SEC Filings

Latest SEC Documents

Narrow Results By Form:

Company
CIK
DocumentForm
GJ Culture Group US, Inc.
0001781726
Form NT 10-Q
2019-11-15 17:31:30
NT 10-Q
GJ Culture Group US, Inc
0001781726
Form NT 10-Q
2019-11-15 17:31:30
NT 10-Q
GJ Culture Group US, Inc.
0001781726
Quarterly Report
2019-11-15 17:30:45
10-Q
GJ Culture Group US, Inc
0001781726
Quarterly Report
2019-11-15 17:30:45
10-Q
Grand Avenue Depositor, LLC
0001769330
Asset-Backed Securitizer Report
2019-11-15 17:29:48
ABS-15G
Grand Avenue Depositor, LLC
0001769330
Asset-Backed Securitizer Report
2019-11-15 17:29:48
ABS-15G
HARLEY-DAVIDSON, INC.
0000793952
Current Report
2019-11-15 17:29:47
8-K
HARLEY-DAVIDSON, INC
0000793952
Current Report
2019-11-15 17:29:47
8-K
Grand Avenue Depositor, LLC
0001769330
Asset-Backed Securitizer Report
2019-11-15 17:29:36
ABS-15G
Grand Avenue Depositor, LLC
0001769330
Asset-Backed Securitizer Report
2019-11-15 17:29:36
ABS-15G
Grand Avenue Depositor, LLC
0001769330
Asset-Backed Securitizer Report
2019-11-15 17:29:32
ABS-15G
Grand Avenue Depositor, LLC
0001769330
Asset-Backed Securitizer Report
2019-11-15 17:29:32
ABS-15G
Advisors' Inner Circle Fund III
0001593547
Investment Prospectus
2019-11-15 17:29:17
497
Advisors' Inner Circle Fund III
0001593547
Investment Prospectus
2019-11-15 17:29:17
497
Pacific Ventures Group, Inc
0000882800
Form PRE 14C
2019-11-15 17:29:16
PRE 14C
Right On Brands, Inc.
0001580262
Form NT 10-Q
2019-11-15 17:29:03
NT 10-Q
Right On Brands, Inc
0001580262
Form NT 10-Q
2019-11-15 17:29:03
NT 10-Q
Grand Avenue Depositor, LLC
0001769330
Asset-Backed Securitizer Report
2019-11-15 17:28:54
ABS-15G
Grand Avenue Depositor, LLC
0001769330
Asset-Backed Securitizer Report
2019-11-15 17:28:54
ABS-15G
Grand Avenue Depositor, LLC
0001769330
Asset-Backed Securitizer Report
2019-11-15 17:28:52
ABS-15G
Grand Avenue Depositor, LLC
0001769330
Asset-Backed Securitizer Report
2019-11-15 17:28:52
ABS-15G
INVO Bioscience, Inc.
0001417926
Definitive Proxy Statement
2019-11-15 17:28:27
DEF 14A
INVO Bioscience, Inc
0001417926
Definitive Proxy Statement
2019-11-15 17:28:27
DEF 14A
ENBRIDGE INC
0000895728
Current Report
2019-11-15 17:28:06
8-K
ENBRIDGE INC
0000895728
Current Report
2019-11-15 17:28:06
8-K
HSBC USA INC /MD/
0000083246
Prospectus [Rule 424(b)(2)]
2019-11-15 17:28:01
424B2
HSBC USA INC /MD/
0000083246
Prospectus [Rule 424(b)(2)]
2019-11-15 17:28:01
424B2
Iroquois Valley Farmland REIT, PBC
0001706350
Form 1-U
2019-11-15 17:28:00
1-U
Iroquois Valley Farmland REIT, PBC
0001706350
Form 1-U
2019-11-15 17:28:00
1-U
PowerFleet, Inc.
0001774170
Current Report
2019-11-15 17:27:54
8-K
PowerFleet, Inc
0001774170
Current Report
2019-11-15 17:27:54
8-K
BANK OF NOVA SCOTIA
0000009631
Prospectus [Rule 424(b)(2)]
2019-11-15 17:27:51
424B2
Baying Ecological Holding Group Inc.
0001333519
Form NT 10-Q
2019-11-15 17:27:41
NT 10-Q
Baying Ecological Holding Group Inc
0001333519
Form NT 10-Q
2019-11-15 17:27:41
NT 10-Q
Advisors' Inner Circle Fund III
0001593547
Prospectus Summary
2019-11-15 17:27:37
497K
Advisors' Inner Circle Fund III
0001593547
Prospectus Summary
2019-11-15 17:27:37
497K
Tonix Pharmaceuticals Holding Corp.
0001430306
Current Report
2019-11-15 17:27:21
8-K
Tonix Pharmaceuticals Holding Corp
0001430306
Current Report
2019-11-15 17:27:21
8-K
BIOVIE INC.
0001580149
Current Report
2019-11-15 17:27:20
8-K
BIOVIE INC
0001580149
Current Report
2019-11-15 17:27:20
8-K
CAESARS ENTERTAINMENT Corp
0000858339
Merger Prospectus/Communication
2019-11-15 17:27:03
425
Eldorado Resorts, Inc.
0001590895
Merger Prospectus/Communication
2019-11-15 17:27:03
425
Eldorado Resorts, Inc
0001590895
Merger Prospectus/Communication
2019-11-15 17:27:03
425
CAESARS ENTERTAINMENT Corp
0000858339
Merger Prospectus/Communication
2019-11-15 17:27:03
425
ETF Series Solutions
0001540305
Form 485BPOS
2019-11-15 17:26:55
485BPOS
ETF Series Solutions
0001540305
Form 485BPOS
2019-11-15 17:26:55
485BPOS
ETF Series Solutions
0001540305
Form 485BPOS
2019-11-15 17:26:55
485BPOS
ASHFORD CAPITAL MANAGEMENT INC
0000897070
Quarterly Report
2019-11-15 17:26:23
13F-HR
ASHFORD CAPITAL MANAGEMENT INC
0000897070
Quarterly Report
2019-11-15 17:26:23
13F-HR
Cayacoa Bay Holdings, LLC
0001759784
Stock / Securites Offering
2019-11-15 17:26:11
D
J2 GLOBAL, INC.
0001084048
Current Report
2019-11-15 17:26:11
8-K
J2 GLOBAL, INC
0001084048
Current Report
2019-11-15 17:26:11
8-K
Cayacoa Bay Holdings, LLC
0001759784
Stock / Securites Offering
2019-11-15 17:26:11
D
NANOVIRICIDES, INC.
0001379006
Quarterly Report
2019-11-15 17:25:57
10-Q
NANOVIRICIDES, INC
0001379006
Quarterly Report
2019-11-15 17:25:57
10-Q
Hudson Executive Capital LP
0001652522
Proxy Soliciting Materials
2019-11-15 17:25:56
DFAN14A
USA TECHNOLOGIES INC
0000896429
Proxy Soliciting Materials
2019-11-15 17:25:56
DFAN14A
PLEDGE PETROLEUM CORP
0001434110
Form NT 10-Q
2019-11-15 17:25:52
NT 10-Q
PLEDGE PETROLEUM CORP
0001434110
Form NT 10-Q
2019-11-15 17:25:52
NT 10-Q
Eldorado Resorts, Inc.
0001590895
Current Report
2019-11-15 17:25:39
8-K
Eldorado Resorts, Inc
0001590895
Current Report
2019-11-15 17:25:39
8-K
Golden Developing Solutions, Inc.
0001736865
Form NT 10-Q
2019-11-15 17:25:15
NT 10-Q
Golden Developing Solutions, Inc
0001736865
Form NT 10-Q
2019-11-15 17:25:15
NT 10-Q
BIOLIFE SOLUTIONS INC
0000834365
Current Report
2019-11-15 17:25:13
8-K
BIOLIFE SOLUTIONS INC
0000834365
Current Report
2019-11-15 17:25:13
8-K
AAAmerican Opportunity Fund, LLC
0001794321
Stock / Securites Offering
2019-11-15 17:24:20
D
AAAmerican Opportunity Fund, LLC
0001794321
Stock / Securites Offering
2019-11-15 17:24:20
D
Apergy Corp
0001723089
Form 8-K/A
2019-11-15 17:24:02
8-K/A
Apergy Corp
0001723089
Form 8-K/A
2019-11-15 17:24:02
8-K/A
Better Choice Co Inc.
0001471727
Current Report
2019-11-15 17:23:48
8-K
Better Choice Co Inc
0001471727
Current Report
2019-11-15 17:23:48
8-K
NutriBand Inc.
0001676047
IPO Investment Prospectus
2019-11-15 17:23:33
S-1/A
NutriBand Inc
0001676047
IPO Investment Prospectus
2019-11-15 17:23:33
S-1/A
COMTECH TELECOMMUNICATIONS CORP /DE/
0000023197
Definitive Proxy Statement
2019-11-15 17:23:23
DEF 14A
COMTECH TELECOMMUNICATIONS CORP /DE/
0000023197
Definitive Proxy Statement
2019-11-15 17:23:23
DEF 14A
Sugarmade, Inc
0000919175
Form PRE 14C
2019-11-15 17:23:16
PRE 14C
Interlink Plus, Inc.
0001643988
Quarterly Report
2019-11-15 17:22:43
10-Q
Interlink Plus, Inc
0001643988
Quarterly Report
2019-11-15 17:22:43
10-Q
Grom Social Enterprises, Inc.
0001662574
Current Report
2019-11-15 17:22:40
8-K
Grom Social Enterprises, Inc
0001662574
Current Report
2019-11-15 17:22:40
8-K
Blink Charging Co.
0001429764
Definitive Proxy Statement
2019-11-15 17:22:18
DEF 14A
Blink Charging Co
0001429764
Definitive Proxy Statement
2019-11-15 17:22:18
DEF 14A
Continental Building Products, Inc.
0001592480
Proxy Soliciting Materials
2019-11-15 17:22:14
DEFA14A
Continental Building Products, Inc
0001592480
Proxy Soliciting Materials
2019-11-15 17:22:14
DEFA14A
PARAMETRIC PORTFOLIO ASSOCIATES LLC
0000932859
Quarterly Report
2019-11-15 17:22:00
13F-HR
PARAMETRIC PORTFOLIO ASSOCIATES LLC
0000932859
Quarterly Report
2019-11-15 17:22:00
13F-HR
Waddell & Reed Small Co Growth Fund, LLC
0001449286
Stock / Securites Offering
2019-11-15 17:20:42
D/A
Waddell & Reed Small Co Growth Fund, LLC
0001449286
Stock / Securites Offering
2019-11-15 17:20:42
D/A
BRISTOL MYERS SQUIBB CO
0000014272
Merger Prospectus/Communication
2019-11-15 17:20:40
425
CELGENE CORP /DE/
0000816284
Merger Prospectus/Communication
2019-11-15 17:20:40
425
CELGENE CORP /DE/
0000816284
Merger Prospectus/Communication
2019-11-15 17:20:40
425
BRISTOL MYERS SQUIBB CO
0000014272
Merger Prospectus/Communication
2019-11-15 17:20:40
425
Angel Oak Dynamic Financial Strategies Income Term Trust
0001794287
Investment Company Registration
2019-11-15 17:20:23
N-2
Angel Oak Dynamic Financial Strategies Income Term Trust
0001794287
Investment Company Registration
2019-11-15 17:20:23
N-2
Angel Oak Dynamic Financial Strategies Income Term Trust
0001794287
Investment Company Registration
2019-11-15 17:20:23
N-2
BRISTOL MYERS SQUIBB CO
0000014272
Current Report
2019-11-15 17:20:07
8-K
BRISTOL MYERS SQUIBB CO
0000014272
Current Report
2019-11-15 17:20:07
8-K
CELADON GROUP INC
0000865941
Form NT 10-Q
2019-11-15 17:20:03
NT 10-Q
CELADON GROUP INC
0000865941
Form NT 10-Q
2019-11-15 17:20:03
NT 10-Q
Indoor Harvest Corp
0001572565
Form NT 10-Q
2019-11-15 17:19:57
NT 10-Q
Indoor Harvest Corp
0001572565
Form NT 10-Q
2019-11-15 17:19:57
NT 10-Q
Helmerich & Payne, Inc.
0000046765
Annual Report
2019-11-15 17:19:51
10-K
Helmerich & Payne, Inc
0000046765
Annual Report
2019-11-15 17:19:51
10-K
CORNING INC /NY
0000024741
Prospectus [Rule 424(b)(2)]
2019-11-15 17:18:38
424B2
CORNING INC /NY
0000024741
Prospectus [Rule 424(b)(2)]
2019-11-15 17:18:38
424B2
JanOne Inc.
0000862861
Form 10-Q/A
2019-11-15 17:18:08
10-Q/A
JanOne Inc
0000862861
Form 10-Q/A
2019-11-15 17:18:08
10-Q/A
BIOCEPT INC
0001044378
IPO Investment Prospectus
2019-11-15 17:17:46
S-1/A
BIOCEPT INC
0001044378
IPO Investment Prospectus
2019-11-15 17:17:46
S-1/A
Wehrloom LLC
0001793642
Form C
2019-11-15 17:17:39
C
Wehrloom LLC
0001793642
Form C
2019-11-15 17:17:39
C
Trutankless, Inc.
0001429393
Quarterly Report
2019-11-15 17:17:33
10-Q
Trutankless, Inc
0001429393
Quarterly Report
2019-11-15 17:17:33
10-Q
MYOS RENS TECHNOLOGY INC.
0001402479
Current Report
2019-11-15 17:16:01
8-K
MYOS RENS TECHNOLOGY INC
0001402479
Current Report
2019-11-15 17:16:01
8-K
Actinium Pharmaceuticals, Inc.
0001388320
Form PRE 14A
2019-11-15 17:15:42
PRE 14A
Actinium Pharmaceuticals, Inc
0001388320
Form PRE 14A
2019-11-15 17:15:42
PRE 14A
JanOne Inc.
0000862861
Form 10-K/A
2019-11-15 17:15:33
10-K/A
JanOne Inc
0000862861
Form 10-K/A
2019-11-15 17:15:33
10-K/A
Nascent Biotech Inc
0001622057
Form NT 10-Q
2019-11-15 17:15:32
NT 10-Q
Nascent Biotech Inc.
0001622057
Form NT 10-Q
2019-11-15 17:15:32
NT 10-Q
BIOHITECH GLOBAL, INC.
0001590383
Form NT 10-Q
2019-11-15 17:15:23
NT 10-Q
BIOHITECH GLOBAL, INC
0001590383
Form NT 10-Q
2019-11-15 17:15:23
NT 10-Q
YY Inc.
0001530238
Foreign Issuer Report
2019-11-15 17:15:18
6-K
YY Inc
0001530238
Foreign Issuer Report
2019-11-15 17:15:18
6-K
INPIXON
0001529113
Current Report
2019-11-15 17:15:16
8-K
INPIXON
0001529113
Current Report
2019-11-15 17:15:16
8-K
Cushman & Wakefield plc
0001628369
Current Report
2019-11-15 17:15:03
8-K
Cushman & Wakefield plc
0001628369
Current Report
2019-11-15 17:15:03
8-K
Emerge Energy Services LP
0001555177
Current Report
2019-11-15 17:14:54
8-K
Emerge Energy Services LP
0001555177
Current Report
2019-11-15 17:14:54
8-K
Ramas Energy Capital III, L.P.
0001756191
Stock / Securites Offering
2019-11-15 17:14:30
D/A
Ramas Energy Capital III, L.P
0001756191
Stock / Securites Offering
2019-11-15 17:14:30
D/A
BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST
0000774013
Form 485BPOS
2019-11-15 17:14:26
485BPOS
BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST
0000774013
Form 485BPOS
2019-11-15 17:14:26
485BPOS
BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST
0000774013
Form 485BPOS
2019-11-15 17:14:26
485BPOS
AlphaCentric Prime Meridian Income Fund
0001697196
Investment Company Registration
2019-11-15 17:13:57
N-2/A
AlphaCentric Prime Meridian Income Fund
0001697196
Investment Company Registration
2019-11-15 17:13:57
N-2/A
AlphaCentric Prime Meridian Income Fund
0001697196
Investment Company Registration
2019-11-15 17:13:57
N-2/A
Hess Midstream LP
0001789832
Prospectus [Rule 424(b)(3)]
2019-11-15 17:13:10
424B3
Hess Midstream LP
0001789832
Prospectus [Rule 424(b)(3)]
2019-11-15 17:13:10
424B3
Arcimoto Inc
0001558583
IPO Investment Prospectus
2019-11-15 17:12:56
S-1/A
Arcimoto Inc
0001558583
IPO Investment Prospectus
2019-11-15 17:12:56
S-1/A
QIAGEN NV
0001015820
Foreign Issuer Report
2019-11-15 17:12:24
6-K
QIAGEN NV
0001015820
Foreign Issuer Report
2019-11-15 17:12:24
6-K
EAGLE PHARMACEUTICALS, INC.
0000827871
Security Offering and Investment Prospectus
2019-11-15 17:12:21
S-3
EAGLE PHARMACEUTICALS, INC
0000827871
Security Offering and Investment Prospectus
2019-11-15 17:12:21
S-3
STERLING CONSOLIDATED Corp
0001555972
Form NT 10-Q
2019-11-15 17:12:12
NT 10-Q
STERLING CONSOLIDATED Corp
0001555972
Form NT 10-Q
2019-11-15 17:12:12
NT 10-Q
TimkenSteel Corp
0001598428
Current Report
2019-11-15 17:12:06
8-K
TimkenSteel Corp
0001598428
Current Report
2019-11-15 17:12:06
8-K
Huitao Technology Co., Ltd
0001747661
Annual/Transition Report
2019-11-15 17:12:00
20-F
Huitao Technology Co., Ltd.
0001747661
Annual/Transition Report
2019-11-15 17:12:00
20-F
CRAFT BREW ALLIANCE, INC
0000892222
Proxy Soliciting Materials
2019-11-15 17:11:39
DEFA14A
CRAFT BREW ALLIANCE, INC.
0000892222
Proxy Soliciting Materials
2019-11-15 17:11:39
DEFA14A
HALCON RESOURCES CORP
0001282648
Current Report
2019-11-15 17:11:27
8-K
HALCON RESOURCES CORP
0001282648
Current Report
2019-11-15 17:11:27
8-K
DANAHER CORP /DE/
0000313616
Merger Prospectus/Communication
2019-11-15 17:11:04
425
GS Finance Corp
0001419828
Free Writing Prospectus
2019-11-15 17:10:26
FWP
BB Farming 2, LLC
0001794358
Stock / Securites Offering
2019-11-15 17:10:22
D
BB Farming 2, LLC
0001794358
Stock / Securites Offering
2019-11-15 17:10:22
D
KBS Real Estate Investment Trust II, Inc.
0001411059
Form PREM14A
2019-11-15 17:10:18
PREM14A
KBS Real Estate Investment Trust II, Inc
0001411059
Form PREM14A
2019-11-15 17:10:18
PREM14A
Predictive Oncology Inc
0001446159
Current Report
2019-11-15 17:10:13
8-K
GOLDMAN SACHS GROUP INC
0000886982
Free Writing Prospectus
2019-11-15 17:10:09
FWP
TRIMBLE INC.
0000864749
Current Report
2019-11-15 17:10:04
8-K
TRIMBLE INC
0000864749
Current Report
2019-11-15 17:10:04
8-K
CYTRX CORP
0000799698
Current Report
2019-11-15 17:09:58
8-K
CYTRX CORP
0000799698
Current Report
2019-11-15 17:09:58
8-K
930-MEND, LLC
0001793593
Stock / Securites Offering
2019-11-15 17:09:31
D
930-MEND, LLC
0001793593
Stock / Securites Offering
2019-11-15 17:09:31
D
JanOne Inc.
0000862861
Current Report
2019-11-15 17:08:51
8-K
JanOne Inc
0000862861
Current Report
2019-11-15 17:08:51
8-K
Sparrow Pharmaceuticals, Inc.
0001786949
Stock / Securites Offering
2019-11-15 17:08:12
D
Sparrow Pharmaceuticals, Inc
0001786949
Stock / Securites Offering
2019-11-15 17:08:12
D
Better Choice Co Inc.
0001471727
Form NT 10-Q
2019-11-15 17:07:39
NT 10-Q
Better Choice Co Inc
0001471727
Form NT 10-Q
2019-11-15 17:07:39
NT 10-Q
AFL CIO HOUSING INVESTMENT TRUST
0000225030
Investment Prospectus
2019-11-15 17:07:09
497
AFL CIO HOUSING INVESTMENT TRUST
0000225030
Investment Prospectus
2019-11-15 17:07:09
497
Frost Family of Funds
0001762332
Investment Prospectus
2019-11-15 17:06:31
497
Frost Family of Funds
0001762332
Investment Prospectus
2019-11-15 17:06:31
497
EXRO TECHNOLOGIES INC.
0001459762
Stock / Securites Offering
2019-11-15 17:06:29
D
EXRO TECHNOLOGIES INC
0001459762
Stock / Securites Offering
2019-11-15 17:06:29
D
Morgan Stanley Finance LLC
0001666268
Free Writing Prospectus
2019-11-15 17:06:14
FWP
BioSolar Inc
0001371128
Form DEF 14C
2019-11-15 17:05:57
DEF 14C
BioSolar Inc
0001371128
Form DEF 14C
2019-11-15 17:05:57
DEF 14C
TELECOM ARGENTINA SA
0000932470
Foreign Issuer Report
2019-11-15 17:05:38
6-K
AFL CIO HOUSING INVESTMENT TRUST
0000225030
Investment Prospectus
2019-11-15 17:05:37
497
AFL CIO HOUSING INVESTMENT TRUST
0000225030
Investment Prospectus
2019-11-15 17:05:37
497
SYSCO CORP
0000096021
Current Report
2019-11-15 17:05:20
8-K
SYSCO CORP
0000096021
Current Report
2019-11-15 17:05:20
8-K
MORGAN STANLEY
0000895421
Free Writing Prospectus
2019-11-15 17:05:04
FWP
TELECOM ARGENTINA SA
0000932470
Foreign Issuer Report
2019-11-15 17:04:38
6-K
BANC OF CALIFORNIA, INC
0001169770
Form 8-K/A
2019-11-15 17:04:38
8-K/A
BANC OF CALIFORNIA, INC.
0001169770
Form 8-K/A
2019-11-15 17:04:38
8-K/A
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 17:04:29
424B2
MOODYS CORP /DE/
0001059556
Current Report
2019-11-15 17:04:13
8-K
LIJB Doubtfire, LLC
0001794266
Stock / Securites Offering
2019-11-15 17:04:13
D
LIJB Doubtfire, LLC
0001794266
Stock / Securites Offering
2019-11-15 17:04:13
D
MOODYS CORP /DE/
0001059556
Current Report
2019-11-15 17:04:13
8-K
NOVARTIS AG
0001114448
Foreign Issuer Report
2019-11-15 17:03:56
6-K
NOVARTIS AG
0001114448
Foreign Issuer Report
2019-11-15 17:03:56
6-K
Morgan Stanley Finance LLC
0001666268
Free Writing Prospectus
2019-11-15 17:03:38
FWP
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM
0001081019
Quarterly Report
2019-11-15 17:03:35
13F-HR/A
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM
0001081019
Quarterly Report
2019-11-15 17:03:35
13F-HR/A
Frost Family of Funds
0001762332
Investment Prospectus
2019-11-15 17:03:18
497
Frost Family of Funds
0001762332
Investment Prospectus
2019-11-15 17:03:18
497
BANK 2019-BNK22
0001789307
Prospectus [Rule 424(b)(2)]
2019-11-15 17:03:02
424B2
BANK 2019-BNK22
0001789307
Prospectus [Rule 424(b)(2)]
2019-11-15 17:03:02
424B2
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC
0000850779
Prospectus [Rule 424(b)(2)]
2019-11-15 17:03:02
424B2
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC
0000850779
Prospectus [Rule 424(b)(2)]
2019-11-15 17:03:02
424B2
Pear Tree Funds
0000722885
Prospectus Summary
2019-11-15 17:02:53
497K
Pear Tree Funds
0000722885
Prospectus Summary
2019-11-15 17:02:53
497K
MORGAN STANLEY
0000895421
Free Writing Prospectus
2019-11-15 17:02:34
FWP
Predictive Oncology Inc
0001446159
Quarterly Report
2019-11-15 17:02:07
10-Q
Angel Oak Dynamic Financial Strategies Income Term Trust
0001794287
Form N-8A
2019-11-15 17:02:00
N-8A
Angel Oak Dynamic Financial Strategies Income Term Trust
0001794287
Form N-8A
2019-11-15 17:02:00
N-8A
Predictive Oncology Inc
0001446159
IPO Investment Prospectus
2019-11-15 17:01:40
S-1/A
Delek US Holdings, Inc.
0001694426
Current Report
2019-11-15 17:01:37
8-K
Delek US Holdings, Inc
0001694426
Current Report
2019-11-15 17:01:37
8-K
Protalix BioTherapeutics, Inc.
0001006281
Proxy Soliciting Materials
2019-11-15 17:01:31
DEFA14A
Protalix BioTherapeutics, Inc
0001006281
Proxy Soliciting Materials
2019-11-15 17:01:31
DEFA14A
SPORTS FIELD HOLDINGS, INC
0001539551
Form NT 10-Q
2019-11-15 17:01:28
NT 10-Q
SPORTS FIELD HOLDINGS, INC.
0001539551
Form NT 10-Q
2019-11-15 17:01:28
NT 10-Q
Pear Tree Funds
0000722885
Prospectus Summary
2019-11-15 17:01:19
497K
Pear Tree Funds
0000722885
Prospectus Summary
2019-11-15 17:01:19
497K
Odyssey Semiconductor Technologies, Inc.
0001781405
IPO Investment Prospectus
2019-11-15 17:01:18
S-1
Odyssey Semiconductor Technologies, Inc
0001781405
IPO Investment Prospectus
2019-11-15 17:01:18
S-1
Morgan Stanley Finance LLC
0001666268
Free Writing Prospectus
2019-11-15 17:01:18
FWP
TRANSAMERICA SERIES TRUST
0000778207
Form 485APOS
2019-11-15 17:01:16
485APOS
TRANSAMERICA SERIES TRUST
0000778207
Form 485APOS
2019-11-15 17:01:16
485APOS
TRANSAMERICA SERIES TRUST
0000778207
Form 485APOS
2019-11-15 17:01:16
485APOS
HoyleCohen, LLC
0001559077
Quarterly Report
2019-11-15 17:00:56
13F-HR
HoyleCohen, LLC
0001559077
Quarterly Report
2019-11-15 17:00:56
13F-HR
Chaparral Energy, Inc.
0001346980
Current Report
2019-11-15 17:00:55
8-K
Chaparral Energy, Inc
0001346980
Current Report
2019-11-15 17:00:55
8-K
PARETEUM Corp
0001084384
Current Report
2019-11-15 17:00:50
8-K
PARETEUM Corp
0001084384
Current Report
2019-11-15 17:00:50
8-K
VMWARE, INC.
0001124610
Proxy Soliciting Materials
2019-11-15 17:00:32
DEFA14A
VMWARE, INC
0001124610
Proxy Soliciting Materials
2019-11-15 17:00:32
DEFA14A
HOOKER FURNITURE CORP
0001077688
Current Report
2019-11-15 17:00:24
8-K
RAVE RESTAURANT GROUP, INC.
0000718332
Current Report
2019-11-15 17:00:24
8-K
RAVE RESTAURANT GROUP, INC
0000718332
Current Report
2019-11-15 17:00:24
8-K
HOOKER FURNITURE CORP
0001077688
Current Report
2019-11-15 17:00:24
8-K
NRC GROUP HOLDINGS CORP.
0001703038
Form 15-12B
2019-11-15 17:00:23
15-12B
NRC GROUP HOLDINGS CORP
0001703038
Form 15-12B
2019-11-15 17:00:23
15-12B
Monetiva Inc.
0001681309
Form NT 10-Q
2019-11-15 17:00:13
NT 10-Q
Monetiva Inc
0001681309
Form NT 10-Q
2019-11-15 17:00:13
NT 10-Q
MORGAN STANLEY
0000895421
Free Writing Prospectus
2019-11-15 17:00:03
FWP
Two Roads Shared Trust
0001552947
Form 485BPOS
2019-11-15 17:00:01
485BPOS
Two Roads Shared Trust
0001552947
Form 485BPOS
2019-11-15 17:00:01
485BPOS
Two Roads Shared Trust
0001552947
Form 485BPOS
2019-11-15 17:00:01
485BPOS
NEXGEL, INC.
0001468929
Form NT 10-Q
2019-11-15 16:59:58
NT 10-Q
NEXGEL, INC
0001468929
Form NT 10-Q
2019-11-15 16:59:58
NT 10-Q
MODEL N, INC.
0001118417
Employee Benefit Plan Security Offering
2019-11-15 16:59:55
S-8
MODEL N, INC
0001118417
Employee Benefit Plan Security Offering
2019-11-15 16:59:55
S-8
MAJOR LEAGUE FOOTBALL INC
0001308569
Current Report
2019-11-15 16:59:41
8-K
MAJOR LEAGUE FOOTBALL INC
0001308569
Current Report
2019-11-15 16:59:41
8-K
Stonemor GP LLC
0001753886
Prospectus [Rule 424(b)(3)]
2019-11-15 16:59:14
424B3
Stonemor GP LLC
0001753886
Prospectus [Rule 424(b)(3)]
2019-11-15 16:59:14
424B3
CDP Holdings, Ltd
0001786485
Foreign Private Issuer Registration
2019-11-15 16:58:55
F-1
CDP Holdings, Ltd
0001786485
Foreign Private Issuer Registration
2019-11-15 16:58:55
F-1
WATERSIDE CAPITAL CORP
0000924095
Form NT 10-Q
2019-11-15 16:58:50
NT 10-Q
WATERSIDE CAPITAL CORP
0000924095
Form NT 10-Q
2019-11-15 16:58:50
NT 10-Q
BANK 2019-BNK22
0001789307
Current Report
2019-11-15 16:58:43
8-K
BANK 2019-BNK22
0001789307
Current Report
2019-11-15 16:58:43
8-K
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:58:15
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:58:15
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:58:15
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:58:15
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:58:14
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:58:14
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:58:14
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:58:14
NPORT-P
GLOBAL HEALTHCARE REIT, INC
0000727346
Form NT 10-Q
2019-11-15 16:57:56
NT 10-Q
EVIO, INC.
0000715788
Quarterly Report
2019-11-15 16:56:56
10-Q
EVIO, INC
0000715788
Quarterly Report
2019-11-15 16:56:56
10-Q
FIDELITY CONCORD STREET TRUST
0000819118
Form 485APOS
2019-11-15 16:56:52
485APOS
FIDELITY CONCORD STREET TRUST
0000819118
Form 485APOS
2019-11-15 16:56:52
485APOS
FIDELITY CONCORD STREET TRUST
0000819118
Form 485APOS
2019-11-15 16:56:52
485APOS
Six Flags Entertainment Corp
0000701374
Current Report
2019-11-15 16:56:50
8-K
Six Flags Entertainment Corp
0000701374
Current Report
2019-11-15 16:56:50
8-K
Post Holdings, Inc.
0001530950
Current Report
2019-11-15 16:56:48
8-K
Post Holdings, Inc
0001530950
Current Report
2019-11-15 16:56:48
8-K
ARTELO BIOSCIENCES, INC
0001621221
Current Report
2019-11-15 16:56:19
8-K
ARTELO BIOSCIENCES, INC.
0001621221
Current Report
2019-11-15 16:56:19
8-K
FIDELITY COMMONWEALTH TRUST
0000205323
Form 485APOS
2019-11-15 16:56:18
485APOS
FIDELITY COMMONWEALTH TRUST
0000205323
Form 485APOS
2019-11-15 16:56:18
485APOS
FIDELITY COMMONWEALTH TRUST
0000205323
Form 485APOS
2019-11-15 16:56:18
485APOS
Citibank,N.A./ADR
0001472033
Form F-6EF
2019-11-15 16:56:08
F-6EF
Sartorius Stedim Biotech S.A./ADR
0001794363
Form F-6EF
2019-11-15 16:56:08
F-6EF
Sartorius Stedim Biotech S.A./ADR
0001794363
Form F-6EF
2019-11-15 16:56:08
F-6EF
Citibank,N.A./ADR
0001472033
Form F-6EF
2019-11-15 16:56:08
F-6EF
CarMax Auto Owner Trust 2019-4
0001788503
Asset-Backed Issuer Distribution
2019-11-15 16:55:40
10-D
CarMax Auto Owner Trust 2019-4
0001788503
Asset-Backed Issuer Distribution
2019-11-15 16:55:40
10-D
MONEYGRAM INTERNATIONAL INC
0001273931
Current Report
2019-11-15 16:55:37
8-K
MONEYGRAM INTERNATIONAL INC
0001273931
Current Report
2019-11-15 16:55:37
8-K
CITIGROUP COMMERCIAL MORTGAGE SECURITIES INC
0001258361
Asset-Backed Securitizer Report
2019-11-15 16:55:36
ABS-15G
BENCHMARK 2019-B15 MORTGAGE TRUST
0001793651
Asset-Backed Securitizer Report
2019-11-15 16:55:36
ABS-15G
BENCHMARK 2019-B15 MORTGAGE TRUST
0001793651
Asset-Backed Securitizer Report
2019-11-15 16:55:36
ABS-15G
CITIGROUP COMMERCIAL MORTGAGE SECURITIES INC
0001258361
Asset-Backed Securitizer Report
2019-11-15 16:55:36
ABS-15G
Shoreline Equity Partners Feeder Fund, L.P.
0001772989
Stock / Securites Offering
2019-11-15 16:55:14
D/A
Shoreline Equity Partners Feeder Fund, L.P
0001772989
Stock / Securites Offering
2019-11-15 16:55:14
D/A
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-11-15 16:55:13
424B3
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-11-15 16:55:13
424B3
MOODYS CORP /DE/
0001059556
Prospectus [Rule 424(b)(2)]
2019-11-15 16:54:38
424B2
MOODYS CORP /DE/
0001059556
Prospectus [Rule 424(b)(2)]
2019-11-15 16:54:38
424B2
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-11-15 16:53:52
424B2
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-11-15 16:53:52
424B2
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-11-15 16:53:52
424B2
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-11-15 16:53:52
424B2
OpenView Affiliates Fund VI, L.P
0001794138
Stock / Securites Offering
2019-11-15 16:53:48
D
OpenView Venture Partners VI, L.P
0001794134
Stock / Securites Offering
2019-11-15 16:53:48
D
Cowen Investment Management LLC
0001475770
Quarterly Report
2019-11-15 16:53:45
13F-HR
Cowen Investment Management LLC
0001475770
Quarterly Report
2019-11-15 16:53:45
13F-HR
Lightwave Logic, Inc.
0001325964
Employee Benefit Plan Security Offering
2019-11-15 16:53:37
S-8
Lightwave Logic, Inc
0001325964
Employee Benefit Plan Security Offering
2019-11-15 16:53:37
S-8
GS Finance Corp
0001419828
Prospectus [Rule 424(b)(2)]
2019-11-15 16:53:28
424B2
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-11-15 16:53:28
424B2
Telemynd, Inc
0001771077
Form 15-12G
2019-11-15 16:53:15
15-12G
Telemynd, Inc.
0001771077
Form 15-12G
2019-11-15 16:53:15
15-12G
CarMax Auto Owner Trust 2019-3
0001779026
Asset-Backed Issuer Distribution
2019-11-15 16:53:11
10-D
CarMax Auto Owner Trust 2019-3
0001779026
Asset-Backed Issuer Distribution
2019-11-15 16:53:11
10-D
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-11-15 16:52:53
424B2
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-11-15 16:52:53
424B2
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-11-15 16:52:53
424B2
Synchrony Financial
0001601712
Form 8-A12B
2019-11-15 16:52:02
8-A12B
Synchrony Financial
0001601712
Form 8-A12B
2019-11-15 16:52:02
8-A12B
PROGENICS PHARMACEUTICALS INC
0000835887
Current Report
2019-11-15 16:51:55
8-K
PROGENICS PHARMACEUTICALS INC
0000835887
Current Report
2019-11-15 16:51:55
8-K
HomeTrust Bancshares, Inc
0001538263
Current Report
2019-11-15 16:51:37
8-K
HomeTrust Bancshares, Inc.
0001538263
Current Report
2019-11-15 16:51:37
8-K
Telemynd, Inc.
0001771077
Form RW
2019-11-15 16:51:08
RW
Telemynd, Inc
0001771077
Form RW
2019-11-15 16:51:08
RW
EQUIFAX INC
0000033185
Free Writing Prospectus
2019-11-15 16:51:02
FWP
EQUIFAX INC
0000033185
Free Writing Prospectus
2019-11-15 16:51:02
FWP
NewBridge Global Ventures, Inc
0000726293
Form NT 10-Q
2019-11-15 16:50:58
NT 10-Q
NewBridge Global Ventures, Inc.
0000726293
Form NT 10-Q
2019-11-15 16:50:58
NT 10-Q
Eagle Point Income Co Inc.
0001754836
Advertising Disclosure
2019-11-15 16:50:52
497AD
Eagle Point Income Co Inc
0001754836
Advertising Disclosure
2019-11-15 16:50:52
497AD
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-11-15 16:50:51
424B2
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-11-15 16:50:51
424B2
Trade Desk, Inc.
0001671933
Current Report
2019-11-15 16:50:23
8-K
Trade Desk, Inc
0001671933
Current Report
2019-11-15 16:50:23
8-K
MARSHFIELD ASSOCIATES
0000914976
Quarterly Report
2019-11-15 16:50:12
13F-HR
MARSHFIELD ASSOCIATES
0000914976
Quarterly Report
2019-11-15 16:50:12
13F-HR
MODEL N, INC.
0001118417
Annual Report
2019-11-15 16:49:45
10-K
MODEL N, INC
0001118417
Annual Report
2019-11-15 16:49:45
10-K
CarMax Auto Owner Trust 2019-2
0001770345
Asset-Backed Issuer Distribution
2019-11-15 16:49:33
10-D
CarMax Auto Owner Trust 2019-2
0001770345
Asset-Backed Issuer Distribution
2019-11-15 16:49:33
10-D
BANK OF MONTREAL /CAN/
0000927971
Prospectus [Rule 424(b)(2)]
2019-11-15 16:49:22
424B2
BANK OF MONTREAL /CAN/
0000927971
Prospectus [Rule 424(b)(2)]
2019-11-15 16:49:22
424B2
NATIONAL PRESTO INDUSTRIES INC
0000080172
Form 10-K/A
2019-11-15 16:49:15
10-K/A
NATIONAL PRESTO INDUSTRIES INC
0000080172
Form 10-K/A
2019-11-15 16:49:15
10-K/A
JPMDB Commercial Mortgage Securities Trust 2019-COR6
0001792158
Free Writing Prospectus
2019-11-15 16:48:58
FWP
JPMDB Commercial Mortgage Securities Trust 2019-COR6
0001792158
Free Writing Prospectus
2019-11-15 16:48:58
FWP
JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES CORP
0001013611
Free Writing Prospectus
2019-11-15 16:48:58
FWP
JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES CORP
0001013611
Free Writing Prospectus
2019-11-15 16:48:58
FWP
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-11-15 16:48:36
424B2
Citigroup Global Markets Holdings Inc
0000200245
Prospectus [Rule 424(b)(2)]
2019-11-15 16:48:36
424B2
RSE Archive, LLC
0001768126
Form 1-A POS
2019-11-15 16:48:30
1-A POS
RSE Archive, LLC
0001768126
Form 1-A POS
2019-11-15 16:48:30
1-A POS
CHINA RECYCLING ENERGY CORP
0000721693
Quarterly Report
2019-11-15 16:48:18
10-Q
CHINA RECYCLING ENERGY CORP
0000721693
Quarterly Report
2019-11-15 16:48:18
10-Q
Ra Medical Systems, Inc.
0001716621
Form NT 10-Q
2019-11-15 16:47:53
NT 10-Q
Ra Medical Systems, Inc
0001716621
Form NT 10-Q
2019-11-15 16:47:53
NT 10-Q
PRUDENTIAL BANCORP, INC.
0001578776
Current Report
2019-11-15 16:47:06
8-K
PRUDENTIAL BANCORP, INC
0001578776
Current Report
2019-11-15 16:47:06
8-K
BANK OF MONTREAL /CAN/
0000927971
Prospectus [Rule 424(b)(2)]
2019-11-15 16:46:59
424B2
BANK OF MONTREAL /CAN/
0000927971
Prospectus [Rule 424(b)(2)]
2019-11-15 16:46:59
424B2
GROUNDFLOOR REAL ESTATE 1, LLC
0001694600
Form 1-A/A
2019-11-15 16:46:56
1-A/A
GROUNDFLOOR REAL ESTATE 1, LLC
0001694600
Form 1-A/A
2019-11-15 16:46:56
1-A/A
ZIMMER BIOMET HOLDINGS, INC.
0001136869
Form 8-A12B
2019-11-15 16:46:55
8-A12B
ZIMMER BIOMET HOLDINGS, INC
0001136869
Form 8-A12B
2019-11-15 16:46:55
8-A12B
TD AMERITRADE HOLDING CORP
0001173431
Annual Report
2019-11-15 16:46:53
10-K
TD AMERITRADE HOLDING CORP
0001173431
Annual Report
2019-11-15 16:46:53
10-K
GS Finance Corp
0001419828
Prospectus [Rule 424(b)(2)]
2019-11-15 16:46:53
424B2
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-11-15 16:46:53
424B2
BANK OF MONTREAL /CAN/
0000927971
Prospectus [Rule 424(b)(2)]
2019-11-15 16:46:39
424B2
BANK OF MONTREAL /CAN/
0000927971
Prospectus [Rule 424(b)(2)]
2019-11-15 16:46:39
424B2
CarMax Auto Owner Trust 2019-1
0001762278
Asset-Backed Issuer Distribution
2019-11-15 16:46:34
10-D
CarMax Auto Owner Trust 2019-1
0001762278
Asset-Backed Issuer Distribution
2019-11-15 16:46:34
10-D
F5 NETWORKS, INC.
0001048695
Annual Report
2019-11-15 16:46:00
10-K
F5 NETWORKS, INC
0001048695
Annual Report
2019-11-15 16:46:00
10-K
Kandi Technologies Group, Inc.
0001316517
Definitive Proxy Statement
2019-11-15 16:45:35
DEF 14A
Kandi Technologies Group, Inc
0001316517
Definitive Proxy Statement
2019-11-15 16:45:35
DEF 14A
GB SCIENCES INC
0001165320
Quarterly Report
2019-11-15 16:45:28
10-Q
GB SCIENCES INC
0001165320
Quarterly Report
2019-11-15 16:45:28
10-Q
BROADVISION INC
0000920448
Current Report
2019-11-15 16:45:19
8-K
BROADVISION INC
0000920448
Current Report
2019-11-15 16:45:19
8-K
CarMax Auto Owner Trust 2018-4
0001754008
Asset-Backed Issuer Distribution
2019-11-15 16:44:35
10-D
CarMax Auto Owner Trust 2018-4
0001754008
Asset-Backed Issuer Distribution
2019-11-15 16:44:35
10-D
JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES CORP
0001013611
Free Writing Prospectus
2019-11-15 16:44:33
FWP
JPMDB Commercial Mortgage Securities Trust 2019-COR6
0001792158
Free Writing Prospectus
2019-11-15 16:44:33
FWP
JPMDB Commercial Mortgage Securities Trust 2019-COR6
0001792158
Free Writing Prospectus
2019-11-15 16:44:33
FWP
JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES CORP
0001013611
Free Writing Prospectus
2019-11-15 16:44:33
FWP
Brookdale Senior Living Inc
0001332349
Employee Benefit Plan Security Offering
2019-11-15 16:43:42
S-8
Brookdale Senior Living Inc.
0001332349
Employee Benefit Plan Security Offering
2019-11-15 16:43:42
S-8
Novel Growth Partners Fund I, L.P
0001732558
Stock / Securites Offering
2019-11-15 16:43:38
D/A
Novel Growth Partners Fund I, L.P.
0001732558
Stock / Securites Offering
2019-11-15 16:43:38
D/A
CarMax Auto Owner Trust 2018-3
0001742867
Asset-Backed Issuer Distribution
2019-11-15 16:43:01
10-D
CarMax Auto Owner Trust 2018-3
0001742867
Asset-Backed Issuer Distribution
2019-11-15 16:43:01
10-D
Managed Portfolio Series
0001511699
Prospectus Summary
2019-11-15 16:42:55
497K
Managed Portfolio Series
0001511699
Prospectus Summary
2019-11-15 16:42:55
497K
DLT Resolution Inc.
0001420368
Form NT 10-Q
2019-11-15 16:42:15
NT 10-Q
DLT Resolution Inc
0001420368
Form NT 10-Q
2019-11-15 16:42:15
NT 10-Q
HYDRO QUEBEC
0000049448
Form 18-K/A
2019-11-15 16:41:56
18-K/A
HYDRO QUEBEC
0000049448
Form 18-K/A
2019-11-15 16:41:56
18-K/A
Managed Portfolio Series
0001511699
Prospectus Summary
2019-11-15 16:41:47
497K
Managed Portfolio Series
0001511699
Prospectus Summary
2019-11-15 16:41:47
497K
Barclays Commercial Mortgage Securities LLC
0001541480
Form ABS-15G/A
2019-11-15 16:41:41
ABS-15G/A
Barclays Commercial Mortgage Securities LLC
0001541480
Form ABS-15G/A
2019-11-15 16:41:41
ABS-15G/A
CarMax Auto Owner Trust 2018-2
0001734850
Asset-Backed Issuer Distribution
2019-11-15 16:41:34
10-D
CarMax Auto Owner Trust 2018-2
0001734850
Asset-Backed Issuer Distribution
2019-11-15 16:41:34
10-D
ShockWave Medical, Inc
0001642545
Prospectus [Rule 424(b)(4)]
2019-11-15 16:41:13
424B4
ShockWave Medical, Inc.
0001642545
Prospectus [Rule 424(b)(4)]
2019-11-15 16:41:13
424B4
Gritstone Oncology, Inc.
0001656634
Prospectus [Rule 424(b)(5)]
2019-11-15 16:41:11
424B5
Gritstone Oncology, Inc
0001656634
Prospectus [Rule 424(b)(5)]
2019-11-15 16:41:11
424B5
Ashmore Funds
0001498498
Form 485APOS
2019-11-15 16:41:08
485APOS
Ashmore Funds
0001498498
Form 485APOS
2019-11-15 16:41:08
485APOS
Ashmore Funds
0001498498
Form 485APOS
2019-11-15 16:41:08
485APOS
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:41:00
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:41:00
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:40:59
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:40:59
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:40:59
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:40:59
NPORT-P
Theratechnologies Inc.
0001512717
Form F-10/A
2019-11-15 16:40:50
F-10/A
Theratechnologies Inc
0001512717
Form F-10/A
2019-11-15 16:40:50
F-10/A
METLIFE INC
0001099219
Current Report
2019-11-15 16:40:25
8-K
METLIFE INC
0001099219
Current Report
2019-11-15 16:40:25
8-K
Reynolds Group Holdings Ltd
0001527508
Foreign Issuer Report
2019-11-15 16:40:22
6-K
Reynolds Group Holdings Ltd
0001527508
Foreign Issuer Report
2019-11-15 16:40:22
6-K
Managed Portfolio Series
0001511699
Prospectus Summary
2019-11-15 16:40:19
497K
Managed Portfolio Series
0001511699
Prospectus Summary
2019-11-15 16:40:19
497K
CarMax Auto Owner Trust 2018-1
0001725618
Asset-Backed Issuer Distribution
2019-11-15 16:40:10
10-D
CarMax Auto Owner Trust 2018-1
0001725618
Asset-Backed Issuer Distribution
2019-11-15 16:40:10
10-D
GB SCIENCES INC
0001165320
Form NT 10-Q
2019-11-15 16:39:43
NT 10-Q
GB SCIENCES INC
0001165320
Form NT 10-Q
2019-11-15 16:39:43
NT 10-Q
DelMar Pharmaceuticals, Inc
0001498382
Form POS AM
2019-11-15 16:39:39
POS AM
DelMar Pharmaceuticals, Inc.
0001498382
Form POS AM
2019-11-15 16:39:39
POS AM
Brisset Beer International, Inc
0001495648
Form 15-12G
2019-11-15 16:39:22
15-12G
Brisset Beer International, Inc.
0001495648
Form 15-12G
2019-11-15 16:39:22
15-12G
Gaming & Leisure Properties, Inc
0001575965
Current Report
2019-11-15 16:39:14
8-K
Gaming & Leisure Properties, Inc.
0001575965
Current Report
2019-11-15 16:39:14
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:38:48
424B2
Managed Portfolio Series
0001511699
Prospectus Summary
2019-11-15 16:38:46
497K
Managed Portfolio Series
0001511699
Prospectus Summary
2019-11-15 16:38:46
497K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:38:41
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:38:35
424B2
AFTERMATH SILVER LTD
0001526535
Stock / Securites Offering
2019-11-15 16:38:28
D
AFTERMATH SILVER LTD.
0001526535
Stock / Securites Offering
2019-11-15 16:38:28
D
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:38:27
424B2
CarMax Auto Owner Trust 2017-4
0001718592
Asset-Backed Issuer Distribution
2019-11-15 16:38:26
10-D
CarMax Auto Owner Trust 2017-4
0001718592
Asset-Backed Issuer Distribution
2019-11-15 16:38:26
10-D
Phlur, Inc
0001645613
Stock / Securites Offering
2019-11-15 16:38:18
D
Phlur, Inc.
0001645613
Stock / Securites Offering
2019-11-15 16:38:18
D
Parkview Capital Credit, Inc
0001626899
Form NT 10-Q
2019-11-15 16:38:07
NT 10-Q
Parkview Capital Credit, Inc.
0001626899
Form NT 10-Q
2019-11-15 16:38:07
NT 10-Q
L3HARRIS TECHNOLOGIES, INC. /DE/
0000202058
Prospectus [Rule 424(b)(5)]
2019-11-15 16:37:28
424B5
L3HARRIS TECHNOLOGIES, INC. /DE/
0000202058
Prospectus [Rule 424(b)(5)]
2019-11-15 16:37:28
424B5
DelMar Pharmaceuticals, Inc
0001498382
Form POS AM
2019-11-15 16:37:10
POS AM
DelMar Pharmaceuticals, Inc.
0001498382
Form POS AM
2019-11-15 16:37:10
POS AM
SOLENO THERAPEUTICS INC
0001484565
Current Report
2019-11-15 16:37:09
8-K
SOLENO THERAPEUTICS INC
0001484565
Current Report
2019-11-15 16:37:09
8-K
CarMax Auto Owner Trust 2017-3
0001710329
Asset-Backed Issuer Distribution
2019-11-15 16:36:44
10-D
CarMax Auto Owner Trust 2017-3
0001710329
Asset-Backed Issuer Distribution
2019-11-15 16:36:44
10-D
Managed Portfolio Series
0001511699
Investment Prospectus
2019-11-15 16:36:30
497
Managed Portfolio Series
0001511699
Investment Prospectus
2019-11-15 16:36:30
497
LogicBio Therapeutics, Inc
0001664106
Security Offering and Investment Prospectus
2019-11-15 16:36:23
S-3
LogicBio Therapeutics, Inc.
0001664106
Security Offering and Investment Prospectus
2019-11-15 16:36:23
S-3
TARO PHARMACEUTICAL INDUSTRIES LTD
0000906338
Tender Offer Acquisition Statement
2019-11-15 16:35:57
SC TO-I
Trutankless, Inc.
0001429393
Form NT 10-Q
2019-11-15 16:35:31
NT 10-Q
Trutankless, Inc
0001429393
Form NT 10-Q
2019-11-15 16:35:31
NT 10-Q
BioRestorative Therapies, Inc.
0001505497
Current Report
2019-11-15 16:35:29
8-K
BioRestorative Therapies, Inc
0001505497
Current Report
2019-11-15 16:35:29
8-K
ALLIANT ENERGY CORP
0000352541
Prospectus [Rule 424(b)(2)]
2019-11-15 16:35:09
424B2
ALLIANT ENERGY CORP
0000352541
Prospectus [Rule 424(b)(2)]
2019-11-15 16:35:09
424B2
Coeur Mining, Inc.
0000215466
Current Report
2019-11-15 16:35:03
8-K
Coeur Mining, Inc
0000215466
Current Report
2019-11-15 16:35:03
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:35:01
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:34:51
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:34:45
424B2
Laredo Petroleum, Inc.
0001528129
Current Report
2019-11-15 16:34:40
8-K
Laredo Petroleum, Inc
0001528129
Current Report
2019-11-15 16:34:40
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:34:39
424B2
HENRY JACK & ASSOCIATES INC
0000779152
Form 8-K/A
2019-11-15 16:34:34
8-K/A
HENRY JACK & ASSOCIATES INC
0000779152
Form 8-K/A
2019-11-15 16:34:34
8-K/A
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:34:29
424B2
Managed Portfolio Series
0001511699
Investment Prospectus
2019-11-15 16:34:28
497
Managed Portfolio Series
0001511699
Investment Prospectus
2019-11-15 16:34:28
497
KBS Real Estate Investment Trust II, Inc.
0001411059
Current Report
2019-11-15 16:34:24
8-K
KBS Real Estate Investment Trust II, Inc
0001411059
Current Report
2019-11-15 16:34:24
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:34:23
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:34:18
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:34:17
424B2
POPE RESOURCES LTD PARTNERSHIP
0000784011
Current Report
2019-11-15 16:34:11
8-K
POPE RESOURCES LTD PARTNERSHIP
0000784011
Current Report
2019-11-15 16:34:11
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:34:10
424B2
SPYRUS Solutions, Inc.
0001791346
Stock / Securites Offering
2019-11-15 16:34:09
D/A
ARGAN INC
0000100591
Current Report
2019-11-15 16:34:09
8-K
SPYRUS Solutions, Inc
0001791346
Stock / Securites Offering
2019-11-15 16:34:09
D/A
ARGAN INC
0000100591
Current Report
2019-11-15 16:34:09
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:34:05
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:34:01
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:33:51
424B2
Twelve Seas Investment Co
0001726146
Current Report
2019-11-15 16:33:26
8-K
Twelve Seas Investment Co
0001726146
Current Report
2019-11-15 16:33:26
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:33:07
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 16:32:59
424B2
NOVELION THERAPEUTICS INC.
0000827809
Form NT 10-Q
2019-11-15 16:32:23
NT 10-Q
NOVELION THERAPEUTICS INC
0000827809
Form NT 10-Q
2019-11-15 16:32:23
NT 10-Q
Neoleukin Therapeutics, Inc.
0001404644
Employee Benefit Plan Security Offering
2019-11-15 16:32:12
S-8
Neoleukin Therapeutics, Inc
0001404644
Employee Benefit Plan Security Offering
2019-11-15 16:32:12
S-8
KANSAS CITY SOUTHERN
0000054480
Prospectus [Rule 424(b)(2)]
2019-11-15 16:31:59
424B2
KANSAS CITY SOUTHERN
0000054480
Prospectus [Rule 424(b)(2)]
2019-11-15 16:31:59
424B2
BRAIN SCIENTIFIC INC.
0001662382
Current Report
2019-11-15 16:31:48
8-K
BRAIN SCIENTIFIC INC
0001662382
Current Report
2019-11-15 16:31:48
8-K
Twelve Seas Investment Co
0001726146
Proxy Soliciting Materials
2019-11-15 16:31:31
DEFA14A
Twelve Seas Investment Co
0001726146
Proxy Soliciting Materials
2019-11-15 16:31:31
DEFA14A
XEROX CORP
0000108772
Current Report
2019-11-15 16:31:15
8-K
Xerox Holdings Corp
0001770450
Current Report
2019-11-15 16:31:15
8-K
Xerox Holdings Corp
0001770450
Current Report
2019-11-15 16:31:15
8-K
XEROX CORP
0000108772
Current Report
2019-11-15 16:31:15
8-K
Bravatek Solutions, Inc.
0001449574
Quarterly Report
2019-11-15 16:31:07
10-Q
Bravatek Solutions, Inc
0001449574
Quarterly Report
2019-11-15 16:31:07
10-Q
CollabIP, Inc.
0001572226
Stock / Securites Offering
2019-11-15 16:30:52
D/A
CollabIP, Inc
0001572226
Stock / Securites Offering
2019-11-15 16:30:52
D/A
JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES CORP
0001013611
Free Writing Prospectus
2019-11-15 16:30:51
FWP
JPMDB Commercial Mortgage Securities Trust 2019-COR6
0001792158
Free Writing Prospectus
2019-11-15 16:30:51
FWP
JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES CORP
0001013611
Free Writing Prospectus
2019-11-15 16:30:51
FWP
JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES CORP
0001013611
Free Writing Prospectus
2019-11-15 16:30:51
FWP
JPMDB Commercial Mortgage Securities Trust 2019-COR6
0001792158
Free Writing Prospectus
2019-11-15 16:30:51
FWP
TENNECO INC
0001024725
Current Report
2019-11-15 16:30:39
8-K
TENNECO INC
0001024725
Current Report
2019-11-15 16:30:39
8-K
SYNTHESIS ENERGY SYSTEMS INC
0001375063
Merger Prospectus/Communication
2019-11-15 16:30:31
425
SYNTHESIS ENERGY SYSTEMS INC
0001375063
Merger Prospectus/Communication
2019-11-15 16:30:31
425
CLEVELAND BIOLABS INC
0001318641
Current Report
2019-11-15 16:30:30
8-K
WORKROOM FEMCIETY INC.
0001791340
Form C
2019-11-15 16:30:30
C
Canbiola, Inc.
0001509957
Form PRE 14C
2019-11-15 16:30:30
PRE 14C
Canbiola, Inc
0001509957
Form PRE 14C
2019-11-15 16:30:30
PRE 14C
WORKROOM FEMCIETY INC
0001791340
Form C
2019-11-15 16:30:30
C
CLEVELAND BIOLABS INC
0001318641
Current Report
2019-11-15 16:30:30
8-K
SYNTHESIS ENERGY SYSTEMS INC
0001375063
Current Report
2019-11-15 16:30:29
8-K
SYNTHESIS ENERGY SYSTEMS INC
0001375063
Form NT 10-Q
2019-11-15 16:30:29
NT 10-Q
SYNTHESIS ENERGY SYSTEMS INC
0001375063
Current Report
2019-11-15 16:30:29
8-K
SYNTHESIS ENERGY SYSTEMS INC
0001375063
Form NT 10-Q
2019-11-15 16:30:29
NT 10-Q
Pivotal Software, Inc
0001574135
Proxy Soliciting Materials
2019-11-15 16:30:24
DEFA14A
Pivotal Software, Inc.
0001574135
Proxy Soliciting Materials
2019-11-15 16:30:24
DEFA14A
WSFS FINANCIAL CORP
0000828944
Current Report
2019-11-15 16:30:21
8-K
WSFS FINANCIAL CORP
0000828944
Current Report
2019-11-15 16:30:21
8-K
CB Financial Services, Inc
0001605301
Current Report
2019-11-15 16:30:15
8-K
CB Financial Services, Inc.
0001605301
Current Report
2019-11-15 16:30:15
8-K
SolarWindow Technologies, Inc
0001071840
Current Report
2019-11-15 16:30:13
8-K
SolarWindow Technologies, Inc.
0001071840
Current Report
2019-11-15 16:30:13
8-K
KKR Income Opportunities Fund
0001515940
Form 40-17G
2019-11-15 16:29:50
40-17G
KKR Income Opportunities Fund
0001515940
Form 40-17G
2019-11-15 16:29:50
40-17G
Fundrise Growth eREIT 2019, LLC
0001768726
Form 253G2
2019-11-15 16:29:25
253G2
Fundrise Growth eREIT 2019, LLC
0001768726
Form 253G2
2019-11-15 16:29:25
253G2
Envista Holdings Corp
0001757073
Merger Prospectus/Communication
2019-11-15 16:28:56
425
DANAHER CORP /DE/
0000313616
Merger Prospectus/Communication
2019-11-15 16:28:56
425
DANAHER CORP /DE/
0000313616
Merger Prospectus/Communication
2019-11-15 16:28:56
425
Envista Holdings Corp
0001757073
Merger Prospectus/Communication
2019-11-15 16:28:56
425
CarMax Auto Owner Trust 2017-2
0001702777
Asset-Backed Issuer Distribution
2019-11-15 16:28:33
10-D
CarMax Auto Owner Trust 2017-2
0001702777
Asset-Backed Issuer Distribution
2019-11-15 16:28:33
10-D
SB/RH Holdings, LLC
0001592706
Annual Report
2019-11-15 16:28:29
10-K
Spectrum Brands Holdings, Inc.
0000109177
Annual Report
2019-11-15 16:28:29
10-K
Spectrum Brands Holdings, Inc
0000109177
Annual Report
2019-11-15 16:28:29
10-K
SB/RH Holdings, LLC
0001592706
Annual Report
2019-11-15 16:28:29
10-K
MESO NUMISMATICS, INC.
0001760026
Quarterly Report
2019-11-15 16:27:45
10-Q
MESO NUMISMATICS, INC
0001760026
Quarterly Report
2019-11-15 16:27:45
10-Q
VanEck Funds
0000768847
Form NPORT-P
2019-11-15 16:27:44
NPORT-P
VanEck VIP Trust
0000811976
Form NPORT-P
2019-11-15 16:27:44
NPORT-P
VanEck VIP Trust
0000811976
Form NPORT-P
2019-11-15 16:27:44
NPORT-P
VanEck VIP Trust
0000811976
Form NPORT-P
2019-11-15 16:27:44
NPORT-P
VanEck VIP Trust
0000811976
Form NPORT-P
2019-11-15 16:27:44
NPORT-P
VanEck VIP Trust
0000811976
Form NPORT-P
2019-11-15 16:27:44
NPORT-P
VanEck Funds
0000768847
Form NPORT-P
2019-11-15 16:27:44
NPORT-P
VanEck VIP Trust
0000811976
Form NPORT-P
2019-11-15 16:27:44
NPORT-P
VanEck Funds
0000768847
Form NPORT-P
2019-11-15 16:27:40
NPORT-P
VanEck Funds
0000768847
Form NPORT-P
2019-11-15 16:27:40
NPORT-P
VanEck Funds
0000768847
Form NPORT-P
2019-11-15 16:27:40
NPORT-P
VanEck Funds
0000768847
Form NPORT-P
2019-11-15 16:27:40
NPORT-P
VanEck Funds
0000768847
Form NPORT-P
2019-11-15 16:27:40
NPORT-P
VanEck Funds
0000768847
Form NPORT-P
2019-11-15 16:27:40
NPORT-P
VanEck Funds
0000768847
Form NPORT-P
2019-11-15 16:27:40
NPORT-P
VanEck Funds
0000768847
Form NPORT-P
2019-11-15 16:27:40
NPORT-P
VanEck Funds
0000768847
Form NPORT-P
2019-11-15 16:27:40
NPORT-P
VanEck Funds
0000768847
Form NPORT-P
2019-11-15 16:27:40
NPORT-P
VanEck Funds
0000768847
Form NPORT-P
2019-11-15 16:27:40
NPORT-P
VanEck Funds
0000768847
Form NPORT-P
2019-11-15 16:27:40
NPORT-P
VanEck VIP Trust
0000811976
Form NPORT-P
2019-11-15 16:27:39
NPORT-P
VanEck VIP Trust
0000811976
Form NPORT-P
2019-11-15 16:27:39
NPORT-P
Teardroppers, Inc.
0001615780
Quarterly Report
2019-11-15 16:27:36
10-Q
Teardroppers, Inc
0001615780
Quarterly Report
2019-11-15 16:27:36
10-Q
hopTo Inc.
0001021435
Current Report
2019-11-15 16:27:24
8-K
hopTo Inc
0001021435
Current Report
2019-11-15 16:27:24
8-K
Fellazo Inc.
0001771928
Form NT 10-Q
2019-11-15 16:26:58
NT 10-Q
Fellazo Inc
0001771928
Form NT 10-Q
2019-11-15 16:26:58
NT 10-Q
Fundrise Growth eREIT 2019, LLC
0001768726
Form 1-U
2019-11-15 16:26:47
1-U
Fundrise Growth eREIT 2019, LLC
0001768726
Form 1-U
2019-11-15 16:26:47
1-U
Beaton Management Co. Inc.
0001714678
Quarterly Report
2019-11-15 16:26:31
13F-HR
Beaton Management Co. Inc
0001714678
Quarterly Report
2019-11-15 16:26:31
13F-HR
Inuvo, Inc.
0000829323
Form 10-Q/A
2019-11-15 16:26:15
10-Q/A
Inuvo, Inc
0000829323
Form 10-Q/A
2019-11-15 16:26:15
10-Q/A
Aon plc
0000315293
Current Report
2019-11-15 16:26:04
8-K
Aon plc
0000315293
Current Report
2019-11-15 16:26:04
8-K
JS BEAUTY LAND NETWORK TECHNOLOGY INC
0001745931
Quarterly Report
2019-11-15 16:26:00
10-Q
JS BEAUTY LAND NETWORK TECHNOLOGY INC
0001745931
Quarterly Report
2019-11-15 16:26:00
10-Q
Pampa Energy Inc.
0001469395
Foreign Issuer Report
2019-11-15 16:25:51
6-K
Pampa Energy Inc
0001469395
Foreign Issuer Report
2019-11-15 16:25:51
6-K
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:25:35
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:25:35
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:25:34
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:25:34
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:25:27
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:25:27
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:25:26
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 16:25:26
NPORT-P
Hypersolar, Inc.
0001481028
Quarterly Report
2019-11-15 16:25:23
10-Q
Hypersolar, Inc
0001481028
Quarterly Report
2019-11-15 16:25:23
10-Q
Apollo Management Holdings, L.P.
0001449434
Quarterly Report
2019-11-15 16:25:21
13F-HR/A
MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP
0001161973
Tender Offer Acquisition Statement
2019-11-15 16:25:21
SC TO-I/A
MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP
0001161973
Tender Offer Acquisition Statement
2019-11-15 16:25:21
SC TO-I/A
Apollo Management Holdings, L.P
0001449434
Quarterly Report
2019-11-15 16:25:21
13F-HR/A
Envista Holdings Corp
0001757073
Merger Prospectus/Communication
2019-11-15 16:25:03
425
DANAHER CORP /DE/
0000313616
Merger Prospectus/Communication
2019-11-15 16:25:03
425
Envista Holdings Corp
0001757073
Merger Prospectus/Communication
2019-11-15 16:25:03
425
DANAHER CORP /DE/
0000313616
Merger Prospectus/Communication
2019-11-15 16:25:03
425
CarMax Auto Owner Trust 2017-1
0001693819
Asset-Backed Issuer Distribution
2019-11-15 16:24:16
10-D
Fundrise Growth eREIT 2019, LLC
0001768726
Form 253G2
2019-11-15 16:23:50
253G2
Fundrise Growth eREIT 2019, LLC
0001768726
Form 253G2
2019-11-15 16:23:50
253G2
CHESAPEAKE ENERGY CORP
0000895126
Current Report
2019-11-15 16:23:28
8-K
CHESAPEAKE ENERGY CORP
0000895126
Current Report
2019-11-15 16:23:28
8-K
Wheeler Real Estate Investment Trust, Inc.
0001527541
Proxy Soliciting Materials
2019-11-15 16:23:18
DEFA14A
Wheeler Real Estate Investment Trust, Inc
0001527541
Proxy Soliciting Materials
2019-11-15 16:23:18
DEFA14A
CarMax Auto Owner Trust 2016-4
0001686277
Asset-Backed Issuer Distribution
2019-11-15 16:22:21
10-D
CarMax Auto Owner Trust 2016-4
0001686277
Asset-Backed Issuer Distribution
2019-11-15 16:22:21
10-D
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND
0000878200
Proxy Soliciting Materials
2019-11-15 16:22:10
DEFA14A
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND
0000878200
Proxy Soliciting Materials
2019-11-15 16:22:10
DEFA14A
MassRoots, Inc.
0001589149
Form NT 10-Q
2019-11-15 16:21:39
NT 10-Q
MassRoots, Inc
0001589149
Form NT 10-Q
2019-11-15 16:21:39
NT 10-Q
CarMax Auto Owner Trust 2016-3
0001678507
Asset-Backed Issuer Distribution
2019-11-15 16:21:13
10-D
CarMax Auto Owner Trust 2016-3
0001678507
Asset-Backed Issuer Distribution
2019-11-15 16:21:13
10-D
Santander Holdings USA, Inc.
0000811830
Current Report
2019-11-15 16:21:00
8-K
Santander Holdings USA, Inc
0000811830
Current Report
2019-11-15 16:21:00
8-K
DANAHER CORP /DE/
0000313616
Merger Prospectus/Communication
2019-11-15 16:20:56
425
DANAHER CORP /DE/
0000313616
Merger Prospectus/Communication
2019-11-15 16:20:56
425
Gadsden Properties, Inc.
0000711665
Form NT 10-Q
2019-11-15 16:20:53
NT 10-Q
Gadsden Properties, Inc
0000711665
Form NT 10-Q
2019-11-15 16:20:53
NT 10-Q
Purple Innovation, Inc.
0001643953
Current Report
2019-11-15 16:20:42
8-K
Purple Innovation, Inc
0001643953
Current Report
2019-11-15 16:20:42
8-K
Genesis Systems LLC
0001700753
Stock / Securites Offering
2019-11-15 16:20:30
D
Genesis Systems LLC
0001700753
Stock / Securites Offering
2019-11-15 16:20:30
D
Fellazo Inc.
0001771928
Current Report
2019-11-15 16:20:11
8-K
Fellazo Inc
0001771928
Current Report
2019-11-15 16:20:11
8-K
CarMax Auto Owner Trust 2016-2
0001671212
Asset-Backed Issuer Distribution
2019-11-15 16:20:03
10-D
CarMax Auto Owner Trust 2016-2
0001671212
Asset-Backed Issuer Distribution
2019-11-15 16:20:03
10-D
Stonemor GP LLC
0001753886
Merger Prospectus/Communication
2019-11-15 16:20:02
425
STONEMOR PARTNERS LP
0001286131
Merger Prospectus/Communication
2019-11-15 16:20:02
425
Stonemor GP LLC
0001753886
Merger Prospectus/Communication
2019-11-15 16:20:02
425
STONEMOR PARTNERS LP
0001286131
Merger Prospectus/Communication
2019-11-15 16:20:02
425
J.P. Morgan Acceptance Corp II
0001142786
Asset-Backed Securitizer Report
2019-11-15 16:20:00
ABS-15G
J.P. Morgan Acceptance Corp II
0001142786
Asset-Backed Securitizer Report
2019-11-15 16:20:00
ABS-15G
Fundrise Growth eREIT 2019, LLC
0001768726
Form 1-U
2019-11-15 16:19:58
1-U
Fundrise Growth eREIT 2019, LLC
0001768726
Form 1-U
2019-11-15 16:19:58
1-U
Emerge Energy Services LP
0001555177
Form NT 10-Q
2019-11-15 16:19:54
NT 10-Q
Emerge Energy Services LP
0001555177
Form NT 10-Q
2019-11-15 16:19:54
NT 10-Q
SVB FINANCIAL GROUP
0000719739
Current Report
2019-11-15 16:19:09
8-K
SVB FINANCIAL GROUP
0000719739
Current Report
2019-11-15 16:19:09
8-K
NightFood Holdings, Inc.
0001593001
Form NT 10-Q
2019-11-15 16:19:07
NT 10-Q
NightFood Holdings, Inc
0001593001
Form NT 10-Q
2019-11-15 16:19:07
NT 10-Q
Ceridian HCM Holding Inc.
0001725057
Current Report
2019-11-15 16:19:03
8-K
Ceridian HCM Holding Inc
0001725057
Current Report
2019-11-15 16:19:03
8-K
RMR Industrials, Inc.
0001556179
Form NT 10-Q
2019-11-15 16:18:48
NT 10-Q
RMR Industrials, Inc
0001556179
Form NT 10-Q
2019-11-15 16:18:48
NT 10-Q
CarMax Auto Owner Trust 2016-1
0001662810
Asset-Backed Issuer Distribution
2019-11-15 16:18:40
10-D
CarMax Auto Owner Trust 2016-1
0001662810
Asset-Backed Issuer Distribution
2019-11-15 16:18:40
10-D
J M SMUCKER Co
0000091419
Current Report
2019-11-15 16:18:06
8-K
J M SMUCKER Co
0000091419
Current Report
2019-11-15 16:18:06
8-K
Aimmune Therapeutics, Inc.
0001631650
Current Report
2019-11-15 16:18:02
8-K
Aimmune Therapeutics, Inc
0001631650
Current Report
2019-11-15 16:18:02
8-K
Virgin Galactic Holdings, Inc
0001706946
Current Report
2019-11-15 16:17:55
8-K
Virgin Galactic Holdings, Inc
0001706946
Current Report
2019-11-15 16:17:55
8-K
GOLDMAN SACHS GROUP INC
0000886982
Current Report
2019-11-15 16:17:50
8-K
CICERO INC
0000945384
Quarterly Report
2019-11-15 16:17:49
10-Q
CICERO INC
0000945384
Quarterly Report
2019-11-15 16:17:49
10-Q
CarMax Auto Owner Trust 2015-4
0001654861
Asset-Backed Issuer Distribution
2019-11-15 16:17:20
10-D
CarMax Auto Owner Trust 2015-4
0001654861
Asset-Backed Issuer Distribution
2019-11-15 16:17:20
10-D
ARTHUR J. GALLAGHER & CO.
0000354190
Securities Registration
2019-11-15 16:17:05
S-3ASR
ARTHUR J. GALLAGHER & CO
0000354190
Securities Registration
2019-11-15 16:17:05
S-3ASR
Ascendis Pharma A/S
0001612042
Foreign Issuer Report
2019-11-15 16:17:03
6-K
Ascendis Pharma A/S
0001612042
Foreign Issuer Report
2019-11-15 16:17:03
6-K
STONEMOR PARTNERS LP
0001286131
Current Report
2019-11-15 16:17:01
8-K
STONEMOR PARTNERS LP
0001286131
Current Report
2019-11-15 16:17:01
8-K
STARBUCKS CORP
0000829224
Annual Report
2019-11-15 16:16:58
10-K
STARBUCKS CORP
0000829224
Annual Report
2019-11-15 16:16:58
10-K
Ocean Power Technologies, Inc.
0001378140
Prospectus [Rule 424(b)(5)]
2019-11-15 16:16:46
424B5
Ocean Power Technologies, Inc
0001378140
Prospectus [Rule 424(b)(5)]
2019-11-15 16:16:46
424B5
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-11-15 16:16:42
424B2
SIMMONS FIRST NATIONAL CORP
0000090498
Current Report
2019-11-15 16:16:40
8-K
SARATOGA INVESTMENT CORP.
0001377936
Current Report
2019-11-15 16:16:32
8-K
SARATOGA INVESTMENT CORP
0001377936
Current Report
2019-11-15 16:16:32
8-K
GALAXY NEXT GENERATION, INC.
0001127993
Current Report
2019-11-15 16:16:25
8-K
GALAXY NEXT GENERATION, INC
0001127993
Current Report
2019-11-15 16:16:25
8-K
Vistra Energy Corp.
0001692819
Current Report
2019-11-15 16:16:19
8-K
Vistra Energy Corp
0001692819
Current Report
2019-11-15 16:16:19
8-K
ZIMMER BIOMET HOLDINGS, INC.
0001136869
Current Report
2019-11-15 16:16:14
8-K
ZIMMER BIOMET HOLDINGS, INC
0001136869
Current Report
2019-11-15 16:16:14
8-K
GeoPark Ltd
0001464591
Foreign Issuer Report
2019-11-15 16:16:11
6-K
GeoPark Ltd
0001464591
Foreign Issuer Report
2019-11-15 16:16:11
6-K
COUSINS PROPERTIES INC
0000025232
Current Report
2019-11-15 16:16:06
8-K
COUSINS PROPERTIES INC
0000025232
Current Report
2019-11-15 16:16:06
8-K
RAIT Financial Trust
0001045425
Form NT 10-Q
2019-11-15 16:15:56
NT 10-Q
RAIT Financial Trust
0001045425
Form NT 10-Q
2019-11-15 16:15:56
NT 10-Q
Infrastructure & Energy Alternatives, Inc.
0001652362
Current Report
2019-11-15 16:15:49
8-K
Infrastructure & Energy Alternatives, Inc
0001652362
Current Report
2019-11-15 16:15:49
8-K
NAKED BRAND GROUP Ltd
0001707919
Foreign Issuer Report
2019-11-15 16:15:40
6-K
NAKED BRAND GROUP Ltd
0001707919
Foreign Issuer Report
2019-11-15 16:15:40
6-K
NAKED BRAND GROUP Ltd
0001707919
Foreign Issuer Report
2019-11-15 16:15:40
6-K
NAKED BRAND GROUP Ltd
0001707919
Foreign Issuer Report
2019-11-15 16:15:40
6-K
MGT CAPITAL INVESTMENTS, INC.
0001001601
Current Report
2019-11-15 16:15:39
8-K
MGT CAPITAL INVESTMENTS, INC
0001001601
Current Report
2019-11-15 16:15:39
8-K
PATTERSON UTI ENERGY INC
0000889900
Current Report
2019-11-15 16:15:34
8-K
PATTERSON UTI ENERGY INC
0000889900
Current Report
2019-11-15 16:15:34
8-K
SAExploration Holdings, Inc.
0001514732
Form NT 10-Q
2019-11-15 16:15:17
NT 10-Q
SAExploration Holdings, Inc
0001514732
Form NT 10-Q
2019-11-15 16:15:17
NT 10-Q
ETHAN ALLEN INTERIORS INC
0000896156
Current Report
2019-11-15 16:15:16
8-K
ETHAN ALLEN INTERIORS INC
0000896156
Current Report
2019-11-15 16:15:16
8-K
Iconic Brands, Inc.
0001350073
Form NT 10-Q
2019-11-15 16:15:11
NT 10-Q
Iconic Brands, Inc
0001350073
Form NT 10-Q
2019-11-15 16:15:11
NT 10-Q
STONEMOR PARTNERS LP
0001286131
Merger Prospectus/Communication
2019-11-15 16:15:07
425
STONEMOR PARTNERS LP
0001286131
Merger Prospectus/Communication
2019-11-15 16:15:07
425
Partners Group Private Income Opportunities, LLC
0001682692
Tender Offer Acquisition Statement
2019-11-15 16:15:05
SC TO-I/A
Partners Group Private Income Opportunities, LLC
0001682692
Tender Offer Acquisition Statement
2019-11-15 16:15:05
SC TO-I/A
CTI BIOPHARMA CORP
0000891293
Current Report
2019-11-15 16:15:03
8-K
CTI BIOPHARMA CORP
0000891293
Current Report
2019-11-15 16:15:03
8-K
Organogenesis Holdings Inc.
0001661181
Current Report
2019-11-15 16:14:56
8-K
Organogenesis Holdings Inc
0001661181
Current Report
2019-11-15 16:14:56
8-K
The Nasdaq Stock Market LLC
0001354457
Form 25-NSE
2019-11-15 16:14:37
25-NSE
EMPIRE RESORTS INC
0000906780
Form 25-NSE
2019-11-15 16:14:37
25-NSE
EMPIRE RESORTS INC
0000906780
Form 25-NSE
2019-11-15 16:14:37
25-NSE
The Nasdaq Stock Market LLC
0001354457
Form 25-NSE
2019-11-15 16:14:37
25-NSE
QUANTUM CAPITAL MANAGEMENT
0001280511
Quarterly Report
2019-11-15 16:14:35
13F-HR
QUANTUM CAPITAL MANAGEMENT
0001280511
Quarterly Report
2019-11-15 16:14:35
13F-HR
SARATOGA INVESTMENT CORP.
0001377936
Form N-23C-2
2019-11-15 16:14:32
N-23C-2
SARATOGA INVESTMENT CORP
0001377936
Form N-23C-2
2019-11-15 16:14:32
N-23C-2
ATLANTIC POWER CORP
0001419242
Current Report
2019-11-15 16:14:21
8-K
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15
0000278187
Form 24F-2NT
2019-11-15 16:14:21
24F-2NT
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15
0000278187
Form 24F-2NT
2019-11-15 16:14:21
24F-2NT
ATLANTIC POWER CORP
0001419242
Current Report
2019-11-15 16:14:21
8-K
Hypersolar, Inc.
0001481028
Form NT 10-Q
2019-11-15 16:14:13
NT 10-Q
Hypersolar, Inc
0001481028
Form NT 10-Q
2019-11-15 16:14:13
NT 10-Q
Hubilu Venture Corp
0001639068
Form NT 10-Q
2019-11-15 16:14:06
NT 10-Q
Hubilu Venture Corp
0001639068
Form NT 10-Q
2019-11-15 16:14:06
NT 10-Q
WillScot Corp
0001647088
Current Report
2019-11-15 16:13:40
8-K
WillScot Corp
0001647088
Current Report
2019-11-15 16:13:40
8-K
Thread International PBC, Inc.
0001643788
Stock / Securites Offering
2019-11-15 16:13:11
D
Thread International PBC, Inc
0001643788
Stock / Securites Offering
2019-11-15 16:13:11
D
Grupo Aval Acciones Y Valores S.A.
0001504764
Foreign Issuer Report
2019-11-15 16:13:02
6-K
EMPIRE RESORTS INC
0000906780
Form POS AM
2019-11-15 16:13:02
POS AM
EMPIRE RESORTS INC
0000906780
Form POS AM
2019-11-15 16:13:02
POS AM
Grupo Aval Acciones Y Valores S.A
0001504764
Foreign Issuer Report
2019-11-15 16:13:02
6-K
Procure ETF Trust I
0001704174
Form N-1A/A
2019-11-15 16:12:55
N-1A/A
Procure ETF Trust I
0001704174
Form N-1A/A
2019-11-15 16:12:55
N-1A/A
Procure ETF Trust I
0001704174
Form N-1A/A
2019-11-15 16:12:55
N-1A/A
Varde Mortgage Fund III (Offshore), L.P.
0001792369
Stock / Securites Offering
2019-11-15 16:12:53
D
Varde Mortgage Fund III (Offshore), L.P
0001792369
Stock / Securites Offering
2019-11-15 16:12:53
D
Federal Home Loan Bank of Pittsburgh
0001330399
Current Report
2019-11-15 16:12:49
8-K
Federal Home Loan Bank of Pittsburgh
0001330399
Current Report
2019-11-15 16:12:49
8-K
Atlas Financial Holdings, Inc.
0001539894
Form NT 10-Q
2019-11-15 16:12:46
NT 10-Q
Atlas Financial Holdings, Inc
0001539894
Form NT 10-Q
2019-11-15 16:12:46
NT 10-Q
JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES CORP
0001013611
Free Writing Prospectus
2019-11-15 16:12:33
FWP
JPMDB Commercial Mortgage Securities Trust 2019-COR6
0001792158
Free Writing Prospectus
2019-11-15 16:12:33
FWP
JPMDB Commercial Mortgage Securities Trust 2019-COR6
0001792158
Free Writing Prospectus
2019-11-15 16:12:33
FWP
JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES CORP
0001013611
Free Writing Prospectus
2019-11-15 16:12:33
FWP
BROADRIDGE FINANCIAL SOLUTIONS, INC
0001383312
Current Report
2019-11-15 16:12:21
8-K
BROADRIDGE FINANCIAL SOLUTIONS, INC.
0001383312
Current Report
2019-11-15 16:12:21
8-K
Equinox Venture Capital Fund VI, L.P.
0001794313
Stock / Securites Offering
2019-11-15 16:12:16
D
Equinox Venture Capital Fund VI, L.P
0001794313
Stock / Securites Offering
2019-11-15 16:12:16
D
CTI BIOPHARMA CORP
0000891293
Prospectus [Rule 424(b)(5)]
2019-11-15 16:12:08
424B5
CTI BIOPHARMA CORP
0000891293
Prospectus [Rule 424(b)(5)]
2019-11-15 16:12:08
424B5
Driven Deliveries, Inc
0001629606
Form NT 10-Q
2019-11-15 16:12:03
NT 10-Q
Driven Deliveries, Inc.
0001629606
Form NT 10-Q
2019-11-15 16:12:03
NT 10-Q
PRINCETON CAPITAL CORP
0000845385
Current Report
2019-11-15 16:12:00
8-K
PRINCETON CAPITAL CORP
0000845385
Current Report
2019-11-15 16:12:00
8-K
DUKE REALTY CORP
0000783280
Current Report
2019-11-15 16:11:50
8-K
DUKE REALTY LIMITED PARTNERSHIP/
0001003410
Current Report
2019-11-15 16:11:50
8-K
DUKE REALTY LIMITED PARTNERSHIP/
0001003410
Current Report
2019-11-15 16:11:50
8-K
DUKE REALTY CORP
0000783280
Current Report
2019-11-15 16:11:50
8-K
COMMVAULT SYSTEMS INC
0001169561
Form 8-K/A
2019-11-15 16:11:47
8-K/A
COMMVAULT SYSTEMS INC
0001169561
Form 8-K/A
2019-11-15 16:11:47
8-K/A
BRYN MAWR BANK CORP
0000802681
Current Report
2019-11-15 16:11:21
8-K
BRYN MAWR BANK CORP
0000802681
Current Report
2019-11-15 16:11:21
8-K
DD3 Acquisition Corp.
0001748252
Quarterly Report
2019-11-15 16:11:12
10-Q
DD3 Acquisition Corp
0001748252
Quarterly Report
2019-11-15 16:11:12
10-Q
STRIVVE, INC.
0001648180
Stock / Securites Offering
2019-11-15 16:11:11
D
STRIVVE, INC
0001648180
Stock / Securites Offering
2019-11-15 16:11:11
D
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-11-15 16:10:56
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-11-15 16:10:56
424B2
BioCardia, Inc
0000925741
Form NT 10-Q
2019-11-15 16:10:47
NT 10-Q
BioCardia, Inc.
0000925741
Form NT 10-Q
2019-11-15 16:10:47
NT 10-Q
EMPIRE RESORTS INC
0000906780
Employee Benefit Plan Security Offering
2019-11-15 16:10:32
S-8 POS
EMPIRE RESORTS INC
0000906780
Employee Benefit Plan Security Offering
2019-11-15 16:10:32
S-8 POS
AB Multi-Manager Alternative Fund
0001543188
Investment Prospectus
2019-11-15 16:10:01
497
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:51
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:51
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:51
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:51
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:50
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:50
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:49
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:49
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:47
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:47
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:46
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:46
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:46
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:46
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:46
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:46
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:45
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:45
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:45
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:45
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:45
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:45
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:45
NPORT-P
GOLDMAN SACHS VARIABLE INSURANCE TRUST
0001046292
Form NPORT-P
2019-11-15 16:09:45
NPORT-P
Alpha Holdings, Inc
0001755469
Proxy Soliciting Materials
2019-11-15 16:09:41
DFAN14A
ONCOSEC MEDICAL Inc
0001444307
Proxy Soliciting Materials
2019-11-15 16:09:41
DFAN14A
Alpha Holdings, Inc.
0001755469
Proxy Soliciting Materials
2019-11-15 16:09:41
DFAN14A
ONCOSEC MEDICAL Inc
0001444307
Proxy Soliciting Materials
2019-11-15 16:09:41
DFAN14A
NUVEEN INVESTMENT TRUST II
0001041673
Form 24F-2NT
2019-11-15 16:09:14
24F-2NT
NUVEEN INVESTMENT TRUST II
0001041673
Form 24F-2NT
2019-11-15 16:09:14
24F-2NT
GERDAU S.A
0001073404
Foreign Issuer Report
2019-11-15 16:08:53
6-K
GERDAU S.A.
0001073404
Foreign Issuer Report
2019-11-15 16:08:53
6-K
Sunbelt Securities, Inc
0001632932
Quarterly Report
2019-11-15 16:08:52
13F-HR
Sunbelt Securities, Inc.
0001632932
Quarterly Report
2019-11-15 16:08:52
13F-HR
NUVEEN INVESTMENT TRUST
0001013881
Form 24F-2NT
2019-11-15 16:08:30
24F-2NT
NUVEEN INVESTMENT TRUST
0001013881
Form 24F-2NT
2019-11-15 16:08:30
24F-2NT
CBRE CLARION GLOBAL REAL ESTATE INCOME FUND
0001268884
Form NPORT-P
2019-11-15 16:08:20
NPORT-P
CBRE CLARION GLOBAL REAL ESTATE INCOME FUND
0001268884
Form NPORT-P
2019-11-15 16:08:20
NPORT-P
EMPIRE RESORTS INC
0000906780
Employee Benefit Plan Security Offering
2019-11-15 16:08:02
S-8 POS
EMPIRE RESORTS INC
0000906780
Employee Benefit Plan Security Offering
2019-11-15 16:08:02
S-8 POS
VIVI HOLDINGS, INC.
0001748401
Form NT 10-Q
2019-11-15 16:07:56
NT 10-Q
VIVI HOLDINGS, INC
0001748401
Form NT 10-Q
2019-11-15 16:07:56
NT 10-Q
Partners Group Private Equity (Master Fund), LLC
0001447247
Tender Offer Acquisition Statement
2019-11-15 16:07:37
SC TO-I/A
Partners Group Private Equity (Master Fund), LLC
0001447247
Tender Offer Acquisition Statement
2019-11-15 16:07:37
SC TO-I/A
TANAKA CAPITAL MANAGEMENT INC
0000816788
Quarterly Report
2019-11-15 16:07:22
13F-HR
TANAKA CAPITAL MANAGEMENT INC
0000816788
Quarterly Report
2019-11-15 16:07:22
13F-HR
EuroDry Ltd.
0001731388
Foreign Issuer Report
2019-11-15 16:07:21
6-K
EuroDry Ltd
0001731388
Foreign Issuer Report
2019-11-15 16:07:21
6-K
Purple Innovation, Inc.
0001643953
Prospectus [Rule 424(b)(1)]
2019-11-15 16:07:11
424B1
Purple Innovation, Inc
0001643953
Prospectus [Rule 424(b)(1)]
2019-11-15 16:07:11
424B1
HILLTOP SECURITIES INC.
0000891055
Form MA/A
2019-11-15 16:07:09
MA/A
HILLTOP SECURITIES INC
0000891055
Form MA/A
2019-11-15 16:07:09
MA/A
NUVEEN STRATEGY FUNDS, INC.
0001017927
Form 24F-2NT
2019-11-15 16:07:04
24F-2NT
NUVEEN STRATEGY FUNDS, INC
0001017927
Form 24F-2NT
2019-11-15 16:07:04
24F-2NT
Savara Inc
0001160308
Current Report
2019-11-15 16:07:03
8-K
Savara Inc
0001160308
Current Report
2019-11-15 16:07:03
8-K
Adtalem Global Education Inc.
0000730464
Employee Benefit Plan Security Offering
2019-11-15 16:06:54
S-8
Adtalem Global Education Inc
0000730464
Employee Benefit Plan Security Offering
2019-11-15 16:06:54
S-8
Diffusion Pharmaceuticals Inc.
0001053691
Current Report
2019-11-15 16:06:36
8-K
Diffusion Pharmaceuticals Inc
0001053691
Current Report
2019-11-15 16:06:36
8-K
SORL Auto Parts Inc
0000714284
Current Report
2019-11-15 16:06:19
8-K
SORL Auto Parts Inc
0000714284
Current Report
2019-11-15 16:06:19
8-K
MEP Equine Solutions, LLC
0001628142
Stock / Securites Offering
2019-11-15 16:06:02
D/A
MEP Equine Solutions, LLC
0001628142
Stock / Securites Offering
2019-11-15 16:06:02
D/A
VWP Goodyear Industrial OZ Fund, LLC
0001793962
Stock / Securites Offering
2019-11-15 16:06:01
D
VWP Goodyear Industrial OZ Fund, LLC
0001793962
Stock / Securites Offering
2019-11-15 16:06:01
D
EMPIRE RESORTS INC
0000906780
Current Report
2019-11-15 16:05:56
8-K
EMPIRE RESORTS INC
0000906780
Current Report
2019-11-15 16:05:56
8-K
Apyx Medical Corp
0000719135
Quarterly Report
2019-11-15 16:05:50
10-Q
Apyx Medical Corp
0000719135
Quarterly Report
2019-11-15 16:05:50
10-Q
STONEMOR PARTNERS LP
0001286131
Form DEFM14A
2019-11-15 16:05:44
DEFM14A
STONEMOR PARTNERS LP
0001286131
Form DEFM14A
2019-11-15 16:05:44
DEFM14A
Permianville Royalty Trust
0001520048
Current Report
2019-11-15 16:05:39
8-K
Permianville Royalty Trust
0001520048
Current Report
2019-11-15 16:05:39
8-K
BROADVISION INC
0000920448
Form NT 10-Q
2019-11-15 16:05:34
NT 10-Q
BROADVISION INC
0000920448
Form NT 10-Q
2019-11-15 16:05:34
NT 10-Q
Surge Holdings, Inc.
0001392694
Current Report
2019-11-15 16:05:28
8-K
Weatherford International plc
0001603923
Current Report
2019-11-15 16:05:28
8-K
CurrencyWorks Inc.
0001515139
Current Report
2019-11-15 16:05:28
8-K
CurrencyWorks Inc
0001515139
Current Report
2019-11-15 16:05:28
8-K
Weatherford International plc
0001603923
Current Report
2019-11-15 16:05:28
8-K
Surge Holdings, Inc
0001392694
Current Report
2019-11-15 16:05:28
8-K
HireQuest, Inc.
0001140102
Current Report
2019-11-15 16:05:18
8-K
HireQuest, Inc
0001140102
Current Report
2019-11-15 16:05:18
8-K
AmmoSquared Inc.
0001791397
Form C
2019-11-15 16:05:10
C
AmmoSquared Inc
0001791397
Form C
2019-11-15 16:05:10
C
Five9, Inc.
0001288847
Current Report
2019-11-15 16:05:08
8-K
Five9, Inc
0001288847
Current Report
2019-11-15 16:05:08
8-K
GRIFFON CORP
0000050725
Current Report
2019-11-15 16:05:07
8-K
GRIFFON CORP
0000050725
Current Report
2019-11-15 16:05:07
8-K
Red Cedar Fund Trust
0001783305
Prospectus Summary
2019-11-15 16:05:04
497K
Sientra, Inc.
0001551693
Current Report
2019-11-15 16:03:56
8-K
Sientra, Inc
0001551693
Current Report
2019-11-15 16:03:56
8-K
PRA Health Sciences, Inc.
0001613859
Current Report
2019-11-15 16:03:49
8-K
PRA Health Sciences, Inc
0001613859
Current Report
2019-11-15 16:03:49
8-K
Reynolds Consumer Products Inc.
0001786431
IPO Investment Prospectus
2019-11-15 16:03:39
S-1
Reynolds Consumer Products Inc
0001786431
IPO Investment Prospectus
2019-11-15 16:03:39
S-1
Valeritas Holdings Inc.
0001619250
Current Report
2019-11-15 16:03:24
8-K
Valeritas Holdings Inc
0001619250
Current Report
2019-11-15 16:03:24
8-K
Wingstop Inc.
0001636222
Current Report
2019-11-15 16:03:06
8-K
Wingstop Inc
0001636222
Current Report
2019-11-15 16:03:06
8-K
BeiGene, Ltd.
0001651308
Current Report
2019-11-15 16:03:01
8-K
BeiGene, Ltd
0001651308
Current Report
2019-11-15 16:03:01
8-K
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-11-15 16:02:17
424B2
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-11-15 16:02:17
424B2
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-11-15 16:02:17
424B2
BOSTON TRUST WALDEN FUNDS
0000882748
Prospectus Summary
2019-11-15 16:02:09
497K
BOSTON TRUST WALDEN FUNDS
0000882748
Prospectus Summary
2019-11-15 16:02:09
497K
FIVE BELOW, INC
0001177609
Current Report
2019-11-15 16:02:02
8-K
FIVE BELOW, INC
0001177609
Current Report
2019-11-15 16:02:02
8-K
Cheviot Value Management, LLC
0001427147
Quarterly Report
2019-11-15 16:01:41
13F-HR
Cheviot Value Management, LLC
0001427147
Quarterly Report
2019-11-15 16:01:41
13F-HR
Varde Mortgage Fund III (Master), L.P.
0001792367
Stock / Securites Offering
2019-11-15 16:01:32
D
Varde Mortgage Fund III (Master), L.P
0001792367
Stock / Securites Offering
2019-11-15 16:01:32
D
Phunware, Inc.
0001665300
Current Report
2019-11-15 16:01:24
8-K
Phunware, Inc
0001665300
Current Report
2019-11-15 16:01:24
8-K
DASAN ZHONE SOLUTIONS INC
0001101680
Current Report
2019-11-15 16:01:22
8-K
EXP World Holdings, Inc
0001495932
Form DEF 14C
2019-11-15 16:01:22
DEF 14C
DASAN ZHONE SOLUTIONS INC
0001101680
Current Report
2019-11-15 16:01:22
8-K
HUDSON TECHNOLOGIES INC /NY
0000925528
Quarterly Report
2019-11-15 16:01:21
10-Q
HUDSON TECHNOLOGIES INC /NY
0000925528
Quarterly Report
2019-11-15 16:01:21
10-Q
BOSTON TRUST WALDEN FUNDS
0000882748
Investment Prospectus
2019-11-15 16:00:44
497
BOSTON TRUST WALDEN FUNDS
0000882748
Investment Prospectus
2019-11-15 16:00:44
497
Jaguar Health, Inc.
0001585608
Current Report
2019-11-15 16:00:39
8-K
Jaguar Health, Inc
0001585608
Current Report
2019-11-15 16:00:39
8-K
Opes Acquisition Corp.
0001723580
Form NT 10-Q
2019-11-15 16:00:21
NT 10-Q
Opes Acquisition Corp
0001723580
Form NT 10-Q
2019-11-15 16:00:21
NT 10-Q
Glaive RF Inc.
0001794299
Stock / Securites Offering
2019-11-15 16:00:05
D
Glaive RF Inc
0001794299
Stock / Securites Offering
2019-11-15 16:00:05
D
HST Global, Inc.
0000797564
Form NT 10-Q
2019-11-15 16:00:02
NT 10-Q
HST Global, Inc
0000797564
Form NT 10-Q
2019-11-15 16:00:02
NT 10-Q
Divisar Partners QP (Cayman), Ltd
0001656182
Stock / Securites Offering
2019-11-15 15:59:23
D/A
Divisar Partners QP (Cayman), Ltd.
0001656182
Stock / Securites Offering
2019-11-15 15:59:23
D/A
LIGHTPATH TECHNOLOGIES INC
0000889971
Current Report
2019-11-15 15:59:16
8-K
LIGHTPATH TECHNOLOGIES INC
0000889971
Current Report
2019-11-15 15:59:16
8-K
HDC 6300 Lowell Boulevard, LLLP
0001794017
Stock / Securites Offering
2019-11-15 15:59:12
D
HDC 6300 Lowell Boulevard, LLLP
0001794017
Stock / Securites Offering
2019-11-15 15:59:12
D
KKR Asia Pacific Infrastructure Investors SCSp
0001791920
Stock / Securites Offering
2019-11-15 15:59:10
D
KKR Asia Pacific Infrastructure Investors SCSp
0001791920
Stock / Securites Offering
2019-11-15 15:59:10
D
ACQUIRED SALES CORP
0001391135
Quarterly Report
2019-11-15 15:58:36
10-Q
ACQUIRED SALES CORP
0001391135
Quarterly Report
2019-11-15 15:58:36
10-Q
W&T OFFSHORE INC
0001288403
Form 8-K/A
2019-11-15 15:58:35
8-K/A
W&T OFFSHORE INC
0001288403
Form 8-K/A
2019-11-15 15:58:35
8-K/A
Broad Based Aggressive Portfolio, a series of A&Q Select (US) LLC
0001738775
Stock / Securites Offering
2019-11-15 15:57:01
D/A
Broad Based Aggressive Portfolio, a series of A&Q Select (US) LLC
0001738775
Stock / Securites Offering
2019-11-15 15:57:01
D/A
Innovator ETFs Trust
0001415726
Form 485APOS
2019-11-15 15:54:58
485APOS
Innovator ETFs Trust
0001415726
Form 485APOS
2019-11-15 15:54:58
485APOS
Innovator ETFs Trust
0001415726
Form 485APOS
2019-11-15 15:54:58
485APOS
Divisar Partners QP, L.P.
0001639243
Stock / Securites Offering
2019-11-15 15:54:53
D/A
Divisar Partners QP, L.P
0001639243
Stock / Securites Offering
2019-11-15 15:54:53
D/A
Innovator ETFs Trust
0001415726
Form 485APOS
2019-11-15 15:54:39
485APOS
Innovator ETFs Trust
0001415726
Form 485APOS
2019-11-15 15:54:39
485APOS
Innovator ETFs Trust
0001415726
Form 485APOS
2019-11-15 15:54:39
485APOS
Clearisle Capital Fund LLC
0001787424
Stock / Securites Offering
2019-11-15 15:53:47
D/A
Clearisle Capital Fund LLC
0001787424
Stock / Securites Offering
2019-11-15 15:53:47
D/A
Pluczenik Diamond Company, N.V.
0001794314
Asset-Backed Securitizer Report
2019-11-15 15:52:17
ABS-15G
Pluczenik Diamond Company, N.V
0001794314
Asset-Backed Securitizer Report
2019-11-15 15:52:17
ABS-15G
Varde Mortgage Fund III, L.P.
0001792365
Stock / Securites Offering
2019-11-15 15:52:15
D
Varde Mortgage Fund III, L.P
0001792365
Stock / Securites Offering
2019-11-15 15:52:15
D
YX Asset Recovery Ltd
0001752234
Form CERT
2019-11-15 15:50:51
CERT
YX Asset Recovery Ltd
0001752234
Form CERT
2019-11-15 15:50:51
CERT
Hillpointe Workforce Housing Partnership I, LP
0001785818
Stock / Securites Offering
2019-11-15 15:50:41
D/A
Hillpointe Workforce Housing Partnership I, LP
0001785818
Stock / Securites Offering
2019-11-15 15:50:41
D/A
Pear Tree Funds
0000722885
Prospectus Summary
2019-11-15 15:50:21
497K
Pear Tree Funds
0000722885
Prospectus Summary
2019-11-15 15:50:21
497K
CBA Florida, Inc.
0001289496
Form 10-Q/A
2019-11-15 15:50:07
10-Q/A
CBA Florida, Inc
0001289496
Form 10-Q/A
2019-11-15 15:50:07
10-Q/A
Divisar Partners, L.P.
0001453525
Stock / Securites Offering
2019-11-15 15:49:55
D/A
Divisar Partners, L.P
0001453525
Stock / Securites Offering
2019-11-15 15:49:55
D/A
MEREDITH CORP
0000065011
Current Report
2019-11-15 15:49:51
8-K
MEREDITH CORP
0000065011
Current Report
2019-11-15 15:49:51
8-K
BRIGHTLANE CORP.
0001425289
Form 10-Q/A
2019-11-15 15:49:33
10-Q/A
BRIGHTLANE CORP
0001425289
Form 10-Q/A
2019-11-15 15:49:33
10-Q/A
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:49:22
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:49:22
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 15:49:18
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 15:49:18
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 15:49:16
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 15:49:16
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 15:49:15
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 15:49:15
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:49:10
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:49:10
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 15:49:08
NPORT-P
GOLDMAN SACHS TRUST
0000822977
Form NPORT-P
2019-11-15 15:49:08
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:49:00
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:49:00
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:48:49
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:48:49
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:48:39
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:48:39
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:48:29
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:48:29
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:48:19
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:48:19
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:48:09
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:48:09
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:48:01
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:48:01
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:56
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:56
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:49
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:49
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:42
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:42
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:34
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:34
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:26
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:26
NPORT-P
Mediaco Holding Inc.
0001784254
Form 10-12B/A
2019-11-15 15:47:23
10-12B/A
Mediaco Holding Inc
0001784254
Form 10-12B/A
2019-11-15 15:47:23
10-12B/A
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:20
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:20
NPORT-P
grace capital
0001441646
Quarterly Report
2019-11-15 15:47:17
13F-HR
grace capital
0001441646
Quarterly Report
2019-11-15 15:47:17
13F-HR
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:13
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:13
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:05
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:47:05
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:46:59
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:46:59
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:46:50
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:46:50
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:46:44
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:46:44
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:46:35
NPORT-P
OHIO NATIONAL FUND INC
0000315754
Form NPORT-P
2019-11-15 15:46:35
NPORT-P
MERGER FUND VL
0001208133
Form 40-24B2
2019-11-15 15:45:46
40-24B2
MERGER FUND VL
0001208133
Form 40-24B2
2019-11-15 15:45:46
40-24B2
DAIMLER TRUST LEASING LLC
0001537805
Prospectus [Rule 424(b)(2)]
2019-11-15 15:44:57
424B2
Mercedes-Benz Auto Lease Trust 2019-B
0001791507
Prospectus [Rule 424(b)(2)]
2019-11-15 15:44:57
424B2
Mercedes-Benz Auto Lease Trust 2019-B
0001791507
Prospectus [Rule 424(b)(2)]
2019-11-15 15:44:57
424B2
DAIMLER TRUST LEASING LLC
0001537805
Prospectus [Rule 424(b)(2)]
2019-11-15 15:44:57
424B2
Eclipse SPV II, L.P.
0001791665
Stock / Securites Offering
2019-11-15 15:44:40
D
Eclipse SPV II, L.P
0001791665
Stock / Securites Offering
2019-11-15 15:44:40
D
PARALLAX HEALTH SCIENCES, INC.
0001388410
Form NT 10-Q
2019-11-15 15:44:32
NT 10-Q
PARALLAX HEALTH SCIENCES, INC
0001388410
Form NT 10-Q
2019-11-15 15:44:32
NT 10-Q
Exchange Listed Funds Trust
0001547950
Quarterly Holding Report
2019-11-15 15:44:12
N-Q
Exchange Listed Funds Trust
0001547950
Quarterly Holding Report
2019-11-15 15:44:12
N-Q
FS Credit Real Estate Income Trust, Inc.
0001690536
Prospectus [Rule 424(b)(3)]
2019-11-15 15:44:09
424B3
FS Credit Real Estate Income Trust, Inc
0001690536
Prospectus [Rule 424(b)(3)]
2019-11-15 15:44:09
424B3
Monetiva Inc.
0001681309
Annual Report
2019-11-15 15:43:07
10-K
Monetiva Inc
0001681309
Annual Report
2019-11-15 15:43:07
10-K
PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC.
0001022624
Form 24F-2NT
2019-11-15 15:40:22
24F-2NT
PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC
0001022624
Form 24F-2NT
2019-11-15 15:40:22
24F-2NT
Glenjohn Capital, LLC
0001560781
Stock / Securites Offering
2019-11-15 15:40:17
D/A
Glenjohn Capital, LLC
0001560781
Stock / Securites Offering
2019-11-15 15:40:17
D/A
PIMCO FUNDS
0000810893
Form 485APOS
2019-11-15 15:39:29
485APOS
PIMCO FUNDS
0000810893
Form 485APOS
2019-11-15 15:39:29
485APOS
PIMCO FUNDS
0000810893
Form 485APOS
2019-11-15 15:39:29
485APOS
US BANCORP \DE\
0000036104
Current Report
2019-11-15 15:39:20
8-K
US BANCORP \DE\
0000036104
Current Report
2019-11-15 15:39:20
8-K
CCM Income Fund I, LLC
0001758216
Stock / Securites Offering
2019-11-15 15:38:00
D/A
CCM Income Fund I, LLC
0001758216
Stock / Securites Offering
2019-11-15 15:38:00
D/A
SOS Group LLC
0001767848
Stock / Securites Offering
2019-11-15 15:37:54
D/A
SOS Group LLC
0001767848
Stock / Securites Offering
2019-11-15 15:37:54
D/A
Bright Mountain Media, Inc.
0001568385
Form NT 10-Q
2019-11-15 15:37:21
NT 10-Q
Bright Mountain Media, Inc
0001568385
Form NT 10-Q
2019-11-15 15:37:21
NT 10-Q
CAESARS ENTERTAINMENT Corp
0000858339
Current Report
2019-11-15 15:37:03
8-K
CAESARS ENTERTAINMENT Corp
0000858339
Current Report
2019-11-15 15:37:03
8-K
OneAscent Financial Services LLC
0001780985
Quarterly Report
2019-11-15 15:36:17
13F-HR
OneAscent Financial Services LLC
0001780985
Quarterly Report
2019-11-15 15:36:17
13F-HR
CULLEN FUNDS TRUST
0001109957
Form 485BPOS
2019-11-15 15:36:14
485BPOS
CULLEN FUNDS TRUST
0001109957
Form 485BPOS
2019-11-15 15:36:14
485BPOS
CULLEN FUNDS TRUST
0001109957
Form 485BPOS
2019-11-15 15:36:14
485BPOS
A-1 Development, INC
0001738438
Stock / Securites Offering
2019-11-15 15:35:50
D/A
A-1 Development, INC
0001738438
Stock / Securites Offering
2019-11-15 15:35:50
D/A
GS Finance Corp
0001419828
Prospectus [Rule 424(b)(2)]
2019-11-15 15:35:37
424B2
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-11-15 15:35:37
424B2
Circle Wealth Management, LLC
0001578242
Quarterly Report
2019-11-15 15:34:51
13F-HR
Circle Wealth Management, LLC
0001578242
Quarterly Report
2019-11-15 15:34:51
13F-HR
CICERO INC
0000945384
Form NT 10-Q
2019-11-15 15:34:34
NT 10-Q
CICERO INC
0000945384
Form NT 10-Q
2019-11-15 15:34:34
NT 10-Q
CEDAR COMMUNITIES AT BOUNTIFUL HILLS INVESTORS, L.P.
0001793886
Stock / Securites Offering
2019-11-15 15:33:54
D
CEDAR COMMUNITIES AT BOUNTIFUL HILLS INVESTORS, L.P
0001793886
Stock / Securites Offering
2019-11-15 15:33:54
D
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-11-15 15:33:38
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-11-15 15:33:38
424B2
Bill.com Holdings, Inc.
0001786352
IPO Investment Prospectus
2019-11-15 15:33:25
S-1
Bill.com Holdings, Inc
0001786352
IPO Investment Prospectus
2019-11-15 15:33:25
S-1
CANTEL MEDICAL CORP
0000019446
Definitive Proxy Statement
2019-11-15 15:32:46
DEF 14A
Ellis Residential, L.P.
0001794257
Stock / Securites Offering
2019-11-15 15:32:46
D
Ellis Residential, L.P
0001794257
Stock / Securites Offering
2019-11-15 15:32:46
D
CANTEL MEDICAL CORP
0000019446
Definitive Proxy Statement
2019-11-15 15:32:46
DEF 14A
PRUDENTIAL INVESTMENT PORTFOLIOS 7
0000803191
Form 24F-2NT
2019-11-15 15:32:31
24F-2NT
PRUDENTIAL INVESTMENT PORTFOLIOS 7
0000803191
Form 24F-2NT
2019-11-15 15:32:31
24F-2NT
Northern Lights Fund Trust
0001314414
Investment Prospectus
2019-11-15 15:32:11
497
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-11-15 15:30:56
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-11-15 15:30:56
424B2
AXAR CAPITAL MANAGEMENT L.P.
0001650781
Quarterly Report
2019-11-15 15:30:00
13F-HR/A
AXAR CAPITAL MANAGEMENT L.P
0001650781
Quarterly Report
2019-11-15 15:30:00
13F-HR/A
HAWAIIAN TAX FREE TRUST
0000750909
Form 40-17G
2019-11-15 15:29:54
40-17G
HAWAIIAN TAX FREE TRUST
0000750909
Form 40-17G
2019-11-15 15:29:54
40-17G
HEXO Corp.
0001690947
Form 40-F/A
2019-11-15 15:29:48
40-F/A
HEXO Corp
0001690947
Form 40-F/A
2019-11-15 15:29:48
40-F/A
FIRST TRUST EXCHANGE-TRADED FUND VI
0001552740
Prospectus Summary
2019-11-15 15:29:40
497K
FIRST TRUST EXCHANGE-TRADED FUND VI
0001552740
Prospectus Summary
2019-11-15 15:29:40
497K
Good Hemp, Inc.
0001464865
Quarterly Report
2019-11-15 15:29:04
10-Q
Good Hemp, Inc
0001464865
Quarterly Report
2019-11-15 15:29:04
10-Q
PRUDENTIAL INVESTMENT PORTFOLIOS 6
0000746518
Form 24F-2NT
2019-11-15 15:28:37
24F-2NT
PRUDENTIAL INVESTMENT PORTFOLIOS 6
0000746518
Form 24F-2NT
2019-11-15 15:28:37
24F-2NT
Invesco Unit Trusts, Municipal Series 1343
0001689988
Form 487
2019-11-15 15:28:24
487
Invesco Unit Trusts, Municipal Series 1343
0001689988
Form 487
2019-11-15 15:28:24
487
ONLINE DISRUPTIVE TECHNOLOGIES, INC.
0001498380
Form NT 10-Q
2019-11-15 15:28:13
NT 10-Q
ONLINE DISRUPTIVE TECHNOLOGIES, INC
0001498380
Form NT 10-Q
2019-11-15 15:28:13
NT 10-Q
FIRST TRUST EXCHANGE-TRADED FUND VI
0001552740
Investment Prospectus
2019-11-15 15:27:49
497
FIRST TRUST EXCHANGE-TRADED FUND VI
0001552740
Investment Prospectus
2019-11-15 15:27:49
497
Pathway Financial Advisors LLC
0001738828
Quarterly Report
2019-11-15 15:26:42
13F-HR
Pathway Financial Advisors LLC
0001738828
Quarterly Report
2019-11-15 15:26:42
13F-HR
TRANSATLANTIC CAPITAL INC.
0001228386
Current Report
2019-11-15 15:26:17
8-K
TRANSATLANTIC CAPITAL INC
0001228386
Current Report
2019-11-15 15:26:17
8-K
Lizard International Fund LLC
0001458864
Stock / Securites Offering
2019-11-15 15:25:04
D/A
Lizard International Fund LLC
0001458864
Stock / Securites Offering
2019-11-15 15:25:04
D/A
Forward Vision VII, LP - Series 1
0001792956
Stock / Securites Offering
2019-11-15 15:25:00
D/A
Forward Vision VII, LP - Series 1
0001792956
Stock / Securites Offering
2019-11-15 15:25:00
D/A
PRUDENTIAL JENNISON BLEND FUND, INC.
0000356683
Form 24F-2NT
2019-11-15 15:22:51
24F-2NT
PRUDENTIAL JENNISON BLEND FUND, INC
0000356683
Form 24F-2NT
2019-11-15 15:22:51
24F-2NT
360 Funds
0001319067
Investment Prospectus
2019-11-15 15:22:45
497
360 Funds
0001319067
Investment Prospectus
2019-11-15 15:22:45
497
Hancock Capital Partners VI, L.P.
0001740275
Stock / Securites Offering
2019-11-15 15:22:23
D/A
Hancock Capital Partners VI, L.P
0001740275
Stock / Securites Offering
2019-11-15 15:22:23
D/A
Gofba, Inc.
0001735092
Form NT 10-Q
2019-11-15 15:22:21
NT 10-Q
Gofba, Inc
0001735092
Form NT 10-Q
2019-11-15 15:22:21
NT 10-Q
USCF ETF Trust
0001597389
Quarterly Holding Report
2019-11-15 15:22:00
N-Q
USCF ETF Trust
0001597389
Quarterly Holding Report
2019-11-15 15:22:00
N-Q
Pear Tree Funds
0000722885
Prospectus Summary
2019-11-15 15:21:25
497K
Pear Tree Funds
0000722885
Prospectus Summary
2019-11-15 15:21:25
497K
Pear Tree Funds
0000722885
Prospectus Summary
2019-11-15 15:19:36
497K
Pear Tree Funds
0000722885
Prospectus Summary
2019-11-15 15:19:36
497K
Blow & Drive Interlock Corp
0001586495
Form NT 10-Q
2019-11-15 15:18:31
NT 10-Q
Blow & Drive Interlock Corp
0001586495
Form NT 10-Q
2019-11-15 15:18:31
NT 10-Q
Pear Tree Funds
0000722885
Prospectus Summary
2019-11-15 15:18:08
497K
Pear Tree Funds
0000722885
Prospectus Summary
2019-11-15 15:18:08
497K
SmartTrust 466
0001792881
Form S-6
2019-11-15 15:18:06
S-6
SmartTrust 466
0001792881
Form S-6
2019-11-15 15:18:06
S-6
PRUDENTIAL NATIONAL MUNI FUND, INC.
0000314612
Form 24F-2NT
2019-11-15 15:18:02
24F-2NT
LevelBlox, Inc.
0001473654
Form NT 10-Q
2019-11-15 15:18:02
NT 10-Q
LevelBlox, Inc
0001473654
Form NT 10-Q
2019-11-15 15:18:02
NT 10-Q
PRUDENTIAL NATIONAL MUNI FUND, INC
0000314612
Form 24F-2NT
2019-11-15 15:18:02
24F-2NT
CHURCHILL CASH RESERVES TRUST
0000763534
Form 40-17G
2019-11-15 15:17:27
40-17G
CHURCHILL CASH RESERVES TRUST
0000763534
Form 40-17G
2019-11-15 15:17:27
40-17G
Atreides Special Circumstances Offshore Fund SPC - Series A DIs SP
0001793434
Stock / Securites Offering
2019-11-15 15:17:04
D
Atreides Special Circumstances Offshore Fund SPC - Series A DIs SP
0001793434
Stock / Securites Offering
2019-11-15 15:17:04
D
AFL CIO HOUSING INVESTMENT TRUST
0000225030
Investment Prospectus
2019-11-15 15:16:23
497
AFL CIO HOUSING INVESTMENT TRUST
0000225030
Investment Prospectus
2019-11-15 15:16:23
497
SmartTrust 465
0001792882
Form S-6
2019-11-15 15:15:20
S-6
SmartTrust 465
0001792882
Form S-6
2019-11-15 15:15:20
S-6
PENINSULA ASSET MANAGEMENT INC
0001091923
Quarterly Report
2019-11-15 15:15:15
13F-HR
PENINSULA ASSET MANAGEMENT INC
0001091923
Quarterly Report
2019-11-15 15:15:15
13F-HR
Advisors Disciplined Trust 1991
0001789151
Form S-6
2019-11-15 15:15:14
S-6
Advisors Disciplined Trust 1991
0001789151
Form S-6
2019-11-15 15:15:14
S-6
Lord Abbett Credit Opportunities Fund
0001753712
Investment Prospectus
2019-11-15 15:14:49
497
Lord Abbett Credit Opportunities Fund
0001753712
Investment Prospectus
2019-11-15 15:14:49
497
LORD ABBETT SECURITIES TRUST
0000898031
Prospectus Summary
2019-11-15 15:14:33
497K
LORD ABBETT SECURITIES TRUST
0000898031
Prospectus Summary
2019-11-15 15:14:33
497K
Advisors Disciplined Trust 1990
0001771789
Form S-6
2019-11-15 15:14:32
S-6
Advisors Disciplined Trust 1990
0001771789
Form S-6
2019-11-15 15:14:32
S-6
GS MORTGAGE SECURITIES CORP II
0001004158
Asset-Backed Securitizer Report
2019-11-15 15:14:05
ABS-15G
GS MORTGAGE SECURITIES CORP II
0001004158
Asset-Backed Securitizer Report
2019-11-15 15:14:05
ABS-15G
SmartTrust 463
0001792923
Form S-6
2019-11-15 15:13:53
S-6
SmartTrust 463
0001792923
Form S-6
2019-11-15 15:13:53
S-6
PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT
0000914245
Investment Prospectus
2019-11-15 15:12:25
497
PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT
0000914245
Investment Prospectus
2019-11-15 15:12:25
497
HALSEY ASSOCIATES INC/CT
0001034188
Quarterly Report
2019-11-15 15:12:10
13F-HR
HALSEY ASSOCIATES INC/CT
0001034188
Quarterly Report
2019-11-15 15:12:10
13F-HR
SmartTrust 462
0001792924
Form S-6
2019-11-15 15:12:00
S-6
SmartTrust 462
0001792924
Form S-6
2019-11-15 15:12:00
S-6
Hash Labs Inc
0000842013
Current Report
2019-11-15 15:11:57
8-K
SECURITY NATIONAL BANK OF SO DAK
0001105909
Quarterly Report
2019-11-15 15:11:44
13F-HR
SECURITY NATIONAL BANK OF SO DAK
0001105909
Quarterly Report
2019-11-15 15:11:44
13F-HR
Atreides Special Circumstances Fund, LLC - Series A DIs
0001793277
Stock / Securites Offering
2019-11-15 15:11:20
D
Atreides Special Circumstances Fund, LLC - Series A DIs
0001793277
Stock / Securites Offering
2019-11-15 15:11:20
D
Wells Fargo Finance LLC
0001738143
Prospectus [Rule 424(b)(2)]
2019-11-15 15:11:00
424B2
WELLS FARGO & COMPANY/MN
0000072971
Prospectus [Rule 424(b)(2)]
2019-11-15 15:11:00
424B2
Wells Fargo Finance LLC
0001738143
Prospectus [Rule 424(b)(2)]
2019-11-15 15:11:00
424B2
WELLS FARGO & COMPANY/MN
0000072971
Prospectus [Rule 424(b)(2)]
2019-11-15 15:11:00
424B2
BAYNON INTERNATIONAL CORP
0001089598
Form DEF 14C
2019-11-15 15:10:37
DEF 14C
BAYNON INTERNATIONAL CORP
0001089598
Form DEF 14C
2019-11-15 15:10:37
DEF 14C
Easyriders Holdings Inc
0001781957
Stock / Securites Offering
2019-11-15 15:10:29
D
Easyriders Holdings Inc
0001781957
Stock / Securites Offering
2019-11-15 15:10:29
D
LORD ABBETT SECURITIES TRUST
0000898031
Investment Prospectus
2019-11-15 15:10:04
497
LORD ABBETT SECURITIES TRUST
0000898031
Investment Prospectus
2019-11-15 15:10:04
497
DICK'S SPORTING GOODS, INC.
0001089063
Current Report
2019-11-15 15:09:57
8-K
DICK'S SPORTING GOODS, INC
0001089063
Current Report
2019-11-15 15:09:57
8-K
CASCADES TRUST
0000791049
Form 40-17G
2019-11-15 15:09:35
40-17G
CASCADES TRUST
0000791049
Form 40-17G
2019-11-15 15:09:35
40-17G
PLAYDAY NYC, LLC
0001792249
Form C
2019-11-15 15:09:08
C
PLAYDAY NYC, LLC
0001792249
Form C
2019-11-15 15:09:08
C
Federal Home Loan Bank of Dallas
0001331757
Current Report
2019-11-15 15:08:59
8-K
Federal Home Loan Bank of Dallas
0001331757
Current Report
2019-11-15 15:08:59
8-K
Impala Alpha Fund LP
0001534938
Stock / Securites Offering
2019-11-15 15:07:02
D/A
Impala Alpha Fund LP
0001534938
Stock / Securites Offering
2019-11-15 15:07:02
D/A
SCHRODER INVESTMENT MANAGEMENT GROUP
0001086619
Quarterly Report
2019-11-15 15:06:39
13F-HR/A
SCHRODER INVESTMENT MANAGEMENT GROUP
0001086619
Quarterly Report
2019-11-15 15:06:39
13F-HR/A
Goldman Sachs Trust II
0001557156
Prospectus Summary
2019-11-15 15:05:03
497K
Goldman Sachs Trust II
0001557156
Prospectus Summary
2019-11-15 15:05:03
497K
Nuveen Global Cities REIT, Inc.
0001711799
Prospectus [Rule 424(b)(3)]
2019-11-15 15:05:02
424B3
Nuveen Global Cities REIT, Inc
0001711799
Prospectus [Rule 424(b)(3)]
2019-11-15 15:05:02
424B3
IMPALA FUND LP
0001299681
Stock / Securites Offering
2019-11-15 15:04:45
D/A
IMPALA FUND LP
0001299681
Stock / Securites Offering
2019-11-15 15:04:45
D/A
SPIRE INC
0001126956
Current Report
2019-11-15 15:03:44
8-K
SPIRE MISSOURI INC
0000057183
Current Report
2019-11-15 15:03:44
8-K
SPIRE INC
0001126956
Current Report
2019-11-15 15:03:44
8-K
SPIRE MISSOURI INC
0000057183
Current Report
2019-11-15 15:03:44
8-K
CAPITAL CASH MANAGEMENT TRUST
0000093832
Form 40-17G
2019-11-15 15:02:51
40-17G
CAPITAL CASH MANAGEMENT TRUST
0000093832
Form 40-17G
2019-11-15 15:02:51
40-17G
A&Q Metric SPC - Black Diamond Arbitrage SP
0001723402
Stock / Securites Offering
2019-11-15 15:02:51
D/A
A&Q Metric SPC - Black Diamond Arbitrage SP
0001723402
Stock / Securites Offering
2019-11-15 15:02:51
D/A
Impala Fund Ltd
0001486138
Stock / Securites Offering
2019-11-15 15:02:12
D/A
Impala Fund Ltd.
0001486138
Stock / Securites Offering
2019-11-15 15:02:12
D/A
Dollar Senior Loan Onshore Fund II, L.P.
0001759212
Stock / Securites Offering
2019-11-15 15:02:09
D/A
Dollar Senior Loan Onshore Fund II, L.P
0001759212
Stock / Securites Offering
2019-11-15 15:02:09
D/A
Medifirst Solutions, Inc.
0001522704
Form NT 10-Q
2019-11-15 15:02:08
NT 10-Q
Medifirst Solutions, Inc
0001522704
Form NT 10-Q
2019-11-15 15:02:08
NT 10-Q
Texas South Energy, Inc.
0001506742
Current Report
2019-11-15 15:01:52
8-K
Texas South Energy, Inc
0001506742
Current Report
2019-11-15 15:01:52
8-K
Nuveen Global Cities REIT, Inc.
0001711799
Registration Statement Exhibits
2019-11-15 15:01:02
POS EX
Nuveen Global Cities REIT, Inc
0001711799
Registration Statement Exhibits
2019-11-15 15:01:02
POS EX
Hill-Rom Holdings, Inc.
0000047518
Annual Report
2019-11-15 15:00:59
10-K
Hill-Rom Holdings, Inc
0000047518
Annual Report
2019-11-15 15:00:59
10-K
Cosmos Group Holdings Inc.
0001706509
Quarterly Report
2019-11-15 14:59:02
10-Q
Cosmos Group Holdings Inc
0001706509
Quarterly Report
2019-11-15 14:59:02
10-Q
A&Q Metric Clinton Opportunistic Ltd
0001705853
Stock / Securites Offering
2019-11-15 14:58:51
D/A
A&Q Metric Clinton Opportunistic Ltd
0001705853
Stock / Securites Offering
2019-11-15 14:58:51
D/A
SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/
0000894309
Quarterly Report
2019-11-15 14:58:50
13F-HR
SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/
0000894309
Quarterly Report
2019-11-15 14:58:50
13F-HR
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-11-15 14:58:39
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-11-15 14:58:39
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-11-15 14:58:39
424B2
Citigroup Global Markets Holdings Inc
0000200245
Prospectus [Rule 424(b)(2)]
2019-11-15 14:58:39
424B2
Goldman Sachs Trust II
0001557156
Investment Prospectus
2019-11-15 14:58:33
497
Goldman Sachs Trust II
0001557156
Investment Prospectus
2019-11-15 14:58:33
497
FALCONSTOR SOFTWARE INC
0000922521
Form NT 10-Q
2019-11-15 14:57:44
NT 10-Q
FALCONSTOR SOFTWARE INC
0000922521
Form NT 10-Q
2019-11-15 14:57:44
NT 10-Q
Aberdeen Funds
0001413594
Investment Prospectus
2019-11-15 14:57:23
497
Aberdeen Funds
0001413594
Investment Prospectus
2019-11-15 14:57:23
497
Aberdeen Standard Precious Metals Basket ETF Trust
0001483386
Security Offering and Investment Prospectus
2019-11-15 14:56:46
S-3
Aberdeen Standard Precious Metals Basket ETF Trust
0001483386
Security Offering and Investment Prospectus
2019-11-15 14:56:46
S-3
Zealand Pharma A/S
0001674988
Foreign Issuer Report
2019-11-15 14:56:45
6-K
Zealand Pharma A/S
0001674988
Foreign Issuer Report
2019-11-15 14:56:45
6-K
A&Q Metric Black Diamond Arbitrage Ltd
0001723404
Stock / Securites Offering
2019-11-15 14:55:27
D/A
A&Q Metric Black Diamond Arbitrage Ltd
0001723404
Stock / Securites Offering
2019-11-15 14:55:27
D/A
Aberdeen Funds
0001413594
Prospectus Summary
2019-11-15 14:55:23
497K
Aberdeen Funds
0001413594
Prospectus Summary
2019-11-15 14:55:23
497K
MVP ES FUND LXIX, LLC
0001772553
Stock / Securites Offering
2019-11-15 14:55:21
D
MVP ES FUND LXIX, LLC
0001772553
Stock / Securites Offering
2019-11-15 14:55:21
D
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-11-15 14:55:07
424B2
AlbaCore Partners II ICAV
0001793585
Stock / Securites Offering
2019-11-15 14:54:51
D
AlbaCore Partners II Feeder ICAV
0001793613
Stock / Securites Offering
2019-11-15 14:54:51
D
AlbaCore Partners II USD Feeder L.P.
0001793650
Stock / Securites Offering
2019-11-15 14:54:51
D
AlbaCore Partners II USD Feeder L.P
0001793650
Stock / Securites Offering
2019-11-15 14:54:51
D
AlbaCore Partners II Feeder ICAV
0001793613
Stock / Securites Offering
2019-11-15 14:54:51
D
AlbaCore Partners II ICAV
0001793585
Stock / Securites Offering
2019-11-15 14:54:51
D
Mercedes-Benz Auto Lease Trust 2019-B
0001791507
Current Report
2019-11-15 14:54:27
8-K
Mercedes-Benz Auto Lease Trust 2019-B
0001791507
Current Report
2019-11-15 14:54:27
8-K
Baile LLC
0001794264
Stock / Securites Offering
2019-11-15 14:53:58
D
Baile LLC
0001794264
Stock / Securites Offering
2019-11-15 14:53:58
D
GRACIE ALPHA CORE FUND, L.P.
0001758915
Stock / Securites Offering
2019-11-15 14:52:44
D/A
GRACIE ALPHA CORE FUND, L.P
0001758915
Stock / Securites Offering
2019-11-15 14:52:44
D/A
DHX Media Ltd.
0001490186
Stock / Securites Offering
2019-11-15 14:52:10
D
DHX Media Ltd
0001490186
Stock / Securites Offering
2019-11-15 14:52:10
D
BRIDGEWAY FUNDS INC
0000916006
Form 485BPOS
2019-11-15 14:52:00
485BPOS
BRIDGEWAY FUNDS INC
0000916006
Form 485BPOS
2019-11-15 14:52:00
485BPOS
BRIDGEWAY FUNDS INC
0000916006
Form 485BPOS
2019-11-15 14:52:00
485BPOS
Aberdeen Funds
0001413594
Form 485BPOS
2019-11-15 14:51:45
485BPOS
Aberdeen Funds
0001413594
Form 485BPOS
2019-11-15 14:51:45
485BPOS
Aberdeen Funds
0001413594
Form 485BPOS
2019-11-15 14:51:45
485BPOS
AQUILA MUNICIPAL TRUST
0000784056
Form 40-17G
2019-11-15 14:51:39
40-17G
AQUILA MUNICIPAL TRUST
0000784056
Form 40-17G
2019-11-15 14:51:39
40-17G
USA TECHNOLOGIES INC
0000896429
Form DEFC14A
2019-11-15 14:51:34
DEFC14A
Hudson Executive Capital LP
0001652522
Form DEFC14A
2019-11-15 14:51:34
DEFC14A
Hudson Executive Capital LP
0001652522
Form DEFC14A
2019-11-15 14:51:34
DEFC14A
USA TECHNOLOGIES INC
0000896429
Form DEFC14A
2019-11-15 14:51:34
DEFC14A
CANYON CAPITAL ADVISORS LLC
0001074034
Quarterly Report
2019-11-15 14:51:05
13F-HR/A
CANYON CAPITAL ADVISORS LLC
0001074034
Quarterly Report
2019-11-15 14:51:05
13F-HR/A
CANYON CAPITAL ADVISORS LLC
0001074034
Quarterly Report
2019-11-15 14:50:38
13F-HR/A
CANYON CAPITAL ADVISORS LLC
0001074034
Quarterly Report
2019-11-15 14:50:38
13F-HR/A
EDISON INTERNATIONAL
0000827052
Prospectus [Rule 424(b)(5)]
2019-11-15 14:50:37
424B5
EDISON INTERNATIONAL
0000827052
Prospectus [Rule 424(b)(5)]
2019-11-15 14:50:37
424B5
Aberdeen Standard Global Infrastructure Public Private Income Fund
0001793855
Investment Company Registration
2019-11-15 14:50:30
N-2
Parry's Pizzeria & Bar, LLC
0001793606
Stock / Securites Offering
2019-11-15 14:50:23
D
Parry's Pizzeria & Bar, LLC
0001793606
Stock / Securites Offering
2019-11-15 14:50:23
D
Integrated Wealth Concepts LLC
0001737109
Quarterly Report
2019-11-15 14:48:47
13F-HR
Integrated Wealth Concepts LLC
0001737109
Quarterly Report
2019-11-15 14:48:47
13F-HR
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-11-15 14:47:46
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-11-15 14:47:46
424B2
MED SPA VACATIONS INC.
0001671077
Form NT 10-Q
2019-11-15 14:47:33
NT 10-Q
MED SPA VACATIONS INC
0001671077
Form NT 10-Q
2019-11-15 14:47:33
NT 10-Q
AUBURN NATIONAL BANCORPORATION, INC
0000750574
Current Report
2019-11-15 14:46:03
8-K
AUBURN NATIONAL BANCORPORATION, INC
0000750574
Current Report
2019-11-15 14:46:03
8-K
Global Household Goods Relocation LLC
0001794343
Stock / Securites Offering
2019-11-15 14:45:46
D
Global Household Goods Relocation LLC
0001794343
Stock / Securites Offering
2019-11-15 14:45:46
D
MVP LS Fund CXLIV LLC
0001788321
Stock / Securites Offering
2019-11-15 14:45:15
D
MVP LS Fund CXLIV LLC
0001788321
Stock / Securites Offering
2019-11-15 14:45:15
D
Thor Advisors, LLC
0001591692
Quarterly Report
2019-11-15 14:44:21
13F-HR
Thor Advisors, LLC
0001591692
Quarterly Report
2019-11-15 14:44:21
13F-HR
FIRST TRUST EXCHANGE-TRADED FUND VIII
0001667919
Investment Prospectus
2019-11-15 14:44:17
497
ORIGINCLEAR, INC.
0001419793
Form NT 10-Q
2019-11-15 14:43:58
NT 10-Q
ORIGINCLEAR, INC
0001419793
Form NT 10-Q
2019-11-15 14:43:58
NT 10-Q
A&Q Metric SPC - Emso Opportunity I Ltd
0001759175
Stock / Securites Offering
2019-11-15 14:43:43
D/A
A&Q Metric SPC - Emso Opportunity I Ltd
0001759175
Stock / Securites Offering
2019-11-15 14:43:43
D/A
AnPac Bio-Medical Science Co., Ltd
0001786511
Form 8-A12B
2019-11-15 14:41:32
8-A12B
AnPac Bio-Medical Science Co., Ltd.
0001786511
Form 8-A12B
2019-11-15 14:41:32
8-A12B
JPMorgan Trust I
0001217286
Investment Prospectus
2019-11-15 14:41:16
497
JPMorgan Trust I
0001217286
Investment Prospectus
2019-11-15 14:41:16
497
DOHENY ASSET MANAGEMENT /CA
0000936936
Quarterly Report
2019-11-15 14:40:12
13F-HR
DOHENY ASSET MANAGEMENT /CA
0000936936
Quarterly Report
2019-11-15 14:40:12
13F-HR
ThermoGenesis Holdings, Inc.
0000811212
Form NT 10-Q
2019-11-15 14:40:08
NT 10-Q
ThermoGenesis Holdings, Inc
0000811212
Form NT 10-Q
2019-11-15 14:40:08
NT 10-Q
Wunderlich Capital Managemnt
0001599273
Quarterly Report
2019-11-15 14:38:57
13F-HR
Wunderlich Capital Managemnt
0001599273
Quarterly Report
2019-11-15 14:38:57
13F-HR
Willis Investment Counsel
0001310929
Quarterly Report
2019-11-15 14:37:57
13F-HR
Willis Investment Counsel
0001310929
Quarterly Report
2019-11-15 14:37:57
13F-HR
DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC
0001765257
Stock / Securites Offering
2019-11-15 14:37:50
D/A
DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC
0001765257
Stock / Securites Offering
2019-11-15 14:37:50
D/A
Badu Holdings, Inc.
0001766878
Form NT 10-Q
2019-11-15 14:37:33
NT 10-Q
Badu Holdings, Inc
0001766878
Form NT 10-Q
2019-11-15 14:37:33
NT 10-Q
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-11-15 14:37:15
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-11-15 14:37:15
424B2
MS YOUNG ADVENTURE ENTERPRISE, INC.
0001693687
Form 10-Q/A
2019-11-15 14:37:08
10-Q/A
MS YOUNG ADVENTURE ENTERPRISE, INC
0001693687
Form 10-Q/A
2019-11-15 14:37:08
10-Q/A
Invesco Unit Trusts Series 2015
0001778799
Form 497J
2019-11-15 14:37:00
497J
Invesco Unit Trusts Series 2015
0001778799
Form 497J
2019-11-15 14:37:00
497J
NATIONAL FUEL GAS CO
0000070145
Annual Report
2019-11-15 14:36:54
10-K
NATIONAL FUEL GAS CO
0000070145
Annual Report
2019-11-15 14:36:54
10-K
Invesco Unit Trusts Series 2014
0001778798
Form 497J
2019-11-15 14:36:04
497J
Invesco Unit Trusts Series 2014
0001778798
Form 497J
2019-11-15 14:36:04
497J
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
0001112996
Form N-CEN/A
2019-11-15 14:35:48
N-CEN/A
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
0001112996
Form N-CEN/A
2019-11-15 14:35:48
N-CEN/A
Juniper Feu Follet, LP
0001794247
Stock / Securites Offering
2019-11-15 14:35:36
D
Juniper Feu Follet, LP
0001794247
Stock / Securites Offering
2019-11-15 14:35:36
D
Invesco Unit Trusts Series 2013
0001778797
Form 497J
2019-11-15 14:35:29
497J
Invesco Unit Trusts Series 2013
0001778797
Form 497J
2019-11-15 14:35:29
497J
DOCUMENT SECURITY SYSTEMS INC
0000771999
Definitive Proxy Statement
2019-11-15 14:34:50
DEF 14A
Pata Foods, LLC
0001794357
Stock / Securites Offering
2019-11-15 14:34:32
D
Pata Foods, LLC
0001794357
Stock / Securites Offering
2019-11-15 14:34:32
D
Pacific Ventures Group, Inc.
0000882800
Quarterly Report
2019-11-15 14:32:48
10-Q
Pacific Ventures Group, Inc
0000882800
Quarterly Report
2019-11-15 14:32:48
10-Q
AnPac Bio-Medical Science Co., Ltd.
0001786511
Foreign Private Issuer Registration
2019-11-15 14:32:48
F-1/A
AnPac Bio-Medical Science Co., Ltd
0001786511
Foreign Private Issuer Registration
2019-11-15 14:32:48
F-1/A
Royale Energy, Inc.
0001694617
Stock / Securites Offering
2019-11-15 14:32:13
D/A
Royale Energy, Inc
0001694617
Stock / Securites Offering
2019-11-15 14:32:13
D/A
WEST COAST VENTURES GROUP CORP.
0001551906
Form NT 10-Q
2019-11-15 14:31:49
NT 10-Q
WEST COAST VENTURES GROUP CORP
0001551906
Form NT 10-Q
2019-11-15 14:31:49
NT 10-Q
EXCHANGE TRADED CONCEPTS TRUST
0001452937
Quarterly Holding Report
2019-11-15 14:31:47
N-Q
EXCHANGE TRADED CONCEPTS TRUST
0001452937
Quarterly Holding Report
2019-11-15 14:31:47
N-Q
FT 8455
0001790326
Form S-6
2019-11-15 14:31:01
S-6
FT 8455
0001790326
Form S-6
2019-11-15 14:31:01
S-6
Attorney Et Al, Inc.
0001787611
Form C
2019-11-15 14:30:58
C
Attorney Et Al, Inc
0001787611
Form C
2019-11-15 14:30:58
C
Harbert Discovery Fund, LP
0001626127
Form PREC14A
2019-11-15 14:30:39
PREC14A
Harbert Discovery Fund, LP
0001626127
Form PREC14A
2019-11-15 14:30:39
PREC14A
ENZO BIOCHEM INC
0000316253
Form PREC14A
2019-11-15 14:30:39
PREC14A
ENZO BIOCHEM INC
0000316253
Form PREC14A
2019-11-15 14:30:39
PREC14A
First Fiduciary Investment Counsel, Inc.
0001072843
Quarterly Report
2019-11-15 14:30:13
13F-HR
First Fiduciary Investment Counsel, Inc
0001072843
Quarterly Report
2019-11-15 14:30:13
13F-HR
A&Q Metric SPC - Emso Emerging Markets Long/Short SP
0001759174
Stock / Securites Offering
2019-11-15 14:29:22
D/A
A&Q Metric SPC - Emso Emerging Markets Long/Short SP
0001759174
Stock / Securites Offering
2019-11-15 14:29:22
D/A
XAI Octagon Floating Rate & Alternative Income Term Trust
0001703079
Registration Statement Exhibits
2019-11-15 14:28:34
POS EX
CODA MARKETS, INC.
0000921107
Form ATS-N/UA
2019-11-15 14:28:17
ATS-N/UA
CODA MARKETS, INC
0000921107
Form ATS-N/UA
2019-11-15 14:28:17
ATS-N/UA
Global Boatworks Holdings, Inc.
0001647705
Form NT 10-Q
2019-11-15 14:28:13
NT 10-Q
Global Boatworks Holdings, Inc
0001647705
Form NT 10-Q
2019-11-15 14:28:13
NT 10-Q
WELLS FARGO & COMPANY/MN
0000072971
Current Report
2019-11-15 14:27:36
8-K
WELLS FARGO & COMPANY/MN
0000072971
Current Report
2019-11-15 14:27:36
8-K
Energy Opportunities Capital Management, LLC
0001505791
Quarterly Report
2019-11-15 14:27:33
13F-HR
Energy Opportunities Capital Management, LLC
0001505791
Quarterly Report
2019-11-15 14:27:33
13F-HR
Mutual of America Variable Insurance Portfolios, Inc.
0001776030
Investment Prospectus
2019-11-15 14:27:09
497
Mutual of America Variable Insurance Portfolios, Inc
0001776030
Investment Prospectus
2019-11-15 14:27:09
497
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-11-15 14:26:38
424B2
XAI Octagon Floating Rate & Alternative Income Term Trust
0001703079
Investment Prospectus
2019-11-15 14:26:36
497
TORONTO DOMINION BANK
0000947263
Prospectus [Rule 424(b)(2)]
2019-11-15 14:25:53
424B2
GuideStone Funds
0001131013
Investment Prospectus
2019-11-15 14:25:04
497
GuideStone Funds
0001131013
Investment Prospectus
2019-11-15 14:25:04
497
Allied Corp.
0001575295
Current Report
2019-11-15 14:24:33
8-K
Allied Corp
0001575295
Current Report
2019-11-15 14:24:33
8-K
Neurotez Inc
0001725567
Form C/A
2019-11-15 14:23:56
C/A
Neurotez Inc.
0001725567
Form C/A
2019-11-15 14:23:56
C/A
Phocas Financial Corp.
0001356783
Quarterly Report
2019-11-15 14:22:32
13F-HR
Phocas Financial Corp
0001356783
Quarterly Report
2019-11-15 14:22:32
13F-HR
Creative Science Properties, Inc.
0001793573
Stock / Securites Offering
2019-11-15 14:21:13
D
Creative Science Properties, Inc
0001793573
Stock / Securites Offering
2019-11-15 14:21:13
D
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-11-15 14:21:01
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-11-15 14:21:01
424B2
Mastercard Inc
0001141391
Current Report
2019-11-15 14:20:53
8-K
Mastercard Inc
0001141391
Current Report
2019-11-15 14:20:53
8-K
Enochian Biosciences Inc
0001527728
Current Report
2019-11-15 14:17:36
8-K
Enochian Biosciences Inc
0001527728
Current Report
2019-11-15 14:17:36
8-K
AQUILA FUNDS TRUST
0000707800
Form 40-17G
2019-11-15 14:16:52
40-17G
AQUILA FUNDS TRUST
0000707800
Form 40-17G
2019-11-15 14:16:52
40-17G
Neumentum, Inc.
0001720959
Stock / Securites Offering
2019-11-15 14:16:26
D
Neumentum, Inc
0001720959
Stock / Securites Offering
2019-11-15 14:16:26
D
PCT LTD
0001119897
Form NT 10-Q
2019-11-15 14:15:56
NT 10-Q
PCT LTD
0001119897
Form NT 10-Q
2019-11-15 14:15:56
NT 10-Q
Achison Inc
0001672571
Quarterly Report
2019-11-15 14:15:15
10-Q
Achison Inc
0001672571
Quarterly Report
2019-11-15 14:15:15
10-Q
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-11-15 14:13:57
424B2
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-11-15 14:13:57
424B2
Morgan Stanley Finance LLC
0001666268
Free Writing Prospectus
2019-11-15 14:10:47
FWP
Morgan Stanley Finance LLC
0001666268
Free Writing Prospectus
2019-11-15 14:10:47
FWP
Aberdeen Standard Global Infrastructure Public Private Income Fund
0001793855
Form N-8A
2019-11-15 14:10:37
N-8A
Aberdeen Standard Global Infrastructure Public Private Income Fund
0001793855
Form N-8A
2019-11-15 14:10:37
N-8A
DPIP eSilicon Series, a series of Alternative Strategies Direct Private Investment Program, LLC
0001730845
Stock / Securites Offering
2019-11-15 14:10:06
D/A
DPIP eSilicon Series, a series of Alternative Strategies Direct Private Investment Program, LLC
0001730845
Stock / Securites Offering
2019-11-15 14:10:06
D/A
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-11-15 14:09:50
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-11-15 14:09:50
424B2
Revolution Medicines, Inc.
0001628171
Stock / Securites Offering
2019-11-15 14:09:20
D
Revolution Medicines, Inc
0001628171
Stock / Securites Offering
2019-11-15 14:09:20
D
MORGAN STANLEY
0000895421
Free Writing Prospectus
2019-11-15 14:09:16
FWP
MORGAN STANLEY
0000895421
Free Writing Prospectus
2019-11-15 14:09:16
FWP
RedHawk Holdings Corp.
0001353406
Form NT 10-Q
2019-11-15 14:09:03
NT 10-Q
RedHawk Holdings Corp
0001353406
Form NT 10-Q
2019-11-15 14:09:03
NT 10-Q
Hometap Investment Partners II, L.P.
0001794032
Stock / Securites Offering
2019-11-15 14:08:18
D
Hometap Investment Partners II, L.P
0001794032
Stock / Securites Offering
2019-11-15 14:08:18
D
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-11-15 14:07:41
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-11-15 14:07:41
424B2
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-11-15 14:07:30
424B2
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-11-15 14:07:30
424B2
FundX Investment Trust
0001602508
Prospectus Summary
2019-11-15 14:06:18
497K
FundX Investment Trust
0001602508
Prospectus Summary
2019-11-15 14:06:18
497K
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-11-15 14:05:12
424B2
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-11-15 14:05:12
424B2
Kover.ai, Inc
0001794277
Stock / Securites Offering
2019-11-15 14:04:03
D
Kover.ai, Inc.
0001794277
Stock / Securites Offering
2019-11-15 14:04:03
D
GreenVision Acquisition Corp
0001788841
Form CERT
2019-11-15 14:03:29
CERT
CITIBANK CREDIT CARD ISSUANCE TRUST
0001108348
Asset-Backed Issuer Distribution
2019-11-15 14:02:04
10-D
CITIBANK CREDIT CARD MASTER TRUST I
0000921864
Asset-Backed Issuer Distribution
2019-11-15 14:02:04
10-D
CITIBANK CREDIT CARD MASTER TRUST I
0000921864
Asset-Backed Issuer Distribution
2019-11-15 14:02:04
10-D
Citibank, N.A., as depositor of Citibank Credit Card Issuance Trust
0001522616
Asset-Backed Issuer Distribution
2019-11-15 14:02:04
10-D
CITIBANK CREDIT CARD ISSUANCE TRUST
0001108348
Asset-Backed Issuer Distribution
2019-11-15 14:02:04
10-D
Citibank, N.A., as depositor of Citibank Credit Card Issuance Trust
0001522616
Asset-Backed Issuer Distribution
2019-11-15 14:02:04
10-D
USA TECHNOLOGIES INC
0000896429
Form PRRN14A
2019-11-15 14:02:03
PRRN14A
Hudson Executive Capital LP
0001652522
Form PRRN14A
2019-11-15 14:02:03
PRRN14A
USA TECHNOLOGIES INC
0000896429
Form PRRN14A
2019-11-15 14:02:03
PRRN14A
Hudson Executive Capital LP
0001652522
Form PRRN14A
2019-11-15 14:02:03
PRRN14A
GREAT POINT PARTNERS LLC
0001281446
Quarterly Report
2019-11-15 14:01:08
13F-HR
GREAT POINT PARTNERS LLC
0001281446
Quarterly Report
2019-11-15 14:01:08
13F-HR
Capital One Auto Receivables LLC
0001133438
Asset-Backed Issuer Distribution
2019-11-15 14:00:50
10-D
Capital One Prime Auto Receivables Trust 2019-2
0001786041
Asset-Backed Issuer Distribution
2019-11-15 14:00:50
10-D
SITIME Corp
0001451809
Form CERT
2019-11-15 13:59:11
CERT
SITIME Corp
0001451809
Form CERT
2019-11-15 13:59:11
CERT
FundX Investment Trust
0001602508
Investment Prospectus
2019-11-15 13:58:37
497
FundX Investment Trust
0001602508
Investment Prospectus
2019-11-15 13:58:37
497
AUXIER ASSET MANAGEMENT
0001105863
Quarterly Report
2019-11-15 13:58:34
13F-HR
AUXIER ASSET MANAGEMENT
0001105863
Quarterly Report
2019-11-15 13:58:34
13F-HR
JAY JEFFREY R
0001239607
Quarterly Report
2019-11-15 13:58:30
13F-NT
JAY JEFFREY R
0001239607
Quarterly Report
2019-11-15 13:58:30
13F-NT
Lipocine Inc.
0001535955
Prospectus [Rule 424(b)(5)]
2019-11-15 13:58:27
424B5
Lipocine Inc
0001535955
Prospectus [Rule 424(b)(5)]
2019-11-15 13:58:27
424B5
CNH Equipment Trust 2019-C
0001787912
Asset-Backed Issuer Distribution
2019-11-15 13:57:55
10-D
CNH Equipment Trust 2019-C
0001787912
Asset-Backed Issuer Distribution
2019-11-15 13:57:55
10-D
Northwoods Capital Equity Holdings III, L.P.
0001792572
Stock / Securites Offering
2019-11-15 13:56:39
D
Northwoods Capital Equity Holdings III, L.P
0001792572
Stock / Securites Offering
2019-11-15 13:56:39
D
GRP 3, LLC
0001672004
Stock / Securites Offering
2019-11-15 13:56:23
D/A
GRP 3, LLC
0001672004
Stock / Securites Offering
2019-11-15 13:56:23
D/A
Double Feature Holdings, LLC
0001794346
Stock / Securites Offering
2019-11-15 13:56:07
D
Double Feature Holdings, LLC
0001794346
Stock / Securites Offering
2019-11-15 13:56:07
D
Madison Technologies Inc.
0001318268
Quarterly Report
2019-11-15 13:55:40
10-Q
Madison Technologies Inc
0001318268
Quarterly Report
2019-11-15 13:55:40
10-Q
ZwitterCo, Inc.
0001749837
Stock / Securites Offering
2019-11-15 13:55:24
D/A
ZwitterCo, Inc
0001749837
Stock / Securites Offering
2019-11-15 13:55:24
D/A
KROIN DAVID
0001397513
Quarterly Report
2019-11-15 13:55:20
13F-NT
KROIN DAVID
0001397513
Quarterly Report
2019-11-15 13:55:20
13F-NT
CINCINNATI FINANCIAL CORP
0000020286
Current Report
2019-11-15 13:54:20
8-K
CINCINNATI FINANCIAL CORP
0000020286
Current Report
2019-11-15 13:54:20
8-K
Generation NEXT Franchise Brands, Inc
0001526689
Form NT 10-Q
2019-11-15 13:52:01
NT 10-Q
Generation NEXT Franchise Brands, Inc.
0001526689
Form NT 10-Q
2019-11-15 13:52:01
NT 10-Q
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1955
0001786574
Form 487
2019-11-15 13:51:42
487
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1955
0001786574
Form 487
2019-11-15 13:51:42
487
Clearfield, Inc
0000796505
Annual Report
2019-11-15 13:51:37
10-K
CNH Equipment Trust 2019-B
0001773056
Asset-Backed Issuer Distribution
2019-11-15 13:50:26
10-D
CNH Equipment Trust 2019-B
0001773056
Asset-Backed Issuer Distribution
2019-11-15 13:50:26
10-D
Prime Property Fund Asia Limited Partnership
0001657708
Stock / Securites Offering
2019-11-15 13:49:25
D/A
Prime Property Fund Asia Limited Partnership
0001657708
Stock / Securites Offering
2019-11-15 13:49:25
D/A
ON4 COMMUNICATIONS INC
0001300867
Form 1-A/A
2019-11-15 13:48:34
1-A/A
ON4 COMMUNICATIONS INC.
0001300867
Form 1-A/A
2019-11-15 13:48:34
1-A/A
Altegris Winton Futures Fund, L.P
0001198415
Quarterly Report
2019-11-15 13:48:29
10-Q
Capital One Prime Auto Receivables Trust 2019-1
0001766004
Asset-Backed Issuer Distribution
2019-11-15 13:48:24
10-D
Capital One Auto Receivables LLC
0001133438
Asset-Backed Issuer Distribution
2019-11-15 13:48:24
10-D
CLARIFY MEDICAL, INC.
0001615353
Stock / Securites Offering
2019-11-15 13:47:45
D/A
CLARIFY MEDICAL, INC
0001615353
Stock / Securites Offering
2019-11-15 13:47:45
D/A
Voya Credit Opportunities Master Fund
0001690056
Stock / Securites Offering
2019-11-15 13:47:43
D/A
Voya Credit Opportunities Master Fund
0001690056
Stock / Securites Offering
2019-11-15 13:47:43
D/A
1205457 BC Ltd.
0001793281
Stock / Securites Offering
2019-11-15 13:46:20
D
1205457 BC Ltd
0001793281
Stock / Securites Offering
2019-11-15 13:46:20
D
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-11-15 13:44:33
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-11-15 13:44:33
424B2
MOBILE COOKS LLC
0001776793
Form C
2019-11-15 13:44:19
C
MOBILE COOKS LLC
0001776793
Form C
2019-11-15 13:44:19
C
CNH Equipment Trust 2019-A
0001762569
Asset-Backed Issuer Distribution
2019-11-15 13:42:55
10-D
CNH Equipment Trust 2019-A
0001762569
Asset-Backed Issuer Distribution
2019-11-15 13:42:55
10-D
Select Notes Trust LT 2004-1
0001293234
Current Report
2019-11-15 13:42:10
8-K
Select Notes Trust LT 2004-1
0001293234
Current Report
2019-11-15 13:42:10
8-K
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-11-15 13:41:42
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-11-15 13:41:42
424B2
JPMorgan Chase Bank, N.A. - ADR Depositary
0001474274
Form F-6EF
2019-11-15 13:41:31
F-6EF

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