SEC Filings

Latest SEC Documents

Narrow Results By Form:

Company
CIK
DocumentForm
HSBC USA INC /MD/
0000083246
Prospectus [Rule 424(b)(2)]
2019-07-22 17:32:13
424B2
Sugarmade, Inc.
0000919175
Prospectus [Rule 424(b)(4)]
2019-07-22 17:31:29
424B4
Tributary Funds, Inc.
0000932381
485BPOS - Post-effective amendment [Rule 485(b)]
2019-07-22 17:30:55
485BPOS
Tributary Funds, Inc.
0000932381
485BPOS - Post-effective amendment [Rule 485(b)]
2019-07-22 17:30:55
485BPOS
Tributary Funds, Inc.
0000932381
Post-effective amendment [Rule 485(b)]
2019-07-22 17:30:55
485BPOS
Tributary Funds, Inc.
0000932381
Post-effective amendment [Rule 485(b)]
2019-07-22 17:30:55
485BPOS
Industrias Bachoco S.A.B. de C.V.
0001044896
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 17:30:37
6-K
FemtoMetrix, Inc.
0001682877
Notice of Exempt Offering of Securities, item 06b
2019-07-22 17:30:29
D
Empire Post Media, Inc.
0001478682
Quarterly report [Sections 13 or 15(d)]
2019-07-22 17:30:18
10-Q
Happiness Biotech Group Ltd
0001751876
424B1 - Prospectus [Rule 424(b)(1)]
2019-07-22 17:29:41
Prospectus [Rule 424(b)(1)]
Happiness Biotech Group Ltd
0001751876
Prospectus [Rule 424(b)(1)]
2019-07-22 17:29:41
424B1
MYnd Analytics, Inc.
0000822370
8-K - Current report
2019-07-22 17:29:29
Current report
Emmaus Life Sciences, Inc.
0000822370
Current report, items 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 8.01, and 9.01
2019-07-22 17:29:29
8-K
RubrYc Therapeutics, Inc.
0001737340
Notice of Exempt Offering of Securities, item 06b
2019-07-22 17:29:24
D
BROWN & BROWN, INC.
0000079282
8-K - Current report
2019-07-22 17:29:12
Current report
BROWN & BROWN, INC.
0000079282
Current report, items 2.02 and 9.01
2019-07-22 17:29:12
8-K
Investment Managers Series Trust II
0001587982
Registration statement for open-end investment company (business combinations)
2019-07-22 17:29:01
N-14
AzurRx BioPharma, Inc.
0001604191
8-K - Current report
2019-07-22 17:28:45
Current report
AzurRx BioPharma, Inc.
0001604191
Current report, items 1.01, 3.02, and 9.01
2019-07-22 17:28:45
8-K
BANK OF HAWAII CORP
0000046195
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-07-22 17:28:25
10-Q
BANK OF HAWAII CORP
0000046195
Quarterly report [Sections 13 or 15(d)]
2019-07-22 17:28:25
10-Q
OBALON THERAPEUTICS INC
0001427570
S-8 - Securities to be offered to employees in employee benefit plans
2019-07-22 17:28:20
S-8
OBALON THERAPEUTICS INC
0001427570
Securities to be offered to employees in employee benefit plans
2019-07-22 17:28:20
S-8
VARSITY HEALTHCARE PARTNERS III-A, LP
0001777340
Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.7
2019-07-22 17:28:01
D
Xenetic Biosciences, Inc.
0001534525
8-K - Current report
2019-07-22 17:27:58
Current report
Xenetic Biosciences, Inc.
0001534525
Current report, items 1.01, 3.02, 5.02, 8.01, and 9.01
2019-07-22 17:27:58
8-K
APOLLO INVESTMENT CORP
0001278752
Current report, item 5.03
2019-07-22 17:27:43
8-K
Atlantic Acquisition II, INc.
0001714232
POS AM - Post-Effective amendments for registration statement
2019-07-22 17:27:36
POS AM
Atlantic Acquisition II, INc.
0001714232
Post-Effective amendments for registration statement
2019-07-22 17:27:36
POS AM
Willow Creek Wealth Management Inc.
0001632407
Quarterly report filed by institutional managers, Holdings
2019-07-22 17:27:08
13F-HR
Krueger & Catalano Capital Partners, LLC
0001467517
Quarterly report filed by institutional managers, Holdings
2019-07-22 17:26:39
13F-HR
Emerald Expositions Events, Inc.
0001579214
8-K - Current report
2019-07-22 17:25:42
Current report
Emerald Expositions Events, Inc.
0001579214
Current report, item 7.01
2019-07-22 17:25:42
8-K
Clear Harbor Asset Management, LLC
0001511857
Quarterly report filed by institutional managers, Holdings
2019-07-22 17:25:41
13F-HR
SPDR GOLD TRUST
0001222333
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 17:25:34
FWP
CITIGROUP INC
0000831001
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 17:25:25
Prospectus [Rule 424(b)(2)]
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-07-22 17:25:25
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-07-22 17:25:25
424B2
BANK 2019-BNK19
0001780859
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 17:24:59
FWP
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC
0000850779
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 17:24:59
FWP
BANK 2019-BNK19
0001780859
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 17:24:59
FWP
MONY AMERICA VARIABLE ACCOUNT L
0000763862
Definitive materials
2019-07-22 17:24:58
497
STONEMOR PARTNERS LP
0001286131
[Amend] Current report, items 5.02 and 9.01
2019-07-22 17:24:56
8-K/A
AFL CIO HOUSING INVESTMENT TRUST
0000225030
Definitive materials
2019-07-22 17:24:46
497
AB FIXED INCOME SHARES INC
0000862021
Definitive materials
2019-07-22 17:24:46
497
VARSITY HEALTHCARE PARTNERS III, LP
0001777341
Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.7
2019-07-22 17:24:40
D
WASHINGTON FEDERAL INC
0000936528
Current report, items 5.02 and 9.01
2019-07-22 17:24:08
8-K
Liberty Latin America Ltd.
0001712184
8-K - Current report
2019-07-22 17:24:03
Current report
Liberty Latin America Ltd.
0001712184
Current report, items 7.01 and 9.01
2019-07-22 17:24:03
8-K
HomeStreet, Inc.
0001518715
8-K - Current report
2019-07-22 17:23:46
Current report
HomeStreet, Inc.
0001518715
Current report, items 2.02 and 9.01
2019-07-22 17:23:46
8-K
Eagle Point Income Co Inc.
0001754836
[Amend] Registration statement for closed-end investment companies
2019-07-22 17:23:41
N-2/A
Eagle Point Income Co Inc.
0001754836
[Amend] Registration statement for closed-end investment companies
2019-07-22 17:23:41
N-2/A
DELCATH SYSTEMS, INC.
0000872912
8-K - Current report
2019-07-22 17:23:33
Current report
DELCATH SYSTEMS, INC.
0000872912
Current report, items 1.01, 3.02, 8.01, and 9.01
2019-07-22 17:23:33
8-K
CITIGROUP COMMERCIAL MORTGAGE SECURITIES INC
0001258361
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 17:23:29
FWP
BENCHMARK 2019-B12 MORTGAGE TRUST
0001781089
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 17:23:29
FWP
AGILE THERAPEUTICS INC
0001261249
Current report, items 5.02, 7.01, and 9.01
2019-07-22 17:23:16
8-K
Century Cobalt Corp.
0001456802
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-07-22 17:22:56
10-Q
Century Cobalt Corp.
0001456802
Quarterly report [Sections 13 or 15(d)]
2019-07-22 17:22:56
10-Q
CITIGROUP INC
0000831001
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 17:22:55
Prospectus [Rule 424(b)(2)]
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-07-22 17:22:55
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-07-22 17:22:55
424B2
ENTERPRISE FINANCIAL SERVICES CORP
0001025835
8-K - Current report
2019-07-22 17:21:58
Current report
ENTERPRISE FINANCIAL SERVICES CORP
0001025835
Current report, items 2.02 and 9.01
2019-07-22 17:21:58
8-K
CADENCE DESIGN SYSTEMS INC
0000813672
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-07-22 17:21:33
10-Q
CADENCE DESIGN SYSTEMS INC
0000813672
Quarterly report [Sections 13 or 15(d)]
2019-07-22 17:21:33
10-Q
SEQUOIA FUND INC
0000089043
Fidelity Bond [Rule 17G-1(g)]
2019-07-22 17:20:55
40-17G
MassRoots, Inc.
0001589149
8-K - Current report
2019-07-22 17:20:22
Current report
MassRoots, Inc.
0001589149
Current report, items 5.02, 5.03, and 9.01
2019-07-22 17:20:22
8-K
CITIGROUP INC
0000831001
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 17:19:57
Prospectus [Rule 424(b)(2)]
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-07-22 17:19:57
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-07-22 17:19:57
424B2
BlackRock Funds III
0000893818
Post-effective amendment [Rule 485(b)]
2019-07-22 17:19:47
485BPOS
BlackRock Funds III
0000893818
Post-effective amendment [Rule 485(b)]
2019-07-22 17:19:47
485BPOS
CITIGROUP COMMERCIAL MORTGAGE SECURITIES INC
0001258361
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 17:19:30
FWP
BENCHMARK 2019-B12 MORTGAGE TRUST
0001781089
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 17:19:30
FWP
Envista Holdings Corp
0001757073
General form for registration of securities under the Securities Act of 1933
2019-07-22 17:18:57
S-1
Genius Brands International, Inc.
0001355848
8-K - Current report
2019-07-22 17:18:51
Current report
Genius Brands International, Inc.
0001355848
Current report, items 1.01, 3.02, and 9.01
2019-07-22 17:18:51
8-K
LORD ABBETT INVESTMENT TRUST
0000911507
Post-effective amendment [Rule 485(b)]
2019-07-22 17:18:41
485BPOS
LORD ABBETT INVESTMENT TRUST
0000911507
Post-effective amendment [Rule 485(b)]
2019-07-22 17:18:41
485BPOS
TESSCO TECHNOLOGIES INC
0000927355
8-K - Current report
2019-07-22 17:18:01
Current report
TESSCO TECHNOLOGIES INC
0000927355
Current report, items 2.02 and 9.01
2019-07-22 17:18:01
8-K
CIM, LLC
0001364725
Quarterly report filed by institutional managers, Holdings
2019-07-22 17:17:59
13F-HR
Anchiano Therapeutics Ltd.
0001534248
Securities to be offered to employees in employee benefit plans
2019-07-22 17:17:45
S-8
FORUM FUNDS
0000315774
Post-effective amendment [Rule 485(b)]
2019-07-22 17:17:43
485BPOS
FORUM FUNDS
0000315774
Post-effective amendment [Rule 485(b)]
2019-07-22 17:17:43
485BPOS
BANK OF NEW YORK / ADR DIVISION
0001201935
Post-effective amendments for immediately effective filing
2019-07-22 17:17:28
F-6 POS
RENEWABLE ENERGY CORP ASA
0001361369
Post-effective amendments for immediately effective filing
2019-07-22 17:17:28
F-6 POS
Trident Brands Inc
0001421907
Quarterly report [Sections 13 or 15(d)]
2019-07-22 17:17:23
10-Q
PROSPECT CAPITAL CORP
0001287032
Fidelity Bond [Rule 17G-1(g)]
2019-07-22 17:17:06
40-17G
BB&T CORP
0000092230
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 17:16:55
FWP
Twin River Worldwide Holdings, Inc.
0001747079
SC TO-I/A [Amend] - Tender offer statement by Issuer
2019-07-22 17:16:49
SC TO-I/A [Amend]
Twin River Worldwide Holdings, Inc.
0001747079
[Amend] Tender offer statement by Issuer
2019-07-22 17:16:49
SC TO-I/A
CHASE PACKAGING CORP
0001025771
8-K - Current report
2019-07-22 17:16:47
Current report
CHASE PACKAGING CORP
0001025771
Current report, item 1.01
2019-07-22 17:16:47
8-K
TTEC Holdings, Inc.
0001013880
S-3 - Registration statement under Securities Act of 1933
2019-07-22 17:16:33
S-3
TTEC Holdings, Inc.
0001013880
Registration statement under Securities Act of 1933
2019-07-22 17:16:33
S-3
Concentrum Wealth Management
0001765387
Quarterly report filed by institutional managers, Holdings
2019-07-22 17:16:08
13F-HR
DELUXE CORP
0000027996
8-K - Current report
2019-07-22 17:16:07
Current report
DELUXE CORP
0000027996
Current report, items 5.02, 7.01, and 9.01
2019-07-22 17:16:07
8-K
BC Springfield Investors LLC
0001783197
D - Notice of Exempt Offering of Securities
2019-07-22 17:16:06
D
Priority Income Fund, Inc.
0001554625
Fidelity Bond [Rule 17G-1(g)]
2019-07-22 17:16:06
40-17G
BC Springfield Investors LLC
0001783197
Notice of Exempt Offering of Securities, item 06b
2019-07-22 17:16:06
D
Atara Biotherapeutics, Inc.
0001604464
Current report, items 2.02, 8.01, and 9.01
2019-07-22 17:15:56
8-K
Dare Bioscience, Inc.
0001401914
Current report, items 8.01 and 9.01
2019-07-22 17:15:14
8-K
FULLER H B CO
0000039368
Current report, item 5.02
2019-07-22 17:15:00
8-K
HSBC USA INC /MD/
0000083246
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 17:14:55
FWP
Veritex Holdings, Inc.
0001501570
8-K - Current report
2019-07-22 17:14:50
Current report
Veritex Holdings, Inc.
0001501570
Current report, items 2.02, 7.01, 8.01, and 9.01
2019-07-22 17:14:50
8-K
Exeo Entertainment, Inc.
0001528760
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-07-22 17:14:37
10-Q
Exeo Entertainment, Inc.
0001528760
Quarterly report [Sections 13 or 15(d)]
2019-07-22 17:14:37
10-Q
BARCLAYS BANK PLC
0000312070
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 17:14:34
Prospectus [Rule 424(b)(2)]
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-07-22 17:14:34
424B2
Pretium Platform Investment, LLC
0001783084
D - Notice of Exempt Offering of Securities
2019-07-22 17:13:56
D
Pretium Platform Investment, LLC
0001783084
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 17:13:56
D
SB Strategic Investments Fund LP
0001782007
D - Notice of Exempt Offering of Securities
2019-07-22 17:13:38
Notice of Exempt Offering of Sec
SB Strategic Investments Fund LP
0001782007
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 17:13:38
D
Pangaea Logistics Solutions Ltd.
0001606909
8-K - Current report
2019-07-22 17:13:28
Current report
Pangaea Logistics Solutions Ltd.
0001606909
Current report, items 7.01 and 9.01
2019-07-22 17:13:28
8-K
Stordahl Capital Management, Inc.
0001729093
Quarterly report filed by institutional managers, Holdings
2019-07-22 17:12:41
13F-HR
RENASANT CORP
0000715072
8-K - Current report
2019-07-22 17:12:18
Current report
RENASANT CORP
0000715072
Current report, items 2.02 and 9.01
2019-07-22 17:12:18
8-K
GNC HOLDINGS, INC.
0001502034
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-07-22 17:12:03
10-Q
GNC HOLDINGS, INC.
0001502034
Quarterly report [Sections 13 or 15(d)]
2019-07-22 17:12:03
10-Q
Blueknight Energy Partners, L.P.
0001392091
8-K - Current report
2019-07-22 17:11:57
Current report
Blueknight Energy Partners, L.P.
0001392091
Current report, items 5.03 and 9.01
2019-07-22 17:11:57
8-K
TrueCar, Inc.
0001327318
[Amend] Current report, item 5.02
2019-07-22 17:11:48
8-K/A
ROOF EIDAM & MAYCOCK/ADV
0001028874
Quarterly report filed by institutional managers, Holdings
2019-07-22 17:11:33
13F-HR
Angel Oak Strategic Mortgage Income Fund, LP
0001532097
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 17:11:21
D/A
Cincinnati Bancorp
0001635484
8-K - Current report
2019-07-22 17:11:08
Current report
Cincinnati Bancorp
0001635484
Current report, items 5.02, 8.01, and 9.01
2019-07-22 17:11:08
8-K
UMPQUA HOLDINGS CORP
0001077771
8-K - Current report
2019-07-22 17:10:51
Current report
UMPQUA HOLDINGS CORP
0001077771
Current report, items 5.02 and 8.01
2019-07-22 17:10:51
8-K
NutriBand Inc.
0001676047
8-K - Current report
2019-07-22 17:10:37
Current report
NutriBand Inc.
0001676047
Current report, item 5.03
2019-07-22 17:10:37
8-K
Nepsis, Inc.
0001587643
Quarterly report filed by institutional managers, Holdings
2019-07-22 17:10:10
13F-HR
Cincinnati Bancorp
0001635484
425 - Prospectuses and communications, business combinations
2019-07-22 17:09:58
425
Cincinnati Bancorp
0001635484
Prospectuses and communications, business combinations
2019-07-22 17:09:58
425
Perella Weinberg Partners Capital Management LP
0001426083
Quarterly report filed by institutional managers, Holdings
2019-07-22 17:09:17
13F-HR
REPLIGEN CORP
0000730272
Current report, items 1.01, 2.03, 3.02, 7.01, 8.01, and 9.01
2019-07-22 17:09:04
8-K
FS KKR Capital Corp
0001422183
8-K - Current report
2019-07-22 17:09:03
Current report
FS KKR Capital Corp
0001422183
Current report, items 1.01 and 9.01
2019-07-22 17:09:03
8-K
AB CORPORATE SHARES
0001274676
Definitive materials
2019-07-22 17:08:37
497
Northern Lights Fund Trust
0001314414
Definitive materials
2019-07-22 17:08:36
497
Flex Pharma, Inc.
0001615219
8-K - Current report
2019-07-22 17:08:33
Current report
Flex Pharma, Inc.
0001615219
Current report, items 2.01, 3.03, 5.01, 5.02, 5.03, 5.08, 8.01, and 9.01
2019-07-22 17:08:33
8-K
Nikulski Financial, Inc.
0001729847
Quarterly report filed by institutional managers, Holdings
2019-07-22 17:08:24
13F-HR
Peak Insight Capital, LP
0001782853
D - Notice of Exempt Offering of Securities
2019-07-22 17:08:09
D
Peak Insight Capital, LP
0001782853
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-22 17:08:09
D
DOWLING & YAHNKE LLC
0001133197
Quarterly report filed by institutional managers, Holdings
2019-07-22 17:07:40
13F-HR
Synchrony Financial
0001601712
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 17:07:02
FWP
OI S.A. - In Judicial Reorganization
0001160846
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 17:06:20
6-K
ORIX Corp Europe N.V.
0001257165
Quarterly report filed by institutional managers, Notice
2019-07-22 17:06:12
13F-NT
Pulmatrix, Inc.
0001574235
Current report, item 3.01
2019-07-22 17:05:55
8-K
Quad M Solutions, Inc.
0000066600
Current report, items 4.01 and 9.01
2019-07-22 17:05:44
8-K
Investors Bancorp, Inc.
0001594012
Current report, item 7.01
2019-07-22 17:05:32
8-K
SELECT MEDICAL CORP
0001035688
Current report, items 2.02 and 9.01
2019-07-22 17:05:31
8-K
SELECT MEDICAL HOLDINGS CORP
0001320414
Current report, items 2.02 and 9.01
2019-07-22 17:05:31
8-K
Flare Capital Partners II, L.P.
0001748270
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 17:05:31
D/A
South Street Advisors LLC
0001399706
Quarterly report filed by institutional managers, Holdings
2019-07-22 17:05:15
13F-HR
OI S.A. - In Judicial Reorganization
0001160846
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 17:04:47
6-K
Precog Capital Partners, L.P.
0001544732
D/A [Amend] - Notice of Exempt Offering of Securities
2019-07-22 17:04:43
D/A [Amend]
Precog Capital Partners, L.P.
0001544732
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-22 17:04:43
D/A
NORTHWEST BIOTHERAPEUTICS INC
0001072379
Current report, item 3.02
2019-07-22 17:04:35
8-K
DELAWARE VIP TRUST
0000814230
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 17:04:33
497K
SOUTHERN COPPER CORP/
0001001838
Current report, item 5.02
2019-07-22 17:04:30
8-K
ESPORTS ENTERTAINMENT GROUP, INC.
0001451448
Current report, items 1.01 and 9.01
2019-07-22 17:04:30
8-K
HSBC USA INC /MD/
0000083246
Prospectus [Rule 424(b)(2)]
2019-07-22 17:03:50
424B2
HAEMONETICS CORP
0000313143
Current report, items 7.01 and 9.01
2019-07-22 17:03:47
8-K
Mittleman Brothers Fund, LP
0001588920
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-22 17:03:46
D/A
Pretium Employee Fund, LLC
0001783082
D - Notice of Exempt Offering of Securities
2019-07-22 17:02:27
D
Pretium Employee Fund, LLC
0001783082
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 17:02:27
D
Ocean Power Technologies, Inc.
0001378140
Securities to be offered to employees in employee benefit plans
2019-07-22 17:02:12
S-8
CISION LTD.
0001701040
Current report, items 5.02, 8.01, and 9.01
2019-07-22 17:01:59
8-K
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 17:01:46
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-22 17:01:46
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-22 17:01:46
424B2
CC Payment Holdings, L.L.C.
0001782000
3 - Initial statement of beneficial ownership of securities
2019-07-22 17:01:39
Initial statement of beneficial
SCHLUMBERGER LIMITED/NV
0000087347
Report of proposed sale of securities
2019-07-22 17:01:32
144
Schorn Patrick
0001512880
Report of proposed sale of securities
2019-07-22 17:01:32
144
FIFTH THIRD BANCORP
0000035527
Prospectus [Rule 424(b)(3)]
2019-07-22 17:01:29
424B3
LENNOX INTERNATIONAL INC
0001069202
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-07-22 17:01:28
10-Q
LENNOX INTERNATIONAL INC
0001069202
Quarterly report [Sections 13 or 15(d)]
2019-07-22 17:01:28
10-Q
SANDERSON FARMS INC
0000812128
Current report, items 5.02, 7.01, and 9.01
2019-07-22 17:01:03
8-K
Rafael Holdings, Inc.
0001713863
[Amend] Current report, items 4.01 and 9.01
2019-07-22 17:00:40
8-K/A
Great Elm Capital Corp.
0001675033
40-17G - Fidelity Bond [Rule 17G-1(g)]
2019-07-22 17:00:34
Fidelity Bond [Rule 17G-1(g)]
Great Elm Capital Corp.
0001675033
Fidelity Bond [Rule 17G-1(g)]
2019-07-22 17:00:34
40-17G
DIODES INC /DEL/
0000029002
Current report, items 7.01 and 9.01
2019-07-22 17:00:26
8-K
OCWEN FINANCIAL CORP
0000873860
Current report, item 5.02
2019-07-22 17:00:21
8-K
DELAWARE VIP TRUST
0000814230
Definitive materials
2019-07-22 17:00:12
497
AssetMark Financial Holdings, Inc.
0001591587
Current report, items 5.02, 5.03, and 9.01
2019-07-22 17:00:02
8-K
FS KKR Capital Corp
0001422183
497 - Definitive materials
2019-07-22 17:00:00
Definitive materials
FS KKR Capital Corp
0001422183
Definitive materials
2019-07-22 17:00:00
497
AFL CIO HOUSING INVESTMENT TRUST
0000225030
Definitive materials
2019-07-22 16:59:56
497
COMM 2015-CCRE25 Mortgage Trust
0001648195
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:59:49
10-D
RAPT Therapeutics, Inc.
0001673772
Registration of securities [Section 12(b)]
2019-07-22 16:59:05
8-A12B
AFL CIO HOUSING INVESTMENT TRUST
0000225030
Definitive materials
2019-07-22 16:58:43
497
Ready Capital Corp
0001527590
Registration of securities [Section 12(b)]
2019-07-22 16:56:45
8-A12B
PROGENICS PHARMACEUTICALS INC
0000835887
Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material
2019-07-22 16:56:33
DFAN14A
Altiva Management Inc.
0001772491
Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material
2019-07-22 16:56:33
DFAN14A
CITIZENS FINANCIAL GROUP INC/RI
0000759944
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 16:56:32
FWP
LendingClub Corp
0001409970
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 16:56:02
Prospectus [Rule 424(b)(3)]
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-07-22 16:56:02
424B3
OCCIDENTAL PETROLEUM CORP /DE/
0000797468
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-22 16:55:22
DEFA14A
DELAWARE GROUP GLOBAL & INTERNATIONAL FUNDS
0000875610
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 16:55:12
497K
ProSight Global, Inc.
0001634038
Form CERT -
2019-07-22 16:54:15
ProSight Global, Inc.
0001634038
Form CERT
2019-07-22 16:54:15
CERT
Celanese Corp
0001306830
Current report, items 7.01 and 9.01
2019-07-22 16:54:11
8-K
BUCKEYE PARTNERS, L.P.
0000805022
DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-22 16:54:02
DEFA14A
BUCKEYE PARTNERS, L.P.
0000805022
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-22 16:54:02
DEFA14A
COMM 2015-CCRE22 Mortgage Trust
0001634976
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:53:38
10-D
Reach II LOVE SPV, L.P.
0001781835
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 16:52:25
D
DELAWARE GROUP GLOBAL & INTERNATIONAL FUNDS
0000875610
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 16:52:05
497K
Spectrum Opportunity Fund II, LLC
0001783283
D - Notice of Exempt Offering of Securities
2019-07-22 16:51:49
D
Spectrum Opportunity Fund II, LLC
0001783283
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.5
2019-07-22 16:51:49
D
PROGENICS PHARMACEUTICALS INC
0000835887
[Amend] Current report, item 5.07
2019-07-22 16:51:06
8-K/A
COMM 2015-LC21 Mortgage Trust
0001643293
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:50:51
10-D
Approach Resources Inc
0001405073
Current report, items 1.01 and 9.01
2019-07-22 16:50:26
8-K
Banco Santander, S.A.
0000891478
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 16:49:32
6-K
DELAWARE GROUP GLOBAL & INTERNATIONAL FUNDS
0000875610
Definitive materials
2019-07-22 16:49:31
497
JPMORGAN TRUST II
0000763852
Definitive materials
2019-07-22 16:49:29
497
TORONTO DOMINION BANK
0000947263
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 16:49:10
6-K
CREDIT SUISSE AG
0001053092
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 16:48:54
Prospectus [Rule 424(b)(2)]
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-07-22 16:48:54
424B2
Daniels Corporate Advisory Company, Inc.
0001498291
Quarterly report [Sections 13 or 15(d)]
2019-07-22 16:47:47
10-Q
JPMorgan Trust I
0001217286
Definitive materials
2019-07-22 16:47:33
497
COMM 2014-CCRE17 Mortgage Trust
0001603669
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:47:22
10-D
RETIREMAP VARIABLE ACCOUNT
0001012288
Definitive materials
2019-07-22 16:46:57
497
DE Fund I, a series of Savage Venture Deals, LP
0001782373
D - Notice of Exempt Offering of Securities
2019-07-22 16:46:47
D
DE Fund I, a series of Savage Venture Deals, LP
0001782373
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-22 16:46:47
D
BUCKEYE PARTNERS, L.P.
0000805022
8-K - Current report
2019-07-22 16:46:32
Current report
BUCKEYE PARTNERS, L.P.
0000805022
Current report, item 8.01
2019-07-22 16:46:32
8-K
PIEDMONT PARTNERS, LIMITED PARTNERSHIP
0000918847
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-22 16:46:12
D/A
SC Health Corp
0001764301
8-K - Current report
2019-07-22 16:46:09
Current report
SC Health Corp
0001764301
Current report, items 8.01 and 9.01
2019-07-22 16:46:09
8-K
US-China Biomedical Technology, Inc.
0001516079
Quarterly report [Sections 13 or 15(d)]
2019-07-22 16:45:58
10-Q
ASURE SOFTWARE INC
0000884144
Securities to be offered to employees in employee benefit plans
2019-07-22 16:45:55
S-8
EQUITY BANCSHARES INC
0001227500
Current report, items 2.02, 7.01, and 9.01
2019-07-22 16:45:45
8-K
Social Capital Hedosophia Holdings Corp.
0001706946
Other preliminary proxy statements
2019-07-22 16:45:40
PRE 14A
Ocean Power Technologies, Inc.
0001378140
Current report, items 2.02, 7.01, and 9.01
2019-07-22 16:45:32
8-K
TWINLAB CONSOLIDATED HOLDINGS, INC.
0001590695
Other definitive information statements
2019-07-22 16:45:31
DEF 14C
HEALTHSTREAM INC
0001095565
Current report, items 2.02, 7.01, and 9.01
2019-07-22 16:45:18
8-K
TECHNICAL COMMUNICATIONS CORP
0000096699
Current report, items 3.01 and 9.01
2019-07-22 16:45:12
8-K
Twin River Worldwide Holdings, Inc.
0001747079
8-K - Current report
2019-07-22 16:44:56
Current report
Twin River Worldwide Holdings, Inc.
0001747079
Current report, item 2.02
2019-07-22 16:44:56
8-K
COMM 2014-CCRE14 Mortgage Trust
0001594100
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:44:18
10-D
Tuscan Holdings Corp. II
0001773087
Current report, items 3.02, 8.01, and 9.01
2019-07-22 16:44:10
8-K
WILLIAMS SONOMA INC
0000719955
Current report, item 5.02
2019-07-22 16:44:02
8-K
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 16:43:53
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-22 16:43:53
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-22 16:43:53
424B2
PROSPECT CAPITAL CORP
0001287032
Definitive materials
2019-07-22 16:43:34
497
Telemed2U, Inc.
0001783219
D - Notice of Exempt Offering of Securities
2019-07-22 16:43:31
D
Telemed2U, Inc.
0001783219
Notice of Exempt Offering of Securities, item 06b
2019-07-22 16:43:31
D
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
0001045520
Prospectus [Rule 424(b)(2)]
2019-07-22 16:42:40
424B2
Northern Lights Fund Trust
0001314414
497 - Definitive materials
2019-07-22 16:42:23
Definitive materials
Northern Lights Fund Trust
0001314414
Definitive materials
2019-07-22 16:42:23
497
Celanese Corp
0001306830
Current report, items 2.02 and 9.01
2019-07-22 16:42:14
8-K
PROSPECT CAPITAL CORP
0001287032
Definitive materials
2019-07-22 16:41:45
497
TriFlo Cardiovascular Inc
0001715934
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-07-22 16:41:45
D/A
COMM 2013-LC13 Mortgage Trust
0001584492
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:41:02
10-D
COMM 2013-LC13 Mortgage Trust
0001584492
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:41:02
10-D
AgroFresh Solutions, Inc.
0001592016
Securities to be offered to employees in employee benefit plans
2019-07-22 16:40:11
S-8
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/
0000109380
Current report, items 2.02 and 9.01
2019-07-22 16:40:07
8-K
Ally Financial Inc.
0000040729
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 16:40:03
Prospectus [Rule 424(b)(2)]
Ally Financial Inc.
0000040729
Prospectus [Rule 424(b)(2)]
2019-07-22 16:40:03
424B2
Daniels Corporate Advisory Company, Inc.
0001498291
[Amend] Quarterly report [Sections 13 or 15(d)]
2019-07-22 16:39:47
10-Q/A
Hamlin Capital Management, LLC
0001277403
Quarterly report filed by institutional managers, Holdings
2019-07-22 16:39:29
13F-HR
AltaGas Ltd.
0001695519
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 16:39:00
6-K
BioScrip, Inc.
0001014739
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-22 16:38:58
DEFA14A
Rhenman & Partners Asset Management AB
0001599882
Quarterly report filed by institutional managers, Holdings
2019-07-22 16:38:31
13F-HR
BANK OF MONTREAL /CAN/
0000927971
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 16:36:33
FWP
Athene Annuity & Life Co
0000837332
Prospectus [Rule 424(b)(3)]
2019-07-22 16:36:04
424B3
IAC/INTERACTIVECORP
0000891103
8-K - Current report
2019-07-22 16:36:01
Current report
IAC/INTERACTIVECORP
0000891103
Current report, item 7.01
2019-07-22 16:36:01
8-K
RIVERSTONE INVESTMENT GROUP LLC
0001427277
Quarterly report filed by institutional managers, Notice
2019-07-22 16:36:01
13F-NT
COMM 2013-CCRE11 Mortgage Trust
0001586883
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:35:53
10-D
Bespoke Extracts, Inc.
0001409197
8-K - Current report
2019-07-22 16:35:50
Current report
Bespoke Extracts, Inc.
0001409197
Current report, items 8.01 and 9.01
2019-07-22 16:35:50
8-K
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
0001045520
Prospectus [Rule 424(b)(2)]
2019-07-22 16:35:43
424B2
CHEMUNG FINANCIAL CORP
0000763563
Current report, items 2.02 and 9.01
2019-07-22 16:35:24
8-K
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
0001322436
N-2/A [Amend] - Registration statement for closed-end investment companies
2019-07-22 16:35:07
N-2/A [Amend]
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
0001322436
N-2/A [Amend] - Registration statement for closed-end investment companies
2019-07-22 16:35:07
N-2/A [Amend]
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
0001322436
[Amend] Registration statement for closed-end investment companies
2019-07-22 16:35:07
N-2/A
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
0001322436
[Amend] Registration statement for closed-end investment companies
2019-07-22 16:35:07
N-2/A
Clear Channel Outdoor Holdings, Inc.
0001334978
8-K - Current report
2019-07-22 16:35:03
Current report
Clear Channel Outdoor Holdings, Inc.
0001334978
Current report, items 2.02, 7.01, and 9.01
2019-07-22 16:35:03
8-K
Macro Bank Inc.
0001347426
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 16:35:03
6-K
AGREE REALTY CORP
0000917251
Quarterly report [Sections 13 or 15(d)]
2019-07-22 16:34:48
10-Q
RIVERSTONE HOLDINGS LLC
0001247497
Quarterly report filed by institutional managers, Holdings
2019-07-22 16:34:45
13F-HR
Discovery Energy Corp.
0001435387
Quarterly report [Sections 13 or 15(d)]
2019-07-22 16:34:42
10-Q
FedEx Office & Print Services, Inc
0001293525
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 16:34:31
FWP
American Electric Technologies Inc
0001043186
8-K - Current report
2019-07-22 16:33:49
Current report
American Electric Technologies Inc
0001043186
Current report, items 5.03, 5.07, 8.01, and 9.01
2019-07-22 16:33:49
8-K
FEDEX FREIGHT INC
0001139414
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 16:33:30
FWP
OCCIDENTAL PETROLEUM CORP /DE/
0000797468
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-22 16:33:06
DEFA14A
FEDEX GROUND PACKAGE SYSTEM INC
0001139209
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 16:33:00
FWP
FEDEX FREIGHT CORP
0001139208
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 16:32:45
FWP
AF 2019 NPL A LLC
0001756950
Confidential treatment order
2019-07-22 16:32:35
CT ORDER
Birch Hill Investment Advisors LLC
0001424177
13F-HR - Quarterly report filed by institutional managers, Holdings
2019-07-22 16:32:33
13F-HR
Birch Hill Investment Advisors LLC
0001424177
Quarterly report filed by institutional managers, Holdings
2019-07-22 16:32:33
13F-HR
HEXCEL CORP /DE/
0000717605
Quarterly report [Sections 13 or 15(d)]
2019-07-22 16:32:17
10-Q
OCCIDENTAL PETROLEUM CORP /DE/
0000797468
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-22 16:32:09
DEFA14A
FEDEX CORPORATE SERVICES INC
0001139206
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 16:32:01
FWP
FEDEX CORPORATE SERVICES INC
0001139206
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 16:32:01
FWP
ProSight Global, Inc.
0001634038
8-A12B - Registration of securities [Section 12(b)]
2019-07-22 16:31:51
8-A12B
ProSight Global, Inc.
0001634038
Registration of securities [Section 12(b)]
2019-07-22 16:31:51
8-A12B
COMM 2016-DC2 Mortgage Trust
0001663244
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:31:39
10-D
FEDERAL EXPRESS INTERNATIONAL INC
0001139197
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 16:31:15
FWP
Quotient Ltd
0001596946
Current report, item 5.02
2019-07-22 16:30:55
8-K
AMERICA FIRST MULTIFAMILY INVESTORS, L.P.
0001059142
Current report, items 1.01, 2.03, and 9.01
2019-07-22 16:30:33
8-K
NBT BANCORP INC
0000790359
Current report, items 2.02 and 9.01
2019-07-22 16:30:27
8-K
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 16:30:17
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-22 16:30:17
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-22 16:30:17
424B2
FEDERAL EXPRESS EUROPE INC
0001139191
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 16:30:00
FWP
Nalanda India Fund LTD
0001430193
Quarterly report filed by institutional managers, Holdings
2019-07-22 16:29:37
13F-HR
FEDERAL EXPRESS HOLDINGS S A, LLC
0001139193
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 16:29:31
FWP
Organogenesis Holdings Inc.
0001661181
[Amend] Tender offer statement by Issuer
2019-07-22 16:29:30
SC TO-I/A
OTA Financial Group L.P.
0001317346
13F-HR - Quarterly report filed by institutional managers, Holdings
2019-07-22 16:29:26
13F-HR
OTA Financial Group L.P.
0001317346
Quarterly report filed by institutional managers, Holdings
2019-07-22 16:29:26
13F-HR
COMM 2014-UBS4 Mortgage Trust
0001612126
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:28:36
10-D
Senseonics Holdings, Inc.
0001616543
8-K - Current report
2019-07-22 16:28:20
Current report
Senseonics Holdings, Inc.
0001616543
Current report, items 1.01, 7.01, 8.01, and 9.01
2019-07-22 16:28:20
8-K
FEDERAL EXPRESS CORP
0000230211
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 16:28:18
FWP
Nalanda India Equity Fund Ltd
0001622904
13F-HR - Quarterly report filed by institutional managers, Holdings
2019-07-22 16:28:11
13F-HR
Nalanda India Equity Fund Ltd
0001622904
Quarterly report filed by institutional managers, Holdings
2019-07-22 16:28:11
13F-HR
SG Commercial Mortgage Securities Trust 2016-C5
0001675928
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:28:08
10-D
SG Commercial Mortgage Securities Trust 2016-C5
0001675928
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:28:08
10-D
Clear Channel Outdoor Holdings, Inc.
0001334978
424B5 - Prospectus [Rule 424(b)(5)]
2019-07-22 16:27:48
Prospectus [Rule 424(b)(5)]
Clear Channel Outdoor Holdings, Inc.
0001334978
Prospectus [Rule 424(b)(5)]
2019-07-22 16:27:48
424B5
Teligent, Inc.
0000352998
Current report, item 1.01
2019-07-22 16:27:22
8-K
Life On Earth, Inc.
0001579010
Current report, item 5.02
2019-07-22 16:27:17
8-K
FEDEX CORP
0001048911
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 16:27:15
FWP
VALHI INC /DE/
0000059255
Current report, item 5.01
2019-07-22 16:27:12
8-K
Capstone Systems Inc
0001651577
Current report, items 1.01, 5.02, and 9.01
2019-07-22 16:26:37
8-K
IBM CREDIT LLC
0001225307
Current report, items 2.02 and 9.01
2019-07-22 16:26:27
8-K
Organogenesis Holdings Inc.
0001661181
Other definitive proxy statements
2019-07-22 16:25:56
DEF 14A
COMM 2014-UBS2 Mortgage Trust
0001599714
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:25:36
10-D
COMPX INTERNATIONAL INC
0001049606
8-K - Current report
2019-07-22 16:25:15
Current report
COMPX INTERNATIONAL INC
0001049606
Current report, item 5.01
2019-07-22 16:25:15
8-K
Ready Capital Corp
0001527590
Current report, items 1.01, 2.03, and 9.01
2019-07-22 16:24:33
8-K
HyreCar Inc.
0001713832
Prospectus [Rule 424(b)(4)]
2019-07-22 16:24:13
424B4
CHEMUNG CANAL TRUST CO
0000790354
Quarterly report filed by institutional managers, Holdings
2019-07-22 16:23:41
13F-HR
HEXCEL CORP /DE/
0000717605
Current report, items 2.02, 7.01, 8.01, and 9.01
2019-07-22 16:23:35
8-K
NL INDUSTRIES INC
0000072162
8-K - Current report
2019-07-22 16:23:09
Current report
NL INDUSTRIES INC
0000072162
Current report, item 5.01
2019-07-22 16:23:09
8-K
COMM 2013-CCRE13 Mortgage Trust
0001589804
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:22:50
10-D
PARKE BANCORP, INC.
0001315399
Current report, items 2.02 and 9.01
2019-07-22 16:20:56
8-K
SLM Student Loan Trust 2005-7
0001331696
Current report, item 8.01
2019-07-22 16:20:56
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 16:20:16
424B2
SONO TEK CORP
0000806172
DEF 14A - Other definitive proxy statements
2019-07-22 16:20:13
DEF 14A
SONO TEK CORP
0000806172
Other definitive proxy statements
2019-07-22 16:20:13
DEF 14A
Translate Bio, Inc.
0001693415
Prospectus [Rule 424(b)(3)]
2019-07-22 16:20:13
424B3
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 16:20:11
424B2
SLM Student Loan Trust 2006-5
0001358239
Current report, item 8.01
2019-07-22 16:20:09
8-K
Xenetic Biosciences, Inc.
0001534525
Form CERT -
2019-07-22 16:20:07
Xenetic Biosciences, Inc.
0001534525
Form CERT
2019-07-22 16:20:07
CERT
HCA Healthcare, Inc.
0000860730
8-K - Current report
2019-07-22 16:20:04
Current report
HCA Healthcare, Inc.
0000860730
Current report, items 1.01, 2.03, and 9.01
2019-07-22 16:20:04
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 16:19:55
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 16:19:47
424B2
CORNERCAP GROUP OF FUNDS /VA/
0000789280
Post-effective amendment [Rule 485(b)]
2019-07-22 16:19:46
485BPOS
CORNERCAP GROUP OF FUNDS /VA/
0000789280
Post-effective amendment [Rule 485(b)]
2019-07-22 16:19:46
485BPOS
SONO TEK CORP
0000806172
ARS - Annual Report to Security Holders
2019-07-22 16:19:42
ARS
SONO TEK CORP
0000806172
Annual Report to Security Holders
2019-07-22 16:19:42
ARS
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 16:19:26
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 16:19:16
424B2
WhiteHorse Finance, Inc.
0001552198
Current report, items 1.01 and 2.03
2019-07-22 16:19:10
8-K
Spark Therapeutics, Inc.
0001609351
Other definitive proxy statements
2019-07-22 16:19:10
DEF 14A
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 16:18:55
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 16:18:52
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 16:18:50
424B2
DryShips Inc.
0001308858
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 16:18:48
6-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 16:18:46
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 16:18:42
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 16:18:40
424B2
ROMAN BUTLER FULLERTON & CO
0000733444
Quarterly report filed by institutional managers, Holdings
2019-07-22 16:18:25
13F-HR
Global Fiber Technologies, Inc.
0001338929
Current report, item 1.01
2019-07-22 16:18:06
8-K
OTA SWAPS LLC
0001425475
Quarterly report filed by institutional managers, Notice
2019-07-22 16:17:36
13F-NT
Capricorn AIP-Private Investment Fund I, L.P.
0001509794
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 16:17:32
D/A
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 16:17:31
424B2
KRONOS WORLDWIDE INC
0001257640
Current report, item 5.01
2019-07-22 16:17:26
8-K
UGI CORP /PA/
0000884614
Prospectuses and communications, business combinations
2019-07-22 16:16:58
425
AMERIGAS PARTNERS LP
0000932628
Prospectuses and communications, business combinations
2019-07-22 16:16:58
425
Switchback Energy Acquisition Corp
0001777393
S-1/A [Amend] - General form for registration of securities under the Securities Act of 1933
2019-07-22 16:16:55
S-1/A [Amend]
Switchback Energy Acquisition Corp
0001777393
[Amend] General form for registration of securities under the Securities Act of 1933
2019-07-22 16:16:55
S-1/A
Sunnova Energy International Inc.
0001772695
Form CERT -
2019-07-22 16:16:38
Sunnova Energy International Inc.
0001772695
Form CERT
2019-07-22 16:16:38
CERT
Zosano Pharma Corp
0001587221
Current report, item 5.07
2019-07-22 16:16:32
8-K
WHIRLPOOL CORP /DE/
0000106640
Current report, items 2.02 and 9.01
2019-07-22 16:16:08
8-K
PARK NATIONAL CORP /OH/
0000805676
Current report, items 2.02, 7.01, 8.01, and 9.01
2019-07-22 16:16:08
8-K
SEARS HOLDINGS CORP
0001310067
Current report, items 7.01 and 9.01
2019-07-22 16:16:04
8-K
Arlo Technologies, Inc.
0001736946
8-K - Current report
2019-07-22 16:15:55
Current report
Arlo Technologies, Inc.
0001736946
Current report, item 5.07
2019-07-22 16:15:55
8-K
LCNB CORP
0001074902
8-K - Current report
2019-07-22 16:15:45
Current report
LCNB CORP
0001074902
Current report, items 2.02, 7.01, and 9.01
2019-07-22 16:15:45
8-K
Sterling Bancorp, Inc.
0001680379
Current report, items 7.01 and 9.01
2019-07-22 16:15:31
8-K
Parking REIT, Inc.
0001642985
Current report, items 5.02 and 9.01
2019-07-22 16:14:51
8-K
Resort Savers, Inc.
0001572384
Current report, items 3.03 and 5.03
2019-07-22 16:14:40
8-K
Fellazo Corp
0001659207
Quarterly report [Sections 13 or 15(d)]
2019-07-22 16:14:30
10-Q
SLM Student Loan Trust 2005-5
0001330979
Current report, item 8.01
2019-07-22 16:13:48
8-K
EMI Holding, Inc.
0001420031
Securities registration termination [Section 12(g)]
2019-07-22 16:12:36
15-12G
LyondellBasell Industries N.V.
0001489393
Other preliminary proxy statements
2019-07-22 16:12:04
PRE 14A
Shawnee Development, LP
0001731228
[Amend] Notice of Exempt Offering of Securities, item 06c
2019-07-22 16:12:04
D/A
Genesys Holding, Inc.
0001783075
D - Notice of Exempt Offering of Securities
2019-07-22 16:11:50
D
Genesys Holding, Inc.
0001783075
Notice of Exempt Offering of Securities, item 06b
2019-07-22 16:11:50
D
HV Bancorp, Inc.
0001594555
8-K - Current report
2019-07-22 16:11:39
Current report
HV Bancorp, Inc.
0001594555
Current report, item 5.02
2019-07-22 16:11:39
8-K
OTA LLC
0001268580
Quarterly report filed by institutional managers, Notice
2019-07-22 16:11:28
13F-NT
Schultze Special Purpose Acquisition Corp.
0001754824
Quarterly report [Sections 13 or 15(d)]
2019-07-22 16:11:20
10-Q
CADENCE DESIGN SYSTEMS INC
0000813672
8-K - Current report
2019-07-22 16:11:02
Current report
CADENCE DESIGN SYSTEMS INC
0000813672
Current report, items 2.02 and 9.01
2019-07-22 16:11:02
8-K
Haymaker Acquisition Corp. II
0001771908
Current report, items 8.01 and 9.01
2019-07-22 16:10:56
8-K
TELECOM ARGENTINA SA
0000932470
SC TO-C - Written communication relating to an issuer or third party
2019-07-22 16:10:46
SC TO-C
CABLEVISION HOLDING S.A.
0001690240
SC TO-C - Written communication relating to an issuer or third party
2019-07-22 16:10:46
SC TO-C
TELECOM ARGENTINA SA
0000932470
Written communication relating to an issuer or third party
2019-07-22 16:10:46
SC TO-C
COMM 2013-CCRE9 Mortgage Trust
0001578533
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:10:46
10-D
CABLEVISION HOLDING S.A.
0001690240
Written communication relating to an issuer or third party
2019-07-22 16:10:46
SC TO-C
NORTHWEST PIPE CO
0001001385
Notification of the removal from listing and registration of matured, redeemed or retired securities
2019-07-22 16:10:30
25
WASHINGTON TRUST BANCORP INC
0000737468
Current report, items 2.02 and 9.01
2019-07-22 16:10:29
8-K
ENERGY FOCUS, INC/DE
0000924168
Quarterly report [Sections 13 or 15(d)]
2019-07-22 16:10:26
10-Q
Fulcrum Therapeutics, Inc.
0001680581
Current report, items 5.03 and 9.01
2019-07-22 16:10:26
8-K
EMI Holding, Inc.
0001420031
Securities to be offered to employees in employee benefit plans, post-effective amendments
2019-07-22 16:10:16
S-8 POS
SCORPIO BULKERS INC.
0001587264
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 16:09:05
6-K
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 16:08:46
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-22 16:08:46
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-22 16:08:46
424B2
SCHLUMBERGER LIMITED/NV
0000087347
Current report, items 5.03 and 9.01
2019-07-22 16:08:32
8-K
Lightstone Real Estate Income Trust Inc.
0001619312
Current report, items 1.01, 2.01, 2.03, 7.01, and 9.01
2019-07-22 16:08:19
8-K
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
0001045520
Prospectus [Rule 424(b)(2)]
2019-07-22 16:07:42
424B2
ENERGY FOCUS, INC/DE
0000924168
Current report, items 2.02 and 9.01
2019-07-22 16:07:35
8-K
CREDIT SUISSE AG
0001053092
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 16:07:19
Prospectus [Rule 424(b)(2)]
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-07-22 16:07:19
424B2
Centre Funds
0001517238
Definitive materials
2019-07-22 16:07:08
497
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
0001045520
Prospectus [Rule 424(b)(2)]
2019-07-22 16:06:46
424B2
FingerMotion, Inc.
0001602409
Quarterly report [Sections 13 or 15(d)]
2019-07-22 16:06:20
10-Q
Forward Industries, Inc.
0000038264
Current report, item 2.03
2019-07-22 16:06:14
8-K
Destination Maternity Corp
0000896985
Current report, item 5.02
2019-07-22 16:06:02
8-K
AGREE REALTY CORP
0000917251
Current report, items 2.02, 5.02, and 9.01
2019-07-22 16:05:34
8-K
ANNALY CAPITAL MANAGEMENT INC
0001043219
Current report, items 3.03, 5.03, and 9.01
2019-07-22 16:05:32
8-K
HERITAGE COMMERCE CORP
0001053352
Prospectus [Rule 424(b)(3)]
2019-07-22 16:05:29
424B3
Protalix BioTherapeutics, Inc.
0001006281
Current report, item 5.02
2019-07-22 16:05:15
8-K
TOUCHSTONE FUNDS GROUP TRUST
0000914243
[Amend] Registration statement for open-end investment company (business combinations)
2019-07-22 16:05:03
N-14/A
IRONWOOD PHARMACEUTICALS INC
0001446847
Current report, item 8.01
2019-07-22 16:04:46
8-K
Bank First Corp
0001746109
8-K - Current report
2019-07-22 16:03:25
Current report
Bank First Corp
0001746109
Current report, items 5.02, 8.01, and 9.01
2019-07-22 16:03:25
8-K
NATIONAL HOLDINGS CORP
0001023844
Current report, items 4.01 and 9.01
2019-07-22 16:03:18
8-K
Carter Validus Mission Critical REIT, Inc.
0001482974
425 - Prospectuses and communications, business combinations
2019-07-22 16:02:59
425
Carter Validus Mission Critical REIT, Inc.
0001482974
Prospectuses and communications, business combinations
2019-07-22 16:02:59
425
COMM 2013-CCRE8 Mortgage Trust
0001575686
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:02:38
10-D
COMM 2013-CCRE8 Mortgage Trust
0001575686
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 16:02:38
10-D
Ocean Power Technologies, Inc.
0001378140
Annual report [Section 13 and 15(d), not S-K Item 405]
2019-07-22 16:02:34
10-K
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1915
0001752197
Definitive materials
2019-07-22 16:02:14
497
Babcock & Wilcox Enterprises, Inc.
0001630805
Current report, item 5.02
2019-07-22 16:01:59
8-K
TD AMERITRADE HOLDING CORP
0001173431
Current report, items 2.02, 5.02, and 9.01
2019-07-22 16:01:56
8-K
Epizyme, Inc.
0001571498
Current report, items 5.02, 7.01, and 9.01
2019-07-22 16:01:56
8-K
INNERSCOPE HEARING TECHNOLOGIES, INC.
0001609139
Other preliminary information statements
2019-07-22 16:01:53
PRE 14C
BIOHITECH GLOBAL, INC.
0001590383
Current report, item 5.07
2019-07-22 16:01:31
8-K
Wyndy, LLC
0001749427
D - Notice of Exempt Offering of Securities
2019-07-22 16:01:27
D
Wyndy, LLC
0001749427
Notice of Exempt Offering of Securities, item 06b
2019-07-22 16:01:27
D
ApexOne Multifamily Fund III, L.P.
0001755040
[Amend] Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.5
2019-07-22 16:01:24
D/A
Felix Capital Next B LP
0001783100
D - Notice of Exempt Offering of Securities
2019-07-22 16:01:18
D
Felix Capital Next A LP
0001783081
D - Notice of Exempt Offering of Securities
2019-07-22 16:01:18
D
Felix Capital Next A LP
0001783081
Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.7
2019-07-22 16:01:18
D
Felix Capital Next B LP
0001783100
Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.7
2019-07-22 16:01:18
D
Pivotal Investment Corp II
0001772720
Current report, items 3.02, 8.01, and 9.01
2019-07-22 16:01:03
8-K
TRUSTCO BANK CORP N Y
0000357301
Current report, items 2.02 and 9.01
2019-07-22 16:00:26
8-K
Xenetic Biosciences, Inc.
0001534525
8-A12B - Registration of securities [Section 12(b)]
2019-07-22 16:00:13
8-A12B
Xenetic Biosciences, Inc.
0001534525
Registration of securities [Section 12(b)]
2019-07-22 16:00:13
8-A12B
TITANIUM UNIVERSAL LIFE VARIABLE ACCOUNT
0001095222
Definitive materials
2019-07-22 15:58:17
497
COMM 2013-CCRE6 Mortgage Trust
0001566140
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 15:58:05
10-D
Sunnova Energy International Inc.
0001772695
8-A12B - Registration of securities [Section 12(b)]
2019-07-22 15:57:02
8-A12B
Sunnova Energy International Inc.
0001772695
Registration of securities [Section 12(b)]
2019-07-22 15:57:02
8-A12B
Ceresti Health, Inc.
0001748143
D - Notice of Exempt Offering of Securities
2019-07-22 15:56:59
D
Ceresti Health, Inc.
0001748143
Notice of Exempt Offering of Securities, item 06b
2019-07-22 15:56:59
D
Felix Capital Fund III LP
0001783073
D - Notice of Exempt Offering of Securities
2019-07-22 15:56:46
D
Felix Capital Fund III LP
0001783073
Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.7
2019-07-22 15:56:46
D
STRUCTURED OBLIGATIONS CORP SELECT NOTES TRUST LT SER 2003-1
0001223444
Current report, items 8.01 and 9.01
2019-07-22 15:56:23
8-K
STRUCTURED OBLIGATIONS CORP LONG TERM CERTS SER 2003-4
0001264157
Current report, items 8.01 and 9.01
2019-07-22 15:55:39
8-K
STRUCTURED OBLIGATIONS CORP LONG TERM CERT SER 2003 3
0001255604
Current report, items 8.01 and 9.01
2019-07-22 15:55:05
8-K
Charlie's Holdings, Inc.
0001134765
Current report, items 5.02, 8.01, and 9.01
2019-07-22 15:54:33
8-K
STRUCTURED OBLIGATIONS CORP LONG TERM CERTS SER 2003-5
0001269371
Current report, items 8.01 and 9.01
2019-07-22 15:54:24
8-K
STRUCTURED OBLIGATIONS CORP SELECT NOTES TRUST LT SER 2003-2
0001227090
8-K - Current report
2019-07-22 15:53:53
Current report
STRUCTURED OBLIGATIONS CORP SELECT NOTES TRUST LT SER 2003-2
0001227090
Current report, items 8.01 and 9.01
2019-07-22 15:53:53
8-K
COMM 2012-LC4 Mortgage Trust
0001543042
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 15:52:01
10-D
ALR TECHNOLOGIES INC.
0001087022
8-K - Current report
2019-07-22 15:51:14
Current report
ALR TECHNOLOGIES INC.
0001087022
Current report, items 7.01 and 8.01
2019-07-22 15:51:14
8-K
STATE STREET INSTITUTIONAL INVESTMENT TRUST
0001107414
497 - Definitive materials
2019-07-22 15:51:09
Definitive materials
STATE STREET INSTITUTIONAL INVESTMENT TRUST
0001107414
Definitive materials
2019-07-22 15:51:09
497
Provident Bancorp, Inc.
0001635840
Current report, items 2.02 and 9.01
2019-07-22 15:51:06
8-K
MFS SERIES TRUST I
0000798244
Registration statement for open-end investment company (business combinations)
2019-07-22 15:50:35
N-14
COMM 2012-CCRE3 Mortgage Trust
0001556487
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 15:46:29
10-D
INTELLIGENT CROSS LLC
0001708826
[Amend] Updating Amendment to Form ATS-N (Rule 304(a)(2)(i) (B))
2019-07-22 15:46:25
ATS-N/UA
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 15:46:24
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-22 15:46:24
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-22 15:46:24
424B2
AMARILLO NATIONAL BANK
0001053013
Quarterly report filed by institutional managers, Holdings
2019-07-22 15:45:29
13F-HR
TITANIUM ANNUITY VARIABLE ACCOUNT
0001095225
Definitive materials
2019-07-22 15:43:15
497
GOLDMAN SACHS GROUP INC
0000886982
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 15:39:05
Prospectus [Rule 424(b)(2)]
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-07-22 15:39:05
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-07-22 15:39:05
424B2
TORONTO DOMINION BANK
0000947263
Prospectus [Rule 424(b)(2)]
2019-07-22 15:35:41
424B2
GREEN MAMA, LLC
0001777400
[Amend] Offering Statement
2019-07-22 15:35:32
C/A
3Derm Systems, Inc.
0001627808
D - Notice of Exempt Offering of Securities
2019-07-22 15:34:29
D
3Derm Systems, Inc.
0001627808
Notice of Exempt Offering of Securities, item 06b
2019-07-22 15:34:29
D
JJJ Advisors Inc.
0001598561
Quarterly report filed by institutional managers, Holdings
2019-07-22 15:34:17
13F-HR
Valiant Twin Bridges, LLC
0001712853
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-22 15:33:07
D/A
GOLDMAN SACHS GROUP INC
0000886982
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 15:30:40
Prospectus [Rule 424(b)(2)]
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-07-22 15:30:40
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-07-22 15:30:40
424B2
FreightCar America, Inc.
0001320854
Current report, items 2.05, 8.01, and 9.01
2019-07-22 15:30:12
8-K
Apna Time Inc.
0001783127
D - Notice of Exempt Offering of Securities
2019-07-22 15:25:34
D
Apna Time Inc.
0001783127
Notice of Exempt Offering of Securities, item 06b
2019-07-22 15:25:34
D
Valiant College Hill, LLC
0001781681
D/A [Amend] - Notice of Exempt Offering of Securities
2019-07-22 15:24:01
D/A [Amend]
Valiant College Hill, LLC
0001781681
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-22 15:24:01
D/A
American Resources Corp
0001590715
Current report, items 2.02, 8.01, and 9.01
2019-07-22 15:23:24
8-K
PR Fund I, a series of TSCIC-syndicate, LP
0001782374
D - Notice of Exempt Offering of Securities
2019-07-22 15:22:08
D
PR Fund I, a series of TSCIC-syndicate, LP
0001782374
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-22 15:22:08
D
CREDIT SUISSE AG
0001053092
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 15:21:55
Prospectus [Rule 424(b)(2)]
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-07-22 15:21:55
424B2
FedEx Office & Print Services, Inc
0001293525
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 15:17:00
FWP
FEDEX FREIGHT INC
0001139414
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 15:16:46
FWP
FEDEX GROUND PACKAGE SYSTEM INC
0001139209
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 15:16:16
FWP
Jordan Park Group LLC
0001707975
Quarterly report filed by institutional managers, Holdings
2019-07-22 15:16:07
13F-HR
Ronbow Brands, Inc.
0001782966
D - Notice of Exempt Offering of Securities
2019-07-22 15:15:54
D
Ronbow Brands, Inc.
0001782966
Notice of Exempt Offering of Securities, items 06b and 4a5
2019-07-22 15:15:54
D
FEDEX FREIGHT CORP
0001139208
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 15:15:46
FWP
Carter Validus Mission Critical REIT, Inc.
0001482974
425 - Prospectuses and communications, business combinations
2019-07-22 15:15:39
425
Carter Validus Mission Critical REIT, Inc.
0001482974
Prospectuses and communications, business combinations
2019-07-22 15:15:39
425
BBVA BANCO FRANCES SA
0000913059
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 15:15:02
6-K
FEDEX CORPORATE SERVICES INC
0001139206
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 15:15:01
FWP
FEDEX CORPORATE SERVICES INC
0001139206
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 15:15:01
FWP
FundersClub DK6 LLC
0001781980
D - Notice of Exempt Offering of Securities
2019-07-22 15:14:58
D
FundersClub DK6 LLC
0001781980
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-22 15:14:58
D
FEDERAL EXPRESS INTERNATIONAL INC
0001139197
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 15:14:00
FWP
Valiant Regenexx LLC
0001739909
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-22 15:13:44
D/A
Starfire Investment Advisers, Inc.
0001652391
Quarterly report filed by institutional managers, Holdings
2019-07-22 15:13:32
13F-HR
FEDERAL EXPRESS HOLDINGS S A, LLC
0001139193
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 15:13:30
FWP
FEDERAL EXPRESS EUROPE INC
0001139191
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 15:13:02
FWP
SG Capital Management LLC
0001510099
Quarterly report filed by institutional managers, Holdings
2019-07-22 15:11:56
13F-HR
RiverNorth Managed Duration Municipal Income Fund, Inc.
0001771226
Form CERT -
2019-07-22 15:11:40
RiverNorth Managed Duration Municipal Income Fund, Inc.
0001771226
Form CERT
2019-07-22 15:11:40
CERT
CFCRE 2016-C4 Mortgage Trust
0001671048
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 15:11:21
10-D
Yarrow Group LLC
0001564280
Notice of Exempt Offering of Securities, item 06b
2019-07-22 15:11:07
D
EXOsecure, Inc.
0001783178
D - Notice of Exempt Offering of Securities
2019-07-22 15:10:27
D
EXOsecure, Inc.
0001783178
Notice of Exempt Offering of Securities, item 06c
2019-07-22 15:10:27
D
FEDERAL EXPRESS CORP
0000230211
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 15:10:15
FWP
ROYAL BANK OF CANADA
0001000275
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 15:09:41
FWP
ROYAL BANK OF CANADA
0001000275
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 15:09:41
FWP
NYSE ARCA, INC.
0001143362
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-07-22 15:09:32
25-NSE
ALPS ETF Trust
0001414040
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-07-22 15:09:32
25-NSE
Aberdeen Funds
0001413594
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 15:09:30
497K
Carter Validus Mission Critical REIT II, Inc.
0001567925
425 - Prospectuses and communications, business combinations
2019-07-22 15:08:48
425
Carter Validus Mission Critical REIT II, Inc.
0001567925
Prospectuses and communications, business combinations
2019-07-22 15:08:48
425
NYSE ARCA, INC.
0001143362
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-07-22 15:08:25
25-NSE
ALPS ETF Trust
0001414040
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-07-22 15:08:25
25-NSE
FEDEX CORP
0001048911
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 15:08:00
FWP
Sipup Corp
0001563227
Current report, items 1.01, 2.01, 3.02, 5.01, and 9.01
2019-07-22 15:07:52
8-K
KBS Real Estate Investment Trust III, Inc.
0001482430
Current report, item 8.01
2019-07-22 15:07:18
8-K
Aberdeen Funds
0001413594
Definitive materials
2019-07-22 15:07:00
497
Wanda Sports Group Co Ltd
0001771279
[Amend] Registration statement for certain foreign private issuers
2019-07-22 15:06:17
F-1/A
iCapital-SP RE VII Access Fund, L.P.
0001782492
D - Notice of Exempt Offering of Securities
2019-07-22 15:05:57
D
iCapital-SP RE VII Access Fund, L.P.
0001782492
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 15:05:57
D
Aberdeen Funds
0001413594
Definitive materials
2019-07-22 15:04:45
497
Carter Validus Mission Critical REIT, Inc.
0001482974
425 - Prospectuses and communications, business combinations
2019-07-22 15:03:28
425
Carter Validus Mission Critical REIT, Inc.
0001482974
Prospectuses and communications, business combinations
2019-07-22 15:03:28
425
Aberdeen Funds
0001413594
Definitive materials
2019-07-22 15:02:47
497
MAINSTAY FUNDS TRUST
0001469192
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 15:02:02
497K
Resource Real Estate Opportunity REIT, Inc.
0001466225
Current report, item 5.07
2019-07-22 15:01:19
8-K
MAINSTAY FUNDS TRUST
0001469192
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 15:01:12
497K
Pelorus Fund, LLC
0001497402
D/A [Amend] - Notice of Exempt Offering of Securities
2019-07-22 15:00:51
D/A [Amend]
Pelorus Fund, LLC
0001497402
[Amend] Notice of Exempt Offering of Securities, items 06c, 3C, 3C.1, 3C.5, and 3C.7
2019-07-22 15:00:51
D/A
FIRST NATIONAL TRUST CO
0001277303
Quarterly report filed by institutional managers, Holdings
2019-07-22 15:00:22
13F-HR
MAINSTAY FUNDS TRUST
0001469192
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 15:00:20
497K
EDWARD JONES MONEY MARKET FUND
0000314650
N-Q - Quarterly Schedule of portfolio holdings of management investment companies
2019-07-22 14:59:56
N-Q
EDWARD JONES MONEY MARKET FUND
0000314650
Quarterly Schedule of portfolio holdings of management investment companies
2019-07-22 14:59:56
N-Q
MAINSTAY FUNDS TRUST
0001469192
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 14:59:23
497K
Carter Validus Mission Critical REIT, Inc.
0001482974
425 - Prospectuses and communications, business combinations
2019-07-22 14:58:37
425
Carter Validus Mission Critical REIT, Inc.
0001482974
Prospectuses and communications, business combinations
2019-07-22 14:58:37
425
J.P. Morgan Chase Commercial Mortgage Securities Trust 2012-C6
0001545018
[Amend] Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 14:57:36
10-D/A
Invesco Exchange-Traded Fund Trust II
0001378872
497 - Definitive materials
2019-07-22 14:57:07
Definitive materials
Invesco Exchange-Traded Fund Trust II
0001378872
Definitive materials
2019-07-22 14:57:07
497
LEE FINANCIAL MUTUAL FUND, INC.
0000837351
Definitive materials
2019-07-22 14:56:53
497
MATLINPATTERSON GLOBAL ADVISERS LLC
0001251962
Quarterly report filed by institutional managers, Holdings
2019-07-22 14:56:38
13F-HR
baebies inc.
0001650676
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-07-22 14:56:37
D/A
YIXUAN INTERNATIONAL PTE. LTD.
0001774499
[Amend] Notice of Exempt Offering of Securities, items 06c, 3C, 3C.1, and 3C.7
2019-07-22 14:56:14
D/A
SANTA MONICA PARTNERS LP
0000904793
13F-HR - Quarterly report filed by institutional managers, Holdings
2019-07-22 14:55:48
13F-HR
SANTA MONICA PARTNERS LP
0000904793
Quarterly report filed by institutional managers, Holdings
2019-07-22 14:55:48
13F-HR
MP
0001483226
Quarterly report filed by institutional managers, Holdings
2019-07-22 14:55:05
13F-HR
Printforia, Inc.
0001782673
D - Notice of Exempt Offering of Securities
2019-07-22 14:53:10
D
Printforia, Inc.
0001782673
Notice of Exempt Offering of Securities, item 06b
2019-07-22 14:53:10
D
DoubleLine Funds Trust
0001480207
New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-07-22 14:52:56
485BXT
DoubleLine Funds Trust
0001480207
New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-07-22 14:52:56
485BXT
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(5)]
2019-07-22 14:52:51
424B5
BCWC LLC
0001735512
D - Notice of Exempt Offering of Securities
2019-07-22 14:52:50
D
BCWC LLC
0001735512
Notice of Exempt Offering of Securities, item 06b
2019-07-22 14:52:50
D
GOLDMAN SACHS GROUP INC
0000886982
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 14:52:09
Prospectus [Rule 424(b)(2)]
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-07-22 14:52:09
424B2
PWA GovCon Fund, LP
0001783030
D - Notice of Exempt Offering of Securities
2019-07-22 14:51:38
D
GovCon Fund, LP
0001783030
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-22 14:51:38
D
SIT MUTUAL FUNDS II INC
0000746601
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 14:50:56
497K
SIT MUTUAL FUNDS II INC
0000746601
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 14:50:56
497K
SIT MUTUAL FUNDS II INC
0000746601
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 14:50:02
497K
SIT MUTUAL FUNDS II INC
0000746601
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 14:50:02
497K
Clear Child Psychology, Inc.
0001735264
D - Notice of Exempt Offering of Securities
2019-07-22 14:49:18
D
Clear Child Psychology, Inc.
0001735264
Notice of Exempt Offering of Securities, item 06b
2019-07-22 14:49:18
D
SIT MUTUAL FUNDS II INC
0000746601
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 14:49:03
497K
SIT MUTUAL FUNDS II INC
0000746601
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 14:49:03
497K
SIT U S GOVERNMENT SECURITIES FUND INC
0000809981
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 14:48:56
497K
HALLIBURTON CO
0000045012
8-K - Current report
2019-07-22 14:48:42
Current report
HALLIBURTON CO
0000045012
Current report, item 2.02
2019-07-22 14:48:42
8-K
Clean Yield Group
0001525865
Quarterly report filed by institutional managers, Holdings
2019-07-22 14:46:21
13F-HR
Endors Toi, PBC
0001782911
D - Notice of Exempt Offering of Securities
2019-07-22 14:46:17
D
Endors Toi, PBC
0001782911
Notice of Exempt Offering of Securities, item 06b
2019-07-22 14:46:17
D
WHEELHOUSE CAPITAL INVESTMENTS INC.
0001773979
Offering Statement Withdrawal
2019-07-22 14:44:09
C-W
ADVISORONE FUNDS
0001029068
Rule 24F-2 notice
2019-07-22 14:43:37
24F-2NT
Crow Holdings Multi-Family Build-to-Hold Fund, L.P.
0001680913
Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.7
2019-07-22 14:39:15
D
Blockchain Finance Fund LLC
0001783157
D - Notice of Exempt Offering of Securities
2019-07-22 14:38:06
D
Blockchain Finance Fund LLC
0001783157
Notice of Exempt Offering of Securities, item 06b
2019-07-22 14:38:06
D
KWB HOTEL PARTNERS, LLC
0001607771
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-07-22 14:37:55
D/A
BARCLAYS BANK PLC
0000312070
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 14:35:56
Prospectus [Rule 424(b)(2)]
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-07-22 14:35:56
424B2
PETMED EXPRESS INC
0001040130
Current report, items 8.01 and 9.01
2019-07-22 14:34:26
8-K
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 14:28:23
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-22 14:28:23
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-22 14:28:23
424B2
IC-SB Falconhead Partners, L.P.
0001783126
D - Notice of Exempt Offering of Securities
2019-07-22 14:26:26
D
IC-SB Falconhead Partners, L.P.
0001783126
Notice of Exempt Offering of Securities, item 06b
2019-07-22 14:26:26
D
Exchange Capital Management, Inc.
0001317733
Quarterly report filed by institutional managers, Holdings
2019-07-22 14:24:28
13F-HR
Local Bounti Corp
0001783186
D - Notice of Exempt Offering of Securities
2019-07-22 14:24:25
D
Local Bounti Corp
0001783186
Notice of Exempt Offering of Securities, item 06b
2019-07-22 14:24:25
D
AMERICAN HONDA RECEIVABLES LLC
0000890975
ABS-EE - Asset-Backed Electronic Exhibits
2019-07-22 14:24:23
ABS-EE
AMERICAN HONDA RECEIVABLES LLC
0000890975
Asset-Backed Electronic Exhibits
2019-07-22 14:24:23
ABS-EE
Honda Auto Receivables 2019-1 Owner Trust
0001765556
Asset-Backed Electronic Exhibits
2019-07-22 14:24:23
ABS-EE
NEW YORK STOCK EXCHANGE LLC
0000876661
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-07-22 14:22:38
25-NSE
ANNALY CAPITAL MANAGEMENT INC
0001043219
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-07-22 14:22:38
25-NSE
TORONTO DOMINION BANK
0000947263
Prospectus [Rule 424(b)(2)]
2019-07-22 14:20:16
424B2
WELLS FARGO & COMPANY/MN
0000072971
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 14:19:55
Prospectus [Rule 424(b)(2)]
WELLS FARGO & COMPANY/MN
0000072971
Prospectus [Rule 424(b)(2)]
2019-07-22 14:19:55
424B2
Wells Fargo Finance LLC
0001738143
Prospectus [Rule 424(b)(2)]
2019-07-22 14:19:55
424B2
J.P. Morgan Exchange-Traded Fund Trust
0001485894
DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-22 14:19:35
DEFA14A
J.P. Morgan Exchange-Traded Fund Trust
0001485894
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-22 14:19:35
DEFA14A
COLUMBIA FUNDS SERIES TRUST I
0000773757
Post-effective amendment [Rule 485(a)]
2019-07-22 14:18:56
485APOS
COLUMBIA FUNDS SERIES TRUST I
0000773757
Post-effective amendment [Rule 485(a)]
2019-07-22 14:18:56
485APOS
WELLS FARGO & COMPANY/MN
0000072971
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 14:18:01
Prospectus [Rule 424(b)(2)]
WELLS FARGO & COMPANY/MN
0000072971
Prospectus [Rule 424(b)(2)]
2019-07-22 14:18:01
424B2
Wells Fargo Finance LLC
0001738143
Prospectus [Rule 424(b)(2)]
2019-07-22 14:18:01
424B2
Strategic Advisors LLC
0001569119
Quarterly report filed by institutional managers, Holdings
2019-07-22 14:17:18
13F-HR
MedTech Venture Partners Fund, LP
0001747686
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-22 14:17:04
D/A
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 14:16:22
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-22 14:16:22
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-22 14:16:22
424B2
AMERICAN HONDA RECEIVABLES LLC
0000890975
ABS-EE - Asset-Backed Electronic Exhibits
2019-07-22 14:15:40
ABS-EE
AMERICAN HONDA RECEIVABLES LLC
0000890975
Asset-Backed Electronic Exhibits
2019-07-22 14:15:40
ABS-EE
Honda Auto Receivables 2018-4 Owner Trust
0001755047
Asset-Backed Electronic Exhibits
2019-07-22 14:15:40
ABS-EE
Resource Apartment REIT III, Inc.
0001652926
Current report, item 5.07
2019-07-22 14:15:32
8-K
Managed Portfolio Series
0001511699
Quarterly Schedule of portfolio holdings of management investment companies
2019-07-22 14:15:06
N-Q
ShiftPixy, Inc.
0001675634
Quarterly report [Sections 13 or 15(d)]
2019-07-22 14:12:33
10-Q
Resource Real Estate Opportunity REIT II, Inc.
0001559484
Current report, item 5.07
2019-07-22 14:12:08
8-K
OCCIDENTAL PETROLEUM CORP /DE/
0000797468
Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material
2019-07-22 14:10:28
DFAN14A
ICAHN CARL C
0000921669
Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material
2019-07-22 14:10:28
DFAN14A
HEMISPHERX BIOPHARMA INC
0000946644
Prospectus [Rule 424(b)(5)]
2019-07-22 14:09:54
424B5
AMERICAN HONDA RECEIVABLES LLC
0000890975
ABS-EE - Asset-Backed Electronic Exhibits
2019-07-22 14:09:08
ABS-EE
AMERICAN HONDA RECEIVABLES LLC
0000890975
Asset-Backed Electronic Exhibits
2019-07-22 14:09:08
ABS-EE
Honda Auto Receivables 2018-3 Owner Trust
0001745376
Asset-Backed Electronic Exhibits
2019-07-22 14:09:08
ABS-EE
Carter Validus Mission Critical REIT II, Inc.
0001567925
425 - Prospectuses and communications, business combinations
2019-07-22 14:09:04
425
Carter Validus Mission Critical REIT, Inc.
0001482974
425 - Prospectuses and communications, business combinations
2019-07-22 14:09:04
425
Carter Validus Mission Critical REIT, Inc.
0001482974
Prospectuses and communications, business combinations
2019-07-22 14:09:04
425
Carter Validus Mission Critical REIT II, Inc.
0001567925
Prospectuses and communications, business combinations
2019-07-22 14:09:04
425
Gavea Fund Plus
0001584476
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 14:08:19
D/A
Carter Validus Mission Critical REIT, Inc.
0001482974
425 - Prospectuses and communications, business combinations
2019-07-22 14:07:37
425
Carter Validus Mission Critical REIT, Inc.
0001482974
Prospectuses and communications, business combinations
2019-07-22 14:07:37
425
AMERICAN HONDA RECEIVABLES LLC
0000890975
ABS-EE - Asset-Backed Electronic Exhibits
2019-07-22 14:07:27
ABS-EE
AMERICAN HONDA RECEIVABLES LLC
0000890975
Asset-Backed Electronic Exhibits
2019-07-22 14:07:27
ABS-EE
Honda Auto Receivables 2019-2 Owner Trust
0001773055
Asset-Backed Electronic Exhibits
2019-07-22 14:07:27
ABS-EE
Gavea Fund Plus Ltd.
0001584553
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 14:07:02
D/A
Flat Rock Opportunity Fund
0001732078
Annual Report of proxy voting record of management investment companies
2019-07-22 14:05:42
N-PX
ShiftPixy, Inc.
0001675634
[Amend] Quarterly report [Sections 13 or 15(d)]
2019-07-22 14:05:25
10-Q/A
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
0000070502
Current report, item 5.02
2019-07-22 14:05:17
8-K
Earth Science Tech, Inc.
0001538495
[Amend] Annual report [Section 13 and 15(d), not S-K Item 405]
2019-07-22 14:05:13
10-K/A
Legato Capital Management LLC
0001442641
Quarterly report filed by institutional managers, Holdings
2019-07-22 14:04:29
13F-HR
MCDONALDS CORP
0000063908
8-K - Current report
2019-07-22 14:04:02
Current report
MCDONALDS CORP
0000063908
Current report, items 7.01 and 9.01
2019-07-22 14:04:02
8-K
Caremerge, Inc.
0001629263
Notice of Exempt Offering of Securities, item 06b
2019-07-22 14:02:43
D
ANDEAVOR LOGISTICS LP
0001507615
Prospectuses and communications, business combinations
2019-07-22 14:02:14
425
MPLX LP
0001552000
Prospectuses and communications, business combinations
2019-07-22 14:02:14
425
AMERICAN HONDA RECEIVABLES LLC
0000890975
ABS-EE - Asset-Backed Electronic Exhibits
2019-07-22 14:00:57
ABS-EE
Honda Auto Receivables 2018-2 Owner Trust
0001736790
ABS-EE - Asset-Backed Electronic Exhibits
2019-07-22 14:00:57
ABS-EE
AMERICAN HONDA RECEIVABLES LLC
0000890975
Asset-Backed Electronic Exhibits
2019-07-22 14:00:57
ABS-EE
Honda Auto Receivables 2018-2 Owner Trust
0001736790
Asset-Backed Electronic Exhibits
2019-07-22 14:00:57
ABS-EE
SB FINANCIAL GROUP, INC.
0000767405
8-K - Current report
2019-07-22 14:00:12
Current report
SB FINANCIAL GROUP, INC.
0000767405
Current report, items 7.01 and 9.01
2019-07-22 14:00:12
8-K
AMERICAN HONDA RECEIVABLES LLC
0000890975
ABS-EE - Asset-Backed Electronic Exhibits
2019-07-22 13:59:36
ABS-EE
AMERICAN HONDA RECEIVABLES LLC
0000890975
Asset-Backed Electronic Exhibits
2019-07-22 13:59:36
ABS-EE
Honda Auto Receivables 2017-4 Owner Trust
0001721745
Asset-Backed Electronic Exhibits
2019-07-22 13:59:36
ABS-EE
AMERICAN HONDA RECEIVABLES LLC
0000890975
ABS-EE - Asset-Backed Electronic Exhibits
2019-07-22 13:58:50
ABS-EE
AMERICAN HONDA RECEIVABLES LLC
0000890975
Asset-Backed Electronic Exhibits
2019-07-22 13:58:50
ABS-EE
Honda Auto Receivables 2017-2 Owner Trust
0001706612
Asset-Backed Electronic Exhibits
2019-07-22 13:58:50
ABS-EE
AbX Biologics, Inc.
0001783034
D - Notice of Exempt Offering of Securities
2019-07-22 13:58:21
D
AbX Biologics, Inc.
0001783034
Notice of Exempt Offering of Securities, item 06b
2019-07-22 13:58:21
D
AMERICAN HONDA RECEIVABLES LLC
0000890975
ABS-EE - Asset-Backed Electronic Exhibits
2019-07-22 13:55:31
ABS-EE
AMERICAN HONDA RECEIVABLES LLC
0000890975
Asset-Backed Electronic Exhibits
2019-07-22 13:55:31
ABS-EE
Honda Auto Receivables 2018-1 Owner Trust
0001728028
Asset-Backed Electronic Exhibits
2019-07-22 13:55:31
ABS-EE
Zero Motorcycles Inc
0001414496
Notice of Exempt Offering of Securities, item 06b
2019-07-22 13:54:42
D
AMERICAN HONDA RECEIVABLES LLC
0000890975
ABS-EE - Asset-Backed Electronic Exhibits
2019-07-22 13:53:42
ABS-EE
AMERICAN HONDA RECEIVABLES LLC
0000890975
Asset-Backed Electronic Exhibits
2019-07-22 13:53:42
ABS-EE
Honda Auto Receivables 2017-1 Owner Trust
0001697574
Asset-Backed Electronic Exhibits
2019-07-22 13:53:42
ABS-EE
EP Acquisition Fund L.P.
0001622593
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 13:53:03
D/A
Ehave, Inc.
0001653606
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 13:52:39
6-K
Imola Operations (Autumn) Ltd.
0001635287
D - Notice of Exempt Offering of Securities
2019-07-22 13:52:37
D
Imola Operations
0001635287
Notice of Exempt Offering of Securities, item 06b
2019-07-22 13:52:37
D
Phoenix Apps Inc.
0001660839
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-07-22 13:51:57
10-Q
Phoenix Apps Inc.
0001660839
Quarterly report [Sections 13 or 15(d)]
2019-07-22 13:51:57
10-Q
DIAMANT ASSET MANAGEMENT, INC.
0001731124
Quarterly report filed by institutional managers, Holdings
2019-07-22 13:51:45
13F-HR
BARCLAYS BANK PLC
0000312070
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 13:51:13
Prospectus [Rule 424(b)(2)]
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-07-22 13:51:13
424B2
AMERICAN HONDA RECEIVABLES LLC
0000890975
ABS-EE - Asset-Backed Electronic Exhibits
2019-07-22 13:50:37
ABS-EE
AMERICAN HONDA RECEIVABLES LLC
0000890975
Asset-Backed Electronic Exhibits
2019-07-22 13:50:37
ABS-EE
Honda Auto Receivables 2017-3 Owner Trust
0001715362
Asset-Backed Electronic Exhibits
2019-07-22 13:50:37
ABS-EE
Tanglewood Investors, LLC
0001783085
D/A [Amend] - Notice of Exempt Offering of Securities
2019-07-22 13:49:12
D/A [Amend]
Tanglewood Investors, LLC
0001783085
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-07-22 13:49:12
D/A
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-07-22 13:48:39
424B2
HEMISPHERX BIOPHARMA INC
0000946644
Current report, items 1.01 and 9.01
2019-07-22 13:46:52
8-K
MFS CALIFORNIA MUNICIPAL FUND
0001092896
N-23C-2 - Notice by closed-end investment companies of intent to purchase their own securities
2019-07-22 13:46:30
N-23C-2
MFS CALIFORNIA MUNICIPAL FUND
0001092896
Notice by closed-end investment companies of intent to purchase their own securities
2019-07-22 13:46:30
N-23C-2
Westbourne Investment Advisors, Inc.
0001650092
Quarterly report filed by institutional managers, Holdings
2019-07-22 13:45:55
13F-HR
Bravo Multinational Inc.
0001444839
Current report, item 3.02
2019-07-22 13:40:59
8-K
Fiat Chrysler Automobiles N.V.
0001605484
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 13:40:04
6-K
Triarq Health Alliance of Michigan, LLC
0001744336
[Amend] Notice of Exempt Offering of Securities, item 06c
2019-07-22 13:38:39
D/A
MURPHY CAPITAL MANAGEMENT INC
0001056515
Quarterly report filed by institutional managers, Holdings
2019-07-22 13:37:54
13F-HR
Fior di Latte, Inc.
0001781859
Notice of Exempt Offering of Securities, item 06b
2019-07-22 13:37:39
D
Beta Bionics, Inc
0001674632
D - Notice of Exempt Offering of Securities
2019-07-22 13:36:06
D
Beta Bionics, Inc
0001674632
Notice of Exempt Offering of Securities, item 06b
2019-07-22 13:36:06
D
LORD ABBETT SECURITIES TRUST
0000898031
New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-07-22 13:33:10
485BXT
LORD ABBETT SECURITIES TRUST
0000898031
New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-07-22 13:33:10
485BXT
H/2 CREDIT PARTNERS L.P.
0001461028
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 13:33:07
D/A
CC Riverview, LLC
0001783163
D - Notice of Exempt Offering of Securities
2019-07-22 13:32:09
D
CC Riverview, LLC
0001783163
Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.5
2019-07-22 13:32:09
D
Pelorus Fund, LLC
0001497402
D/A [Amend] - Notice of Exempt Offering of Securities
2019-07-22 13:31:53
D/A [Amend]
Pelorus Fund, LLC
0001497402
[Amend] Notice of Exempt Offering of Securities, items 06c, 3C, 3C.1, 3C.5, and 3C.7
2019-07-22 13:31:53
D/A
FS Credit Income Fund
0001688897
497 - Definitive materials
2019-07-22 13:28:40
Definitive materials
FS Credit Income Fund
0001688897
Definitive materials
2019-07-22 13:28:40
497
ShiftPixy, Inc.
0001675634
Current report, item 4.02
2019-07-22 13:28:05
8-K
BANK OF HAWAII CORP
0000046195
8-K - Current report
2019-07-22 13:28:02
Current report
BANK OF HAWAII CORP
0000046195
Current report, items 2.02 and 9.01
2019-07-22 13:28:02
8-K
Denali Master Trust
0001783046
D - Notice of Exempt Offering of Securities
2019-07-22 13:24:48
D
Denali Master Trust
0001783046
Notice of Exempt Offering of Securities, item 06c
2019-07-22 13:24:48
D
WELLS FARGO & COMPANY/MN
0000072971
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 13:22:40
Prospectus [Rule 424(b)(2)]
WELLS FARGO & COMPANY/MN
0000072971
Prospectus [Rule 424(b)(2)]
2019-07-22 13:22:40
424B2
Wells Fargo Finance LLC
0001738143
Prospectus [Rule 424(b)(2)]
2019-07-22 13:22:40
424B2
Friska, LLC
0001783101
D - Notice of Exempt Offering of Securities
2019-07-22 13:22:29
D
Friska, LLC
0001783101
Notice of Exempt Offering of Securities, item 06b
2019-07-22 13:22:29
D
BARCLAYS BANK PLC
0000312070
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 13:21:52
Prospectus [Rule 424(b)(2)]
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-07-22 13:21:52
424B2
AIM INVESTMENT SECURITIES FUNDS
0000842790
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 13:20:06
497K
Spirit Apps, Inc.
0001774860
[Amend] Offering Statement
2019-07-22 13:19:34
C/A
Yumba Records Storage, Inc.
0001750398
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-07-22 13:19:32
10-Q
Yumba Records Storage, Inc.
0001750398
Quarterly report [Sections 13 or 15(d)]
2019-07-22 13:19:32
10-Q
Robinson, Tigue, Sponcil & Associates, LLC
0001628612
Quarterly report filed by institutional managers, Notice
2019-07-22 13:18:51
13F-NT
Genward, Inc.
0001783065
D - Notice of Exempt Offering of Securities
2019-07-22 13:18:41
D
Genward, Inc.
0001783065
Notice of Exempt Offering of Securities, item 06b
2019-07-22 13:18:41
D
MIGHTY CAPITAL FUND II LP
0001782741
D - Notice of Exempt Offering of Securities
2019-07-22 13:16:32
D
MIGHTY CAPITAL FUND II LP
0001782741
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-22 13:16:32
D
CREDIT SUISSE AG
0001053092
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 13:16:27
Prospectus [Rule 424(b)(2)]
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-07-22 13:16:27
424B2
OCEAN PLACE APARTMENTS, LLC
0001781094
D - Notice of Exempt Offering of Securities
2019-07-22 13:14:28
D
OCEAN PLACE APARTMENTS, LLC
0001781094
Notice of Exempt Offering of Securities, item 06b
2019-07-22 13:14:28
D
CREDIT SUISSE AG
0001053092
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 13:14:16
Prospectus [Rule 424(b)(2)]
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-07-22 13:14:16
424B2
Pison Stream Solutions Inc.
0001782604
D - Notice of Exempt Offering of Securities
2019-07-22 13:13:40
D
Pison Stream Solutions Inc.
0001782604
Notice of Exempt Offering of Securities, item 06b
2019-07-22 13:13:40
D
Tomales Bay Capital Anduril I, L.P.
0001782670
D - Notice of Exempt Offering of Securities
2019-07-22 13:08:59
D
Tomales Bay Capital Anduril I, L.P.
0001782670
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 13:08:59
D
CREDIT SUISSE AG
0001053092
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 13:06:42
Prospectus [Rule 424(b)(2)]
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-07-22 13:06:42
424B2
CRF Commercial Bridge Fund II, LLC
0001635743
[Amend] Notice of Exempt Offering of Securities, item 06c
2019-07-22 13:05:12
D/A
BAINCO INTERNATIONAL INVESTORS
0001074027
Quarterly report filed by institutional managers, Holdings
2019-07-22 13:04:42
13F-HR
Asymmetry Global Healthcare QP Fund, L.P.
0001783103
D - Notice of Exempt Offering of Securities
2019-07-22 13:02:48
D
Asymmetry Global Healthcare QP Fund, L.P.
0001783103
Notice of Exempt Offering of Securities, item 06b
2019-07-22 13:02:48
D
NEOVASC INC
0001399708
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 13:02:07
6-K
NEOVASC INC
0001399708
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 13:02:07
6-K
Citigroup Global Markets Holdings Inc.
0000200245
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 13:00:07
Prospectus [Rule 424(b)(2)]
CITIGROUP INC
0000831001
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 13:00:07
Prospectus [Rule 424(b)(2)]
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-07-22 13:00:07
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-07-22 13:00:07
424B2
Lloyds Banking Group plc
0001160106
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 12:58:44
6-K
BANK OF MONTREAL /CAN/
0000927971
Prospectus [Rule 424(b)(2)]
2019-07-22 12:57:39
424B2
State of New Jersey Common Pension Fund D
0001483066
Quarterly report filed by institutional managers, Holdings
2019-07-22 12:56:11
13F-HR
LendingClub Corp
0001409970
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:55:58
Prospectus [Rule 424(b)(3)]
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-07-22 12:55:58
424B3
French Morning Media Group Inc
0001713167
C/A [Amend] - Offering Statement
2019-07-22 12:54:51
Offering Statement
French Morning Media Group Inc
0001713167
[Amend] Offering Statement
2019-07-22 12:54:51
C/A
Smart Trust 436
0001774654
Certification of no change in definitive materials
2019-07-22 12:53:55
497J
F&M BANK CORP
0000740806
8-K - Current report
2019-07-22 12:53:04
Current report
F&M BANK CORP
0000740806
Current report, items 8.01 and 9.01
2019-07-22 12:53:04
8-K
PROSPER MARKETPLACE, INC
0001416265
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:52:39
Prospectus [Rule 424(b)(3)]
Prosper Funding LLC
0001542574
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:52:39
Prospectus [Rule 424(b)(3)]
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-07-22 12:52:39
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-07-22 12:52:39
424B3
GS Finance Corp.
0001419828
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 12:52:18
FWP
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 12:52:04
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 12:52:04
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-22 12:52:04
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-22 12:52:04
424B2
PROSPER MARKETPLACE, INC
0001416265
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:50:57
Prospectus [Rule 424(b)(3)]
Prosper Funding LLC
0001542574
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:50:57
Prospectus [Rule 424(b)(3)]
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-07-22 12:50:57
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-07-22 12:50:57
424B3
GOLDMAN SACHS GROUP INC
0000886982
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 12:50:50
FWP
GOLDMAN SACHS GROUP INC
0000886982
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 12:50:50
FWP
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 12:49:19
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 12:49:19
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-22 12:49:19
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-22 12:49:19
424B2
UPRIGHT INVESTMENTS TRUST
0001058587
Post-effective amendment [Rule 485(b)]
2019-07-22 12:48:47
485BPOS
UPRIGHT INVESTMENTS TRUST
0001058587
Post-effective amendment [Rule 485(b)]
2019-07-22 12:48:47
485BPOS
PROSPER MARKETPLACE, INC
0001416265
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:47:59
Prospectus [Rule 424(b)(3)]
Prosper Funding LLC
0001542574
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:47:59
Prospectus [Rule 424(b)(3)]
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-07-22 12:47:59
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-07-22 12:47:59
424B3
TELE2 AB
0001122535
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 12:47:20
6-K
PROSPER MARKETPLACE, INC
0001416265
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:45:56
Prospectus [Rule 424(b)(3)]
Prosper Funding LLC
0001542574
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:45:56
Prospectus [Rule 424(b)(3)]
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-07-22 12:45:56
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-07-22 12:45:56
424B3
HUSSMAN INVESTMENT TRUST
0001110502
Post-effective amendment [Rule 485(a)]
2019-07-22 12:44:51
485APOS
HUSSMAN INVESTMENT TRUST
0001110502
Post-effective amendment [Rule 485(a)]
2019-07-22 12:44:51
485APOS
Eidelman Virant Capital
0001512865
Quarterly report filed by institutional managers, Holdings
2019-07-22 12:44:46
13F-HR
PROSPER MARKETPLACE, INC
0001416265
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:43:15
Prospectus [Rule 424(b)(3)]
Prosper Funding LLC
0001542574
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:43:15
Prospectus [Rule 424(b)(3)]
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-07-22 12:43:15
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-07-22 12:43:15
424B3
JACKSON NATIONAL ASSET MANAGEMENT LLC
0001164772
Quarterly report filed by institutional managers, Notice
2019-07-22 12:42:49
13F-NT
PROSPER MARKETPLACE, INC
0001416265
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:40:13
Prospectus [Rule 424(b)(3)]
Prosper Funding LLC
0001542574
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:40:13
Prospectus [Rule 424(b)(3)]
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-07-22 12:40:13
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-07-22 12:40:13
424B3
TOEWS CORP /ADV
0000932000
Quarterly report filed by institutional managers, Holdings
2019-07-22 12:39:46
13F-HR
GLAXOSMITHKLINE PLC
0001131399
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 12:37:34
6-K
101 West End REIT, LLC
0001783079
D - Notice of Exempt Offering of Securities
2019-07-22 12:36:54
D
101 West End REIT, LLC
0001783079
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 12:36:54
D
PROSPER MARKETPLACE, INC
0001416265
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:36:02
Prospectus [Rule 424(b)(3)]
Prosper Funding LLC
0001542574
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 12:36:02
Prospectus [Rule 424(b)(3)]
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-07-22 12:36:02
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-07-22 12:36:02
424B3
LCG2MF Centreport Apartments II Holdings, LLC
0001783111
D - Notice of Exempt Offering of Securities
2019-07-22 12:35:24
D
LCG2MF Centreport Apartments II Holdings, LLC
0001783111
Notice of Exempt Offering of Securities, item 06b
2019-07-22 12:35:24
D
TOEWS CORP /ADV
0000932000
Quarterly report filed by institutional managers, Holdings
2019-07-22 12:33:27
13F-HR
BARCLAYS BANK PLC
0000312070
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 12:32:25
Prospectus [Rule 424(b)(2)]
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-07-22 12:32:25
424B2
CITY HOLDING CO
0000726854
Current report, items 2.02 and 9.01
2019-07-22 12:32:00
8-K
Reliant Liquidity Fund, LLC
0001754804
Notice of Exempt Offering of Securities, item 06c
2019-07-22 12:30:24
D
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1916
0001752195
Pre-effective pricing amendments [Rule 487]
2019-07-22 12:30:07
487
Amplify ETF Trust
0001633061
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 12:30:02
497K
Griffin Capital Advisor, LLC
0001696076
Quarterly report filed by institutional managers, Notice
2019-07-22 12:27:54
13F-NT
Madden Advisory Services, Inc.
0001542284
Quarterly report filed by institutional managers, Holdings
2019-07-22 12:27:03
13F-HR
Bat Group, Inc.
0001556266
Current report, item 8.01
2019-07-22 12:25:26
8-K
FLAGSHIP HARBOR ADVISORS, LLC
0001691766
Quarterly report filed by institutional managers, Holdings
2019-07-22 12:25:21
13F-HR
ROYAL BANK OF CANADA
0001000275
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 12:24:36
Prospectus [Rule 424(b)(2)]
ROYAL BANK OF CANADA
0001000275
Prospectus [Rule 424(b)(2)]
2019-07-22 12:24:36
424B2
TOEWS CORP /ADV
0000932000
Quarterly report filed by institutional managers, Holdings
2019-07-22 12:24:26
13F-HR
Discovery Gold Corp
0001492448
8-K - Current report
2019-07-22 12:22:16
Current report
Discovery Gold Corp
0001492448
Current report, item 5.03
2019-07-22 12:22:16
8-K
RELX PLC
0000929869
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 12:20:27
6-K
Mercedes-Benz Auto Receivables Trust 2018-1
0001733358
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 12:19:18
10-D
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
0001182534
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 12:16:32
10-D
Volkswagen Auto Loan Enhanced Trust 2018-1
0001720749
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 12:16:32
10-D
Palmetto Clean Technology, Inc.
0001745724
Notice of Exempt Offering of Securities, item 06b
2019-07-22 12:15:16
D
TOEWS CORP /ADV
0000932000
Quarterly report filed by institutional managers, Holdings
2019-07-22 12:14:05
13F-HR
Violich Capital Management, Inc.
0001326766
Quarterly report filed by institutional managers, Holdings
2019-07-22 12:12:13
13F-HR
Providence Wealth Advisors, LLC
0001744955
13F-HR - Quarterly report filed by institutional managers, Holdings
2019-07-22 12:11:56
13F-HR
Providence Wealth Advisors, LLC
0001744955
Quarterly report filed by institutional managers, Holdings
2019-07-22 12:11:56
13F-HR
DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC
0001278678
Quarterly report filed by institutional managers, Holdings
2019-07-22 12:10:38
13F-HR
RADA ELECTRONIC INDUSTRIES LTD
0000761238
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 12:10:33
6-K
FOUNDERS FINANCIAL SECURITIES LLC
0001342396
Quarterly report filed by institutional managers, Holdings
2019-07-22 12:09:00
13F-HR
Blackstone Property Partners Europe
0001732649
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 12:08:34
D/A
WILMINGTON FUNDS
0000830744
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 12:08:04
497K
WILMINGTON FUNDS
0000830744
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 12:08:04
497K
WILMINGTON FUNDS
0000830744
497K - Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 12:06:04
497K
WILMINGTON FUNDS
0000830744
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-07-22 12:06:04
497K
CRH Medical Corp
0001461119
Current report, items 7.01 and 9.01
2019-07-22 12:05:05
8-K
Voya Mortgage Investment Fund II
0001647033
D/A [Amend] - Notice of Exempt Offering of Securities
2019-07-22 12:04:45
D/A [Amend]
Voya Mortgage Investment Fund II
0001647033
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 12:04:45
D/A
Desert Hawk Gold Corp.
0001168081
Current report, items 1.01, 5.02, and 9.01
2019-07-22 12:03:57
8-K
Embassy Bancorp, Inc.
0001449794
[Amend] Current report, item 5.07
2019-07-22 12:03:11
8-K/A
IWEUS Health Corp
0001783072
D/A [Amend] - Notice of Exempt Offering of Securities
2019-07-22 12:02:21
D/A [Amend]
IWEUS Health Corp
0001783072
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-07-22 12:02:21
D/A
ROYAL BANK OF CANADA
0001000275
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 12:01:33
Prospectus [Rule 424(b)(2)]
ROYAL BANK OF CANADA
0001000275
Prospectus [Rule 424(b)(2)]
2019-07-22 12:01:33
424B2
Blackstone Property Partners Europe F L.P.
0001721011
D/A [Amend] - Notice of Exempt Offering of Securities
2019-07-22 12:00:50
D/A [Amend]
Blackstone Property Partners Europe F L.P.
0001721011
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 12:00:50
D/A
GILLESPIE ROBINSON & GRIMM INC
0000926834
Quarterly report filed by institutional managers, Holdings
2019-07-22 12:00:05
13F-HR
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
0001182534
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 11:59:02
10-D
Volkswagen Auto Loan Enhanced Trust 2018-2
0001756401
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 11:59:02
10-D
AE Wealth Management LLC
0001697723
Quarterly report filed by institutional managers, Holdings
2019-07-22 11:58:39
13F-HR
Kerney SPLS Fund, LP
0001781093
D/A [Amend] - Notice of Exempt Offering of Securities
2019-07-22 11:58:12
D/A [Amend]
Kerney SPLS Fund, LP
0001781093
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-22 11:58:12
D/A
TOEWS CORP /ADV
0000932000
Quarterly report filed by institutional managers, Holdings
2019-07-22 11:57:24
13F-HR
MOODY NATIONAL BANK TRUST DIVISION
0001092903
Quarterly report filed by institutional managers, Holdings
2019-07-22 11:55:20
13F-HR
Trovagene, Inc.
0001213037
8-K - Current report
2019-07-22 11:55:16
Current report
Trovagene, Inc.
0001213037
Current report, items 8.01 and 9.01
2019-07-22 11:55:16
8-K
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
0001589420
Annual Report of proxy voting record of management investment companies
2019-07-22 11:52:41
N-PX
Riverside Center Parcel 2 BIT Associates REIT, LLC
0001783080
D - Notice of Exempt Offering of Securities
2019-07-22 11:52:40
D
Riverside Center Parcel 2 BIT Associates REIT, LLC
0001783080
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 11:52:40
D
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 11:51:51
424B2
FIRST TRUST MLP & ENERGY INCOME FUND
0001556336
Annual Report of proxy voting record of management investment companies
2019-07-22 11:50:51
N-PX
SPI TCM Capital Plaza LLC
0001783136
D - Notice of Exempt Offering of Securities
2019-07-22 11:49:15
D
SPI TCM Capital Plaza LLC
0001783136
Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.6
2019-07-22 11:49:15
D
BIOFORCE NANOSCIENCES HOLDINGS, INC.
0001310488
Quarterly report [Sections 13 or 15(d)]
2019-07-22 11:47:59
10-Q
Vitol Holding B.V.
0001546531
Quarterly report filed by institutional managers, Notice
2019-07-22 11:47:51
13F-NT
FIRST TRUST ENERGY INFRASTRUCTURE FUND
0001513789
N-PX - Annual Report of proxy voting record of management investment companies
2019-07-22 11:47:30
N-PX
FIRST TRUST ENERGY INFRASTRUCTURE FUND
0001513789
Annual Report of proxy voting record of management investment companies
2019-07-22 11:47:30
N-PX
MFS SERIES TRUST II
0000798250
N-CSRS - Certified Shareholder Report, Semi-Annual
2019-07-22 11:46:35
N-CSRS
MFS SERIES TRUST II
0000798250
Certified Shareholder Report, Semi-Annual
2019-07-22 11:46:35
N-CSRS
FIRST TRUST ENERGY INCOME & GROWTH FUND
0001284940
Annual Report of proxy voting record of management investment companies
2019-07-22 11:45:18
N-PX
MFS CHARTER INCOME TRUST
0000851170
N-CSRS - Certified Shareholder Report, Semi-Annual
2019-07-22 11:44:59
N-CSRS
MFS CHARTER INCOME TRUST
0000851170
Certified Shareholder Report, Semi-Annual
2019-07-22 11:44:59
N-CSRS
Vitol Holding SARL
0001535984
Quarterly report filed by institutional managers, Notice
2019-07-22 11:44:28
13F-NT
DILLON & ASSOCIATES INC
0001054425
Quarterly report filed by institutional managers, Holdings
2019-07-22 11:44:06
13F-HR
GM Financial Consumer Automobile Receivables Trust 2019-2
0001769174
ABS-EE - Asset-Backed Electronic Exhibits
2019-07-22 11:44:05
ABS-EE
GM Financial Consumer Automobile Receivables Trust 2019-2
0001769174
Asset-Backed Electronic Exhibits
2019-07-22 11:44:05
ABS-EE
Charelston Technology Center, LLC
0001782943
D - Notice of Exempt Offering of Securities
2019-07-22 11:43:44
D
FrontRow Sports, Inc.
0001783148
D - Notice of Exempt Offering of Securities
2019-07-22 11:43:44
D
Charelston Technology Center, LLC
0001782943
Notice of Exempt Offering of Securities, item 06b
2019-07-22 11:43:44
D
FrontRow Sports, Inc.
0001783148
Notice of Exempt Offering of Securities, item 06b
2019-07-22 11:43:44
D
Kistler-Tiffany Companies, LLC
0001541897
Quarterly report filed by institutional managers, Holdings
2019-07-22 11:43:36
13F-HR
INTEGRATED CAPITAL MANAGEMENT, INC.
0001608826
Quarterly report filed by institutional managers, Holdings
2019-07-22 11:42:30
13F-HR
GMO TRUST
0000772129
485BPOS - Post-effective amendment [Rule 485(b)]
2019-07-22 11:42:11
485BPOS
GMO TRUST
0000772129
485BPOS - Post-effective amendment [Rule 485(b)]
2019-07-22 11:42:11
485BPOS
GMO TRUST
0000772129
Post-effective amendment [Rule 485(b)]
2019-07-22 11:42:11
485BPOS
GMO TRUST
0000772129
Post-effective amendment [Rule 485(b)]
2019-07-22 11:42:11
485BPOS
Teilinger Investments SA
0001546085
Quarterly report filed by institutional managers, Notice
2019-07-22 11:41:45
13F-NT
GM Financial Consumer Automobile Receivables Trust 2019-1
0001760283
Asset-Backed Electronic Exhibits
2019-07-22 11:40:15
ABS-EE
CITIZENS & NORTHERN CORP
0000810958
8-K - Current report
2019-07-22 11:40:14
Current report
CITIZENS & NORTHERN CORP
0000810958
Current report, items 5.02 and 9.01
2019-07-22 11:40:14
8-K
FT 8209
0001777716
Pre-effective pricing amendments [Rule 487]
2019-07-22 11:39:36
487
Invesco Unit Trusts Series 1982
0001767136
Certification of no change in definitive materials
2019-07-22 11:39:26
497J
GS Finance Corp.
0001419828
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 11:39:23
FWP
GMO Series Trust
0001521894
485BPOS - Post-effective amendment [Rule 485(b)]
2019-07-22 11:39:15
485BPOS
GMO Series Trust
0001521894
485BPOS - Post-effective amendment [Rule 485(b)]
2019-07-22 11:39:15
485BPOS
GMO Series Trust
0001521894
Post-effective amendment [Rule 485(b)]
2019-07-22 11:39:15
485BPOS
GMO Series Trust
0001521894
Post-effective amendment [Rule 485(b)]
2019-07-22 11:39:15
485BPOS
FT 8139
0001774061
Pre-effective pricing amendments [Rule 487]
2019-07-22 11:38:49
487
Flowr Corp
0001752524
Registration Withdrawal Request
2019-07-22 11:38:16
RW
Virtual Combine LLC
0001783113
D - Notice of Exempt Offering of Securities
2019-07-22 11:37:41
D
Virtual Combine LLC
0001783113
Notice of Exempt Offering of Securities, item 06b
2019-07-22 11:37:41
D
DERBY & COMPANY, INC
0001086611
Quarterly report filed by institutional managers, Holdings
2019-07-22 11:36:36
13F-HR
Teilinger Capital Ltd.
0001531879
13F-HR - Quarterly report filed by institutional managers, Holdings
2019-07-22 11:36:24
13F-HR
Teilinger Capital Ltd.
0001531879
Quarterly report filed by institutional managers, Holdings
2019-07-22 11:36:24
13F-HR
GM Financial Consumer Automobile Receivables Trust 2018-4
0001751012
Asset-Backed Electronic Exhibits
2019-07-22 11:35:57
ABS-EE
GENMAB A/S
0001434265
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 11:35:18
6-K
CenterState Bank Corp
0001102266
Current report, item 8.01
2019-07-22 11:34:22
8-K
GOLDMAN SACHS GROUP INC
0000886982
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 11:32:51
FWP
GOLDMAN SACHS GROUP INC
0000886982
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 11:32:51
FWP
GM Financial Consumer Automobile Receivables Trust 2018-3
0001741908
Asset-Backed Electronic Exhibits
2019-07-22 11:31:17
ABS-EE
MFS SERIES TRUST IV
0000063068
Quarterly Schedule of portfolio holdings of management investment companies
2019-07-22 11:31:02
N-Q
GOLDMAN SACHS GROUP INC
0000886982
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 11:30:34
Prospectus [Rule 424(b)(2)]
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-07-22 11:30:34
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-07-22 11:30:34
424B2
MFS GOVERNMENT MARKETS INCOME TRUST
0000811922
Certified Shareholder Report, Semi-Annual
2019-07-22 11:29:04
N-CSRS
Bellecapital International Ltd.
0001600152
Quarterly report filed by institutional managers, Holdings
2019-07-22 11:24:19
13F-HR
Mercedes-Benz Auto Receivables Trust 2016-1
0001682524
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 11:24:13
10-D
IWEUS Health Corp
0001783072
D/A [Amend] - Notice of Exempt Offering of Securities
2019-07-22 11:23:59
D/A [Amend]
IWEUS Health Corp
0001783072
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-07-22 11:23:59
D/A
GM Financial Consumer Automobile Receivables Trust 2018-2
0001733310
Asset-Backed Electronic Exhibits
2019-07-22 11:23:38
ABS-EE
NEOVASC INC
0001399708
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 11:23:10
6-K
NEOVASC INC
0001399708
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 11:23:10
6-K
FIDELITY SALEM STREET TRUST
0000035315
24F-2NT - Rule 24F-2 notice
2019-07-22 11:21:14
Rule 24F-2 notice
FIDELITY SALEM STREET TRUST
0000035315
Rule 24F-2 notice
2019-07-22 11:21:14
24F-2NT
GM Financial Consumer Automobile Receivables Trust 2018-1
0001724128
ABS-EE - Asset-Backed Electronic Exhibits
2019-07-22 11:20:48
ABS-EE
GM Financial Consumer Automobile Receivables Trust 2018-1
0001724128
Asset-Backed Electronic Exhibits
2019-07-22 11:20:48
ABS-EE
US ECOLOGY, INC.
0000742126
Current report, items 5.02, 7.01, and 9.01
2019-07-22 11:16:43
8-K
FIDELITY HEREFORD STREET TRUST
0000917286
24F-2NT - Rule 24F-2 notice
2019-07-22 11:15:35
Rule 24F-2 notice
FIDELITY HEREFORD STREET TRUST
0000917286
Rule 24F-2 notice
2019-07-22 11:15:35
24F-2NT
INCA Latin American Offshore Fund, Ltd.
0001489660
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 11:13:03
D/A
United Bank
0001697791
13F-HR - Quarterly report filed by institutional managers, Holdings
2019-07-22 11:11:09
13F-HR
United Bank
0001697791
Quarterly report filed by institutional managers, Holdings
2019-07-22 11:11:09
13F-HR
Mercedes-Benz Auto Receivables Trust 2015-1
0001646798
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 11:11:00
10-D
FIDELITY CONCORD STREET TRUST
0000819118
Rule 24F-2 notice
2019-07-22 11:10:27
24F-2NT
FIDELITY SUMMER STREET TRUST
0000225322
24F-2NT - Rule 24F-2 notice
2019-07-22 11:04:09
Rule 24F-2 notice
FIDELITY SUMMER STREET TRUST
0000225322
Rule 24F-2 notice
2019-07-22 11:04:09
24F-2NT
520 West 43rd Street REIT, LLC
0001783078
D - Notice of Exempt Offering of Securities
2019-07-22 11:03:54
D
520 West 43rd Street REIT, LLC
0001783078
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 11:03:54
D
CannTrust Holdings Inc.
0001652499
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 11:02:42
6-K
Mercedes-Benz Auto Lease Trust 2019-A
0001763960
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 10:57:52
10-D
ACTUANT CORP
0000006955
Current report, item 5.02
2019-07-22 10:57:52
8-K
Mercedes-Benz Auto Lease Trust 2019-A
0001763960
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 10:57:52
10-D
Field & Main Bank
0001594492
Quarterly report filed by institutional managers, Holdings
2019-07-22 10:56:44
13F-HR
OFG BANCORP
0001030469
8-K - Current report
2019-07-22 10:54:52
Current report
OFG BANCORP
0001030469
Current report, items 2.02 and 9.01
2019-07-22 10:54:52
8-K
BANK OF MONTREAL /CAN/
0000927971
Prospectus [Rule 424(b)(5)]
2019-07-22 10:54:44
424B5
Cortina Funds, Inc.
0001289519
[Amend] Application for Deregistration
2019-07-22 10:54:13
N-8F/A
TORONTO DOMINION BANK
0000947263
Prospectus [Rule 424(b)(2)]
2019-07-22 10:53:58
424B2
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 10:53:25
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 10:53:25
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-22 10:53:25
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-22 10:53:25
424B2
Dunham Funds
0001420040
Definitive materials
2019-07-22 10:52:04
497
Sierra Ventures XII, L.P.
0001756300
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.7
2019-07-22 10:51:13
D/A
AG Commercial Real Estate Debt Opportunities Holdings II, L.P.
0001783092
D - Notice of Exempt Offering of Securities
2019-07-22 10:51:02
D
AG Commercial Real Estate Debt Opportunities Holdings II, L.P.
0001783092
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 10:51:02
D
DigiShares II A/S
0001782729
D - Notice of Exempt Offering of Securities
2019-07-22 10:50:17
D
DigiShares II A/S
0001782729
Notice of Exempt Offering of Securities, item 06b
2019-07-22 10:50:17
D
MAINSTAY FUNDS TRUST
0001469192
497 - Definitive materials
2019-07-22 10:48:33
Definitive materials
MAINSTAY FUNDS TRUST
0001469192
Definitive materials
2019-07-22 10:48:33
497
Innovator ETFs Trust
0001415726
Definitive materials
2019-07-22 10:48:25
497
Trybl Inc.
0001782769
D - Notice of Exempt Offering of Securities
2019-07-22 10:47:52
D
Trybl Inc.
0001782769
Notice of Exempt Offering of Securities, item 06b
2019-07-22 10:47:52
D
ISABELLA BANK Corp
0000842517
Current report, items 5.02 and 9.01
2019-07-22 10:47:08
8-K
Hard Carry Gaming Inc.
0001780166
D - Notice of Exempt Offering of Securities
2019-07-22 10:47:05
D
Hard Carry Gaming Inc.
0001780166
Notice of Exempt Offering of Securities, item 06b
2019-07-22 10:47:05
D
MAINSTAY FUNDS TRUST
0001469192
485BPOS - Post-effective amendment [Rule 485(b)]
2019-07-22 10:46:52
485BPOS
MAINSTAY FUNDS TRUST
0001469192
485BPOS - Post-effective amendment [Rule 485(b)]
2019-07-22 10:46:52
485BPOS
MAINSTAY FUNDS TRUST
0001469192
Post-effective amendment [Rule 485(b)]
2019-07-22 10:46:52
485BPOS
MAINSTAY FUNDS TRUST
0001469192
Post-effective amendment [Rule 485(b)]
2019-07-22 10:46:52
485BPOS
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
0000740766
N-MFP2/A [Amend] -
2019-07-22 10:46:15
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
0000740766
Form N-MFP2/A [Amend]
2019-07-22 10:46:15
N-MFP2/A
Mercedes-Benz Auto Lease Trust 2018-B
0001757056
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 10:45:39
10-D
Innovator ETFs Trust
0001415726
Definitive materials
2019-07-22 10:45:26
497
FT 8227
0001778603
Registration statement for unit investment trusts
2019-07-22 10:44:41
S-6
F.N.B. INVESTMENT ADVISORS, INC.
0001500018
Quarterly report filed by institutional managers, Notice
2019-07-22 10:44:32
13F-NT
HARTFORD MUTUAL FUNDS INC/CT
0001006415
485BPOS - Post-effective amendment [Rule 485(b)]
2019-07-22 10:44:27
485BPOS
HARTFORD MUTUAL FUNDS INC/CT
0001006415
485BPOS - Post-effective amendment [Rule 485(b)]
2019-07-22 10:44:27
485BPOS
HARTFORD MUTUAL FUNDS INC/CT
0001006415
Post-effective amendment [Rule 485(b)]
2019-07-22 10:44:27
485BPOS
HARTFORD MUTUAL FUNDS INC/CT
0001006415
Post-effective amendment [Rule 485(b)]
2019-07-22 10:44:27
485BPOS
FT 8226
0001778602
Registration statement for unit investment trusts
2019-07-22 10:44:25
S-6
FT 8225
0001778601
S-6 - Registration statement for unit investment trusts
2019-07-22 10:44:06
S-6
FT 8225
0001778601
Registration statement for unit investment trusts
2019-07-22 10:44:06
S-6
FT 8224
0001778600
S-6 - Registration statement for unit investment trusts
2019-07-22 10:43:41
S-6
FT 8224
0001778600
Registration statement for unit investment trusts
2019-07-22 10:43:41
S-6
FT 8223
0001778598
Registration statement for unit investment trusts
2019-07-22 10:43:33
S-6
Innovator ETFs Trust
0001415726
Definitive materials
2019-07-22 10:42:57
497
Star Gold Corp.
0001401835
Annual report [Section 13 and 15(d), not S-K Item 405]
2019-07-22 10:42:56
10-K
PERMIAN BASIN ROYALTY TRUST
0000319654
Current report, items 2.02 and 9.01
2019-07-22 10:41:02
8-K
AG Commercial Real Estate Debt Opportunities Fund II, L.P.
0001783091
D - Notice of Exempt Offering of Securities
2019-07-22 10:37:56
D
Innovator ETFs Trust
0001415726
Definitive materials
2019-07-22 10:37:56
497
AG Commercial Real Estate Debt Opportunities Fund II, L.P.
0001783091
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 10:37:56
D
INCA Latin American Fund, LP
0001425432
D/A [Amend] - Notice of Exempt Offering of Securities
2019-07-22 10:35:36
D/A [Amend]
INCA Latin American Fund, LP
0001425432
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 10:35:36
D/A
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
0001182534
Asset-Backed Electronic Exhibits
2019-07-22 10:33:32
ABS-EE
Volkswagen Auto Loan Enhanced Trust 2018-2
0001756401
Asset-Backed Electronic Exhibits
2019-07-22 10:33:32
ABS-EE
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
0001182534
Asset-Backed Electronic Exhibits
2019-07-22 10:32:26
ABS-EE
Volkswagen Auto Loan Enhanced Trust 2018-1
0001720749
Asset-Backed Electronic Exhibits
2019-07-22 10:32:26
ABS-EE
Shawnee Development, LP
0001731228
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-07-22 10:31:54
D/A
HEARTLAND EXPRESS INC
0000799233
Current report, items 2.02 and 9.01
2019-07-22 10:30:45
8-K
DELTA CAPITAL MANAGEMENT LLC
0000893738
Quarterly report filed by institutional managers, Holdings
2019-07-22 10:30:14
13F-HR
Mercedes-Benz Auto Lease Trust 2018-A
0001723535
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 10:30:01
10-D
Vale S.A.
0000917851
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 10:29:47
6-K
Vale S.A.
0000917851
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 10:29:47
6-K
BRANDYWINE OAK PRIVATE WEALTH LLC
0001764694
Quarterly report filed by institutional managers, Holdings
2019-07-22 10:26:43
13F-HR
BNY Mellon Opportunistic Municipal Securities Fund
0000797923
Rule 24F-2 notice
2019-07-22 10:23:19
24F-2NT
HIGH INCOME SECURITIES FUND
0000810943
Quarterly Schedule of portfolio holdings of management investment companies
2019-07-22 10:23:05
N-Q
Northwest Bancshares, Inc.
0001471265
Current report, items 2.02 and 9.01
2019-07-22 10:20:39
8-K
FT 8137
0001774059
Certification of no change in definitive materials
2019-07-22 10:18:16
497J
FT 8136
0001774058
Certification of no change in definitive materials
2019-07-22 10:17:41
497J
FIRST TRUST COMBINED SERIES 592
0001748715
Certification of no change in definitive materials
2019-07-22 10:16:39
497J
Blue Fin Capital, Inc.
0001576102
Quarterly report filed by institutional managers, Holdings
2019-07-22 10:16:08
13F-HR
PARK AEROSPACE CORP
0000076267
Current report, items 5.03, 5.07, 7.01, and 9.01
2019-07-22 10:15:09
8-K
Advisors Disciplined Trust 1950
0001751399
Pre-effective pricing amendments [Rule 487]
2019-07-22 10:14:53
487
STMICROELECTRONICS NV
0000932787
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 10:14:13
6-K
STMICROELECTRONICS NV
0000932787
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 10:14:13
6-K
APC - VB Homes, LLC
0001755598
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-07-22 10:10:24
D/A
Mercedes-Benz Auto Lease Trust 2017-A
0001700323
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-07-22 10:09:23
10-D
COMMUNITY BANK SYSTEM, INC.
0000723188
Current report, items 2.02 and 9.01
2019-07-22 10:07:20
8-K
WEYBOSSET RESEARCH & MANAGEMENT LLC
0001280604
Quarterly report filed by institutional managers, Holdings
2019-07-22 10:06:43
13F-HR
Gresham Partners, LLC
0001614775
Quarterly report filed by institutional managers, Holdings
2019-07-22 09:57:55
13F-HR
PACIFIC DRILLING S.A.
0001517342
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 09:55:16
6-K
PACIFIC DRILLING S.A.
0001517342
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 09:55:16
6-K
Kelman-Lazarov, Inc.
0001672067
Quarterly report filed by institutional managers, Holdings
2019-07-22 09:54:15
13F-HR
ERC HOMEBUILDERS 2, INC.
0001774831
[Amend] Offering Statement [Regulation A]
2019-07-22 09:54:06
1-A/A
Ready Capital Corp
0001527590
Prospectus [Rule 424(b)(3)]
2019-07-22 09:52:12
424B3
Security National Bank
0001719739
Quarterly report filed by institutional managers, Holdings
2019-07-22 09:52:12
13F-HR
Inspired Life Medical, Inc.
0001782689
D - Notice of Exempt Offering of Securities
2019-07-22 09:51:43
D
Inspired Life Medical, Inc.
0001782689
Notice of Exempt Offering of Securities, item 06b
2019-07-22 09:51:43
D
SQN Venture Income Fund II, LP
0001783067
D - Notice of Exempt Offering of Securities
2019-07-22 09:50:44
D
SQN Venture Income Fund II, LP
0001783067
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.5
2019-07-22 09:50:44
D
BNY Mellon Absolute Insight Funds, Inc.
0001635295
24F-2NT - Rule 24F-2 notice
2019-07-22 09:47:42
Rule 24F-2 notice
BNY Mellon Absolute Insight Funds, Inc.
0001635295
Rule 24F-2 notice
2019-07-22 09:47:42
24F-2NT
Advaxis, Inc.
0001100397
[Amend] General form for registration of securities under the Securities Act of 1933
2019-07-22 09:47:18
S-1/A
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 09:45:44
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-22 09:45:44
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-22 09:45:44
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-22 09:45:44
424B2
JAG CAPITAL MANAGEMENT, LLC
0001080374
Quarterly report filed by institutional managers, Holdings
2019-07-22 09:41:08
13F-HR
Inlet Private Wealth, LLC
0001759751
Quarterly report filed by institutional managers, Holdings
2019-07-22 09:38:23
13F-HR
Bank of Marin Bancorp
0001403475
8-K - Current report
2019-07-22 09:34:23
Current report
Bank of Marin Bancorp
0001403475
Current report, items 2.02, 5.02, 8.01, and 9.01
2019-07-22 09:34:23
8-K
IndexIQ Active ETF Trust
0001426439
Registration of securities [Section 12(b)]
2019-07-22 09:34:07
8-A12B
Ally Financial Inc.
0000040729
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 09:32:22
Prospectus [Rule 424(b)(3)]
Ally Financial Inc.
0000040729
Prospectus [Rule 424(b)(3)]
2019-07-22 09:32:22
424B3
OCCIDENTAL PETROLEUM CORP /DE/
0000797468
Definitive proxy statement, contested solicitations
2019-07-22 09:31:06
DEFC14A
MPHASE TECHNOLOGIES INC
0000825322
S-1 - General form for registration of securities under the Securities Act of 1933
2019-07-22 09:30:26
S-1
MPHASE TECHNOLOGIES INC
0000825322
General form for registration of securities under the Securities Act of 1933
2019-07-22 09:30:26
S-1
Innovation Pharmaceuticals Inc.
0001355250
8-K - Current report
2019-07-22 09:30:14
Current report
Innovation Pharmaceuticals Inc.
0001355250
Current report, items 1.01, 7.01, and 9.01
2019-07-22 09:30:14
8-K
BioXcel Therapeutics, Inc.
0001720893
8-K - Current report
2019-07-22 09:29:19
Current report
BioXcel Therapeutics, Inc.
0001720893
Current report, items 7.01, 8.01, and 9.01
2019-07-22 09:29:19
8-K
Vystar Corp
0001308027
8-K - Current report
2019-07-22 09:26:58
Current report
Vystar Corp
0001308027
Current report, items 1.01, 2.01, 2.03, 3.02, 3.03, 5.01, 5.03, and 9.01
2019-07-22 09:26:58
8-K
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
497 - Definitive materials
2019-07-22 09:26:20
Definitive materials
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
Definitive materials
2019-07-22 09:26:20
497
OHIO NATIONAL VARIABLE ACCOUNT R
0000770291
497 - Definitive materials
2019-07-22 09:26:19
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT R
0000770291
Definitive materials
2019-07-22 09:26:19
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:18
Definitive materials
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
497 - Definitive materials
2019-07-22 09:26:18
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:18
497
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
Definitive materials
2019-07-22 09:26:18
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:17
Definitive materials
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
497 - Definitive materials
2019-07-22 09:26:17
Definitive materials
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
Definitive materials
2019-07-22 09:26:17
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:17
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:16
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:16
497
OHIO NATIONAL VARIABLE ACCOUNT R
0000770291
497 - Definitive materials
2019-07-22 09:26:15
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT R
0000770291
Definitive materials
2019-07-22 09:26:15
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:14
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:14
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:14
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:14
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:13
Definitive materials
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
497 - Definitive materials
2019-07-22 09:26:13
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:13
497
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
Definitive materials
2019-07-22 09:26:13
497
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
497 - Definitive materials
2019-07-22 09:26:12
Definitive materials
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
Definitive materials
2019-07-22 09:26:12
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:11
Definitive materials
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
497 - Definitive materials
2019-07-22 09:26:11
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:11
497
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
Definitive materials
2019-07-22 09:26:11
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:10
Definitive materials
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
497 - Definitive materials
2019-07-22 09:26:10
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:10
497
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
Definitive materials
2019-07-22 09:26:10
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:09
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:09
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:09
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:09
497
OHIO NATIONAL VARIABLE ACCOUNT R
0000770291
497 - Definitive materials
2019-07-22 09:26:08
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:08
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:08
497
OHIO NATIONAL VARIABLE ACCOUNT R
0000770291
Definitive materials
2019-07-22 09:26:08
497
NATIONAL SECURITY VARIABLE ACCOUNT L
0001164423
Definitive materials
2019-07-22 09:26:08
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:07
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:07
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:07
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:07
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:06
Definitive materials
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
497 - Definitive materials
2019-07-22 09:26:06
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:06
497
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
Definitive materials
2019-07-22 09:26:06
497
OHIO NATIONAL VARIABLE ACCOUNT R
0000770291
497 - Definitive materials
2019-07-22 09:26:05
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:05
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:05
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:05
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:05
Definitive materials
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
497 - Definitive materials
2019-07-22 09:26:05
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:05
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:05
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:05
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:05
497
OHIO NATIONAL VARIABLE ACCOUNT R
0000770291
Definitive materials
2019-07-22 09:26:05
497
OHIO NATIONAL VARIABLE ACCOUNT D
0000927140
Definitive materials
2019-07-22 09:26:05
497
NATIONAL SECURITY VARIABLE ACCOUNT N
0001164384
Definitive materials
2019-07-22 09:26:05
497
OHIO NATIONAL VARIABLE ACCOUNT R
0000770291
497 - Definitive materials
2019-07-22 09:26:04
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT R
0000770291
Definitive materials
2019-07-22 09:26:04
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:03
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
497 - Definitive materials
2019-07-22 09:26:03
Definitive materials
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:03
497
OHIO NATIONAL VARIABLE ACCOUNT A
0000073981
Definitive materials
2019-07-22 09:26:03
497
Cribstone Capital Management, LLC
0001667163
Quarterly report filed by institutional managers, Holdings
2019-07-22 09:22:47
13F-HR
TOMPKINS FINANCIAL CORP
0001005817
8-K - Current report
2019-07-22 09:22:30
Current report
TOMPKINS FINANCIAL CORP
0001005817
Current report, items 2.02, 8.01, and 9.01
2019-07-22 09:22:30
8-K
Magyar Bancorp, Inc.
0001337068
8-K - Current report
2019-07-22 09:22:09
Current report
Magyar Bancorp, Inc.
0001337068
Current report, items 2.02 and 9.01
2019-07-22 09:22:09
8-K
ADVISORONE FUNDS
0001029068
Rule 24F-2 notice
2019-07-22 09:21:36
24F-2NT
ARROW FINANCIAL CORP
0000717538
Current report, items 2.02 and 9.01
2019-07-22 09:21:13
8-K
GNC HOLDINGS, INC.
0001502034
8-K - Current report
2019-07-22 09:16:09
Current report
GNC HOLDINGS, INC.
0001502034
Current report, items 7.01 and 9.01
2019-07-22 09:16:09
8-K
WESTLAKE CHEMICAL CORP
0001262823
Form CERT
2019-07-22 09:15:42
CERT
LendingClub Corp
0001409970
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 09:13:32
Prospectus [Rule 424(b)(3)]
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-07-22 09:13:32
424B3
Itau Unibanco Holding S.A.
0001132597
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 09:13:03
6-K
Itau Unibanco Holding S.A.
0001132597
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 09:13:03
6-K
ALLEGHENY TECHNOLOGIES INC
0001018963
Current report, items 8.01 and 9.01
2019-07-22 09:12:45
8-K
CITIZENS FINANCIAL GROUP INC/RI
0000759944
Prospectus [Rule 424(b)(2)]
2019-07-22 09:12:15
424B2
PEOPLES BANCORP OF NORTH CAROLINA INC
0001093672
Current report, items 2.02 and 9.01
2019-07-22 09:12:02
8-K
LendingClub Corp
0001409970
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 09:12:00
Prospectus [Rule 424(b)(3)]
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-07-22 09:12:00
424B3
LendingClub Corp
0001409970
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 09:10:27
Prospectus [Rule 424(b)(3)]
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-07-22 09:10:27
424B3
TRAVELCENTERS OF AMERICA LLC
0001378453
8-K - Current report
2019-07-22 09:09:52
Current report
TRAVELCENTERS OF AMERICA LLC
0001378453
Current report, items 1.01, 2.03, and 9.01
2019-07-22 09:09:52
8-K
Ferrari N.V.
0001648416
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 09:09:52
6-K
LendingClub Corp
0001409970
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 09:07:46
Prospectus [Rule 424(b)(3)]
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-07-22 09:07:46
424B3
ETSY INC
0001370637
Current report, items 1.01, 8.01, and 9.01
2019-07-22 09:06:34
8-K
LendingClub Corp
0001409970
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 09:06:03
Prospectus [Rule 424(b)(3)]
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-07-22 09:06:03
424B3
GRIFFIN INDUSTRIAL REALTY, INC.
0001037390
8-K - Current report
2019-07-22 09:05:51
Current report
GRIFFIN INDUSTRIAL REALTY, INC.
0001037390
Current report, items 7.01 and 9.01
2019-07-22 09:05:51
8-K
PETROBRAS - PETROLEO BRASILEIRO SA
0001119639
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 09:05:35
6-K
Allen Capital Group, LLC
0001601384
Quarterly report filed by institutional managers, Holdings
2019-07-22 09:03:24
13F-HR
LendingClub Corp
0001409970
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 09:03:21
Prospectus [Rule 424(b)(3)]
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-07-22 09:03:21
424B3
Resolution Capital Ltd
0001612389
Quarterly report filed by institutional managers, Holdings
2019-07-22 09:02:04
13F-HR
MCKESSON CORP
0000927653
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-22 09:01:32
DEFA14A
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-07-22 09:01:30
424B2
Nova Lifestyle, Inc.
0001473334
Current report, item 8.01
2019-07-22 09:00:51
8-K
Blackstone Property Partners Europe L.P.
0001721008
D/A [Amend] - Notice of Exempt Offering of Securities
2019-07-22 09:00:40
D/A [Amend]
Blackstone Property Partners Europe L.P.
0001721008
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-22 09:00:40
D/A
LendingClub Corp
0001409970
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 09:00:32
Prospectus [Rule 424(b)(3)]
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-07-22 09:00:32
424B3
Avianca Holdings S.A.
0001575969
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 08:58:02
6-K
Avianca Holdings S.A.
0001575969
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 08:58:02
6-K
LendingClub Corp
0001409970
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 08:57:39
Prospectus [Rule 424(b)(3)]
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-07-22 08:57:39
424B3
TAMPA ELECTRIC CO
0000096271
Registration adding securities to prior Form S-3 registration [Rule 462(b)]
2019-07-22 08:57:08
S-3MEF
ALKALINE WATER Co INC
0001532390
Current report, items 7.01 and 9.01
2019-07-22 08:56:40
8-K
LABORATORY CORP OF AMERICA HOLDINGS
0000920148
Current report, item 7.01
2019-07-22 08:56:20
8-K
LendingClub Corp
0001409970
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 08:54:49
Prospectus [Rule 424(b)(3)]
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-07-22 08:54:49
424B3
DIANA SHIPPING INC.
0001318885
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 08:52:16
6-K
Engadine Partners LLP
0001729213
Quarterly report filed by institutional managers, Holdings
2019-07-22 08:51:28
13F-HR
VSU Student Portfolio, LLC
0001783107
D - Notice of Exempt Offering of Securities
2019-07-22 08:51:19
D
VSU Student Portfolio, LLC
0001783107
Notice of Exempt Offering of Securities, item 06c
2019-07-22 08:51:19
D
CITIZENS FINANCIAL GROUP INC/RI
0000759944
Current report, items 8.01 and 9.01
2019-07-22 08:50:11
8-K
FEDEX CORPORATE SERVICES INC
0001139206
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 08:49:47
Prospectus [Rule 424(b)(3)]
FEDERAL EXPRESS INTERNATIONAL INC
0001139197
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 08:49:47
Prospectus [Rule 424(b)(3)]
FEDEX FREIGHT CORP
0001139208
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 08:49:47
Prospectus [Rule 424(b)(3)]
FEDERAL EXPRESS CORP
0000230211
Prospectus [Rule 424(b)(3)]
2019-07-22 08:49:47
424B3
FEDEX CORP
0001048911
Prospectus [Rule 424(b)(3)]
2019-07-22 08:49:47
424B3
FEDERAL EXPRESS EUROPE INC
0001139191
Prospectus [Rule 424(b)(3)]
2019-07-22 08:49:47
424B3
FEDERAL EXPRESS HOLDINGS S A, LLC
0001139193
Prospectus [Rule 424(b)(3)]
2019-07-22 08:49:47
424B3
FEDERAL EXPRESS INTERNATIONAL INC
0001139197
Prospectus [Rule 424(b)(3)]
2019-07-22 08:49:47
424B3
FEDEX CORPORATE SERVICES INC
0001139206
Prospectus [Rule 424(b)(3)]
2019-07-22 08:49:47
424B3
FEDEX FREIGHT CORP
0001139208
Prospectus [Rule 424(b)(3)]
2019-07-22 08:49:47
424B3
FEDEX GROUND PACKAGE SYSTEM INC
0001139209
Prospectus [Rule 424(b)(3)]
2019-07-22 08:49:47
424B3
FEDEX FREIGHT INC
0001139414
Prospectus [Rule 424(b)(3)]
2019-07-22 08:49:47
424B3
FedEx Office & Print Services, Inc
0001293525
Prospectus [Rule 424(b)(3)]
2019-07-22 08:49:47
424B3
TAMPA ELECTRIC CO
0000096271
Prospectus [Rule 424(b)(5)]
2019-07-22 08:47:55
424B5
Jolley Asset Management, LLC
0001569117
Quarterly report filed by institutional managers, Holdings
2019-07-22 08:41:41
13F-HR
Avianca Holdings S.A.
0001575969
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 08:40:02
6-K
Avianca Holdings S.A.
0001575969
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 08:40:02
6-K
DENBURY RESOURCES INC
0000945764
8-K - Current report
2019-07-22 08:37:46
Current report
DENBURY RESOURCES INC
0000945764
Current report, item 8.01
2019-07-22 08:37:46
8-K
TACTILE SYSTEMS TECHNOLOGY INC
0001027838
Current report, items 5.02 and 9.01
2019-07-22 08:36:31
8-K
Marker Therapeutics, Inc.
0001094038
Current report, items 7.01, 8.01, and 9.01
2019-07-22 08:35:21
8-K
Vanda Pharmaceuticals Inc.
0001347178
8-K - Current report
2019-07-22 08:35:03
Current report
Vanda Pharmaceuticals Inc.
0001347178
Current report, items 8.01 and 9.01
2019-07-22 08:35:03
8-K
TransDigm Group INC
0001260221
Current report, items 7.01 and 9.01
2019-07-22 08:34:08
8-K
Ranpak Holdings Corp.
0001712463
8-K - Current report
2019-07-22 08:33:34
Current report
Ranpak Holdings Corp.
0001712463
Current report, items 7.01 and 9.01
2019-07-22 08:33:34
8-K
Peak Resorts Inc
0001517401
Current report, items 1.01, 5.02, 5.03, 8.01, and 9.01
2019-07-22 08:32:34
8-K
GLOBAL PARTNERS LP
0001323468
Current report, items 7.01 and 9.01
2019-07-22 08:31:14
8-K
FNCB Bancorp, Inc.
0001035976
Current report, items 2.02 and 9.01
2019-07-22 08:31:13
8-K
Securetech Innovations, Inc.
0001703157
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-07-22 08:31:06
10-Q
Securetech Innovations, Inc.
0001703157
Quarterly report [Sections 13 or 15(d)]
2019-07-22 08:31:06
10-Q
Peak Resorts Inc
0001517401
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-22 08:30:41
DEFA14A
RCI HOSPITALITY HOLDINGS, INC.
0000935419
Current report, items 8.01 and 9.01
2019-07-22 08:30:40
8-K
HUMANIGEN, INC
0001293310
8-K - Current report
2019-07-22 08:30:31
Current report
HUMANIGEN, INC
0001293310
Current report, items 7.01 and 9.01
2019-07-22 08:30:31
8-K
MasterCraft Boat Holdings, Inc.
0001638290
8-K - Current report
2019-07-22 08:29:56
Current report
MasterCraft Boat Holdings, Inc.
0001638290
Current report, items 5.03, 8.01, and 9.01
2019-07-22 08:29:56
8-K
KONINKLIJKE PHILIPS NV
0000313216
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 08:29:20
6-K
MasterCraft Boat Holdings, Inc.
0001638290
DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-22 08:28:01
DEFA14A
MasterCraft Boat Holdings, Inc.
0001638290
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-22 08:28:01
DEFA14A
EQUIFAX INC
0000033185
Current report, items 1.01, 2.02, and 9.01
2019-07-22 08:27:58
8-K
Synchrony Financial
0001601712
424B5 - Prospectus [Rule 424(b)(5)]
2019-07-22 08:27:23
Prospectus [Rule 424(b)(5)]
Synchrony Financial
0001601712
Prospectus [Rule 424(b)(5)]
2019-07-22 08:27:23
424B5
PropertyClub, Inc.
0001743467
[Amend] Offering Statement
2019-07-22 08:21:03
C/A
NEW YORK MORTGAGE TRUST INC
0001273685
Current report, items 8.01 and 9.01
2019-07-22 08:19:17
8-K
Ultimus Managers Trust
0001545440
N-Q - Quarterly Schedule of portfolio holdings of management investment companies
2019-07-22 08:18:07
N-Q
Ultimus Managers Trust
0001545440
Quarterly Schedule of portfolio holdings of management investment companies
2019-07-22 08:18:07
N-Q
Gridsum Holding Inc.
0001647338
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 08:16:56
6-K
CROSS SHORE DISCOVERY FUND
0001609706
Annual Report of proxy voting record of management investment companies
2019-07-22 08:15:27
N-PX
Sun BioPharma, Inc.
0001029125
8-K - Current report
2019-07-22 08:15:22
Current report
Sun BioPharma, Inc.
0001029125
Current report, items 7.01 and 9.01
2019-07-22 08:15:22
8-K
Capitol Investment Corp. IV
0001709682
8-K - Current report
2019-07-22 08:11:57
Current report
Capitol Investment Corp. IV
0001709682
Current report, items 1.01, 3.02, 7.01, and 9.01
2019-07-22 08:11:57
8-K
Capitol Investment Corp. IV
0001709682
425 - Prospectuses and communications, business combinations
2019-07-22 08:10:05
425
Capitol Investment Corp. IV
0001709682
Prospectuses and communications, business combinations
2019-07-22 08:10:05
425
Adaptimmune Therapeutics PLC
0001621227
Current report, items 8.01 and 9.01
2019-07-22 08:08:31
8-K
PHOENIX REALTY, INC.
0001687263
Withdrawal of offering statement [Regulation A]
2019-07-22 08:06:39
1-A-W
VirTra, Inc
0001085243
Current report, items 7.01 and 9.01
2019-07-22 08:05:33
8-K
ITRON, INC.
0000780571
Current report, items 5.02 and 9.01
2019-07-22 08:05:15
8-K
CSI Compressco LP
0001449488
Current report, items 8.01 and 9.01
2019-07-22 08:02:58
8-K
FUELCELL ENERGY INC
0000886128
8-K - Current report
2019-07-22 08:00:39
Current report
FUELCELL ENERGY INC
0000886128
Current report, item 8.01
2019-07-22 08:00:39
8-K
HOLOGIC INC
0000859737
Current report, item 7.01
2019-07-22 08:00:32
8-K
Intec Pharma Ltd.
0001638381
Current report, items 7.01, 8.01, and 9.01
2019-07-22 08:00:16
8-K
FIBROGEN INC
0000921299
Current report, items 8.01 and 9.01
2019-07-22 08:00:16
8-K
BB&T CORP
0000092230
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 08:00:13
Prospectus [Rule 424(b)(3)]
BB&T CORP
0000092230
Prospectus [Rule 424(b)(3)]
2019-07-22 08:00:13
424B3
NOVO NORDISK A S
0000353278
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 07:58:43
6-K
NOVO NORDISK A S
0000353278
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 07:58:43
6-K
BB&T CORP
0000092230
8-K - Current report
2019-07-22 07:53:06
Current report
BB&T CORP
0000092230
Current report, items 8.01 and 9.01
2019-07-22 07:53:06
8-K
LENNOX INTERNATIONAL INC
0001069202
8-K - Current report
2019-07-22 07:47:24
Current report
LENNOX INTERNATIONAL INC
0001069202
Current report, items 2.02 and 9.01
2019-07-22 07:47:24
8-K
TerraForm Power, Inc.
0001599947
Current report, items 1.01, 5.02, 7.01, and 9.01
2019-07-22 07:45:17
8-K
CAPRICOR THERAPEUTICS, INC.
0001133869
424B5 - Prospectus [Rule 424(b)(5)]
2019-07-22 07:32:32
Prospectus [Rule 424(b)(5)]
CAPRICOR THERAPEUTICS, INC.
0001133869
Prospectus [Rule 424(b)(5)]
2019-07-22 07:32:32
424B5
CAL-MAINE FOODS INC
0000016160
Annual report [Section 13 and 15(d), not S-K Item 405]
2019-07-22 07:31:43
10-K
CAPRICOR THERAPEUTICS, INC.
0001133869
8-K - Current report
2019-07-22 07:30:14
Current report
CAPRICOR THERAPEUTICS, INC.
0001133869
Current report, items 1.01 and 9.01
2019-07-22 07:30:14
8-K
GLOBAL PARTNERS LP
0001323468
Current report, items 2.02, 7.01, 8.01, and 9.01
2019-07-22 07:27:01
8-K
Bunge LTD
0001144519
Current report, items 2.05, 2.06, 8.01, and 9.01
2019-07-22 07:25:37
8-K
CONDOR HOSPITALITY TRUST, INC.
0000929545
Current report, items 1.01, 5.03, 7.01, and 9.01
2019-07-22 07:17:58
8-K
CONDOR HOSPITALITY TRUST, INC.
0000929545
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-07-22 07:16:04
DEFA14A
CAL-MAINE FOODS INC
0000016160
Current report, items 2.02 and 9.01
2019-07-22 07:13:48
8-K
HEXO Corp.
0001690947
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 07:11:12
6-K
HEXO Corp.
0001690947
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 07:11:12
6-K
Opera Ltd
0001737450
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 07:06:37
6-K
MediWound Ltd.
0001593984
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 07:05:14
6-K
VAIL RESORTS INC
0000812011
Current report, items 1.01, 8.01, and 9.01
2019-07-22 07:04:09
8-K
PACIFIC MERCANTILE BANCORP
0001109546
Current report, items 2.02 and 9.01
2019-07-22 07:04:05
8-K
GNC HOLDINGS, INC.
0001502034
8-K - Current report
2019-07-22 06:58:52
Current report
GNC HOLDINGS, INC.
0001502034
Current report, items 2.02 and 9.01
2019-07-22 06:58:52
8-K
TELECOM ARGENTINA SA
0000932470
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:57:15
6-K
TELECOM ARGENTINA SA
0000932470
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:57:15
6-K
ENPRO INDUSTRIES, INC
0001164863
8-K - Current report
2019-07-22 06:55:05
Current report
ENPRO INDUSTRIES, INC
0001164863
Current report, items 1.01, 7.01, and 9.01
2019-07-22 06:55:05
8-K
RPM INTERNATIONAL INC/DE/
0000110621
Current report, items 2.02, 7.01, and 9.01
2019-07-22 06:54:05
8-K
Mallinckrodt plc
0001567892
8-K - Current report
2019-07-22 06:48:04
Current report
Mallinckrodt plc
0001567892
Current report, item 1.02
2019-07-22 06:48:04
8-K
DAVITA INC.
0000927066
SC TO-I - Tender offer statement by Issuer
2019-07-22 06:47:47
SC TO-I
DAVITA INC.
0000927066
Tender offer statement by Issuer
2019-07-22 06:47:47
SC TO-I
CRANE CO /DE/
0000025445
Current report, items 8.01 and 9.01
2019-07-22 06:45:32
8-K
Livongo Health, Inc.
0001639225
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 06:35:03
FWP
Livongo Health, Inc.
0001639225
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 06:35:03
FWP
Kenon Holdings Ltd.
0001611005
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:34:00
6-K
Kenon Holdings Ltd.
0001611005
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:34:00
6-K
OLD NATIONAL BANCORP /IN/
0000707179
Current report, items 2.02 and 9.01
2019-07-22 06:31:05
8-K
Adynxx, Inc.
0001054274
Current report, item 5.02
2019-07-22 06:30:44
8-K
CHINA SOUTHERN AIRLINES CO LTD
0001041668
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:29:32
6-K
CIRCOR INTERNATIONAL INC
0001091883
SC TO-T/A [Amend] - Tender offer statement by Third Party
2019-07-22 06:27:40
SC TO-T/A [Amend]
CRANE CO /DE/
0000025445
[Amend] Tender offer statement by Third Party
2019-07-22 06:27:40
SC TO-T/A
CIRCOR INTERNATIONAL INC
0001091883
[Amend] Tender offer statement by Third Party
2019-07-22 06:27:40
SC TO-T/A
BT GROUP PLC
0000756620
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:26:06
6-K
DAVITA INC.
0000927066
SC TO-C - Written communication relating to an issuer or third party
2019-07-22 06:23:02
SC TO-C
DAVITA INC.
0000927066
Written communication relating to an issuer or third party
2019-07-22 06:23:02
SC TO-C
DR REDDYS LABORATORIES LTD
0001135951
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:18:08
6-K
CHINA UNICOM (HONG KONG) Ltd
0001113866
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:16:55
6-K
CHINA UNICOM
0001113866
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:16:55
6-K
Neuralstem, Inc.
0001357459
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-22 06:16:52
FWP
Dynatrace Holdings LLC
0001773383
S-1/A [Amend] - General form for registration of securities under the Securities Act of 1933
2019-07-22 06:15:03
S-1/A [Amend]
Dynatrace Holdings LLC
0001773383
[Amend] General form for registration of securities under the Securities Act of 1933
2019-07-22 06:15:03
S-1/A
Neuralstem, Inc.
0001357459
[Amend] General form for registration of securities under the Securities Act of 1933
2019-07-22 06:14:55
S-1/A
Livongo Health, Inc.
0001639225
S-1/A [Amend] - General form for registration of securities under the Securities Act of 1933
2019-07-22 06:12:07
S-1/A [Amend]
Livongo Health, Inc.
0001639225
[Amend] General form for registration of securities under the Securities Act of 1933
2019-07-22 06:12:07
S-1/A
2050 MOTORS, INC.
0000867028
[Amend] Quarterly report [Sections 13 or 15(d)]
2019-07-22 06:11:11
10-Q/A
KURA SUSHI USA, INC.
0001772177
S-1/A [Amend] - General form for registration of securities under the Securities Act of 1933
2019-07-22 06:10:36
S-1/A [Amend]
KURA SUSHI USA, INC.
0001772177
[Amend] General form for registration of securities under the Securities Act of 1933
2019-07-22 06:10:36
S-1/A
Jaguar Health, Inc.
0001585608
424B4 - Prospectus [Rule 424(b)(4)]
2019-07-22 06:10:09
Prospectus [Rule 424(b)(4)]
Jaguar Health, Inc.
0001585608
Prospectus [Rule 424(b)(4)]
2019-07-22 06:10:09
424B4
KAZIA THERAPEUTICS LTD
0001075880
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:09:55
6-K
KAZIA THERAPEUTICS LTD
0001075880
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:09:55
6-K
RAPT Therapeutics, Inc.
0001673772
S-1/A [Amend] - General form for registration of securities under the Securities Act of 1933
2019-07-22 06:09:11
S-1/A [Amend]
RAPT Therapeutics, Inc.
0001673772
[Amend] General form for registration of securities under the Securities Act of 1933
2019-07-22 06:09:11
S-1/A
Cadence Bancorporation
0001614184
8-K - Current report
2019-07-22 06:08:12
Current report
Cadence Bancorporation
0001614184
Current report, items 2.02 and 9.01
2019-07-22 06:08:12
8-K
DAVITA INC.
0000927066
8-K - Current report
2019-07-22 06:08:03
Current report
DAVITA INC.
0000927066
Current report, items 2.02, 8.01, and 9.01
2019-07-22 06:08:03
8-K
WOORI FINANCIAL GROUP INC.
0001264136
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:08:02
6-K
Harel Mutual Funds Ltd
0001666483
Quarterly report filed by institutional managers, Notice
2019-07-22 06:07:47
13F-NT
DAVITA INC.
0000927066
SC TO-C - Written communication relating to an issuer or third party
2019-07-22 06:06:08
SC TO-C
DAVITA INC.
0000927066
Written communication relating to an issuer or third party
2019-07-22 06:06:08
SC TO-C
Harel Insurance Co LTD
0001666482
Quarterly report filed by institutional managers, Notice
2019-07-22 06:05:13
13F-NT
Tiziana Life Sciences plc
0001723069
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:04:17
6-K
Tiziana Life Sciences plc
0001723069
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:04:17
6-K
ANDINA BOTTLING CO INC
0000925261
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:03:59
6-K
INNOVUS PHARMACEUTICALS, INC.
0001411879
Current report, items 8.01 and 9.01
2019-07-22 06:03:39
8-K
FEDEX CORPORATE SERVICES INC
0001139206
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 06:03:37
Prospectus [Rule 424(b)(3)]
FEDERAL EXPRESS INTERNATIONAL INC
0001139197
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 06:03:37
Prospectus [Rule 424(b)(3)]
FEDEX FREIGHT CORP
0001139208
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 06:03:37
Prospectus [Rule 424(b)(3)]
FedEx Office & Print Services, Inc
0001293525
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-22 06:03:37
Prospectus [Rule 424(b)(3)]
FEDERAL EXPRESS CORP
0000230211
Prospectus [Rule 424(b)(3)]
2019-07-22 06:03:37
424B3
FEDEX CORP
0001048911
Prospectus [Rule 424(b)(3)]
2019-07-22 06:03:37
424B3
FEDERAL EXPRESS EUROPE INC
0001139191
Prospectus [Rule 424(b)(3)]
2019-07-22 06:03:37
424B3
FEDERAL EXPRESS HOLDINGS S A, LLC
0001139193
Prospectus [Rule 424(b)(3)]
2019-07-22 06:03:37
424B3
FEDERAL EXPRESS INTERNATIONAL INC
0001139197
Prospectus [Rule 424(b)(3)]
2019-07-22 06:03:37
424B3
FEDEX CORPORATE SERVICES INC
0001139206
Prospectus [Rule 424(b)(3)]
2019-07-22 06:03:37
424B3
FEDEX FREIGHT CORP
0001139208
Prospectus [Rule 424(b)(3)]
2019-07-22 06:03:37
424B3
FEDEX GROUND PACKAGE SYSTEM INC
0001139209
Prospectus [Rule 424(b)(3)]
2019-07-22 06:03:37
424B3
FEDEX FREIGHT INC
0001139414
Prospectus [Rule 424(b)(3)]
2019-07-22 06:03:37
424B3
FedEx Office & Print Services, Inc
0001293525
Prospectus [Rule 424(b)(3)]
2019-07-22 06:03:37
424B3
UNITED MICROELECTRONICS CORP
0001033767
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:03:30
6-K
UNITED MICROELECTRONICS CORP
0001033767
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:03:30
6-K
Harel Insurance Investments & Financial Services Ltd.
0001429390
13F-HR - Quarterly report filed by institutional managers, Holdings
2019-07-22 06:02:58
13F-HR
Harel Insurance Investments & Financial Services Ltd.
0001429390
Quarterly report filed by institutional managers, Holdings
2019-07-22 06:02:58
13F-HR
New York City REIT, Inc.
0001595527
Current report, items 1.01, 2.01, 2.03, 7.01, and 9.01
2019-07-22 06:02:56
8-K
SAPIENS INTERNATIONAL CORP N V
0000885740
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-22 06:02:26
6-K
Amerinac Holding Corp.
0000936446
Current report, items 1.01, 2.03, and 9.01
2019-07-22 06:02:18
8-K
DAIS Corp
0001125699
Other definitive information statements
2019-07-22 06:01:41
DEF 14C
MeiraGTx Holdings plc
0001735438
Notice of Effectiveness
2019-07-22 00:15:30
EFFECT
StarTek, Inc.
0001031029
Notice of Effectiveness
2019-07-22 00:15:26
EFFECT

0001738080
EFFECT - Notice of Effectiveness
2019-07-22 00:15:23
Notice of Effectiveness

0001062806
EFFECT - Notice of Effectiveness
2019-07-22 00:15:23
Notice of Effectiveness
BLACKROCK EQUITY DIVIDEND FUND
0000814507
Notice of Effectiveness
2019-07-22 00:15:23
EFFECT
BLACKROCK SERIES, INC.
0001062806
Notice of Effectiveness
2019-07-22 00:15:23
EFFECT
BlackRock Capital Appreciation Fund, Inc.
0000887509
Notice of Effectiveness
2019-07-22 00:15:23
EFFECT
Translate Bio, Inc.
0001693415
Notice of Effectiveness
2019-07-22 00:15:23
EFFECT
BlackRock Funds VI
0001738080
Notice of Effectiveness
2019-07-22 00:15:23
EFFECT
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1915
0001752197
Notice of Effectiveness
2019-07-22 00:15:23
EFFECT
Oxford Lane Capital Corp.
0001495222
Notice of Effectiveness
2019-07-22 00:15:20
EFFECT
ARATANA THERAPEUTICS, INC.
0001509190
EFFECT - Notice of Effectiveness
2019-07-22 00:15:19
Notice of Effectiveness
ARATANA THERAPEUTICS, INC.
0001509190
EFFECT - Notice of Effectiveness
2019-07-22 00:15:19
Notice of Effectiveness
Global Brass & Copper, Inc.
0001575096
EFFECT - Notice of Effectiveness
2019-07-22 00:15:19
Notice of Effectiveness
ARATANA THERAPEUTICS, INC.
0001509190
Notice of Effectiveness
2019-07-22 00:15:19
EFFECT
ARATANA THERAPEUTICS, INC.
0001509190
Notice of Effectiveness
2019-07-22 00:15:19
EFFECT
Global Brass & Copper, Inc.
0001575096
Notice of Effectiveness
2019-07-22 00:15:19
EFFECT
AF 2019 NPL A LLC
0001756950
QUALIF - Notice of Qualification [Regulation A]
2019-07-22 00:15:09
QUALIF
SOLAR INTEGRATED ROOFING CORP.
0001756704
QUALIF - Notice of Qualification [Regulation A]
2019-07-22 00:15:09
QUALIF
SOLAR INTEGRATED ROOFING CORP.
0001756704
Notice of Qualification [Regulation A]
2019-07-22 00:15:09
QUALIF
AF 2019 NPL A LLC
0001756950
Notice of Qualification [Regulation A]
2019-07-22 00:15:09
QUALIF
American Hospitality Properties REIT, Inc.
0001759214
Notice of Qualification [Regulation A]
2019-07-22 00:15:09
QUALIF
GOLDMAN SACHS GROUP INC
0000886982
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-19 21:15:02
Prospectus [Rule 424(b)(2)]
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-07-19 21:15:02
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-07-19 21:15:02
424B2
OneWater Marine Inc.
0001772921
S-1/A [Amend] - General form for registration of securities under the Securities Act of 1933
2019-07-19 21:13:41
S-1/A [Amend]
OneWater Marine Inc.
0001772921
[Amend] General form for registration of securities under the Securities Act of 1933
2019-07-19 21:13:41
S-1/A
FS KKR Capital Corp
0001422183
8-K - Current report
2019-07-19 21:09:32
Current report
FS KKR Capital Corp
0001422183
Current report, items 7.01 and 9.01
2019-07-19 21:09:32
8-K
LendingClub Corp
0001409970
424B3 - Prospectus [Rule 424(b)(3)]
2019-07-19 20:54:28
Prospectus [Rule 424(b)(3)]
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-07-19 20:54:28
424B3
MONITRONICS INTERNATIONAL INC
0001265107
[Amend] Registration of securities, business combinations
2019-07-19 20:53:49
S-4/A
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-19 20:36:38
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-19 20:36:38
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-19 20:36:38
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-19 20:36:38
424B2
Little Dreams LLC
0001782819
C - Offering Statement
2019-07-19 20:30:09
Offering Statement
Little Dreams LLC
0001782819
Offering Statement
2019-07-19 20:30:09
C
MICROVISION, INC.
0000065770
Securities to be offered to employees in employee benefit plans
2019-07-19 20:26:39
S-8
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-07-19 20:26:24
424B2
Skyline 93 EICBP Investors, LLC
0001777002
Notice of Exempt Offering of Securities, item 06c
2019-07-19 20:18:07
D
Lone Star Gold, Inc.
0001464865
[Amend] Annual report [Section 13 and 15(d), not S-K Item 405]
2019-07-19 20:02:05
10-K/A
Lone Star Gold, Inc.
0001464865
[Amend] Annual report [Section 13 and 15(d), not S-K Item 405]
2019-07-19 19:50:50
10-K/A
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-19 19:44:43
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-19 19:44:43
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-19 19:44:43
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-19 19:44:43
424B2
AEOF C2 DELAWARE FEEDER, L.P.
0001782745
D - Notice of Exempt Offering of Securities
2019-07-19 19:39:51
D
AEOF C2 DELAWARE FEEDER, L.P.
0001782745
Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.7
2019-07-19 19:39:51
D
Lone Star Gold, Inc.
0001464865
[Amend] Annual report [Section 13 and 15(d), not S-K Item 405]
2019-07-19 19:36:04
10-K/A
Stevens First Principles Investment Advisors
0001388076
Quarterly report filed by institutional managers, Holdings
2019-07-19 19:35:31
13F-HR
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-19 19:29:33
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-19 19:29:33
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-19 19:29:33
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-19 19:29:33
424B2
Kibush Capital Corp
0001614466
[Amend] Offering Statement [Regulation A]
2019-07-19 19:14:55
1-A/A
JPMorgan Chase Financial Co. LLC
0001665650
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-19 19:13:28
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
424B2 - Prospectus [Rule 424(b)(2)]
2019-07-19 19:13:28
Prospectus [Rule 424(b)(2)]
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-07-19 19:13:28
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-07-19 19:13:28
424B2
Divercity, Inc.
0001782894
C - Offering Statement
2019-07-19 19:13:15
Offering Statement
Divercity, Inc.
0001782894
Offering Statement
2019-07-19 19:13:15
C
Riverside Europe Fund VI, SCSp
0001781918
D/A [Amend] - Notice of Exempt Offering of Securities
2019-07-19 19:01:48
D/A [Amend]
Riverside Europe Fund VI, SCSp
0001781918
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-19 19:01:48
D/A
IWEUS Health Corp
0001783072
D - Notice of Exempt Offering of Securities
2019-07-19 18:57:46
D
IWEUS Health Corp
0001783072
Notice of Exempt Offering of Securities, item 06b
2019-07-19 18:57:46
D
Phoenix QLS Fund, Ltd.
0001679443
D/A [Amend] - Notice of Exempt Offering of Securities
2019-07-19 18:52:40
D/A [Amend]
Phoenix QLS Fund, Ltd.
0001679443
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-07-19 18:52:40
D/A
AW Blockchain Mining, Inc.
0001763626
Withdrawal of offering statement [Regulation A]
2019-07-19 18:49:26
1-A-W
NAERODYNAMICS INC
0001439208
Registration Withdrawal Request
2019-07-19 18:48:25
RW
Prologis, Inc.
0001045609
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-07-19 18:47:23
10-Q
Prologis, Inc.
0001045609
Quarterly report [Sections 13 or 15(d)]
2019-07-19 18:47:23
10-Q
Prologis, L.P.
0001045610
Quarterly report [Sections 13 or 15(d)]
2019-07-19 18:47:23
10-Q
1336 Studios, LLC
0001782517
D - Notice of Exempt Offering of Securities
2019-07-19 18:40:00
D
1336 Studios, LLC
0001782517
Notice of Exempt Offering of Securities, item 06b
2019-07-19 18:40:00
D
GS Finance Corp.
0001419828
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-19 18:39:01
FWP
HSBC USA INC /MD/
0000083246
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-19 18:37:06
FWP
GOLDMAN SACHS GROUP INC
0000886982
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-19 18:36:40
FWP
GOLDMAN SACHS GROUP INC
0000886982
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-19 18:36:40
FWP
Crucial Innovations, Corp.
0001766016
Quarterly report [Sections 13 or 15(d)]
2019-07-19 18:35:24
10-Q
RAYTHEON CO/
0001047122
425 - Prospectuses and communications, business combinations
2019-07-19 18:30:30
425
UNITED TECHNOLOGIES CORP /DE/
0000101829
Prospectuses and communications, business combinations
2019-07-19 18:30:30
425
RAYTHEON CO/
0001047122
Prospectuses and communications, business combinations
2019-07-19 18:30:30
425
Kyto Technology & Life Science, Inc.
0001164888
Current report, items 3.03, 5.03, 8.01, and 9.01
2019-07-19 18:27:06
8-K
BG Staffing, Inc.
0001474903
Current report, items 1.01, 1.02, 2.03, and 9.01
2019-07-19 18:24:51
8-K
SAX SFR 035, a series of SAX Capital Series Fund IV, LP
0001782375
D - Notice of Exempt Offering of Securities
2019-07-19 18:08:21
D
SAX SFR 035, a series of SAX Capital Series Fund IV, LP
0001782375
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-07-19 18:08:21
D
Morgan Stanley Finance LLC
0001666268
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-19 18:06:28
FWP
MORGAN STANLEY
0000895421
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-19 18:04:41
FWP
MORGAN STANLEY
0000895421
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-19 18:04:41
FWP
Morgan Stanley Finance LLC
0001666268
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-19 18:02:30
FWP
You & Sundry LLC
0001780866
C - Offering Statement
2019-07-19 18:01:04
Offering Statement
You & Sundry LLC
0001780866
Offering Statement
2019-07-19 18:01:04
C
MORGAN STANLEY
0000895421
FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-19 18:00:21
FWP
MORGAN STANLEY
0000895421
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-07-19 18:00:21
FWP
METHANEX CORP
0000886977
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-19 18:00:01
6-K
Amcor plc
0001748790
S-8 - Securities to be offered to employees in employee benefit plans
2019-07-19 17:59:51
S-8
Amcor plc
0001748790
Securities to be offered to employees in employee benefit plans
2019-07-19 17:59:51
S-8
FOREIGN TRADE BANK OF LATIN AMERICA, INC.
0000890541
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-07-19 17:54:28
6-K
Cornell Pochily Investment Advisors, Inc.
0001736260
Quarterly report filed by institutional managers, Holdings
2019-07-19 17:52:10
13F-HR
Wells Trecaso Financial Group, LLC
0001737987
Quarterly report filed by institutional managers, Holdings
2019-07-19 17:50:46
13F-HR
Life Partners Position Holder Trust
0001692144
Current report, item 1.01
2019-07-19 17:50:21
8-K
Life Partners IRA Holder Partnership, LLC
0001705222
Current report, item 1.01
2019-07-19 17:50:21
8-K

© 2019 SEC.report
SEC CFR Title 17 of the Code of Federal Regulations.