2.01
2019-09-20 17:28:16
ABS-15G
Cascade Funding, LP, Series 1
0001730429
Asset-backed securitizer report pursuant to Section 15G, item 2.01
2019-09-20 17:28:16
ABS-15G
VBI Vaccines Inc/BC
0000764195
424B5 - Prospectus [Rule 424(b)(5)]
2019-09-20 17:28:09
Prospectus [Rule 424(b)(5)]
VBI Vaccines Inc/BC
0000764195
Prospectus [Rule 424(b)(5)]
2019-09-20 17:28:09
424B5
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-09-20 17:28:02
424B2
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-09-20 17:28:02
424B2
VBI Vaccines Inc/BC
0000764195
8-K - Current report
2019-09-20 17:27:46
Current report
VBI Vaccines Inc/BC
0000764195
Current report, items 1.01, 8.01, and 9.01
2019-09-20 17:27:46
8-K
Griffin Capital Qualified Opportunity Zone Fund, L.P.
0001773819
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-09-20 17:27:17
D/A
ASTRONICS CORP
0000008063
[Amend] Current report, items 5.02 and 9.01
2019-09-20 17:27:16
8-K/A
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND
0000878200
Preliminary proxy statements, contested solicitations
2019-09-20 17:27:05
PREC14A
IGM Biosciences, Inc.
0001496323
Current report, items 5.03, 7.01, and 9.01
2019-09-20 17:27:03
8-K
Teardroppers, Inc.
0001615780
Current report, items 4.01 and 9.01
2019-09-20 17:26:14
8-K
OMEGA HEALTHCARE INVESTORS INC
0000888491
Current report, items 1.01, 2.03, and 9.01
2019-09-20 17:26:10
8-K
OHI Healthcare Properties Limited Partnership
0001639315
Current report, items 1.01, 2.03, and 9.01
2019-09-20 17:26:10
8-K
LFIS Vision - Premia Opportunities
0001742562
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 17:26:08
D/A
MASTEC INC
0000015615
8-K - Current report
2019-09-20 17:25:10
Current report
MASTEC INC
0000015615
Current report, item 1.01
2019-09-20 17:25:10
8-K
WWF Holdings, Inc.
0001766415
Notice of Exempt Offering of Securities, item 06b
2019-09-20 17:24:45
D
PHIBRO ANIMAL HEALTH CORP
0001069899
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 17:24:01
DEFA14A
ADTRAN INC
0000926282
Current report, items 2.02 and 9.01
2019-09-20 17:23:39
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 17:23:37
424B2
INPIXON
0001529113
PRE 14A - Other preliminary proxy statements
2019-09-20 17:23:32
PRE 14A
INPIXON
0001529113
Other preliminary proxy statements
2019-09-20 17:23:32
PRE 14A
GPB Scientific, LLC
0001614077
Notice of Exempt Offering of Securities, item 06b
2019-09-20 17:23:32
D
Pure Storage, Inc.
0001474432
8-K - Current report
2019-09-20 17:23:05
Current report
Pure Storage, Inc.
0001474432
Current report, item 5.03
2019-09-20 17:23:05
8-K
Griffin Capital
0001763670
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-09-20 17:22:54
D/A
DPW Holdings, Inc.
0000896493
[Amend] Current report, items 1.01, 3.02, and 9.01
2019-09-20 17:22:41
8-K/A
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-09-20 17:22:31
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-09-20 17:22:31
424B2
CIM Commercial Trust Corp
0000908311
Other preliminary information statements
2019-09-20 17:22:24
PRE 14C
CorMedix Inc.
0001410098
Current report, items 1.01 and 9.01
2019-09-20 17:22:18
8-K
NOVELION THERAPEUTICS INC.
0000827809
Other preliminary proxy statements
2019-09-20 17:22:10
PRE 14A
Southwest Gas Holdings, Inc.
0001692115
Securities to be offered to employees in employee benefit plans, post-effective amendments
2019-09-20 17:22:02
S-8 POS
KLA CORP
0000319201
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 17:21:56
DEFA14A
ADTRAN INC
0000926282
Quarterly report [Sections 13 or 15(d)]
2019-09-20 17:21:45
10-Q
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 17:21:43
424B2
LFIS Vision - Credit Opportunities
0001742564
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 17:21:41
D/A
DIRTT ENVIRONMENTAL SOLUTIONS LTD
0001340476
Registration of securities [Section 12(b)]
2019-09-20 17:21:16
10-12B
Southwest Gas Holdings, Inc.
0001692115
Securities to be offered to employees in employee benefit plans, post-effective amendments
2019-09-20 17:21:02
S-8 POS
FNEX Ventures
0001746332
[Amend] Registration statement for closed-end investment companies
2019-09-20 17:20:27
N-2/A
FNEX Ventures
0001746332
[Amend] Registration statement for closed-end investment companies
2019-09-20 17:20:27
N-2/A
Pacific Lake Partners Fund Four, L.P.
0001787676
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 17:20:09
D
Southwest Gas Holdings, Inc.
0001692115
Securities to be offered to employees in employee benefit plans, post-effective amendments
2019-09-20 17:20:02
S-8 POS
KLA CORP
0000319201
Other definitive proxy statements
2019-09-20 17:19:35
DEF 14A
Southwest Gas Holdings, Inc.
0001692115
Securities to be offered to employees in employee benefit plans, post-effective amendments
2019-09-20 17:19:02
S-8 POS
NowRx, Inc.
0001702206
Form 253G2
2019-09-20 17:19:02
253G2
Southwest Gas Holdings, Inc.
0001692115
Securities to be offered to employees in employee benefit plans, post-effective amendments
2019-09-20 17:18:56
S-8 POS
Alcoa Corp
0001675149
Current report, items 8.01 and 9.01
2019-09-20 17:18:48
8-K
Youngevity International, Inc.
0001569329
424B5 - Prospectus [Rule 424(b)(5)]
2019-09-20 17:18:23
Prospectus [Rule 424(b)(5)]
Youngevity International, Inc.
0001569329
Prospectus [Rule 424(b)(5)]
2019-09-20 17:18:23
424B5
LFIS Vision UCITS - Premia Access
0001752752
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 17:17:40
D/A
Southwest Gas Holdings, Inc.
0001692115
Securities to be offered to employees in employee benefit plans, post-effective amendments
2019-09-20 17:17:33
S-8 POS
Southwest Gas Holdings, Inc.
0001692115
Post-effective Amendment to an automatic shelf registration statement
2019-09-20 17:17:17
POSASR
SOUTHERN COPPER CORP/
0001001838
Current report, items 8.01 and 9.01
2019-09-20 17:17:12
8-K
Regional Management Corp.
0001519401
Current report, items 1.01, 2.03, and 9.01
2019-09-20 17:16:58
8-K
Southwest Gas Holdings, Inc.
0001692115
Securities to be offered to employees in employee benefit plans, post-effective amendments
2019-09-20 17:16:56
S-8 POS
MemberHub, Inc.
0001762613
Notice of Exempt Offering of Securities, item 06b
2019-09-20 17:16:24
D
VERUS INTERNATIONAL, INC.
0001430523
Current report, items 1.01, 2.03, 3.02, and 9.01
2019-09-20 17:16:20
8-K
Walgreens Boots Alliance, Inc.
0001618921
Current report, item 5.02
2019-09-20 17:15:57
8-K
AMMO, INC.
0001015383
Current report, item 5.02
2019-09-20 17:15:39
8-K
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-09-20 17:15:26
424B2
PARKERVISION INC
0000914139
Other preliminary proxy statements
2019-09-20 17:14:58
PRE 14A
SOUTHWEST GAS CORP
0000092416
Post-effective Amendment to an automatic shelf registration statement
2019-09-20 17:14:53
POSASR
Southwest Gas Holdings, Inc.
0001692115
Post-effective Amendment to an automatic shelf registration statement
2019-09-20 17:14:53
POSASR
CUMBERLAND PHARMACEUTICALS INC
0001087294
Current report, item 5.02
2019-09-20 17:14:40
8-K
Ehmet Holdings LLC
0001788428
Notice of Exempt Offering of Securities, item 06b
2019-09-20 17:14:38
D
Gravatate, Inc.
0001787343
Offering Statement
2019-09-20 17:14:05
C
EXAGEN INC.
0001274737
Securities to be offered to employees in employee benefit plans
2019-09-20 17:13:29
S-8
CLOROX CO /DE/
0000021076
PRE 14A - Other preliminary proxy statements
2019-09-20 17:13:27
PRE 14A
CLOROX CO /DE/
0000021076
Other preliminary proxy statements
2019-09-20 17:13:27
PRE 14A
TRANS LUX Corp
0000099106
Current report, items 1.01, 2.03, 8.01, and 9.01
2019-09-20 17:13:20
8-K
Dave & Buster's Entertainment, Inc.
0001525769
Current report, items 7.01 and 9.01
2019-09-20 17:13:14
8-K
PHIBRO ANIMAL HEALTH CORP
0001069899
Other definitive proxy statements
2019-09-20 17:13:02
DEF 14A
Marquie Group, Inc.
0001434601
Form 253G2
2019-09-20 17:12:08
253G2
ADTRAN INC
0000926282
[Amend] Annual report [Section 13 and 15(d), not S-K Item 405]
2019-09-20 17:12:04
10-K/A
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-09-20 17:11:28
424B2
BRT Apartments Corp.
0000014846
Current report, items 7.01 and 9.01
2019-09-20 17:10:31
8-K
DoubleLine Yield Opportunities Fund
0001788399
Registration statement for closed-end investment companies
2019-09-20 17:10:10
N-2
DoubleLine Yield Opportunities Fund
0001788399
Registration statement for closed-end investment companies
2019-09-20 17:10:10
N-2
PagerDuty, Inc.
0001568100
8-K - Current report
2019-09-20 17:09:54
Current report
PagerDuty, Inc.
0001568100
Current report, item 5.02
2019-09-20 17:09:54
8-K
Callon Petroleum Co
0000928022
S-4/A [Amend] - Registration of securities, business combinations
2019-09-20 17:09:45
S-4/A [Amend]
Callon Petroleum Co
0000928022
[Amend] Registration of securities, business combinations
2019-09-20 17:09:45
S-4/A
DD3 Acquisition Corp.
0001748252
10-K - Annual report [Section 13 and 15(d), not S-K Item 405]
2019-09-20 17:08:43
10-K
DD3 Acquisition Corp.
0001748252
Annual report [Section 13 and 15(d), not S-K Item 405]
2019-09-20 17:08:43
10-K
CHEMUNG FINANCIAL CORP
0000763563
Current report, items 7.01 and 9.01
2019-09-20 17:07:51
8-K
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-09-20 17:07:32
424B2
KEMPHARM, INC
0001434647
Current report, items 5.02, 7.01, and 9.01
2019-09-20 17:07:02
8-K
FORMCAP CORP.
0001102709
Securities registration termination [Section 12(g)]
2019-09-20 17:06:54
15-12G
Performance Food Group Co
0001618673
Other preliminary proxy statements
2019-09-20 17:06:27
PRE 14A
ROYAL BANK OF CANADA
0001000275
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 17:06:22
FWP
RIVERNORTH OPPORTUNITIES FUND, INC.
0001501072
Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]
2019-09-20 17:06:00
497AD
Life On Earth, Inc.
0001579010
10-K - Annual report [Section 13 and 15(d), not S-K Item 405]
2019-09-20 17:05:43
10-K
JELD-WEN Holding, Inc.
0001674335
Current report, items 1.01, 2.03, and 9.01
2019-09-20 17:05:43
8-K
Life On Earth, Inc.
0001579010
Annual report [Section 13 and 15(d), not S-K Item 405]
2019-09-20 17:05:43
10-K
TOTAL SYSTEM SERVICES INC
0000721683
Current report, items 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 8.01, and 9.01
2019-09-20 17:05:40
8-K
China United Insurance Service, Inc.
0001512927
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 17:04:59
DEFA14A
Walmart Inc.
0000104169
Prospectus [Rule 424(b)(2)]
2019-09-20 17:03:23
424B2
ICAHN ENTERPRISES L.P.
0000813762
Current report, item 5.02
2019-09-20 17:02:36
8-K
ICAHN ENTERPRISES HOLDINGS L.P.
0001034563
Current report, item 5.02
2019-09-20 17:02:36
8-K
Front Yard Residential Corp
0001555039
8-K - Current report
2019-09-20 17:02:30
Current report
Front Yard Residential Corp
0001555039
Current report, items 8.01 and 9.01
2019-09-20 17:02:30
8-K
GUGGENHEIM FUNDS TRUST
0000088525
N-14 - Registration statement for open-end investment company (business combinations)
2019-09-20 17:02:17
N-14
GUGGENHEIM FUNDS TRUST
0000088525
Registration statement for open-end investment company (business combinations)
2019-09-20 17:02:17
N-14
MadeiraMadeira Ltd.
0001592192
Notice of Exempt Offering of Securities, item 06b
2019-09-20 17:01:56
D
INPIXON
0001529113
8-K - Current report
2019-09-20 17:01:50
Current report
INPIXON
0001529113
Current report, items 1.01, 2.03, 8.01, and 9.01
2019-09-20 17:01:50
8-K
Tiziana Life Sciences plc
0001723069
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 17:01:38
FWP
Tiziana Life Sciences plc
0001723069
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 17:01:38
FWP
PunchFlix, Inc.
0001755037
[Amend] Offering Statement [Regulation A]
2019-09-20 17:01:19
1-A/A
NACCO INDUSTRIES INC
0000789933
Current report, item 5.02
2019-09-20 17:01:09
8-K
China United Insurance Service, Inc.
0001512927
Other definitive proxy statements
2019-09-20 17:01:09
DEF 14A
New Residential Investment Corp.
0001556593
8-K - Current report
2019-09-20 17:00:54
Current report
New Residential Investment Corp.
0001556593
Current report, items 1.01, 2.03, and 9.01
2019-09-20 17:00:54
8-K
GLOBAL PAYMENTS INC
0001123360
Current report, items 1.01, 1.02, 2.01, 2.03, 5.02, 5.03, 8.01, and 9.01
2019-09-20 17:00:40
8-K
Nine Energy Service, Inc.
0001532286
S-3 - Registration statement under Securities Act of 1933
2019-09-20 17:00:38
S-3
Nine Energy Service, Inc.
0001532286
Registration statement under Securities Act of 1933
2019-09-20 17:00:38
S-3
VivoPower International PLC
0001681348
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 17:00:31
6-K
AVIAT NETWORKS, INC.
0001377789
8-K - Current report
2019-09-20 17:00:23
Current report
AVIAT NETWORKS, INC.
0001377789
Current report, items 5.02, 5.03, and 9.01
2019-09-20 17:00:23
8-K
TECHNICAL COMMUNICATIONS CORP
0000096699
Current report, items 5.07 and 9.01
2019-09-20 17:00:13
8-K
GEX MANAGEMENT, INC.
0001681556
DEF 14C - Other definitive information statements
2019-09-20 17:00:07
DEF 14C
GEX MANAGEMENT, INC.
0001681556
Other definitive information statements
2019-09-20 17:00:07
DEF 14C
Vertical Capital Income Fund
0001517767
DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 16:59:46
DEFA14A
Vertical Capital Income Fund
0001517767
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 16:59:46
DEFA14A
Citigroup Global Markets Holdings Inc.
0000200245
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 16:59:28
FWP
Opera Ltd
0001737450
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 16:59:19
6-K
GP SOLUTIONS INC
0001424264
Offering Statement [Regulation A]
2019-09-20 16:59:06
1-A
Caltier Fund I LP
0001771232
Offering Statement [Regulation A]
2019-09-20 16:57:35
1-A
NUVEEN MUNICIPAL TRUST/MA
0001020660
24F-2NT - Rule 24F-2 notice
2019-09-20 16:56:51
Rule 24F-2 notice
NUVEEN MUNICIPAL TRUST/MA
0001020660
Rule 24F-2 notice
2019-09-20 16:56:51
24F-2NT
Riot Blockchain, Inc.
0001167419
DEF 14A - Other definitive proxy statements
2019-09-20 16:55:41
DEF 14A
Riot Blockchain, Inc.
0001167419
Other definitive proxy statements
2019-09-20 16:55:41
DEF 14A
Lotus Biotech Development Corp.
0001520592
Current report, item 8.01
2019-09-20 16:55:35
8-K
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-09-20 16:55:22
424B3
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
0001182534
Asset-Backed Electronic Exhibits
2019-09-20 16:52:59
ABS-EE
Volkswagen Auto Loan Enhanced Trust 2018-1
0001720749
Asset-Backed Electronic Exhibits
2019-09-20 16:52:59
ABS-EE
BIOLARGO, INC.
0000880242
424B4 - Prospectus [Rule 424(b)(4)]
2019-09-20 16:52:37
Prospectus [Rule 424(b)(4)]
BIOLARGO, INC.
0000880242
Prospectus [Rule 424(b)(4)]
2019-09-20 16:52:37
424B4
LANTRONIX INC
0001114925
[Amend] Current report, item 9.01
2019-09-20 16:52:17
8-K/A
Hildred Equity Associates II, LP
0001784630
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 16:52:12
D
Citigroup Global Markets Holdings Inc.
0000200245
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 16:52:10
FWP
Tiziana Life Sciences plc
0001723069
F-1/A [Amend] - Registration statement for certain foreign private issuers
2019-09-20 16:51:07
F-1/A [Amend]
Tiziana Life Sciences plc
0001723069
[Amend] Registration statement for certain foreign private issuers
2019-09-20 16:51:07
F-1/A
FRONTIER FUNDS, INC.
0001014913
N-CEN/A [Amend] - Annual Report for Registered Investment Companies
2019-09-20 16:50:53
N-CEN/A [Amend]
FRONTIER FUNDS, INC.
0001014913
[Amend] Annual Report for Registered Investment Companies
2019-09-20 16:50:53
N-CEN/A
COLT Depositor II, LLC
0001788771
Asset-backed securitizer report pursuant to Section 15G, item 2.01
2019-09-20 16:50:38
ABS-15G
COLT Depositor II, LLC
0001788771
Asset-backed securitizer report pursuant to Section 15G, item 2.01
2019-09-20 16:50:38
ABS-15G
COLT Depositor II, LLC
0001788771
Asset-backed securitizer report pursuant to Section 15G, item 2.01
2019-09-20 16:50:38
ABS-15G
AGM GROUP HOLDINGS, INC.
0001705402
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 16:50:33
6-K
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-09-20 16:49:04
424B2
STATE STREET CORP
0000093751
Securities to be offered to employees in employee benefit plans
2019-09-20 16:49:00
S-8
TORONTO DOMINION BANK
0000947263
Prospectus [Rule 424(b)(2)]
2019-09-20 16:48:59
424B2
CITIGROUP INC
0000831001
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 16:48:50
FWP
Alta Mesa Resources, Inc. /DE
0001690769
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-09-20 16:47:21
10-Q
Alta Mesa Resources, Inc. /DE
0001690769
Quarterly report [Sections 13 or 15(d)]
2019-09-20 16:47:21
10-Q
ACETO CORP
0000002034
8-K - Current report
2019-09-20 16:46:58
Current report
ACETO CORP
0000002034
Current report, items 1.03, 3.03, 5.02, and 9.01
2019-09-20 16:46:58
8-K
Highland Funds I
0001354917
24F-2NT - Rule 24F-2 notice
2019-09-20 16:46:21
Rule 24F-2 notice
Highland Funds I
0001354917
Rule 24F-2 notice
2019-09-20 16:46:21
24F-2NT
Interpace Diagnostics Group, Inc.
0001054102
Current report, items 1.01 and 9.01
2019-09-20 16:46:07
8-K
PayPal Holdings, Inc.
0001633917
Current report, items 8.01 and 9.01
2019-09-20 16:46:03
8-K
InMode Ltd.
0001742692
Securities to be offered to employees in employee benefit plans
2019-09-20 16:45:58
S-8
Repay Holdings Corp
0001720592
8-K/A [Amend] - Current report
2019-09-20 16:45:06
Current report
Repay Holdings Corp
0001720592
[Amend] Current report, items 2.01 and 9.01
2019-09-20 16:45:06
8-K/A
OCEANFIRST FINANCIAL CORP
0001004702
Registration of securities, business combinations
2019-09-20 16:44:43
S-4
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
0001182534
Asset-Backed Electronic Exhibits
2019-09-20 16:44:35
ABS-EE
Volkswagen Auto Loan Enhanced Trust 2018-2
0001756401
Asset-Backed Electronic Exhibits
2019-09-20 16:44:35
ABS-EE
Hi-Crush Inc.
0001549848
8-K - Current report
2019-09-20 16:44:33
Current report
Hi-Crush Inc.
0001549848
Current report, items 5.02 and 9.01
2019-09-20 16:44:33
8-K
EMULATE THERAPEUTICS, INC.
0001254348
Notice of Exempt Offering of Securities, item 06b
2019-09-20 16:44:10
D
TheTeSpa LLC
0001786741
Offering Statement
2019-09-20 16:44:09
C
Dragon Victory International Ltd
0001682241
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 16:43:51
6-K
BROOKFIELD ASSET MANAGEMENT INC.
0001001085
S-8 - Securities to be offered to employees in employee benefit plans
2019-09-20 16:43:32
S-8
BROOKFIELD ASSET MANAGEMENT INC.
0001001085
Securities to be offered to employees in employee benefit plans
2019-09-20 16:43:32
S-8
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
0000845611
Report of proposed sale of securities
2019-09-20 16:43:22
144
GGCP, INC.
0001238894
Report of proposed sale of securities
2019-09-20 16:43:22
144
INTERSTATE POWER & LIGHT CO
0000052485
Prospectus [Rule 424(b)(5)]
2019-09-20 16:43:09
424B5
Interpace Diagnostics Group, Inc.
0001054102
Prospectus [Rule 424(b)(5)]
2019-09-20 16:43:06
424B5
Aeterna Zentaris Inc.
0001113423
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 16:42:44
6-K
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-09-20 16:42:31
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-09-20 16:42:31
424B2
BANK OF NOVA SCOTIA
0000009631
Prospectus [Rule 424(b)(2)]
2019-09-20 16:42:11
424B2
BRIDGER CAPITAL MANAGEMENT, LLC
0001785717
Quarterly report filed by institutional managers, Holdings
2019-09-20 16:41:12
13F-HR
NATIONAL STEEL CO
0001049659
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 16:40:42
6-K
CITIGROUP INC
0000831001
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 16:40:41
FWP
INNOVATIVE INDUSTRIAL PROPERTIES INC
0001677576
8-K - Current report
2019-09-20 16:40:11
Current report
INNOVATIVE INDUSTRIAL PROPERTIES INC
0001677576
Current report, items 1.01 and 9.01
2019-09-20 16:40:11
8-K
Twelve Seas Investment Co
0001726146
Current report, items 1.01 and 9.01
2019-09-20 16:39:40
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:39:17
424B2
DANAHER CORP /DE/
0000313616
Current report, items 1.01, 2.03, 7.01, and 9.01
2019-09-20 16:39:15
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:39:11
424B2
INTERNATIONAL BUSINESS MACHINES CORP
0000051143
8-K/A [Amend] - Current report
2019-09-20 16:39:03
Current report
INTERNATIONAL BUSINESS MACHINES CORP
0000051143
[Amend] Current report, item 9.01
2019-09-20 16:39:03
8-K/A
DGSE COMPANIES INC
0000701719
Other definitive proxy statements
2019-09-20 16:38:55
DEF 14A
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:38:35
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:38:29
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:38:26
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:38:23
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:38:20
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:38:18
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:38:13
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:38:08
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:38:03
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:38:03
424B2
Aeterna Zentaris Inc.
0001113423
Prospectus [Rule 424(b)(5)]
2019-09-20 16:37:55
424B5
FRANKLIN INVESTORS SECURITIES TRUST
0000809707
Certification of no change in definitive materials
2019-09-20 16:37:54
497J
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:37:53
424B2
Twelve Seas Investment Co
0001726146
Prospectuses and communications, business combinations
2019-09-20 16:37:47
425
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:37:46
424B2
FIFTH THIRD BANCORP
0000035527
Current report, items 5.02, 5.05, and 9.01
2019-09-20 16:37:32
8-K
PROFUNDS
0001039803
485APOS - Post-effective amendment [Rule 485(a)]
2019-09-20 16:37:25
485APOS
PROFUNDS
0001039803
485APOS - Post-effective amendment [Rule 485(a)]
2019-09-20 16:37:25
485APOS
PROFUNDS
0001039803
Post-effective amendment [Rule 485(a)]
2019-09-20 16:37:25
485APOS
PROFUNDS
0001039803
Post-effective amendment [Rule 485(a)]
2019-09-20 16:37:25
485APOS
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:37:21
424B2
Hedge Fund Guided Portfolio Solution, Ltd.
0001787857
Notice of Exempt Offering of Securities, item 06b
2019-09-20 16:37:17
D
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:37:14
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:37:00
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:36:54
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:36:44
424B2
uniQure N.V.
0001590560
Current report, items 5.02 and 9.01
2019-09-20 16:36:43
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:36:38
424B2
PARKER DRILLING CO /DE/
0000076321
8-K - Current report
2019-09-20 16:36:16
Current report
PARKER DRILLING CO /DE/
0000076321
Current report, items 7.01 and 9.01
2019-09-20 16:36:16
8-K
Extra Space Storage Inc.
0001289490
8-K - Current report
2019-09-20 16:35:58
Current report
Extra Space Storage Inc.
0001289490
Current report, items 8.01 and 9.01
2019-09-20 16:35:58
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:35:50
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:35:45
424B2
Innovation Pharmaceuticals Inc.
0001355250
Post-Effective amendments for registration statement
2019-09-20 16:35:26
POS AM
JMP GROUP LLC
0001302350
Prospectus [Rule 424(b)(4)]
2019-09-20 16:35:23
424B4
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:35:22
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:35:14
424B2
Catalent, Inc.
0001596783
Other definitive proxy statements
2019-09-20 16:35:02
DEF 14A
INNOVATIVE INDUSTRIAL PROPERTIES INC
0001677576
424B5 - Prospectus [Rule 424(b)(5)]
2019-09-20 16:34:51
Prospectus [Rule 424(b)(5)]
Federal Home Loan Bank of Topeka
0001325878
Current report, items 7.01 and 9.01
2019-09-20 16:34:51
8-K
INNOVATIVE INDUSTRIAL PROPERTIES INC
0001677576
Prospectus [Rule 424(b)(5)]
2019-09-20 16:34:51
424B5
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:34:20
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:34:09
424B2
Advanced Biomedical Technologies Inc.
0001385799
Quarterly report [Sections 13 or 15(d)]
2019-09-20 16:34:09
10-Q
Maana, Inc.
0001568345
Notice of Exempt Offering of Securities, item 06b
2019-09-20 16:33:56
D
Innovation Pharmaceuticals Inc.
0001355250
Current report, items 5.03 and 5.07
2019-09-20 16:33:54
8-K
IDAHO POWER CO
0000049648
Current report, items 5.02, 7.01, and 9.01
2019-09-20 16:33:40
8-K
IDACORP INC
0001057877
Current report, items 5.02, 7.01, and 9.01
2019-09-20 16:33:40
8-K
MERRIMACK PHARMACEUTICALS INC
0001274792
Current report, items 1.01, 5.02, and 9.01
2019-09-20 16:32:56
8-K
Citius Pharmaceuticals, Inc.
0001506251
[Amend] General form for registration of securities under the Securities Act of 1933
2019-09-20 16:32:41
S-1/A
Pure Acquisition Corp.
0001726293
Other definitive proxy statements
2019-09-20 16:32:38
DEF 14A
STEALTH TECHNOLOGIES, INC.
0001496818
8-K - Current report
2019-09-20 16:32:20
Current report
STEALTH TECHNOLOGIES, INC.
0001496818
Current report, items 1.01, 2.03, 3.02, and 9.01
2019-09-20 16:32:20
8-K
TSAKOS ENERGY NAVIGATION LTD
0001166663
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 16:32:15
6-K
Ping Identity Holding Corp.
0001679826
424B4 - Prospectus [Rule 424(b)(4)]
2019-09-20 16:32:14
Prospectus [Rule 424(b)(4)]
Ping Identity Holding Corp.
0001679826
Prospectus [Rule 424(b)(4)]
2019-09-20 16:32:14
424B4
DEUTSCHE MORTGAGE & ASSET RECEIVING CORP
0001013454
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 16:31:54
FWP
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:31:54
424B2
Benchmark 2019-B13 Mortgage Trust
0001785881
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 16:31:54
FWP
Reven Housing REIT, Inc.
0001487782
Preliminary information statements relating to merger or acquisition
2019-09-20 16:31:51
PREM14C
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:31:45
424B2
Research Solutions, Inc.
0001386301
DEF 14A - Other definitive proxy statements
2019-09-20 16:31:15
DEF 14A
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:31:15
424B2
Research Solutions, Inc.
0001386301
Other definitive proxy statements
2019-09-20 16:31:15
DEF 14A
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-09-20 16:31:10
424B2
MERRIMACK PHARMACEUTICALS INC
0001274792
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 16:31:01
DEFA14A
Jaguar Health, Inc.
0001585608
Current report, items 1.01 and 9.01
2019-09-20 16:30:59
8-K
Community Healthcare Trust Inc
0001631569
Post-Effective amendments for registration statement
2019-09-20 16:30:59
POS AM
Community Healthcare OP, LP
0001684540
Post-Effective amendments for registration statement
2019-09-20 16:30:59
POS AM
Veritone, Inc.
0001615165
Current report, items 5.02 and 9.01
2019-09-20 16:30:56
8-K
Sally Beauty Holdings, Inc.
0001368458
Current report, items 5.02 and 7.01
2019-09-20 16:30:51
8-K
COLGATE PALMOLIVE CO
0000021665
Current report, item 8.01
2019-09-20 16:30:49
8-K
ERBA Diagnostics, Inc.
0001095858
8-K - Current report
2019-09-20 16:30:40
Current report
ERBA Diagnostics, Inc.
0001095858
Current report, items 1.01 and 9.01
2019-09-20 16:30:40
8-K
ADOMANI, INC.
0001563568
8-K - Current report
2019-09-20 16:30:33
Current report
ADOMANI, INC.
0001563568
Current report, items 5.02 and 9.01
2019-09-20 16:30:33
8-K
BERKSHIRE HILLS BANCORP INC
0001108134
Current report, item 7.01
2019-09-20 16:30:18
8-K
CCRE Commercial Mortgage Securities, L.P.
0001515166
Form 424H
2019-09-20 16:29:58
424H
CF 2019-CF2 Mortgage Trust
0001787001
Form 424H
2019-09-20 16:29:58
424H
Extra Space Storage Inc.
0001289490
424B7 - Prospectus [Rule 424(b)(7)]
2019-09-20 16:29:38
Prospectus [Rule 424(b)(7)]
Extra Space Storage Inc.
0001289490
Prospectus [Rule 424(b)(7)]
2019-09-20 16:29:38
424B7
EKSO BIONICS HOLDINGS, INC.
0001549084
8-K - Current report
2019-09-20 16:29:36
Current report
EKSO BIONICS HOLDINGS, INC.
0001549084
Current report, item 3.01
2019-09-20 16:29:36
8-K
PLAINS GP HOLDINGS LP
0001581990
Prospectus [Rule 424(b)(3)]
2019-09-20 16:29:32
424B3
NF Energy Saving Corp
0001213660
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-09-20 16:27:43
10-Q
NF Energy Saving Corp
0001213660
Quarterly report [Sections 13 or 15(d)]
2019-09-20 16:27:43
10-Q
RMB INVESTORS TRUST
0000030126
24F-2NT - Rule 24F-2 notice
2019-09-20 16:25:42
Rule 24F-2 notice
RMB INVESTORS TRUST
0000030126
Rule 24F-2 notice
2019-09-20 16:25:42
24F-2NT
EQUITY LIFESTYLE PROPERTIES INC
0000895417
Current report, item 8.01
2019-09-20 16:25:39
8-K
VanEck Funds
0000768847
Post-effective amendment [Rule 485(b)]
2019-09-20 16:25:28
485BPOS
VanEck Funds
0000768847
Post-effective amendment [Rule 485(b)]
2019-09-20 16:25:28
485BPOS
JMP GROUP LLC
0001302350
Current report, items 1.01, 8.01, and 9.01
2019-09-20 16:25:12
8-K
PLAINS ALL AMERICAN PIPELINE LP
0001070423
Prospectus [Rule 424(b)(3)]
2019-09-20 16:24:54
424B3
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-09-20 16:24:17
424B2
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-09-20 16:24:17
424B2
WYNN RESORTS LTD
0001174922
Current report, items 1.01 and 2.03
2019-09-20 16:24:04
8-K
BlackRock Funds VI
0001738080
Definitive materials
2019-09-20 16:24:03
497
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-09-20 16:23:53
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-09-20 16:23:53
424B2
MIMEDX GROUP, INC.
0001376339
8-K - Current report
2019-09-20 16:23:51
Current report
MIMEDX GROUP, INC.
0001376339
Current report, items 5.02, 7.01, and 9.01
2019-09-20 16:23:51
8-K
Hillenbrand, Inc.
0001417398
Current report, items 1.01 and 9.01
2019-09-20 16:23:50
8-K
GreenTree Hospitality Group Ltd.
0001724755
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 16:23:49
6-K
VanEck Vectors ETF Trust
0001137360
Post-effective amendment [Rule 485(a)]
2019-09-20 16:23:39
485APOS
VanEck Vectors ETF Trust
0001137360
Post-effective amendment [Rule 485(a)]
2019-09-20 16:23:39
485APOS
Root Stockholdings, Inc.
0001788882
Notice of Exempt Offering of Securities, item 06b
2019-09-20 16:22:40
D
FIRST TRUST HIGH INCOME LONG/SHORT FUND
0001494530
Annual statement of changes in beneficial ownership of securities
2019-09-20 16:22:26
5
Cohen Louis N.
0001501853
Annual statement of changes in beneficial ownership of securities
2019-09-20 16:22:26
5
FundersClub GM8 LLC
0001787816
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 16:21:42
D
BANK OF NOVA SCOTIA
0000009631
Prospectus [Rule 424(b)(2)]
2019-09-20 16:21:41
424B2
GigCapital, Inc.
0001719489
SC TO-C - Written communication relating to an issuer or third party
2019-09-20 16:21:34
SC TO-C
GigCapital, Inc.
0001719489
Written communication relating to an issuer or third party
2019-09-20 16:21:34
SC TO-C
Owl Rock Capital Corp II
0001655887
[Amend] Tender offer statement by Issuer
2019-09-20 16:21:11
SC TO-I/A
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-09-20 16:20:31
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-09-20 16:20:31
424B2
CRAY INC
0000949158
Current report, item 8.01
2019-09-20 16:19:57
8-K
ROYAL BANK OF CANADA
0001000275
Prospectus [Rule 424(b)(2)]
2019-09-20 16:18:58
424B2
Tower International, Inc.
0001485469
[Amend] Solicitation, recommendation statements
2019-09-20 16:18:56
SC 14D9/A
Fan Integrated Experiences Ltd.
0001788458
Notice of Exempt Offering of Securities, item 06b
2019-09-20 16:18:45
D
Tower International, Inc.
0001485469
[Amend] Tender offer statement by Third Party
2019-09-20 16:18:30
SC TO-T/A
KPS Investors IV, Ltd
0001780777
[Amend] Tender offer statement by Third Party
2019-09-20 16:18:30
SC TO-T/A
TUTOR PERINI CORP
0000077543
8-K - Current report
2019-09-20 16:18:25
Current report
TUTOR PERINI CORP
0000077543
Current report, items 5.02 and 9.01
2019-09-20 16:18:25
8-K
B. Riley Financial, Inc.
0001464790
Prospectus [Rule 424(b)(5)]
2019-09-20 16:18:24
424B5
PRINCIPAL FUNDS INC
0000898745
NPORT-EX - Portfolio Holdings Exhibit to Form N-PORT
2019-09-20 16:18:18
NPORT-EX
PRINCIPAL FUNDS INC
0000898745
Portfolio Holdings Exhibit to Form N-PORT
2019-09-20 16:18:18
NPORT-EX
GigCapital, Inc.
0001719489
8-K - Current report
2019-09-20 16:17:32
Current report
Zymeworks Inc.
0001403752
[Amend] Current report, item 5.02
2019-09-20 16:17:32
8-K/A
GigCapital, Inc.
0001719489
Current report, item 8.01
2019-09-20 16:17:32
8-K
Sovereign Value-Add & Income Strategy Fund I, LLC
0001739582
[Amend] Notice of Exempt Offering of Securities, items 06b and 3C.5
2019-09-20 16:17:25
D/A
X4 Pharmaceuticals, Inc
0001501697
Current report, item 5.02
2019-09-20 16:16:56
8-K
CITRIX SYSTEMS INC
0000877890
[Amend] Current report, item 5.02
2019-09-20 16:16:40
8-K/A
STANDARD DIVERSIFIED INC.
0000911649
Current report, items 1.01, 1.02, 2.03, and 9.01
2019-09-20 16:16:03
8-K
GigCapital, Inc.
0001719489
DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 16:15:37
DEFA14A
GigCapital, Inc.
0001719489
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 16:15:37
DEFA14A
HERMITAGE OFFSHORE SERVICES LTD.
0001597659
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 16:15:22
6-K
Envista Holdings Corp
0001757073
Current report, items 1.01, 2.03, 5.02, 5.03, 5.05, 7.01, and 9.01
2019-09-20 16:15:22
8-K
HERMITAGE OFFSHORE SERVICES LTD.
0001597659
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 16:15:22
6-K
Hilton Chicago Beverage I LLC
0001617207
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Chicago Beverage II LLC
0001617208
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Chicago Beverage III LLC
0001617210
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Chicago Beverage IV LLC
0001617211
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Corporate Director LLC
0001617212
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Embassy Suites Club No. Three, Inc.
0001617220
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Embassy Suites Club No. Two, Inc.
0001617221
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Florida Conrad International Corp.
0001617231
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hampton Inns Management LLC
0001617240
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Management LLC
0001617257
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Holdings, LLC
0001617260
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Hospitality, LLC
0001617264
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Illinois Holdings LLC
0001617268
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton El Con Management LLC
0001617277
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Supply Management LLC
0001617278
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Systems Solutions, LLC
0001617279
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton El Con Operator LLC
0001617280
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT HSS Holding LLC
0001617293
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT JV Acquisition LLC
0001617294
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Franchise Holding LLC
0001617303
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT Audubon LLC
0001617308
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT Lifestyle International Manage LLC
0001617311
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Andiamo's O'Hare, LLC
0001617106
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Blue Bonnet Security, LLC
0001617109
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Chesterfield Village Hotel, LLC
0001617110
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Conrad International Manage
0001617131
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
DTM Atlanta/Legacy, Inc.
0001617135
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
DTR FCH Holdings, Inc.
0001617152
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Embassy Development LLC
0001617163
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Embassy Suites Club No. 1, Inc.
0001617170
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Conrad International
0001617178
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Conrad Management LLC
0001617179
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Destination Resorts LLC
0001617183
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Doubletree Hotels LLC
0001617185
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Doubletree Hotel Systems LLC
0001617186
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Doubletree LLC
0001617189
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Doubletree Management LLC
0001617190
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
DT Management LLC
0001617192
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
DT Real Estate, LLC
0001617195
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Beverage LLC
0001617197
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Worldwide Holdings Inc.
0001585689
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
90210 Biltmore Management, LLC
0001617055
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
90210 Grand Wailea Management Co., LLC
0001617081
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
90210 LLC
0001617082
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
90210 Management Company, LLC
0001617083
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Conrad International
0001617088
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Conrad International
0001617093
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
90210 Desert Resorts Management Co., LLC
0001617105
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
LXR Management LLC
0001771537
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Home2 Management LLC
0001771538
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Curio Management LLC
0001771544
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton NUS HHS, Inc.
0001771556
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT Conrad Domestic LLC
0001617312
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT ESP International Franchise LLC
0001617318
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT ESP International Franchisor Corp
0001617320
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT ESP International Manage LLC
0001617321
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT ESP International Management Corp
0001617322
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT ESP Manage LLC
0001617323
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT Lifestyle International Franchisor Corp
0001617330
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT Lifestyle International Franchise LLC
0001617331
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Garden Inns Management LLC
0001617335
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT Palmer LLC
0001617341
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Hawaii Corp
0001617347
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Honors Worldwide LLC
0001617348
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Homewood Suites Management LLC
0001617352
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hotel Clubs of Corporate Woods, Inc.
0001617354
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hotels Statler Company, Inc.
0001617356
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HPP Hotels USA LLC
0001617358
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HPP International LLC
0001617361
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Peacock Alley Service Company, LLC
0001617372
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Potter's Bar Palmer House, LLC
0001617373
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Promus Hotel Services, Inc.
0001617376
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Promus Hotels Florida LLC
0001617377
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Worldwide Finance Corp.
0001617382
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Innvision, LLC
0001617385
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Worldwide Finance LLC
0001617386
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Promus Hotels Parent LLC
0001617388
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Washington Hilton, L.L.C.
0001617394
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
SALC, Inc.
0001617403
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT HSM Holding LLC
0001617413
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT Lifestyle International Management Corp
0001617417
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT Lifestyle Manage LLC
0001617418
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Waldorf Astoria Management LLC
0001617548
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Promus Hotels LLC
0001617649
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Bally's Grand Property Sub I, LLC
0001617826
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Illinois, LLC
0001617879
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
International Rivercenter Lessee, L.L.C.
0001617885
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
WA Collection International, LLC
0001617891
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Canopy Brand Management LLC
0001708465
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Curio Brand Management LLC
0001708467
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Home2 Brand Management LLC
0001708505
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
HLT Existing Franchise Holding LLC
0001708507
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Worldwide Parent LLC
0001708508
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton San Diego LLC
0001708509
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Domestic Operating Co Inc.
0001708510
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Domestic Management LLC
0001708512
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Hilton Domestic Franchise LLC
0001708513
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Embassy Suites Management LLC
0001708582
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Tru Brand Management LLC
0001708841
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Tapestry Management LLC
0001771532
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Signia Hotel Management LLC
0001771533
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
Motto Management LLC
0001771536
Registration of securities, business combinations
2019-09-20 16:15:14
S-4
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-09-20 16:14:59
424B2
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-09-20 16:14:59
424B2
SELLAS Life Sciences Group, Inc.
0001390478
S-3 - Registration statement under Securities Act of 1933
2019-09-20 16:13:27
S-3
SELLAS Life Sciences Group, Inc.
0001390478
Registration statement under Securities Act of 1933
2019-09-20 16:13:27
S-3
EXAGEN INC.
0001274737
424B4 - Prospectus [Rule 424(b)(4)]
2019-09-20 16:13:24
Prospectus [Rule 424(b)(4)]
EXAGEN INC.
0001274737
Prospectus [Rule 424(b)(4)]
2019-09-20 16:13:24
424B4
NCR CORP
0000070866
Current report, items 8.01 and 9.01
2019-09-20 16:13:10
8-K
TransDigm Group INC
0001260221
Current report, items 7.01 and 9.01
2019-09-20 16:13:05
8-K
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-09-20 16:12:50
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-09-20 16:12:50
424B2
Tracon Pharmaceuticals, Inc.
0001394319
Current report, item 5.02
2019-09-20 16:12:21
8-K
Sound Point Euro CLO Management, LP
0001786231
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 16:12:07
D
BI Acquisition Corp.
0001783000
General form for registration of securities under the Securities Act of 1933
2019-09-20 16:12:06
S-1
Peak Resorts Inc
0001517401
8-K - Current report
2019-09-20 16:11:05
Current report
Peak Resorts Inc
0001517401
Current report, items 5.07, 7.01, and 9.01
2019-09-20 16:11:05
8-K
CONSTELLATION PHARMACEUTICALS INC
0001434418
Current report, item 2.03
2019-09-20 16:11:03
8-K
BELLRING BRANDS, INC.
0001772016
S-1 - General form for registration of securities under the Securities Act of 1933
2019-09-20 16:10:53
General form for registration of
BELLRING BRANDS, INC.
0001772016
General form for registration of securities under the Securities Act of 1933
2019-09-20 16:10:53
S-1
Apex Technology Acquisition Corp
0001777921
8-K - Current report
2019-09-20 16:10:43
Current report
Apex Technology Acquisition Corp
0001777921
Current report, items 1.01, 3.02, 5.03, 8.01, and 9.01
2019-09-20 16:10:43
8-K
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-09-20 16:10:15
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-09-20 16:10:15
424B2
BGC Partners, Inc.
0001094831
Current report, items 8.01 and 9.01
2019-09-20 16:10:10
8-K
LA Grand, LLC
0001788957
Notice of Exempt Offering of Securities, item 06b
2019-09-20 16:09:52
D
Aravive, Inc.
0001513818
Securities to be offered to employees in employee benefit plans
2019-09-20 16:09:40
S-8
BioPharmX Corp
0001504167
Current report, items 3.01 and 9.01
2019-09-20 16:08:38
8-K
Innate Pharma SA
0001598599
Registration statement for certain foreign private issuers
2019-09-20 16:08:24
F-1
Trinity Merger Corp.
0001731536
8-K - Current report
2019-09-20 16:08:20
Current report
Trinity Merger Corp.
0001731536
Current report, items 1.01, 3.02, and 9.01
2019-09-20 16:08:20
8-K
REALNETWORKS INC
0001046327
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 16:08:02
DEFA14A
Horizon Funds
0001643174
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 16:07:55
497K
Horizon Funds
0001643174
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 16:07:55
497K
EF VC32 LP
0001788829
Notice of Exempt Offering of Securities, item 06b
2019-09-20 16:07:47
D
AdvisorShares Trust
0001408970
Definitive materials
2019-09-20 16:07:37
497
IMMUNIC, INC.
0001280776
Securities to be offered to employees in employee benefit plans
2019-09-20 16:07:11
S-8
GALAPAGOS NV
0001421876
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 16:07:04
6-K
GALAPAGOS NV
0001421876
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 16:07:04
6-K
PennantPark Floating Rate Capital Ltd.
0001504619
8-K - Current report
2019-09-20 16:07:02
Current report
PennantPark Floating Rate Capital Ltd.
0001504619
Current report, items 1.01, 2.03, 7.01, and 9.01
2019-09-20 16:07:02
8-K
SAN JUAN BASIN ROYALTY TRUST
0000319655
Current report, items 2.02 and 9.01
2019-09-20 16:06:58
8-K
Weatherford International plc
0001603923
8-K - Current report
2019-09-20 16:06:52
Current report
Weatherford International plc
0001603923
Current report, items 7.01 and 9.01
2019-09-20 16:06:52
8-K
SCHOLASTIC CORP
0000866729
Quarterly report [Sections 13 or 15(d)]
2019-09-20 16:06:51
10-Q
ICAHN ENTERPRISES L.P.
0000813762
Prospectus [Rule 424(b)(3)]
2019-09-20 16:06:45
424B3
ICAHN ENTERPRISES HOLDINGS L.P.
0001034563
Prospectus [Rule 424(b)(3)]
2019-09-20 16:06:45
424B3
ICAHN ENTERPRISES FINANCE CORP.
0001297337
Prospectus [Rule 424(b)(3)]
2019-09-20 16:06:45
424B3
KOHLS Corp
0000885639
Current report, items 8.01 and 9.01
2019-09-20 16:06:39
8-K
Trinity Merger Corp.
0001731536
425 - Prospectuses and communications, business combinations
2019-09-20 16:06:25
425
Trinity Merger Corp.
0001731536
Prospectuses and communications, business combinations
2019-09-20 16:06:25
425
Rexford Industrial Realty, Inc.
0001571283
Current report, items 3.03, 5.03, 8.01, and 9.01
2019-09-20 16:06:21
8-K
Construction Partners, Inc.
0001718227
Current report, items 1.01, 8.01, and 9.01
2019-09-20 16:06:03
8-K
JOHN HANCOCK VARIABLE INSURANCE TRUST
0000756913
497 - Definitive materials
2019-09-20 16:06:02
Definitive materials
JOHN HANCOCK VARIABLE INSURANCE TRUST
0000756913
Definitive materials
2019-09-20 16:06:02
497
REALNETWORKS INC
0001046327
Other definitive proxy statements
2019-09-20 16:05:57
DEF 14A
PTC THERAPEUTICS, INC.
0001070081
Current report, items 1.01, 2.03, 3.02, 8.01, and 9.01
2019-09-20 16:05:50
8-K
HOUSTON AMERICAN ENERGY CORP
0001156041
8-K - Current report
2019-09-20 16:05:40
Current report
HOUSTON AMERICAN ENERGY CORP
0001156041
Current report, items 1.01, 2.03, 3.02, 7.01, and 9.01
2019-09-20 16:05:40
8-K
TechCare Corp.
0001498067
Current report, item 5.02
2019-09-20 16:05:39
8-K
AETHLON MEDICAL INC
0000882291
Other definitive proxy statements
2019-09-20 16:05:29
DEF 14A
PROTECTIVE LIFE CORP
0000355429
Current report, items 1.01, 2.03, and 9.01
2019-09-20 16:05:29
8-K
Horizon Funds
0001643174
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 16:04:51
497K
Horizon Funds
0001643174
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 16:04:51
497K
Chemours Co
0001627223
Current report, items 2.05 and 2.06
2019-09-20 16:04:47
8-K
John Hancock Funds II
0001331971
497 - Definitive materials
2019-09-20 16:04:45
Definitive materials
John Hancock Funds II
0001331971
Definitive materials
2019-09-20 16:04:45
497
Prothena Corp plc
0001559053
[Amend] Current report, item 5.02
2019-09-20 16:04:34
8-K/A
Senseonics, Inc
0001032158
Registration statement under Securities Act of 1933
2019-09-20 16:04:07
S-3
Senseonics Holdings, Inc.
0001616543
[Amend] Registration statement under Securities Act of 1933
2019-09-20 16:04:07
S-3/A
Dorman Products, Inc.
0000868780
8-K - Current report
2019-09-20 16:04:02
Current report
Dorman Products, Inc.
0000868780
Current report, items 5.02 and 9.01
2019-09-20 16:04:02
8-K
JOHN HANCOCK VARIABLE INSURANCE TRUST
0000756913
Definitive materials
2019-09-20 16:04:00
497
Legacy Education Alliance, Inc.
0001561880
Current report, item 1.02
2019-09-20 16:03:58
8-K
TPG Pace Holdings Corp.
0001698991
Current report, items 1.01, 5.07, and 9.01
2019-09-20 16:03:56
8-K
Atlantic Union Bankshares Corp
0000883948
8-K/A [Amend] - Current report
2019-09-20 16:03:37
Current report
Atlantic Union Bankshares Corp
0000883948
[Amend] Current report, item 5.02
2019-09-20 16:03:37
8-K/A
Annovis Bio, Inc.
0001477845
[Amend] General form for registration of securities under the Securities Act of 1933
2019-09-20 16:02:49
S-1/A
John Hancock Funds II
0001331971
Definitive materials
2019-09-20 16:02:31
497
Crexendo, Inc.
0001075736
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 16:02:26
DEFA14A
Ampio Pharmaceuticals, Inc.
0001411906
Current report, items 5.02, 8.01, and 9.01
2019-09-20 16:02:13
8-K
TPG Pace Holdings Corp.
0001698991
Prospectuses and communications, business combinations
2019-09-20 16:02:02
425
HSBC USA INC /MD/
0000083246
Prospectus [Rule 424(b)(2)]
2019-09-20 16:01:59
424B2
Blink Charging Co.
0001429764
424B3 - Prospectus [Rule 424(b)(3)]
2019-09-20 16:01:57
Prospectus [Rule 424(b)(3)]
Blink Charging Co.
0001429764
Prospectus [Rule 424(b)(3)]
2019-09-20 16:01:57
424B3
Surface Oncology, Inc.
0001718108
8-K - Current report
2019-09-20 16:01:55
Current report
Surface Oncology, Inc.
0001718108
Current report, item 5.02
2019-09-20 16:01:55
8-K
DEUTSCHE DWS INVESTMENT TRUST
0000088064
485BPOS - Post-effective amendment [Rule 485(b)]
2019-09-20 16:01:27
485BPOS
DEUTSCHE DWS INVESTMENT TRUST
0000088064
485BPOS - Post-effective amendment [Rule 485(b)]
2019-09-20 16:01:27
485BPOS
DEUTSCHE DWS INVESTMENT TRUST
0000088064
Post-effective amendment [Rule 485(b)]
2019-09-20 16:01:27
485BPOS
DEUTSCHE DWS INVESTMENT TRUST
0000088064
Post-effective amendment [Rule 485(b)]
2019-09-20 16:01:27
485BPOS
Bancorp, Inc.
0001295401
Current report, item 8.01
2019-09-20 16:01:26
8-K
WVV Thomasville Holdings LLC
0001788792
Notice of Exempt Offering of Securities, item 06b
2019-09-20 16:01:26
D
Crexendo, Inc.
0001075736
Other definitive proxy statements
2019-09-20 16:01:21
DEF 14A
NEW PERSPECTIVE FUND
0000071516
485APOS - Post-effective amendment [Rule 485(a)]
2019-09-20 16:01:15
485APOS
NEW PERSPECTIVE FUND
0000071516
485APOS - Post-effective amendment [Rule 485(a)]
2019-09-20 16:01:15
485APOS
NEW PERSPECTIVE FUND
0000071516
Post-effective amendment [Rule 485(a)]
2019-09-20 16:01:15
485APOS
NEW PERSPECTIVE FUND
0000071516
Post-effective amendment [Rule 485(a)]
2019-09-20 16:01:15
485APOS
Southwest Gas Holdings, Inc.
0001692115
8-K12B - Notification that a class of securities of successor issuer is deemed to be registered pursuant to section 12(b)
2019-09-20 16:01:10
8-K12B
Southwest Gas Holdings, Inc.
0001692115
Notification that a class of securities of successor issuer is deemed to be registered pursuant to section 12(b), items 1.01, 3.03, and 9.01
2019-09-20 16:01:10
8-K12B
Entree Resources Ltd.
0001271554
Notification of the removal from listing and registration of matured, redeemed or retired securities
2019-09-20 16:01:08
25
WFN CREDIT CO LLC
0001139552
Current report, items 1.01, 6.05, 8.01, and 9.01
2019-09-20 16:00:58
8-K
WORLD FINANCIAL NETWORK CREDIT CARD MASTER TRUST
0001140096
Current report, items 1.01, 6.05, 8.01, and 9.01
2019-09-20 16:00:58
8-K
WORLD FINANCIAL NETWORK CREDIT CARD MASTER NOTE TRUST
0001282663
Current report, items 1.01, 6.05, 8.01, and 9.01
2019-09-20 16:00:58
8-K
Southcross Energy Partners, L.P.
0001547638
8-K - Current report
2019-09-20 16:00:41
Current report
Southcross Energy Partners, L.P.
0001547638
Current report, item 8.01
2019-09-20 16:00:41
8-K
Hertz Group Realty Trust, Inc.
0001764825
[Amend] Registration of securities issued by real estate companies
2019-09-20 16:00:39
S-11/A
HOTCHKIS & WILEY FUNDS /DE/
0001145022
485BPOS - Post-effective amendment [Rule 485(b)]
2019-09-20 16:00:27
485BPOS
HOTCHKIS & WILEY FUNDS /DE/
0001145022
485BPOS - Post-effective amendment [Rule 485(b)]
2019-09-20 16:00:27
485BPOS
HOTCHKIS & WILEY FUNDS /DE/
0001145022
Post-effective amendment [Rule 485(b)]
2019-09-20 16:00:27
485BPOS
HOTCHKIS & WILEY FUNDS /DE/
0001145022
Post-effective amendment [Rule 485(b)]
2019-09-20 16:00:27
485BPOS
Spark Energy, Inc.
0001606268
Registration statement under Securities Act of 1933
2019-09-20 15:59:46
S-3
Morgan Stanley Finance LLC
0001666268
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 15:56:57
FWP
Morgan Stanley Finance LLC
0001666268
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 15:56:17
FWP
NGCC Alpha I SPV, LLC
0001787348
Notice of Exempt Offering of Securities, item 06b
2019-09-20 15:55:43
D
GO Lab, Inc.
0001757949
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-09-20 15:55:05
D/A
MORGAN STANLEY
0000895421
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 15:54:58
FWP
MORGAN STANLEY
0000895421
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 15:54:58
FWP
MORGAN STANLEY
0000895421
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 15:54:26
FWP
MORGAN STANLEY
0000895421
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 15:54:26
FWP
Medallion Resources Ltd
0001370496
Notice of Exempt Offering of Securities, item 06b
2019-09-20 15:54:11
D
Automation Finance Reperformance Fund IV LLC
0001756950
Form 1-A POS
2019-09-20 15:54:05
1-A POS
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-09-20 15:53:27
424B2
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-09-20 15:53:27
424B2
Allegiance Bancshares, Inc.
0001642081
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 15:50:42
FWP
Opera Ltd
0001737450
Prospectus [Rule 424(b)(5)]
2019-09-20 15:48:36
424B5
General Motors Financial Company, Inc.
0000804269
Prospectus [Rule 424(b)(3)]
2019-09-20 15:47:33
424B3
LCNB CORP
0001074902
Current report, items 5.02 and 9.01
2019-09-20 15:47:13
8-K
Forum Holdings, LLC
0001788886
S-3/A [Amend] - Registration statement under Securities Act of 1933
2019-09-20 15:46:40
Registration statement under Sec
FORUM ENERGY TECHNOLOGIES, INC.
0001401257
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
Global Flow Technologies, Inc.
0001615139
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
FORUM US, INC.
0001615156
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
Z Explorations, Inc.
0001615172
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
Z Resources Inc.
0001615173
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
ZY-TECH GLOBAL INDUSTRIES, INC.
0001615174
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
FET HOLDINGS, LLC
0001615187
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
FORUM ENERGY SERVICES, INC.
0001615189
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
FORUM GLOBAL TUBING LLC
0001615191
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
FORUM GLOBAL TUBING LP
0001615195
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
FORUM INTERNATIONAL HOLDINGS, INC.
0001615249
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
Forum Global Holdings, LLC
0001682298
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
Global Tubing, LLC
0001788862
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
Forum Holdings, LLC
0001788886
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
Houston Global Heat Transfer LLC
0001788995
[Amend] Registration statement under Securities Act of 1933
2019-09-20 15:46:40
S-3/A
PRUDENTIAL VARIABLE CONTRACT ACCOUNT 10
0000701276
Definitive materials
2019-09-20 15:45:36
497
EIP INVESTMENT TRUST
0001350049
N-Q - Quarterly Schedule of portfolio holdings of management investment companies
2019-09-20 15:44:37
N-Q
EIP INVESTMENT TRUST
0001350049
Quarterly Schedule of portfolio holdings of management investment companies
2019-09-20 15:44:37
N-Q
Andersons, Inc.
0000821026
Securities to be offered to employees in employee benefit plans
2019-09-20 15:44:16
S-8
PRUDENTIAL VARIABLE CONTRACT ACCOUNT 2
0000080941
Definitive materials
2019-09-20 15:44:08
497
PRUDENTIAL INVESTMENT PORTFOLIOS 2
0001099692
Amendments to 40 Act only filings
2019-09-20 15:42:46
POS AMI
PRUDENTIALS GIBRALTAR FUND
0000080946
Definitive materials
2019-09-20 15:41:17
497
PRUDENTIAL SERIES FUND
0000711175
Definitive materials
2019-09-20 15:39:23
497
FP Credit Partners iCapital Access Fund, L.P.
0001788781
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 15:39:21
D
Jufeel International Group
0001725063
[Amend] Current report, item 5.02
2019-09-20 15:38:04
8-K/A
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15
0000278187
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
TARGET PORTFOLIO TRUST
0000890339
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC.
0001022624
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL INVESTMENT PORTFOLIOS 3
0001104631
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL INVESTMENT PORTFOLIOS 2
0001099692
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC.
0000816753
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17
0000929523
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL INVESTMENT PORTFOLIOS 8
0000887991
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL JENNISON SMALL CO FUND, INC.
0000318531
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10
0001035018
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL INVESTMENT PORTFOLIOS 7
0000803191
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL INVESTMENT PORTFOLIOS, INC.
0000949512
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL SECTOR FUNDS, INC.
0000352665
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL INVESTMENT PORTFOLIOS 12
0001051562
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL WORLD FUND, INC.
0000741350
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL INVESTMENT PORTFOLIOS 4
0000807394
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL Government Money Market Fund, INC.
0000067590
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL INVESTMENT PORTFOLIOS 18
0001052118
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL INVESTMENT PORTFOLIOS 6
0000746518
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL JENNISON BLEND FUND, INC.
0000356683
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC.
0000793159
497 - Definitive materials
2019-09-20 15:37:59
Definitive materials
PRUDENTIAL Government Money Market Fund, INC.
0000067590
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15
0000278187
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL NATIONAL MUNI FUND, INC.
0000314612
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL JENNISON SMALL CO FUND, INC.
0000318531
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL SECTOR FUNDS, INC.
0000352665
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL JENNISON BLEND FUND, INC.
0000356683
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14
0000717819
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL WORLD FUND, INC.
0000741350
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS 6
0000746518
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC.
0000793159
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS 7
0000803191
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS 4
0000807394
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC.
0000816753
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL SHORT-TERM CORPORATE BOND FUND, INC.
0000834126
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS 8
0000887991
Definitive materials
2019-09-20 15:37:59
497
TARGET PORTFOLIO TRUST
0000890339
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17
0000929523
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS, INC.
0000949512
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC.
0001022624
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10
0001035018
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS 12
0001051562
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS 18
0001052118
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS 16
0001067442
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS 9
0001070287
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS 5
0001090155
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS 2
0001099692
Definitive materials
2019-09-20 15:37:59
497
PRUDENTIAL INVESTMENT PORTFOLIOS 3
0001104631
Definitive materials
2019-09-20 15:37:59
497
PGIM ETF TRUST
0001727074
Definitive materials
2019-09-20 15:37:59
497
MUTUAL FUND SERIES TRUST
0001355064
497 - Definitive materials
2019-09-20 15:37:18
Definitive materials
MUTUAL FUND SERIES TRUST
0001355064
Definitive materials
2019-09-20 15:37:18
497
MORGAN STANLEY
0000895421
424B2 - Prospectus [Rule 424(b)(2)]
2019-09-20 15:35:41
Prospectus [Rule 424(b)(2)]
MORGAN STANLEY
0000895421
Prospectus [Rule 424(b)(2)]
2019-09-20 15:35:41
424B2
Morgan Stanley Finance LLC
0001666268
Prospectus [Rule 424(b)(2)]
2019-09-20 15:35:41
424B2
NEW COVENANT FUNDS
0001070222
24F-2NT - Rule 24F-2 notice
2019-09-20 15:35:37
Rule 24F-2 notice
NEW COVENANT FUNDS
0001070222
Rule 24F-2 notice
2019-09-20 15:35:37
24F-2NT
ADVANCED SERIES TRUST
0000814679
Definitive materials
2019-09-20 15:34:40
497
iSHARES TRUST
0001100663
Post-effective amendment [Rule 485(a)]
2019-09-20 15:32:37
485APOS
iSHARES TRUST
0001100663
Post-effective amendment [Rule 485(a)]
2019-09-20 15:32:37
485APOS
NORTHWESTERN CORP
0000073088
8-K - Current report
2019-09-20 15:32:24
Current report
NORTHWESTERN CORP
0000073088
Current report, items 1.01, 2.03, and 9.01
2019-09-20 15:32:24
8-K
Gargle Inc
0001788645
Notice of Exempt Offering of Securities, items 06b and 4a5
2019-09-20 15:32:12
D
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-09-20 15:31:48
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-09-20 15:31:48
424B2
Morgan Stanley Finance LLC
0001666268
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 15:31:40
FWP
Morgan Stanley Capital I Inc.
0001547361
Asset-backed securitizer report pursuant to Section 15G, item 2.01
2019-09-20 15:30:49
ABS-15G
Morgan Stanley Capital I Inc.
0001547361
Asset-backed securitizer report pursuant to Section 15G, item 2.01
2019-09-20 15:30:49
ABS-15G
Morgan Stanley Capital I Inc.
0001547361
Asset-backed securitizer report pursuant to Section 15G, item 2.01
2019-09-20 15:30:49
ABS-15G
Tribeca Waco, LLC
0001788979
Notice of Exempt Offering of Securities, item 06b
2019-09-20 15:30:49
D
Acreage Holdings, Inc.
0001762359
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 15:29:56
6-K
SALEM MEDIA GROUP, INC. /DE/
0001050606
S-3 - Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
BISON MEDIA INC
0001049666
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
INSPIRATION MEDIA INC
0001049672
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
NEW INSPIRATION BROADCASTING CO INC
0001049678
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SALEM MEDIA OF COLORADO INC
0001049686
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SALEM MEDIA OF OHIO INC
0001049689
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SALEM MEDIA OF OREGON INC
0001049690
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SALEM MEDIA OF TEXAS INC
0001049692
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SALEM RADIO NETWORK INC
0001049695
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SALEM MEDIA REPRESENTATIVES INC
0001049697
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SRN NEWS NETWORK INC
0001049700
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SALEM MEDIA GROUP, INC. /DE/
0001050606
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SALEM COMMUNICATIONS HOLDINGS CORP
0001158495
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
INSPIRATION MEDIA OF TEXAS LLC
0001158501
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
REACH SATELLITE NETWORK INC
0001158504
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SALEM MEDIA OF HAWAII INC
0001158514
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SALEM MEDIA OF ILLINOIS LLC
0001158515
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SALEM MEDIA OF NEW YORK LLC
0001158517
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SALEM RADIO OPERATIONS LLC
0001158520
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SALEM RADIO PROPERTIES INC
0001158521
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SCA LICENSE CORP
0001158522
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SCA PALO ALTO LLC
0001209995
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SALEM SATELLITE MEDIA LLC
0001247802
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
NI ACQUISITION CORP
0001247804
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
Salem Consumer Products Inc.
0001479427
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
Air Hot, Inc.
0001681052
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
SRN Store, Inc.
0001681054
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
Salem Media of Massachusetts, LLC
0001681060
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
Salem Web Network, LLC
0001681062
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
Eagle Products, LLC
0001681118
Registration statement under Securities Act of 1933
2019-09-20 15:29:42
S-3
MORGAN STANLEY
0000895421
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 15:29:18
FWP
MORGAN STANLEY
0000895421
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 15:29:18
FWP
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-09-20 15:29:15
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-09-20 15:29:15
424B2
Owl Rock Capital Corp
0001655888
[Amend] Registration statement for closed-end investment companies
2019-09-20 15:27:38
N-2/A
MILLER HERMAN INC
0000066382
Current report, item 8.01
2019-09-20 15:27:25
8-K
Meridian Energy Group, Inc.
0001651538
Notice of Exempt Offering of Securities, item 06c
2019-09-20 15:26:43
D
Atomontage Inc.
0001726615
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-09-20 15:24:23
D/A
iTrust Ventures LLC
0001744060
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-09-20 15:23:21
D/A
Western Asset Opportunistic Income Fund Inc.
0001565433
Application for Deregistration
2019-09-20 15:22:55
N-8F
HUGOTON ROYALTY TRUST
0000862022
Current report, items 2.02 and 9.01
2019-09-20 15:18:56
8-K
DEUTSCHE MORTGAGE & ASSET RECEIVING CORP
0001013454
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 15:17:51
FWP
Benchmark 2019-B13 Mortgage Trust
0001785881
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 15:17:51
FWP
TORONTO DOMINION BANK
0000947263
Prospectus [Rule 424(b)(2)]
2019-09-20 15:17:32
424B2
BRASKEM SA
0001071438
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 15:17:06
6-K
LEGG MASON PERMAL ALTERNATIVES FUND INC.
0001515610
Application for Deregistration
2019-09-20 15:16:02
N-8F
Burly P2P Co.
0001788188
Notice of Exempt Offering of Securities, item 06b
2019-09-20 15:15:55
D
DoubleLine Yield Opportunities Fund
0001788399
Notification of registration [Section 8(a)]
2019-09-20 15:14:55
N-8A
iSHARES TRUST
0001100663
485APOS - Post-effective amendment [Rule 485(a)]
2019-09-20 15:13:44
485APOS
iSHARES TRUST
0001100663
485APOS - Post-effective amendment [Rule 485(a)]
2019-09-20 15:13:44
485APOS
iSHARES TRUST
0001100663
Post-effective amendment [Rule 485(a)]
2019-09-20 15:13:44
485APOS
iSHARES TRUST
0001100663
Post-effective amendment [Rule 485(a)]
2019-09-20 15:13:44
485APOS
North Haven Private Equity Asia V TEI Intermediate, L.P.
0001753678
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 15:12:49
D/A
ADVANCED SERIES TRUST
0000814679
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 15:12:24
497K
MOCO DSC Investments LLC
0001788666
Notice of Exempt Offering of Securities, item 06c
2019-09-20 15:12:18
D
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-09-20 15:12:08
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-09-20 15:12:08
424B2
ADVANCED SERIES TRUST
0000814679
Definitive materials
2019-09-20 15:11:56
497
GREAT-WEST FUNDS INC
0000356476
NPORT-EX - Portfolio Holdings Exhibit to Form N-PORT
2019-09-20 15:11:09
NPORT-EX
GREAT-WEST FUNDS INC
0000356476
Portfolio Holdings Exhibit to Form N-PORT
2019-09-20 15:11:09
NPORT-EX
Brookdale Senior Living Inc.
0001332349
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 15:09:29
DEFA14A
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-09-20 15:09:16
424B2
NuZee, Inc.
0001527613
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 15:09:12
DEFA14A
Bexco Property XV LLC
0001785975
Notice of Exempt Offering of Securities, item 04
2019-09-20 15:07:29
D
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-09-20 15:07:07
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-09-20 15:07:07
424B2
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-09-20 15:05:43
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-09-20 15:05:43
424B2
FT 8269
0001782154
Pre-effective pricing amendments [Rule 487]
2019-09-20 15:05:23
487
AERIAL FUNDING POOLED FUND LLC NON-PERFORMING SERIES 2
0001787845
Notice of Exempt Offering of Securities, item 06b
2019-09-20 15:04:04
D
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-09-20 14:59:49
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-09-20 14:59:49
424B2
VideaHealth, Inc.
0001763782
Notice of Exempt Offering of Securities, item 06b
2019-09-20 14:59:42
D
North Haven Private Equity Asia V TEI Feeder, L.P.
0001753679
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 14:58:54
D/A
Midland States Bancorp, Inc.
0001466026
Current report, items 1.01, 2.03, 7.01, and 9.01
2019-09-20 14:57:41
8-K
Daimler Retail Receivables LLC
0001463814
Prospectus [Rule 424(b)(2)]
2019-09-20 14:57:14
424B2
Mercedes-Benz Auto Receivables Trust 2019-1
0001785844
Prospectus [Rule 424(b)(2)]
2019-09-20 14:57:14
424B2
FIRST AMERICAN FUNDS INC
0000356134
Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]
2019-09-20 14:54:18
40-17F2
CBRE CLARION GLOBAL REAL ESTATE INCOME FUND
0001268884
Fidelity Bond [Rule 17G-1(g)]
2019-09-20 14:52:03
40-17G
Total Hatcher Partners
0001788864
Notice of Exempt Offering of Securities, item 06b
2019-09-20 14:48:17
D
GENERAL ELECTRIC CO
0000040545
Current report, items 2.01 and 9.01
2019-09-20 14:46:56
8-K
APPYEA, INC
0001568969
Other preliminary proxy statements
2019-09-20 14:46:40
PRE 14A
Mercedes-Benz Auto Receivables Trust 2019-1
0001785844
Current report, items 1.01, 8.01, and 9.01
2019-09-20 14:46:38
8-K
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-09-20 14:45:15
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-09-20 14:45:15
424B2
Tahoe Fund, L.P.
0001502145
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 14:44:56
D/A
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-09-20 14:44:43
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-09-20 14:44:43
424B2
Procure ETF Trust II
0001727398
Quarterly Schedule of portfolio holdings of management investment companies
2019-09-20 14:44:43
N-Q
HEALTH DISCOVERY CORP
0001141788
Current report, item 7.01
2019-09-20 14:42:11
8-K
XYNOMIC PHARMACEUTICALS HOLDINGS, INC.
0001697805
8-K - Current report
2019-09-20 14:41:27
Current report
XYNOMIC PHARMACEUTICALS HOLDINGS, INC.
0001697805
Current report, item 5.02
2019-09-20 14:41:27
8-K
Morgan Stanley Finance LLC
0001666268
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 14:41:02
FWP
WisdomTree Trust
0001350487
24F-2NT - Rule 24F-2 notice
2019-09-20 14:39:18
Rule 24F-2 notice
WisdomTree Trust
0001350487
Rule 24F-2 notice
2019-09-20 14:39:18
24F-2NT
MORGAN STANLEY
0000895421
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 14:39:11
FWP
MORGAN STANLEY
0000895421
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 14:39:11
FWP
UBS Commercial Mortgage Securitization Corp.
0001532799
Form 424H
2019-09-20 14:37:39
424H
UBS Commercial Mortgage Trust 2019-C17
0001785812
Form 424H
2019-09-20 14:37:39
424H
Fundrise West Coast Opportunistic REIT, LLC
0001660919
Form 1-SA
2019-09-20 14:37:35
1-SA
North Haven Private Equity Asia V, L.P.
0001753686
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 14:37:20
D/A
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
497 - Definitive materials
2019-09-20 14:35:40
Definitive materials
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
Definitive materials
2019-09-20 14:35:40
497
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-09-20 14:35:18
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-09-20 14:35:18
424B2
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 14:34:58
497K
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 14:34:58
497K
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
497 - Definitive materials
2019-09-20 14:34:13
Definitive materials
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
Definitive materials
2019-09-20 14:34:13
497
DEUTSCHE DWS INSTITUTIONAL FUNDS
0000862157
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 14:33:28
497K
DEUTSCHE DWS INSTITUTIONAL FUNDS
0000862157
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 14:33:28
497K
Advisors' Inner Circle Fund III
0001593547
497 - Definitive materials
2019-09-20 14:33:04
Definitive materials
Advisors' Inner Circle Fund III
0001593547
Definitive materials
2019-09-20 14:33:04
497
DEUTSCHE DWS INSTITUTIONAL FUNDS
0000862157
497 - Definitive materials
2019-09-20 14:32:47
Definitive materials
DEUTSCHE DWS INSTITUTIONAL FUNDS
0000862157
Definitive materials
2019-09-20 14:32:47
497
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
Definitive materials
2019-09-20 14:32:06
497
Grocers OZ Fund, LLC
0001788646
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 14:32:04
D
FRONTIER FUNDS, INC.
0001014913
24F-2NT - Rule 24F-2 notice
2019-09-20 14:31:49
Rule 24F-2 notice
FRONTIER FUNDS, INC.
0001014913
Rule 24F-2 notice
2019-09-20 14:31:49
24F-2NT
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 14:31:06
497K
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
Definitive materials
2019-09-20 14:29:55
497
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
497 - Definitive materials
2019-09-20 14:29:07
Definitive materials
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
Definitive materials
2019-09-20 14:29:07
497
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-09-20 14:28:59
424B2
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 14:28:29
497K
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 14:28:29
497K
UBS-Barclays Commercial Mortgage Trust 2013-C6
0001571238
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 14:27:55
10-D
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
497 - Definitive materials
2019-09-20 14:27:36
Definitive materials
DEUTSCHE DWS INTERNATIONAL FUND, INC.
0000088053
Definitive materials
2019-09-20 14:27:36
497
WELLS FARGO & COMPANY/MN
0000072971
Current report, item 9.01
2019-09-20 14:27:31
8-K
BODY & MIND INC.
0001715611
Current report, items 7.01 and 9.01
2019-09-20 14:25:05
8-K
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
0001045520
Prospectus [Rule 424(b)(2)]
2019-09-20 14:24:44
424B2
Blackstone Alternative Alpha Fund II
0001566814
Tender offer statement by Issuer
2019-09-20 14:24:36
SC TO-I
CEMTREX INC
0001435064
Current report, item 8.01
2019-09-20 14:23:19
8-K
USA TECHNOLOGIES INC
0000896429
Current report, item 8.01
2019-09-20 14:21:34
8-K
Blackstone Alternative Alpha Fund
0001535091
Tender offer statement by Issuer
2019-09-20 14:19:46
SC TO-I
Fundrise Midland Opportunistic REIT, LLC
0001661023
Form 1-SA
2019-09-20 14:19:07
1-SA
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:17:54
19B-4E
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:17:40
19B-4E
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:17:29
19B-4E
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:17:08
19B-4E
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:16:19
19B-4E
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:16:11
19B-4E
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:15:49
19B-4E
GUOZI ZHONGYU CAPITAL HOLDINGS
0001267612
Quarterly report [Sections 13 or 15(d)]
2019-09-20 14:15:02
10-Q
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:14:51
19B-4E
Rich Uncles Real Estate Investment Trust I
0001672754
Current report, items 1.01, 7.01, 8.01, and 9.01
2019-09-20 14:14:16
8-K
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:14:06
19B-4E
NORTH CAROLINA CAPITAL MANAGEMENT TRUST
0000702149
DEF 14A - Other definitive proxy statements
2019-09-20 14:14:04
DEF 14A
NORTH CAROLINA CAPITAL MANAGEMENT TRUST
0000702149
Other definitive proxy statements
2019-09-20 14:14:04
DEF 14A
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:13:57
19B-4E
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
0000793597
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 14:13:49
497K
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
0000793597
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 14:13:49
497K
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:13:34
19B-4E
Rich Uncles Real Estate Investment Trust I
0001672754
Prospectuses and communications, business combinations
2019-09-20 14:13:13
425
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:13:05
19B-4E
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:12:54
19B-4E
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
0000793597
497 - Definitive materials
2019-09-20 14:12:21
Definitive materials
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
0000793597
Definitive materials
2019-09-20 14:12:21
497
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:12:18
19B-4E
GUOZI ZHONGYU CAPITAL HOLDINGS
0001267612
[Amend] Current report, item 5.03
2019-09-20 14:12:13
8-K/A
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:12:03
19B-4E
Brazen Technologies, Inc.
0001482849
Notice of Exempt Offering of Securities, item 06b
2019-09-20 14:11:54
D
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:11:49
19B-4E
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:11:38
19B-4E
Aqua Quest International, Inc.
0001558636
Offering Statement [Regulation A]
2019-09-20 14:11:36
1-A
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:11:19
19B-4E
MORGAN STANLEY
0000895421
424B2 - Prospectus [Rule 424(b)(2)]
2019-09-20 14:10:50
Prospectus [Rule 424(b)(2)]
MORGAN STANLEY
0000895421
Prospectus [Rule 424(b)(2)]
2019-09-20 14:10:50
424B2
Morgan Stanley Finance LLC
0001666268
Prospectus [Rule 424(b)(2)]
2019-09-20 14:10:50
424B2
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:10:35
19B-4E
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:09:50
19B-4E
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:09:36
19B-4E
Senior Solutions, LLC
0001788970
Notice of Exempt Offering of Securities, item 06b
2019-09-20 14:09:33
D
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:09:20
19B-4E
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:08:53
19B-4E
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:08:43
19B-4E
ExchangeRight Net-Leased Preferred Equity Income Fund, LLC
0001773638
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-09-20 14:08:34
D/A
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:08:31
19B-4E
NYSE ARCA, INC.
0001143362
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:08:03
19B-4E
BLUEFIN TOPCO, LLC
0001782315
Notice of Exempt Offering of Securities, item 06b
2019-09-20 14:06:37
D
Brazen Technologies, Inc.
0001482849
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-09-20 14:06:21
D/A
The Nasdaq Stock Market LLC
0001354457
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:05:42
19B-4E
The Nasdaq Stock Market LLC
0001354457
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:05:13
19B-4E
The Nasdaq Stock Market LLC
0001354457
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:04:57
19B-4E
The Nasdaq Stock Market LLC
0001354457
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 14:04:09
19B-4E
Corning Natural Gas Holding Corp
0001582244
Current report, items 8.01 and 9.01
2019-09-20 14:04:03
8-K
Alliance Omaha Soccer Holdings LLC
0001777066
[Amend] Notice of Exempt Offering of Securities, item 06c
2019-09-20 14:03:45
D/A
EQUINOR ASA
0001140625
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 14:01:48
6-K
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-09-20 13:59:47
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-09-20 13:57:35
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-09-20 13:57:35
424B2
FUTURE INTERNATIONAL GROUP CORP.
0001625376
[Amend] Quarterly report [Sections 13 or 15(d)]
2019-09-20 13:57:33
10-Q/A
MORGAN STANLEY
0000895421
424B2 - Prospectus [Rule 424(b)(2)]
2019-09-20 13:57:20
Prospectus [Rule 424(b)(2)]
MORGAN STANLEY
0000895421
Prospectus [Rule 424(b)(2)]
2019-09-20 13:57:20
424B2
Morgan Stanley Finance LLC
0001666268
Prospectus [Rule 424(b)(2)]
2019-09-20 13:57:20
424B2
GLOWPOINT, INC.
0000746210
Report of proposed sale of securities
2019-09-20 13:57:12
144
PESSIN SANDRA F
0000936979
Report of proposed sale of securities
2019-09-20 13:57:12
144
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-09-20 13:56:42
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-09-20 13:56:42
424B2
Snipp Interactive Inc.
0001613092
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 13:56:22
6-K
J. Goldman, L.P.
0001219102
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 13:54:08
D/A
AUSCRETE Corp
0001492091
Current report, item 8.01
2019-09-20 13:53:20
8-K
Kendle Glenda Lynette
0001785078
Registration of securities [Section 12(b)]
2019-09-20 13:52:12
10-12B
PROVINCE OF BRITISH COLUMBIA
0000836136
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 13:50:43
FWP
Kendle Glenda Lynette
0001785078
Registration of securities [Section 12(g)]
2019-09-20 13:49:17
10-12G
Broadview Partners LP
0001412168
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 13:48:20
D/A
MERIDIAN FUND INC
0000745467
24F-2NT - Rule 24F-2 notice
2019-09-20 13:47:49
Rule 24F-2 notice
MERIDIAN FUND INC
0000745467
Rule 24F-2 notice
2019-09-20 13:47:49
24F-2NT
HSBC HOLDINGS PLC
0001089113
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 13:47:29
6-K
FSC USRX PARTNERS, LP
0001787916
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 13:43:25
D
CROSS TIMBERS ROYALTY TRUST
0000881787
Current report, items 2.02 and 9.01
2019-09-20 13:42:02
8-K
Green Coffee Co Inc.
0001716585
Notice of Exempt Offering of Securities, item 06c
2019-09-20 13:38:29
D
FORD CREDIT AUTO RECEIVABLES TWO LLC
0001129987
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 13:37:30
FWP
Ford Credit Auto Lease Two LLC
0001519881
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 13:36:45
FWP
FORD CREDIT FLOORPLAN LLC
0001061198
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 13:36:15
FWP
Ford Credit Floorplan Corp
0000872471
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 13:36:00
FWP
FORD CREDIT FLOORPLAN MASTER OWNER TRUST A
0001159408
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 13:35:46
FWP
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-09-20 13:35:25
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-09-20 13:35:25
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-09-20 13:34:46
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-09-20 13:34:46
424B2
World Omni Automobile Lease Securitization Trust 2019-B
0001781624
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 13:32:47
10-D
TCG Rick, LLC
0001788968
Notice of Exempt Offering of Securities, item 06b
2019-09-20 13:32:42
D
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-09-20 13:32:23
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-09-20 13:32:23
424B2
NuZee, Inc.
0001527613
Other definitive proxy statements
2019-09-20 13:32:15
DEF 14A
HILLMAN CAPITAL MANAGEMENT INVESTMENT TRUST
0001122649
497 - Definitive materials
2019-09-20 13:31:10
Definitive materials
HILLMAN CAPITAL MANAGEMENT INVESTMENT TRUST
0001122649
Definitive materials
2019-09-20 13:31:10
497
REPLICEL LIFE SCIENCES INC.
0001205059
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 13:31:03
6-K
World Omni Automobile Lease Securitization Trust 2019-A
0001766101
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 13:29:42
10-D
Round Hill Square
0001788218
Notice of Exempt Offering of Securities, item 06b
2019-09-20 13:28:59
D
TENARIS SA
0001190723
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 13:28:27
6-K
TENARIS SA
0001190723
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 13:28:27
6-K
World Omni Automobile Lease Securitization Trust 2018-B
0001749273
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 13:25:45
10-D
World Omni Automobile Lease Securitization Trust 2018-A
0001730127
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 13:23:09
10-D
Alpha Architect ETF Trust
0001592900
Post-effective amendment [Rule 485(b)]
2019-09-20 13:22:43
485BPOS
Alpha Architect ETF Trust
0001592900
Post-effective amendment [Rule 485(b)]
2019-09-20 13:22:43
485BPOS
ROYAL BANK OF CANADA
0001000275
Prospectus [Rule 424(b)(2)]
2019-09-20 13:19:26
424B2
FundVantage Trust
0001388485
Certification of no change in definitive materials
2019-09-20 13:19:21
497J
World Omni Automobile Lease Securitization Trust 2017-A
0001698529
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 13:19:00
10-D
TRUST FOR PROFESSIONAL MANAGERS
0001141819
Post-effective amendment [Rule 485(b)]
2019-09-20 13:16:17
485BPOS
TRUST FOR PROFESSIONAL MANAGERS
0001141819
Post-effective amendment [Rule 485(b)]
2019-09-20 13:16:17
485BPOS
Octagon Multi-Strategy Corporate Credit Fund LP
0001625498
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 13:14:33
D/A
World Omni Auto Receivables Trust 2019-B
0001772793
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 13:13:55
10-D
Liberty Gold Corp. /CAN
0001755191
Notice of Exempt Offering of Securities, item 06b
2019-09-20 13:12:12
D
Trident Preneed, L.L.C.
0001785233
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 13:10:31
D/A
FT 8240
0001780831
Pre-effective pricing amendments [Rule 487]
2019-09-20 13:09:46
487
KfW
0000821533
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 13:09:33
FWP
World Omni Auto Receivables Trust 2019-A
0001762287
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 13:07:45
10-D
Nushares ETF Trust
0001635073
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 13:06:03
497K
CCRE Commercial Mortgage Securities, L.P.
0001515166
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 13:05:44
FWP
CF 2019-CF2 Mortgage Trust
0001787001
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 13:05:44
FWP
Black Hills Capital Investors, LLC
0001454422
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 13:05:23
D/A
Spring Bridge Partners
0001788359
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 13:05:00
D
Nushares ETF Trust
0001635073
Registration of securities [Section 12(b)]
2019-09-20 13:04:02
8-A12B
JONES MICHAEL LAVERNE
0001784884
[Amend] Registration of securities [Section 12(b)]
2019-09-20 13:03:41
10-12B/A
Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd.
0001625541
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 13:03:34
D/A
Nushares ETF Trust
0001635073
Post-effective amendment [Rule 485(b)]
2019-09-20 13:02:05
485BPOS
Nushares ETF Trust
0001635073
Post-effective amendment [Rule 485(b)]
2019-09-20 13:02:05
485BPOS
Millbrae Lease Acquisition Fund 2019, LP
0001788857
Notice of Exempt Offering of Securities, item 06b
2019-09-20 13:00:59
D
Reven Housing REIT, Inc.
0001487782
Current report, items 1.01 and 9.01
2019-09-20 13:00:19
8-K
Quest Solution, Inc.
0000278165
Other preliminary information statements
2019-09-20 13:00:18
PRE 14C
JRSIS HEALTH CARE Corp
0001597892
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-09-20 12:59:45
10-Q
JRSIS HEALTH CARE Corp
0001597892
Quarterly report [Sections 13 or 15(d)]
2019-09-20 12:59:45
10-Q
Instapath Inc.
0001788885
Notice of Exempt Offering of Securities, item 06b
2019-09-20 12:58:11
D
Vestmont LH 35 Partners, ltd
0001788373
Notice of Exempt Offering of Securities, item 06b
2019-09-20 12:57:42
D
Sun Street Capital LLC
0001788639
Notice of Exempt Offering of Securities, item 04
2019-09-20 12:56:50
D
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-09-20 12:55:48
424B3
ADDENTAX GROUP CORP.
0001650101
[Amend] General form for registration of securities under the Securities Act of 1933
2019-09-20 12:54:34
S-1/A
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-09-20 12:54:27
424B2
World Omni Auto Receivables Trust 2018-D
0001752578
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 12:54:15
10-D
INSTINET, LLC
0000310607
ATS-N/UA [Amend] - Updating Amendment to Form ATS-N (Rule 304(a)(2)(i) (B))
2019-09-20 12:53:26
ATS-N/UA [Amend]
INSTINET, LLC
0000310607
[Amend] Updating Amendment to Form ATS-N (Rule 304(a)(2)(i) (B))
2019-09-20 12:53:26
ATS-N/UA
Spring Bridge Partners, L.P.
0001788355
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 12:53:16
D
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-09-20 12:52:41
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-09-20 12:52:41
424B2
Northern Lights Fund Trust IV
0001644419
485BPOS - Post-effective amendment [Rule 485(b)]
2019-09-20 12:51:05
485BPOS
Northern Lights Fund Trust IV
0001644419
485BPOS - Post-effective amendment [Rule 485(b)]
2019-09-20 12:51:05
485BPOS
Northern Lights Fund Trust IV
0001644419
Post-effective amendment [Rule 485(b)]
2019-09-20 12:51:05
485BPOS
Northern Lights Fund Trust IV
0001644419
Post-effective amendment [Rule 485(b)]
2019-09-20 12:51:05
485BPOS
WORLD OMNI AUTO RECEIVABLES TRUST 2018-C
0001744034
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 12:50:30
10-D
Cboe EDGX Exchange, Inc.
0001473845
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:49:22
19B-4E
Cboe EDGX Exchange, Inc.
0001473845
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:49:07
19B-4E
Cboe EDGX Exchange, Inc.
0001473845
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:48:51
19B-4E
Cboe EDGX Exchange, Inc.
0001473845
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:48:33
19B-4E
NuZee, Inc.
0001527613
Other preliminary proxy statements
2019-09-20 12:48:11
PRE 14A
Cboe EDGX Exchange, Inc.
0001473845
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:48:05
19B-4E
Cboe EDGX Exchange, Inc.
0001473845
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:47:45
19B-4E
Cboe EDGX Exchange, Inc.
0001473845
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:47:30
19B-4E
C03 COTTAGES136 LLC
0001788945
Notice of Exempt Offering of Securities, item 06b
2019-09-20 12:46:22
D
Cboe EDGA Exchange, Inc.
0001473606
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:46:03
19B-4E
Cboe EDGA Exchange, Inc.
0001473606
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:45:46
19B-4E
Cboe EDGA Exchange, Inc.
0001473606
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:45:27
19B-4E
Cboe EDGA Exchange, Inc.
0001473606
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:44:56
19B-4E
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1938
0001779055
Pre-effective pricing amendments [Rule 487]
2019-09-20 12:44:44
487
Cboe EDGA Exchange, Inc.
0001473606
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:44:40
19B-4E
Cboe EDGA Exchange, Inc.
0001473606
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:44:25
19B-4E
WOODMONT INVESTMENTS LTD
0001116631
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 12:44:22
D/A
Cboe EDGA Exchange, Inc.
0001473606
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:44:08
19B-4E
View Development LLC
0001788669
Notice of Exempt Offering of Securities, item 06b
2019-09-20 12:44:00
D
World Omni Auto Receivables Trust 2018-B
0001734889
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 12:43:58
10-D
Adgorithmics, Inc.
0001788223
Notice of Exempt Offering of Securities, item 06b
2019-09-20 12:43:48
D
Cboe BZX Exchange, Inc.
0001417835
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:43:18
19B-4E
Cboe BZX Exchange, Inc.
0001417835
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:43:02
19B-4E
Cboe BZX Exchange, Inc.
0001417835
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:42:44
19B-4E
Longitude Venture Partners IV, L.P.
0001787456
Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.7
2019-09-20 12:42:41
D
Cboe BZX Exchange, Inc.
0001417835
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:42:28
19B-4E
Cboe BZX Exchange, Inc.
0001417835
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:42:08
19B-4E
VARIABLE SEPARATE ACCOUNT
0000729522
Definitive materials
2019-09-20 12:41:55
497
Cboe BZX Exchange, Inc.
0001417835
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:41:50
19B-4E
Cboe BZX Exchange, Inc.
0001417835
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:41:35
19B-4E
Cboe BYX Exchange, Inc.
0001476530
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:40:47
19B-4E
MOJO Organics, Inc.
0001414953
Current report, items 8.01 and 9.01
2019-09-20 12:40:41
8-K
Cboe BYX Exchange, Inc.
0001476530
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:40:32
19B-4E
HCA WindAcre Access Fund, LP
0001683083
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 12:39:57
D/A
Cboe BYX Exchange, Inc.
0001476530
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:39:27
19B-4E
Cboe BYX Exchange, Inc.
0001476530
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:39:06
19B-4E
MyApps Corp, Inc.
0001768717
[Amend] Offering Statement
2019-09-20 12:38:54
C/A
LUMINA PARTNERS LP
0001274668
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 12:38:50
D/A
Cboe BYX Exchange, Inc.
0001476530
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:38:46
19B-4E
Cboe BYX Exchange, Inc.
0001476530
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:38:30
19B-4E
Cboe BYX Exchange, Inc.
0001476530
[Paper]Information required of an SRO Listing and Trading a New Directive Securities Product [Rule 19b-4(e)]
2019-09-20 12:38:12
19B-4E
Hilton Worldwide Holdings Inc.
0001585689
Securities to be offered to employees in employee benefit plans
2019-09-20 12:37:23
S-8
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-09-20 12:37:22
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-09-20 12:37:22
424B2
Gophr App., Inc.
0001788824
Notice of Exempt Offering of Securities, item 06b
2019-09-20 12:37:19
D
STEELCASE INC
0001050825
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-09-20 12:36:25
10-Q
STEELCASE INC
0001050825
Quarterly report [Sections 13 or 15(d)]
2019-09-20 12:36:25
10-Q
SEPARATE ACCOUNT VA BNY
0000929519
Definitive materials
2019-09-20 12:34:02
497
DUNE REAL ESTATE FUND IV LP
0001714625
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 12:33:47
D/A
SEPARATE ACCOUNT VA BNY
0000929519
Definitive materials
2019-09-20 12:33:02
497
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 12:32:02
497
World Omni Auto Receivables Trust 2018-A
0001724588
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 12:31:50
10-D
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 12:31:02
497
RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT
0001016809
Definitive materials
2019-09-20 12:29:55
497
NATIONAL BANK OF INDIANAPOLIS CORP
0000912382
Notice of Exempt Offering of Securities, item 06b
2019-09-20 12:29:01
D
Morgan Stanley Portfolios, Series 37
0001788799
S-6 - Registration statement for unit investment trusts
2019-09-20 12:28:58
Registration statement for unit
Morgan Stanley Portfolios, Series 37
0001788799
Registration statement for unit investment trusts
2019-09-20 12:28:58
S-6
WELLS FARGO & COMPANY/MN
0000072971
Prospectus [Rule 424(b)(2)]
2019-09-20 12:28:53
424B2
Wells Fargo Finance LLC
0001738143
Prospectus [Rule 424(b)(2)]
2019-09-20 12:28:53
424B2
Trident Preneed, L.L.C.
0001785233
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 12:28:53
D
RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT
0001016809
Definitive materials
2019-09-20 12:28:33
497
World Omni Auto Receivables Trust 2017-B
0001710330
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 12:28:09
10-D
RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT
0001016809
Definitive materials
2019-09-20 12:27:02
497
cbdMD, Inc.
0001644903
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 12:26:31
FWP
Invesco Unit Trusts, Municipal Series 1340
0001689983
Certification of no change in definitive materials
2019-09-20 12:26:23
497J
RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT
0001016809
Definitive materials
2019-09-20 12:26:02
497
cbdMD, Inc.
0001644903
Current report, items 7.01 and 9.01
2019-09-20 12:25:25
8-K
Invesco Unit Trusts Series 1999
0001767187
Certification of no change in definitive materials
2019-09-20 12:25:20
497J
RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT
0001016809
Definitive materials
2019-09-20 12:24:32
497
World Omni Auto Receivables Trust 2017-A
0001702011
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 12:24:29
10-D
Keyla Cooks LLC
0001786494
[Amend] Offering Statement
2019-09-20 12:24:15
C/A
RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT
0001016809
Definitive materials
2019-09-20 12:23:32
497
cbdMD, Inc.
0001644903
Prospectus [Rule 424(b)(5)]
2019-09-20 12:22:49
424B5
MVP LS FUND CXL LLC
0001781924
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 12:22:23
D
NCF Fund
0001502068
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.7
2019-09-20 12:22:13
D/A
Wellness by Wishlist, Inc.
0001638764
Notice of Exempt Offering of Securities, item 06b
2019-09-20 12:21:55
D
World Omni Auto Receivables Trust 2016-B
0001682563
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 12:21:53
10-D
SEPARATE ACCOUNT VA BNY
0000929519
Definitive materials
2019-09-20 12:20:55
497
Investment Managers Series Trust
0001318342
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 12:20:34
497K
Investment Managers Series Trust
0001318342
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 12:20:34
497K
World Omni Auto Receivables Trust 2016-A
0001668761
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 12:20:06
10-D
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 12:19:55
497
FundVantage Trust
0001388485
497 - Definitive materials
2019-09-20 12:19:44
Definitive materials
FundVantage Trust
0001388485
Definitive materials
2019-09-20 12:19:44
497
COCA COLA CO
0000021344
Current report, items 8.01 and 9.01
2019-09-20 12:18:57
8-K
WELLS FARGO FUNDS TRUST
0001081400
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 12:18:51
497K
WELLS FARGO FUNDS TRUST
0001081400
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 12:18:51
497K
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT D
0001175981
Definitive materials
2019-09-20 12:18:32
497
World Omni Auto Receivables Trust 2015-B
0001653716
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 12:18:15
10-D
Investment Managers Series Trust
0001318342
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 12:17:52
497K
NextEra Energy Partners, LP
0001603145
8-K - Current report
2019-09-20 12:17:52
Current report
Investment Managers Series Trust
0001318342
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 12:17:52
497K
NextEra Energy Partners, LP
0001603145
Current report, items 8.01 and 9.01
2019-09-20 12:17:52
8-K
Advisors' Inner Circle Fund III
0001593547
485BPOS - Post-effective amendment [Rule 485(b)]
2019-09-20 12:17:37
485BPOS
Advisors' Inner Circle Fund III
0001593547
485BPOS - Post-effective amendment [Rule 485(b)]
2019-09-20 12:17:37
485BPOS
Advisors' Inner Circle Fund III
0001593547
Post-effective amendment [Rule 485(b)]
2019-09-20 12:17:37
485BPOS
Advisors' Inner Circle Fund III
0001593547
Post-effective amendment [Rule 485(b)]
2019-09-20 12:17:37
485BPOS
MVP LS FUND CXXXIX LLC
0001782085
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 12:17:26
D
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT D
0001175980
Definitive materials
2019-09-20 12:17:03
497
WELLS FARGO FUNDS TRUST
0001081400
485BPOS - Post-effective amendment [Rule 485(b)]
2019-09-20 12:16:30
485BPOS
WELLS FARGO FUNDS TRUST
0001081400
485BPOS - Post-effective amendment [Rule 485(b)]
2019-09-20 12:16:30
485BPOS
WELLS FARGO FUNDS TRUST
0001081400
Post-effective amendment [Rule 485(b)]
2019-09-20 12:16:30
485BPOS
WELLS FARGO FUNDS TRUST
0001081400
Post-effective amendment [Rule 485(b)]
2019-09-20 12:16:30
485BPOS
401GO, Inc.
0001786121
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-09-20 12:16:30
D/A
FT 8332
0001784902
Registration statement for unit investment trusts
2019-09-20 12:15:49
S-6
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT D
0001175981
Definitive materials
2019-09-20 12:15:03
497
Investment Managers Series Trust
0001318342
497 - Definitive materials
2019-09-20 12:13:44
Definitive materials
Investment Managers Series Trust
0001318342
Definitive materials
2019-09-20 12:13:44
497
GEF STL FUND
0001459225
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.7
2019-09-20 12:13:23
D/A
ZCA Chesterbrook, L.P.
0001788421
D - Notice of Exempt Offering of Securities
2019-09-20 12:13:13
Notice of Exempt Offering of Sec
ZCA Chesterbrook, L.P.
0001788421
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 12:13:13
D
SOA3151 LLC
0001788952
Notice of Exempt Offering of Securities, item 06b
2019-09-20 12:12:47
D
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT D
0001175980
Definitive materials
2019-09-20 12:12:03
497
World Omni Auto Leasing LLC
0001439697
Asset-Backed Electronic Exhibits
2019-09-20 12:09:43
ABS-EE
World Omni Automobile Lease Securitization Trust 2019-B
0001781624
Asset-Backed Electronic Exhibits
2019-09-20 12:09:43
ABS-EE
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT A
0000880876
Definitive materials
2019-09-20 12:09:33
497
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT A
0000880793
Definitive materials
2019-09-20 12:09:02
497
FundVantage Trust
0001388485
485BPOS - Post-effective amendment [Rule 485(b)]
2019-09-20 12:08:42
485BPOS
FundVantage Trust
0001388485
485BPOS - Post-effective amendment [Rule 485(b)]
2019-09-20 12:08:42
485BPOS
FundVantage Trust
0001388485
Post-effective amendment [Rule 485(b)]
2019-09-20 12:08:42
485BPOS
FundVantage Trust
0001388485
Post-effective amendment [Rule 485(b)]
2019-09-20 12:08:42
485BPOS
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT C
0001162329
Definitive materials
2019-09-20 12:07:32
497
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-09-20 12:06:06
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-09-20 12:06:06
424B2
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT C
0001162328
Definitive materials
2019-09-20 12:06:02
497
World Omni Auto Leasing LLC
0001439697
Asset-Backed Electronic Exhibits
2019-09-20 12:05:39
ABS-EE
World Omni Automobile Lease Securitization Trust 2019-B
0001781624
Asset-Backed Electronic Exhibits
2019-09-20 12:05:39
ABS-EE
GEM Liquid Markets Fund A, LP
0001511222
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 12:05:18
D/A
CCRE Commercial Mortgage Securities, L.P.
0001515166
Asset-Backed Electronic Exhibits
2019-09-20 12:05:17
ABS-EE
CF 2019-CF2 Mortgage Trust
0001787001
Asset-Backed Electronic Exhibits
2019-09-20 12:05:17
ABS-EE
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 12:04:02
497
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 12:03:02
497
RELX PLC
0000929869
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 12:02:44
6-K
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 12:02:32
497
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 12:01:32
497
GLOBAL ENDOWMENT FUND II, LP
0001458795
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 12:00:44
D/A
AMERICAN CENTURY MUTUAL FUNDS, INC.
0000100334
497 - Definitive materials
2019-09-20 12:00:40
Definitive materials
AMERICAN CENTURY MUTUAL FUNDS, INC.
0000100334
Definitive materials
2019-09-20 12:00:40
497
TORONTO DOMINION BANK
0000947263
Prospectus [Rule 424(b)(2)]
2019-09-20 12:00:32
424B2
SEPARATE ACCOUNT VA BNY
0000929519
Definitive materials
2019-09-20 11:59:32
497
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-09-20 11:59:18
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-09-20 11:59:18
424B2
SEPARATE ACCOUNT VA BNY
0000929519
Definitive materials
2019-09-20 11:58:32
497
AMERICAN CENTURY MUTUAL FUNDS, INC.
0000100334
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 11:57:21
497K
AMERICAN CENTURY MUTUAL FUNDS, INC.
0000100334
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 11:57:21
497K
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 11:56:32
497
BofA Finance LLC
0001682472
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 11:55:58
FWP
NexHealth, Inc.
0001682508
Notice of Exempt Offering of Securities, item 06b
2019-09-20 11:55:41
D
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 11:55:34
497
AMERICAN CENTURY MUTUAL FUNDS, INC.
0000100334
497 - Definitive materials
2019-09-20 11:55:30
Definitive materials
AMERICAN CENTURY MUTUAL FUNDS, INC.
0000100334
Definitive materials
2019-09-20 11:55:30
497
RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT
0001016809
Definitive materials
2019-09-20 11:54:32
497
Hancock Park Corporate Income, Inc.
0001661306
Current report, item 2.02
2019-09-20 11:53:31
8-K
AMERICAN CENTURY GROWTH FUNDS, INC.
0001353176
497 - Definitive materials
2019-09-20 11:53:26
Definitive materials
AMERICAN CENTURY GROWTH FUNDS, INC.
0001353176
Definitive materials
2019-09-20 11:53:26
497
Separate Account VA HH
0001475234
Definitive materials
2019-09-20 11:53:02
497
SARATOGA ADVANTAGE TRUST
0000924628
497 - Definitive materials
2019-09-20 11:51:42
Definitive materials
SARATOGA ADVANTAGE TRUST
0000924628
Definitive materials
2019-09-20 11:51:42
497
AMERICAN CENTURY GROWTH FUNDS, INC.
0001353176
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 11:51:35
497K
AMERICAN CENTURY GROWTH FUNDS, INC.
0001353176
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-09-20 11:51:35
497K
World Omni Auto Leasing LLC
0001439697
Asset-Backed Electronic Exhibits
2019-09-20 11:51:06
ABS-EE
World Omni Automobile Lease Securitization Trust 2019-A
0001766101
Asset-Backed Electronic Exhibits
2019-09-20 11:51:06
ABS-EE
WRL SERIES ANNUITY ACCOUNT
0000841056
Definitive materials
2019-09-20 11:51:02
497
WRL SERIES ANNUITY ACCOUNT
0000841056
Definitive materials
2019-09-20 11:50:32
497
AMERICAN CENTURY GROWTH FUNDS, INC.
0001353176
497 - Definitive materials
2019-09-20 11:50:09
Definitive materials
AMERICAN CENTURY GROWTH FUNDS, INC.
0001353176
Definitive materials
2019-09-20 11:50:09
497
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-09-20 11:50:00
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-09-20 11:50:00
424B2
SIMMONS FIRST NATIONAL CORP
0000090498
Current report, item 5.02
2019-09-20 11:49:06
8-K
WRL SERIES ANNUITY ACCOUNT
0000841056
Definitive materials
2019-09-20 11:49:02
497
BANK OF AMERICA CORP /DE/
0000070858
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 11:48:41
FWP
WRL SERIES ANNUITY ACCOUNT
0000841056
Definitive materials
2019-09-20 11:48:02
497
WRL SERIES ANNUITY ACCOUNT
0000841056
Definitive materials
2019-09-20 11:46:32
497
World Omni Auto Leasing LLC
0001439697
Asset-Backed Electronic Exhibits
2019-09-20 11:46:23
ABS-EE
World Omni Automobile Lease Securitization Trust 2018-B
0001749273
Asset-Backed Electronic Exhibits
2019-09-20 11:46:23
ABS-EE
SEPARATE ACCOUNT VA U
0001257295
Definitive materials
2019-09-20 11:44:32
497
PermRock Royalty Trust
0001724009
8-K - Current report
2019-09-20 11:44:03
Current report
PermRock Royalty Trust
0001724009
Current report, items 2.02 and 9.01
2019-09-20 11:44:03
8-K
SEPARATE ACCOUNT VA V
0001273317
Definitive materials
2019-09-20 11:44:02
497
WeTrade Group Inc.
0001784970
[Amend] General form for registration of securities under the Securities Act of 1933
2019-09-20 11:42:37
S-1/A
WRL SERIES ANNUITY ACCOUNT
0000841056
Definitive materials
2019-09-20 11:42:32
497
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-09-20 11:42:15
424B2
MedX Holdings, Inc.
0001393901
[Amend] Offering Statement [Regulation A]
2019-09-20 11:42:12
1-A/A
WRL SERIES ANNUITY ACCOUNT
0000841056
Definitive materials
2019-09-20 11:41:32
497
World Omni Auto Leasing LLC
0001439697
Asset-Backed Electronic Exhibits
2019-09-20 11:41:28
ABS-EE
World Omni Automobile Lease Securitization Trust 2018-A
0001730127
Asset-Backed Electronic Exhibits
2019-09-20 11:41:28
ABS-EE
WRL SERIES ANNUITY ACCOUNT
0000841056
Definitive materials
2019-09-20 11:40:32
497
Separate Account VA AA
0001402306
Definitive materials
2019-09-20 11:39:56
497
SEPARATE ACCOUNT VA BNY
0000929519
Definitive materials
2019-09-20 11:38:56
497
DLP Positive Fixed Returns Fund LLC
0001731302
Offering Statement [Regulation A]
2019-09-20 11:37:51
1-A
SEPARATE ACCOUNT VA BNY
0000929519
Definitive materials
2019-09-20 11:37:32
497
SEPARATE ACCOUNT VA BNY
0000929519
Definitive materials
2019-09-20 11:37:02
497
World Omni Auto Leasing LLC
0001439697
Asset-Backed Electronic Exhibits
2019-09-20 11:36:25
ABS-EE
World Omni Automobile Lease Securitization Trust 2017-A
0001698529
Asset-Backed Electronic Exhibits
2019-09-20 11:36:25
ABS-EE
SEPARATE ACCOUNT VA BNY
0000929519
Definitive materials
2019-09-20 11:36:03
497
SEPARATE ACCOUNT VA BNY
0000929519
Definitive materials
2019-09-20 11:35:03
497
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-09-20 11:34:46
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-09-20 11:34:46
424B2
NATIONWIDE VLI SEPARATE ACCOUNT 4
0001041357
Definitive materials
2019-09-20 11:34:37
497
SEPARATE ACCOUNT VA BNY
0000929519
Definitive materials
2019-09-20 11:34:02
497
RYANAIR HOLDINGS PLC
0001038683
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 11:33:05
6-K
CRH PUBLIC LTD CO
0000849395
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 11:33:03
6-K
SEPARATE ACCOUNT VA BNY
0000929519
Definitive materials
2019-09-20 11:33:02
497
LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND
0000311635
24F-2NT - Rule 24F-2 notice
2019-09-20 11:32:10
Rule 24F-2 notice
LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND
0000311635
Rule 24F-2 notice
2019-09-20 11:32:10
24F-2NT
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 11:32:02
497
WORLD OMNI AUTO RECEIVABLES LLC
0001083199
Asset-Backed Electronic Exhibits
2019-09-20 11:31:29
ABS-EE
World Omni Auto Receivables Trust 2019-B
0001772793
Asset-Backed Electronic Exhibits
2019-09-20 11:31:29
ABS-EE
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 11:31:02
497
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 11:30:32
497
TITAN PHARMACEUTICALS INC
0000910267
Current report, item 3.01
2019-09-20 11:30:16
8-K
AdvisorShares Trust
0001408970
24F-2NT - Rule 24F-2 notice
2019-09-20 11:30:02
Rule 24F-2 notice
AdvisorShares Trust
0001408970
Rule 24F-2 notice
2019-09-20 11:30:02
24F-2NT
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 11:29:32
497
NATIONWIDE VLI SEPARATE ACCOUNT 4
0001041357
Definitive materials
2019-09-20 11:28:37
497
ENTERGY TEXAS, INC.
0001427437
Current report, items 8.01 and 9.01
2019-09-20 11:25:28
8-K
WORLD OMNI AUTO RECEIVABLES LLC
0001083199
Asset-Backed Electronic Exhibits
2019-09-20 11:25:25
ABS-EE
World Omni Auto Receivables Trust 2019-A
0001762287
Asset-Backed Electronic Exhibits
2019-09-20 11:25:25
ABS-EE
VanEck Vectors ETF Trust
0001137360
497 - Definitive materials
2019-09-20 11:22:35
Definitive materials
VanEck Vectors ETF Trust
0001137360
Definitive materials
2019-09-20 11:22:35
497
GLOBAL ENDOWMENT FUND I, LP
0001458849
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 11:22:26
D/A
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 11:22:02
497
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-09-20 11:21:13
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-09-20 11:21:13
424B2
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 11:21:03
497
Hope Foods, LLC
0001650570
Notice of Exempt Offering of Securities, item 06b
2019-09-20 11:20:02
D
Pau Ka Mana'o'i'o LP
0001787506
Notice of Exempt Offering of Securities, item 06b
2019-09-20 11:18:44
D
WORLD OMNI AUTO RECEIVABLES LLC
0001083199
Asset-Backed Electronic Exhibits
2019-09-20 11:18:35
ABS-EE
World Omni Auto Receivables Trust 2018-D
0001752578
Asset-Backed Electronic Exhibits
2019-09-20 11:18:35
ABS-EE
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-09-20 11:18:13
424B2
Pomona Investment Fund
0001616203
Tender offer statement by Issuer
2019-09-20 11:18:06
SC TO-I
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 11:18:02
497
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 11:17:02
497
Stone Ridge Trust III
0001629071
Notification of periodic repurchase offer [Rule 23c-3(b) only]
2019-09-20 11:16:02
N-23C3A
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 11:15:55
497
UBS Commercial Mortgage Securitization Corp.
0001532799
Asset-Backed Electronic Exhibits
2019-09-20 11:15:24
ABS-EE
UBS Commercial Mortgage Trust 2019-C17
0001785812
Asset-Backed Electronic Exhibits
2019-09-20 11:15:24
ABS-EE
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 11:13:32
497
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 11:13:02
497
WORLD OMNI AUTO RECEIVABLES LLC
0001083199
Asset-Backed Electronic Exhibits
2019-09-20 11:12:18
ABS-EE
WORLD OMNI AUTO RECEIVABLES TRUST 2018-C
0001744034
Asset-Backed Electronic Exhibits
2019-09-20 11:12:18
ABS-EE
Patrontek Inc
0001788905
D - Notice of Exempt Offering of Securities
2019-09-20 11:12:15
Notice of Exempt Offering of Sec
Patrontek Inc
0001788905
Notice of Exempt Offering of Securities, item 06b
2019-09-20 11:12:15
D
SEPARATE ACCOUNT VA BNY
0000929519
Definitive materials
2019-09-20 11:11:55
497
Conservis Corp.
0001563629
Notice of Exempt Offering of Securities, item 06b
2019-09-20 11:10:34
D
SEPARATE ACCOUNT VA B
0000859607
Definitive materials
2019-09-20 11:10:32
497
RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT
0001016809
Definitive materials
2019-09-20 11:09:55
497
Aeterna Zentaris Inc.
0001113423
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 11:09:27
6-K
Aeterna Zentaris Inc.
0001113423
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 11:09:27
6-K
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-09-20 11:08:40
424B2
RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT
0001016809
Definitive materials
2019-09-20 11:08:32
497
TFLIC SERIES ANNUITY ACCOUNT
0001142696
Definitive materials
2019-09-20 11:07:32
497
RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT
0001016809
Definitive materials
2019-09-20 11:06:32
497
WORLD OMNI AUTO RECEIVABLES LLC
0001083199
Asset-Backed Electronic Exhibits
2019-09-20 11:05:49
ABS-EE
World Omni Auto Receivables Trust 2018-B
0001734889
Asset-Backed Electronic Exhibits
2019-09-20 11:05:49
ABS-EE
RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT
0001016809
Definitive materials
2019-09-20 11:05:32
497
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-09-20 11:05:18
424B2
Vale S.A.
0000917851
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 11:04:12
6-K
PRESSURE BIOSCIENCES INC
0000830656
Current report, items 5.02, 8.01, and 9.01
2019-09-20 11:02:46
8-K
Invesco Exchange-Traded Self-Indexed Fund Trust
0001657201
Form CERT
2019-09-20 11:02:26
CERT
WORLD OMNI AUTO RECEIVABLES LLC
0001083199
Asset-Backed Electronic Exhibits
2019-09-20 11:01:04
ABS-EE
World Omni Auto Receivables Trust 2018-A
0001724588
Asset-Backed Electronic Exhibits
2019-09-20 11:01:04
ABS-EE
Keyla Cooks LLC
0001786494
Offering Statement
2019-09-20 11:00:59
C
RADCLIFFE INTERNATIONAL ULTRA SHORT DURATION FUND, LTD.
0001479690
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 11:00:16
D/A
OurCrowd Digital Health L.P.
0001696205
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-09-20 10:58:57
D
ALPS Series Trust
0001558107
497 - Definitive materials
2019-09-20 10:58:48
Definitive materials
ALPS Series Trust
0001558107
Definitive materials
2019-09-20 10:58:48
497
Helix TCS, Inc.
0001611277
8-K - Current report
2019-09-20 10:57:05
Current report
Helix TCS, Inc.
0001611277
Current report, items 1.01, 2.03, and 3.02
2019-09-20 10:57:05
8-K
WORLD OMNI AUTO RECEIVABLES LLC
0001083199
Asset-Backed Electronic Exhibits
2019-09-20 10:56:37
ABS-EE
World Omni Auto Receivables Trust 2017-B
0001710330
Asset-Backed Electronic Exhibits
2019-09-20 10:56:37
ABS-EE
AllianceBernstein Select US Equity Long/Short LLC
0001530076
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 10:55:31
D/A
OnKure, Inc.
0001533914
Notice of Exempt Offering of Securities, item 06b
2019-09-20 10:55:26
D
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-09-20 10:54:01
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-09-20 10:54:01
424B2
WORLD OMNI AUTO RECEIVABLES LLC
0001083199
Asset-Backed Electronic Exhibits
2019-09-20 10:53:11
ABS-EE
World Omni Auto Receivables Trust 2017-A
0001702011
Asset-Backed Electronic Exhibits
2019-09-20 10:53:11
ABS-EE
AllianceBernstein Multi-Manager Hedge Fund Portfolio Ltd.
0001531095
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 10:53:09
D/A
AllianceBernstein Select US Equity LLC
0001530295
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 10:51:32
D/A
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-09-20 10:49:41
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-09-20 10:49:41
424B2
Rubrum Fund
0001684977
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 10:48:42
D/A
PROCTER & GAMBLE Co
0000080424
11-K - Annual report of employee stock purchase, savings and similar plans
2019-09-20 10:47:46
11-K
PROCTER & GAMBLE Co
0000080424
Annual report of employee stock purchase, savings and similar plans
2019-09-20 10:47:46
11-K
LAZARD FUNDS INC
0000874964
Definitive materials
2019-09-20 10:46:46
497
Prusik Asian Equity Income Fund
0001530611
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 10:46:39
D/A
WELLS FARGO & COMPANY/MN
0000072971
Prospectus [Rule 424(b)(2)]
2019-09-20 10:46:08
424B2
Wells Fargo Finance LLC
0001738143
Prospectus [Rule 424(b)(2)]
2019-09-20 10:46:08
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(3)]
2019-09-20 10:46:02
424B3
HSBC USA INC /MD/
0000083246
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 10:44:47
FWP
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-09-20 10:44:18
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(3)]
2019-09-20 10:42:41
424B3
Monteagle Funds
0001045701
497 - Definitive materials
2019-09-20 10:39:44
Definitive materials
Monteagle Funds
0001045701
Definitive materials
2019-09-20 10:39:44
497
Opera Ltd
0001737450
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 10:36:27
6-K
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(3)]
2019-09-20 10:35:55
424B3
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(3)]
2019-09-20 10:35:55
424B3
GLADOWSKY CAPITAL MANAGEMENT CORP.
0001061782
[Paper]FOCUS Report
2019-09-20 10:34:24
X-17A-5
TekDry International, Inc.
0001636546
Notice of Exempt Offering of Securities, item 06b
2019-09-20 10:33:54
D
Tessera QP Fund LP
0001398989
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 10:32:27
D/A
Strategy Shares
0001506213
Quarterly Schedule of portfolio holdings of management investment companies
2019-09-20 10:29:22
N-Q
AB Private Credit Investors Corp
0001634452
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 10:27:33
DEFA14A
TESSERA FUND, L.P.
0001310420
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 10:27:20
D/A
WASATCH FUNDS TRUST
0000806633
New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-09-20 10:26:32
485BXT
WASATCH FUNDS TRUST
0000806633
New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-09-20 10:26:32
485BXT
FT 8244
0001780838
Certification of no change in definitive materials
2019-09-20 10:23:56
497J
FT 8245
0001780839
Certification of no change in definitive materials
2019-09-20 10:23:13
497J
FT 8271
0001782965
Certification of no change in definitive materials
2019-09-20 10:22:13
497J
Ford Credit Floorplan Corp
0000872471
Current report, items 8.01 and 9.01
2019-09-20 10:20:58
8-K
FORD CREDIT FLOORPLAN LLC
0001061198
Current report, items 8.01 and 9.01
2019-09-20 10:20:58
8-K
FORD CREDIT FLOORPLAN MASTER OWNER TRUST A
0001159408
Current report, items 8.01 and 9.01
2019-09-20 10:20:58
8-K
BENCHMARK ELECTRONICS INC
0000863436
8-K - Current report
2019-09-20 10:20:42
Current report
BENCHMARK ELECTRONICS INC
0000863436
Current report, items 8.01 and 9.01
2019-09-20 10:20:42
8-K
Ford Credit Floorplan Corp
0000872471
Current report, items 8.01 and 9.01
2019-09-20 10:19:01
8-K
FORD CREDIT FLOORPLAN LLC
0001061198
Current report, items 8.01 and 9.01
2019-09-20 10:19:01
8-K
FORD CREDIT FLOORPLAN MASTER OWNER TRUST A
0001159408
Current report, items 8.01 and 9.01
2019-09-20 10:19:01
8-K
AMG Pantheon Fund, LLC
0001609211
Tender offer statement by Issuer
2019-09-20 10:18:03
SC TO-I
AMG Pantheon Master Fund, LLC
0001609212
Tender offer statement by Issuer
2019-09-20 10:14:24
SC TO-I
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-09-20 10:13:34
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-09-20 10:13:34
424B2
SENVEST PARTNERS LP
0001050413
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 10:11:52
D/A
JPMORGAN TRUST IV
0001659326
485BXT - New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-09-20 10:11:02
485BXT
JPMORGAN TRUST IV
0001659326
485BXT - New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-09-20 10:11:02
485BXT
JPMORGAN TRUST IV
0001659326
New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-09-20 10:11:02
485BXT
JPMORGAN TRUST IV
0001659326
New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-09-20 10:11:02
485BXT
North Fry Katy Group Phase I LLC
0001788896
Notice of Exempt Offering of Securities, item 06c
2019-09-20 10:09:53
D
JENEQ PARTNERS LP
0001730752
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 10:08:52
D/A
AMAG PHARMACEUTICALS, INC.
0000792977
DEFC14A - Definitive proxy statement, contested solicitations
2019-09-20 10:04:51
DEFC14A
AMAG PHARMACEUTICALS, INC.
0000792977
Definitive proxy statement, contested solicitations
2019-09-20 10:04:51
DEFC14A
DIAGEO PLC
0000835403
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 10:02:19
6-K
Worcester Development Project V LLC
0001788893
Notice of Exempt Offering of Securities, item 06b
2019-09-20 09:57:25
D
UNDERHILL PARTNERS, L.P.
0001132844
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 09:55:32
D/A
GROUNDFLOOR FINANCE INC.
0001588504
Form 1-A POS
2019-09-20 09:55:16
1-A POS
Madison Avenue Offshore Ltd.
0001751023
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 09:52:08
D/A
Theorem Main Fund LP
0001588671
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 09:50:56
D/A
Madison Avenue Onshore LP
0001752843
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 09:50:18
D/A
TITAN PHARMACEUTICALS INC
0000910267
Confidential treatment order
2019-09-20 09:44:48
CT ORDER
Halo Lifestyle LLC
0001719122
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-09-20 09:41:06
D/A
LORD ABBETT SECURITIES TRUST
0000898031
485BXT - New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-09-20 09:37:20
485BXT
LORD ABBETT SECURITIES TRUST
0000898031
485BXT - New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-09-20 09:37:20
485BXT
LORD ABBETT SECURITIES TRUST
0000898031
New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-09-20 09:37:20
485BXT
LORD ABBETT SECURITIES TRUST
0000898031
New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-09-20 09:37:20
485BXT
Allegiance Bancshares, Inc.
0001642081
Filing [Trust Indenture Act]
2019-09-20 09:36:32
305B2
JPMCC Commercial Mortgage Securities Trust 2019-COR4
0001763501
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 09:32:48
10-D
WALL STREET ACQUISITIONS, Corp
0001698832
Current report, item 3.02
2019-09-20 09:31:38
8-K
Sentieo, Inc.
0001757160
Notice of Exempt Offering of Securities, item 06b
2019-09-20 09:30:57
D
JPMCC Commercial Mortgage Securities Trust 2019-COR4
0001763501
Asset-Backed Electronic Exhibits
2019-09-20 09:30:54
ABS-EE
Allegiance Bancshares, Inc.
0001642081
Current report, items 8.01 and 9.01
2019-09-20 09:30:11
8-K
COMMUNICATIONS SYSTEMS INC
0000022701
8-K - Current report
2019-09-20 09:29:08
Current report
COMMUNICATIONS SYSTEMS INC
0000022701
Current report, items 5.02 and 9.01
2019-09-20 09:29:08
8-K
GI DYNAMICS, INC.
0001245791
8-K - Current report
2019-09-20 09:25:40
Current report
GI DYNAMICS, INC.
0001245791
Current report, items 5.02, 7.01, and 9.01
2019-09-20 09:25:40
8-K
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
0000070502
Prospectus [Rule 424(b)(3)]
2019-09-20 09:22:25
424B3
SENVEST PARTNERS, LTD.
0001488191
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 09:22:14
D/A
Viking Maccabee Investors IV LLC
0001788787
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 09:21:02
D
Ares Management Corp
0001176948
8-K - Current report
2019-09-20 09:20:35
Current report
Ares Management Corp
0001176948
Current report, items 1.01 and 9.01
2019-09-20 09:20:35
8-K
Tempest, Inc.
0001727298
Notice of Exempt Offering of Securities, item 06b
2019-09-20 09:20:05
D
Allegiance Bancshares, Inc.
0001642081
Prospectus [Rule 424(b)(5)]
2019-09-20 09:19:36
424B5
Capra Ibex CLO Investor 2017, LLC
0001788877
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 09:15:11
D
NORDIC AMERICAN TANKERS Ltd
0001000177
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 09:13:38
6-K
NORDIC AMERICAN TANKERS Ltd
0001000177
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 09:13:38
6-K
Daimler Retail Receivables LLC
0001463814
Asset-Backed Electronic Exhibits
2019-09-20 09:12:19
ABS-EE
Mercedes-Benz Auto Receivables Trust 2018-1
0001733358
Asset-Backed Electronic Exhibits
2019-09-20 09:12:19
ABS-EE
Verte Opportunity Fund, Inc
0001784164
[Amend] Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-09-20 09:10:36
D/A
FIRST BUSINESS FINANCIAL SERVICES, INC.
0001521951
Current report, items 8.01 and 9.01
2019-09-20 09:10:16
8-K
Twin Opportunities Fund, LP
0001619593
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 09:10:09
D/A
Nuvectra Corp
0001648893
Current report, items 5.02 and 9.01
2019-09-20 09:10:02
8-K
DAIMLER TRUST LEASING LLC
0001537805
Asset-Backed Electronic Exhibits
2019-09-20 09:09:36
ABS-EE
Mercedes-Benz Auto Lease Trust 2019-A
0001763960
Asset-Backed Electronic Exhibits
2019-09-20 09:09:36
ABS-EE
COGNIZANT TECHNOLOGY SOLUTIONS CORP
0001058290
Current report, item 5.02
2019-09-20 09:08:51
8-K
DAIMLER TRUST LEASING LLC
0001537805
Asset-Backed Electronic Exhibits
2019-09-20 09:05:14
ABS-EE
Mercedes-Benz Auto Lease Trust 2018-B
0001757056
Asset-Backed Electronic Exhibits
2019-09-20 09:05:14
ABS-EE
FINISAR CORP
0001094739
Current report, items 8.01 and 9.01
2019-09-20 09:05:10
8-K
DAIMLER TRUST LEASING LLC
0001537805
Asset-Backed Electronic Exhibits
2019-09-20 09:04:12
ABS-EE
Mercedes-Benz Auto Lease Trust 2018-A
0001723535
Asset-Backed Electronic Exhibits
2019-09-20 09:04:12
ABS-EE
Ares Management Corp
0001176948
424B5 - Prospectus [Rule 424(b)(5)]
2019-09-20 09:04:08
Prospectus [Rule 424(b)(5)]
Ares Management Corp
0001176948
Prospectus [Rule 424(b)(5)]
2019-09-20 09:04:08
424B5
MARVELL TECHNOLOGY GROUP LTD
0001058057
Current report, items 8.01 and 9.01
2019-09-20 09:02:03
8-K
FIBROGEN INC
0000921299
8-K - Current report
2019-09-20 09:00:40
Current report
FIBROGEN INC
0000921299
Current report, items 8.01 and 9.01
2019-09-20 09:00:40
8-K
INTERMOLECULAR INC
0001311241
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-09-20 08:58:31
25-NSE
The Nasdaq Stock Market LLC
0001354457
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-09-20 08:58:31
25-NSE
Winc, Inc.
0001782627
[Amend] Offering Statement [Regulation A]
2019-09-20 08:58:20
1-A/A
II-VI INC
0000820318
Current report, items 8.01 and 9.01
2019-09-20 08:55:08
8-K
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-09-20 08:54:54
424B3
II-VI INC
0000820318
Prospectuses and communications, business combinations
2019-09-20 08:53:13
425
FINISAR CORP
0001094739
Prospectuses and communications, business combinations
2019-09-20 08:53:13
425
Gatemore Storage Partners, LLC
0001788132
Notice of Exempt Offering of Securities, item 06b
2019-09-20 08:47:58
D
PARETEUM Corp
0001084384
424B5 - Prospectus [Rule 424(b)(5)]
2019-09-20 08:46:47
Prospectus [Rule 424(b)(5)]
PARETEUM Corp
0001084384
Prospectus [Rule 424(b)(5)]
2019-09-20 08:46:47
424B5
COUNTERPATH CORP
0001236997
8-K - Current report
2019-09-20 08:46:20
Current report
COUNTERPATH CORP
0001236997
Current report, items 5.02, 5.07, 7.01, and 9.01
2019-09-20 08:46:20
8-K
LandStar, Inc.
0001068689
Current report, items 2.01, 2.03, 3.02, 7.01, and 9.01
2019-09-20 08:43:30
8-K
CNOOC LTD
0001095595
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 08:43:17
6-K
CNOOC LTD
0001095595
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 08:43:17
6-K
MICRO FOCUS INTERNATIONAL PLC
0001359711
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 08:42:38
6-K
MICRO FOCUS INTERNATIONAL PLC
0001359711
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 08:42:38
6-K
JNL SERIES TRUST
0000933691
DEF 14C - Other definitive information statements
2019-09-20 08:40:32
DEF 14C
JNL SERIES TRUST
0000933691
Other definitive information statements
2019-09-20 08:40:32
DEF 14C
AMERI Holdings, Inc.
0000890821
8-K - Current report
2019-09-20 08:35:15
Current report
AMERI Holdings, Inc.
0000890821
Current report, items 1.01, 3.02, 8.01, and 9.01
2019-09-20 08:35:15
8-K
NATIONAL GRID PLC
0001004315
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 08:34:39
6-K
TRIBUNE MEDIA CO
0000726513
8-K - Current report
2019-09-20 08:34:39
Current report
TRIBUNE MEDIA CO
0000726513
Current report, item 5.02
2019-09-20 08:34:39
8-K
NATIONAL GRID PLC
0001004315
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 08:34:39
6-K
CARDINAL HEALTH INC
0000721371
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 08:34:22
DEFA14A
CARDINAL HEALTH INC
0000721371
Other definitive proxy statements
2019-09-20 08:33:00
DEF 14A
Chineseinvestors.com, Inc.
0001459482
Preliminary Proxy Soliciting materials
2019-09-20 08:32:03
PRER14A
TRIBUNE MEDIA CO
0000726513
8-K - Current report
2019-09-20 08:31:10
Current report
TRIBUNE MEDIA CO
0000726513
Current report, items 1.01, 1.02, 2.01, 2.03, 3.01, 3.03, 5.01, 5.02, and 9.01
2019-09-20 08:31:10
8-K
Neoleukin Therapeutics, Inc.
0001404644
PRE 14A - Other preliminary proxy statements
2019-09-20 08:31:04
PRE 14A
Neoleukin Therapeutics, Inc.
0001404644
Other preliminary proxy statements
2019-09-20 08:31:04
PRE 14A
INTERMOLECULAR INC
0001311241
Current report, items 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, and 9.01
2019-09-20 08:31:03
8-K
Investment Managers Series Trust
0001318342
497 - Definitive materials
2019-09-20 08:28:21
Definitive materials
Investment Managers Series Trust
0001318342
Definitive materials
2019-09-20 08:28:21
497
NEXSTAR MEDIA GROUP, INC.
0001142417
8-K - Current report
2019-09-20 08:27:18
Current report
NEXSTAR MEDIA GROUP, INC.
0001142417
Current report, items 1.01, 2.01, 2.03, 7.01, 8.01, and 9.01
2019-09-20 08:27:18
8-K
Calumet Specialty Products Partners, L.P.
0001340122
8-K - Current report
2019-09-20 08:25:06
Current report
Calumet Specialty Products Partners, L.P.
0001340122
Current report, items 5.02, 7.01, 8.01, and 9.01
2019-09-20 08:25:06
8-K
CNOOC LTD
0001095595
424B2 - Prospectus [Rule 424(b)(2)]
2019-09-20 08:22:34
Prospectus [Rule 424(b)(2)]
CNOOC LTD
0001095595
Prospectus [Rule 424(b)(2)]
2019-09-20 08:22:34
424B2
CNOOC Finance
0001575555
Prospectus [Rule 424(b)(2)]
2019-09-20 08:22:34
424B2
UBS Commercial Mortgage Securitization Corp.
0001532799
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 08:17:16
FWP
UBS Commercial Mortgage Trust 2019-C17
0001785812
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-20 08:17:16
FWP
MGG SF Evergreen Fund
0001671360
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 08:14:48
D/A
TAYLOR DEVICES INC
0000096536
Other definitive proxy statements
2019-09-20 08:13:57
DEF 14A
MGG SF Evergreen Fund LP
0001664839
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 08:12:34
D/A
GSRX INDUSTRIES INC.
0001381240
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-09-20 08:12:28
10-Q
GSRX INDUSTRIES INC.
0001381240
Quarterly report [Sections 13 or 15(d)]
2019-09-20 08:12:28
10-Q
Customers Bancorp, Inc.
0001488813
Prospectus [Rule 424(b)(5)]
2019-09-20 08:11:35
424B5
MGG SF Evergreen Unlevered Fund LP
0001695215
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 08:11:04
D/A
Cardtronics plc
0001671013
Current report, items 1.01, 2.03, and 9.01
2019-09-20 08:10:01
8-K
NCR CORP
0000070866
Prospectus [Rule 424(b)(4)]
2019-09-20 08:07:12
424B4
STATE STREET CORP
0000093751
Current report, items 5.02 and 9.01
2019-09-20 08:06:14
8-K
MGG SF Drawdown Unlevered Fund II LP
0001707517
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 08:06:10
D/A
MGG Coinvest II LLC
0001752861
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 08:04:53
D/A
NEXSTAR MEDIA GROUP, INC.
0001142417
8-K - Current report
2019-09-20 08:04:08
Current report
NEXSTAR MEDIA GROUP, INC.
0001142417
Current report, items 7.01 and 9.01
2019-09-20 08:04:08
8-K
Cars.com Inc.
0001683606
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-09-20 08:04:04
DEFA14A
MGG Coinvest I LP
0001719642
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-20 08:03:16
D/A
MERRIMACK PHARMACEUTICALS INC
0001274792
Preliminary Proxy Soliciting materials
2019-09-20 08:02:50
PRER14A
Expedia Group, Inc.
0001324424
8-K - Current report
2019-09-20 08:01:14
Current report
Expedia Group, Inc.
0001324424
Current report, items 1.01, 2.03, and 9.01
2019-09-20 08:01:14
8-K
Cars.com Inc.
0001683606
Other definitive proxy statements
2019-09-20 08:00:39
DEF 14A
POET TECHNOLOGIES INC.
0001437424
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 08:00:14
6-K
Huntington Auto Trust 2016-1
0001688281
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-09-20 07:58:36
10-D
AC Immune SA
0001651625
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 07:53:11
6-K
CNOOC LTD
0001095595
POSASR - Post-effective Amendment to an automatic shelf registration statement
2019-09-20 07:51:44
POSASR
CNOOC LTD
0001095595
Post-effective Amendment to an automatic shelf registration statement
2019-09-20 07:51:44
POSASR
CNOOC Finance
0001575555
Post-effective Amendment to an automatic shelf registration statement
2019-09-20 07:51:44
POSASR
CNOOC Finance
0001639841
Post-effective Amendment to an automatic shelf registration statement
2019-09-20 07:51:44
POSASR
AVON PRODUCTS INC
0000008868
Current report, item 5.02
2019-09-20 07:45:46
8-K
RedHawk Holdings Corp.
0001353406
Current report, items 2.03, 7.01, and 9.01
2019-09-20 07:45:45
8-K
TATA MOTORS LTD/FI
0000926042
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 07:38:59
6-K
MURPHY OIL CORP
0000717423
Current report, items 7.01 and 9.01
2019-09-20 07:31:02
8-K
Xtant Medical Holdings, Inc.
0001453593
DEF 14A - Other definitive proxy statements
2019-09-20 07:30:19
DEF 14A
Xtant Medical Holdings, Inc.
0001453593
Other definitive proxy statements
2019-09-20 07:30:19
DEF 14A
COCA-COLA EUROPEAN PARTNERS plc
0001650107
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 07:11:16
6-K
Mellon Optima L/S Strategy Fund, LLC
0001312483
Tender offer statement by Issuer
2019-09-20 07:09:33
SC TO-I
PRIME GLOBAL CAPITAL GROUP Inc
0001462047
Current report, item 5.07
2019-09-20 07:06:57
8-K
Sailpoint Technologies Holdings, Inc.
0001627857
8-K - Current report
2019-09-20 07:02:03
Current report
Sailpoint Technologies Holdings, Inc.
0001627857
Current report, items 8.01 and 9.01
2019-09-20 07:02:03
8-K
FTE Networks, Inc.
0001122063
Current report, item 5.02
2019-09-20 07:00:39
8-K
CNOOC LTD
0001095595
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 06:45:14
6-K
CNOOC LTD
0001095595
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 06:45:14
6-K
ROYAL BANK OF SCOTLAND GROUP PLC
0000844150
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 06:41:38
6-K
AERIE PHARMACEUTICALS INC
0001337553
Current report, items 7.01 and 9.01
2019-09-20 06:40:39
8-K
FIRST FINANCIAL BANKSHARES INC
0000036029
Prospectuses and communications, business combinations
2019-09-20 06:38:04
425
Telligent Greater China Value Fund, LP
0001603068
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-20 06:36:33
D
FIRST FINANCIAL BANKSHARES INC
0000036029
Current report, items 1.01, 7.01, and 9.01
2019-09-20 06:36:06
8-K
Midatech Pharma Plc
0001643918
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 06:31:50
6-K
Midatech Pharma Plc
0001643918
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 06:31:50
6-K
Owens Corning
0001370946
8-K - Current report
2019-09-20 06:31:42
Current report
Owens Corning
0001370946
Current report, items 5.02 and 9.01
2019-09-20 06:31:42
8-K
PACIFIC FUNDS SERIES TRUST
0001137761
N-CEN/A [Amend] - Annual Report for Registered Investment Companies
2019-09-20 06:26:16
N-CEN/A [Amend]
PACIFIC FUNDS SERIES TRUST
0001137761
[Amend] Annual Report for Registered Investment Companies
2019-09-20 06:26:16
N-CEN/A
AerCap Holdings N.V.
0001378789
[Amend] Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 06:18:37
6-K/A
HDFC BANK LTD
0001144967
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 06:17:02
6-K
HDFC BANK LTD
0001144967
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 06:17:02
6-K
HISTOGENICS CORP
0001372299
425 - Prospectuses and communications, business combinations
2019-09-20 06:16:03
425
HISTOGENICS CORP
0001372299
Prospectuses and communications, business combinations
2019-09-20 06:16:03
425
Gadsden Properties, Inc.
0000711665
8-K/A [Amend] - Current report
2019-09-20 06:14:35
Current report
Gadsden Properties, Inc.
0000711665
[Amend] Current report, items 1.01 and 9.01
2019-09-20 06:14:35
8-K/A
Fundrise National For-Sale Housing eFund, LLC
0001706656
Form 253G2
2019-09-20 06:12:55
253G2
Sunlit DST
0001785340
Notice of Exempt Offering of Securities, item 06b
2019-09-20 06:12:40
D
Fundrise National For-Sale Housing eFund, LLC
0001706656
Current Report Pursuant to Regulation A, item 9.1
2019-09-20 06:10:33
1-U
TGS International Ltd.
0001701859
[Amend] Annual report [Section 13 and 15(d), not S-K Item 405]
2019-09-20 06:10:01
10-K/A
CHINA UNICOM (HONG KONG) Ltd
0001113866
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 06:09:32
6-K
CHINA UNICOM
0001113866
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 06:09:32
6-K
MOGU Inc.
0001743971
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 06:07:02
6-K
EVO Transportation & Energy Services, Inc.
0000728447
Current report, items 1.01, 2.01, 2.03, 3.02, and 9.01
2019-09-20 06:06:10
8-K
ReneSola Ltd
0001417892
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 06:05:53
6-K
ReneSola Ltd
0001417892
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-20 06:05:53
6-K
REDWOOD TRUST INC
0000930236
Current report, items 8.01 and 9.01
2019-09-20 06:04:10
8-K
GREENE COUNTY BANCORP INC
0001070524
Other definitive proxy statements
2019-09-20 06:02:43
DEF 14A
PROVINCE OF BRITISH COLUMBIA
0000836136
Prospectus [Rule 424(b)(2)]
2019-09-20 06:02:40
424B2
MassRoots, Inc.
0001589149
Current report, items 7.01 and 9.01
2019-09-20 06:02:28
8-K
Milestone Pharmaceuticals Inc.
0001408443
8-K - Current report
2019-09-20 06:02:05
Current report
Milestone Pharmaceuticals Inc.
0001408443
Current report, item 5.02
2019-09-20 06:02:05
8-K
AUDIOEYE INC
0001362190
Current report, items 5.02 and 9.01
2019-09-20 06:01:44
8-K
AU OPTRONICS CORP
0001172494
Notification of the removal from listing and registration of matured, redeemed or retired securities
2019-09-20 06:01:04
25
Verb Technology Company, Inc.
0001566610
EFFECT - Notice of Effectiveness
2019-09-20 00:15:15
Notice of Effectiveness
Verb Technology Company, Inc.
0001566610
Notice of Effectiveness
2019-09-20 00:15:15
EFFECT
NextDecade Corp.
0001612720
EFFECT - Notice of Effectiveness
2019-09-20 00:15:14
Notice of Effectiveness
InspireMD, Inc.
0001433607
EFFECT - Notice of Effectiveness
2019-09-20 00:15:14
Notice of Effectiveness
STREAMLINE HEALTH SOLUTIONS INC.
0001008586
Notice of Effectiveness
2019-09-20 00:15:14
EFFECT
JMP GROUP LLC
0001302350
Notice of Effectiveness
2019-09-20 00:15:14
EFFECT
InspireMD, Inc.
0001433607
Notice of Effectiveness
2019-09-20 00:15:14
EFFECT
NextDecade Corp.
0001612720
Notice of Effectiveness
2019-09-20 00:15:14
EFFECT
China Internet Nationwide Financial Services, Inc.
0001687542
Notice of Effectiveness
2019-09-20 00:15:14
EFFECT
FT 8268
0001782153
Notice of Effectiveness
2019-09-20 00:15:14
EFFECT
RTW Retailwinds, Inc.
0001211351
Notice of Effectiveness
2019-09-20 00:15:13
EFFECT
US Ecology Parent, Inc.
0001783400
Notice of Effectiveness
2019-09-20 00:15:13
EFFECT
Telligent Greater China Fund, LP
0001470723
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-09-19 22:06:53
D
BRF S.A.
0001122491
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-19 21:54:34
6-K
BRF S.A.
0001122491
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-09-19 21:54:34
6-K
GMO Series Trust
0001521894
Fidelity Bond [Rule 17G-1(g)]
2019-09-19 21:51:42
40-17G
Interpace Diagnostics Group, Inc.
0001054102
8-K - Current report
2019-09-19 21:49:46
Current report
Interpace Diagnostics Group, Inc.
0001054102
Current report, item 8.01
2019-09-19 21:49:46
8-K
Trinity Merger Corp.
0001731536
425 - Prospectuses and communications, business combinations
2019-09-19 21:47:47
425
Trinity Merger Corp.
0001731536
Prospectuses and communications, business combinations
2019-09-19 21:47:47
425
Trinity Merger Corp.
0001731536
8-K - Current report
2019-09-19 21:47:18
Current report
Trinity Merger Corp.
0001731536
Current report, item 7.01
2019-09-19 21:47:18
8-K
Trinity Sub Inc.
0001784797
[Amend] Registration of securities, business combinations
2019-09-19 21:46:15
S-4/A
RW HOLDINGS NNN REIT, INC.
0001645873
Prospectus [Rule 424(b)(3)]
2019-09-19 21:34:19
424B3
Mondelez International, Inc.
0001103982
8-K - Current report
2019-09-19 21:31:13
Current report
Mondelez International, Inc.
0001103982
Current report, items 2.03 and 9.01
2019-09-19 21:31:13
8-K
BRIX REIT, Inc.
0001723028
Current Report Pursuant to Regulation A, item 9.1
2019-09-19 21:29:04
1-U
Interpace Diagnostics Group, Inc.
0001054102
8-K/A [Amend] - Current report
2019-09-19 21:26:56
Current report
Interpace Diagnostics Group, Inc.
0001054102
[Amend] Current report, item 9.01
2019-09-19 21:26:56
8-K/A
Partners Group LIFE 2018 C-I, L.P.
0001788144
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-09-19 21:26:34
D
SP Ventures Fund LLC
0001723120
[Amend] Notice of Exempt Offering of Securities, item 06c
2019-09-19 21:25:31
D/A
HSBC USA INC /MD/
0000083246
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-09-19 21:24:38
FWP
SUNPOWER CORP
0000867773
S-3ASR - Automatic shelf registration statement of securities of well-known seasoned issuers
2019-09-19 21:24:37
S-3ASR

© 2019 SEC.report
SEC CFR Title 17 of the Code of Federal Regulations.