SEC Form 3

Security Ownership Statement

SEC Form 3
Initial statement of beneficial ownership of securities
Filings
DateFormCompany
2019-09-20 13:06:563 Sophia 33, Inc., Achison Inc
2019-09-20 12:17:583 Cashion Tana K, DEVON ENERGY CORP/DE
2019-09-20 12:11:343 Harris David Gerard, DEVON ENERGY CORP/DE
2019-09-20 11:37:043 LINTAL ELLEN M, AIM ImmunoTech Inc.
2019-09-20 10:28:053 Vari Richard Alexander, MainStreet Bancshares, Inc.
2019-09-20 10:03:183 Baumgardner John E Jr., Pioneer ILS Interval Fund
2019-09-20 10:01:203 Baumgardner John E Jr., Pioneer ILS Bridge Fund
2019-09-20 09:58:163 Baumgardner John E Jr., PIONEER MUNICIPAL HIGH INCOME TRUST
2019-09-20 09:56:223 Baumgardner John E Jr., PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST
2019-09-20 09:54:043 Baumgardner John E Jr., PIONEER HIGH INCOME TRUST
2019-09-20 09:45:443 Baumgardner John E Jr., Pioneer Floating Rate Trust
2019-09-20 09:36:033 Peterson Matthew Jay, UNIVERSAL HEALTH SERVICES INC
2019-09-20 09:24:323 Baumgardner John E Jr., Pioneer Diversified High Income Trust
2019-09-20 06:31:013/A Siudara Andrea, Altair Engineering Inc.
2019-09-19 21:18:013 Nelson Erin Mulligan, Skyline Champion Corp
2019-09-19 20:04:093 GLOBAL PAYMENTS INC, MCDANIEL CONNIE D
2019-09-19 20:01:303 TURNER JOHN THOMPSON, GLOBAL PAYMENTS INC
2019-09-19 20:00:413 JOHNSON JOIA M, GLOBAL PAYMENTS INC
2019-09-19 19:59:513 GLOBAL PAYMENTS INC, CLONINGER KRISS III
2019-09-19 19:56:423 Arroyo F. Thaddeus, GLOBAL PAYMENTS INC
2019-09-19 19:56:363 Todd Paul M, GLOBAL PAYMENTS INC
2019-09-19 19:54:183 WOODS M TROY, GLOBAL PAYMENTS INC
2019-09-19 19:13:363 Ron Amichai, TEXAS INSTRUMENTS INC
2019-09-19 18:44:323 Andrews Justin, IZEA Worldwide, Inc.
2019-09-19 18:04:383 Gerard Leo Wilfred, KAISER ALUMINUM CORP
2019-09-19 17:50:163 Kothari Shanoop, NuZee, Inc.
2019-09-19 17:08:193 Gavrilenya Alexey, FLEETCOR TECHNOLOGIES INC
2019-09-19 17:02:173 Masterson Christopher J., New York City REIT, Inc.
2019-09-19 16:59:033 Smith Stephen Montgomery, WEX Inc.
2019-09-19 16:53:323 McCracken Brendan Michael, ENCANA CORP
2019-09-19 16:44:403 Tanner Bruce L, AMERICAN TOWER CORP /MA/
2019-09-19 16:43:543 IAA, Inc., Carlson Christopher
2019-09-19 16:42:123 PUGLIESE STEPHANIE L., Under Armour, Inc.
2019-09-19 16:38:233 Emanuelson Timothy, SPLUNK INC
2019-09-19 16:35:113 PUGLIESE STEPHANIE L., Under Armour, Inc.
2019-09-19 16:30:023 Oliva George, Summit Wireless Technologies, Inc.
2019-09-19 16:27:533 Komjathy Andrew, CATABASIS PHARMACEUTICALS INC
2019-09-19 16:23:243 ROSENBERG STEPHEN, AMERICA FIRST MULTIFAMILY INVESTORS, L.P.
2019-09-19 16:22:563 GRAY PATRICK M., Dicerna Pharmaceuticals Inc
2019-09-19 16:22:213 Rogozinski Kenneth, AMERICA FIRST MULTIFAMILY INVESTORS, L.P.
2019-09-19 16:20:563 Pollock Curtis, AMERICA FIRST MULTIFAMILY INVESTORS, L.P.
2019-09-19 16:19:553 Mando William, AMERICA FIRST MULTIFAMILY INVESTORS, L.P.
2019-09-19 16:18:483 LILLY STEVEN C, AMERICA FIRST MULTIFAMILY INVESTORS, L.P.
2019-09-19 16:17:333 Fletcher Drew, AMERICA FIRST MULTIFAMILY INVESTORS, L.P.
2019-09-19 16:16:373 Schwenger Thomas D., VEEVA SYSTEMS INC
2019-09-19 16:16:333 Smith Mike C., Ulta Beauty, Inc.
2019-09-19 16:16:073 Baevsky Jeffrey, AMERICA FIRST MULTIFAMILY INVESTORS, L.P.
2019-09-19 16:15:343 Herzog James J, COMERICA INC /NEW/
2019-09-19 16:02:423 Associated Capital Group, Inc., GGCP, INC., GABELLI MARIO J, Internap Corp, GAMCO INVESTORS, INC. ET AL
2019-09-19 16:02:173 KRUEGER JILL M, iMedia Brands, Inc.
2019-09-19 16:00:183 Poirier Robert Joseph, Sleep Number Corp
2019-09-19 15:28:513 Chardan Healthcare Acquisition Corp., MMCAP International Inc. SPC
2019-09-19 15:02:443 Larkin Peter J., PARK CITY GROUP INC
2019-09-19 14:54:293 Iles Nathan R., STANDARD MOTOR PRODUCTS, INC.
2019-09-19 14:22:393/A McDonald John K., Toll Brothers, Inc.
2019-09-19 14:21:173 SMUCKER MARK T, KIMBERLY CLARK CORP
2019-09-19 14:21:133 LEWIS ALISON, KIMBERLY CLARK CORP
2019-09-19 14:10:123 Givens Gregory Dean, ENCANA CORP
2019-09-19 13:47:413 Hampton Joseph B., SPIRE INC
2019-09-19 12:10:403 Adkins Vance W., SEVERN BANCORP INC
2019-09-19 11:32:363 Kumar Sujatha, PERCEPTRON INC/MI
2019-09-19 11:11:133 Principal Diversified Select Real Asset Fund, Bhatia Kamal
2019-09-19 10:54:233 Lane Frank, Accelerize Inc.
2019-09-19 10:40:453 Vassallo Frank D, CHEMUNG FINANCIAL CORP
2019-09-19 10:00:153 Till Karen A., ONE LIBERTY PROPERTIES INC
2019-09-19 06:22:313 Knag Peter H, CENTRAL EUROPEAN MEDIA ENTERPRISES LTD
2019-09-18 21:59:443 TULLIS GROWTH FUND II, L.P., Tullis Growth Fund, L.P., EXAGEN INC., TULLIS DICKERSON PARTNERS III, L.L.C., TULLIS DICKERSON CAPITAL FOCUS III, L.P.
2019-09-18 21:50:373 Sun Mountain Capital Partners LLC, NMSIC Focused LLC, NMSIC Co-Investment Fund, L.P., EXAGEN INC.
2019-09-18 21:48:203 Birk Brian, EXAGEN INC.
2019-09-18 21:47:333 PALLARES EBETUEL, EXAGEN INC.
2019-09-18 21:46:213 EXAGEN INC., TULLIS JAMES L L
2019-09-18 21:44:133 H.I.G.-GPII, Inc., H.I.G. Bio-Exagen, L.P., EXAGEN INC., MNAYMNEH SAMI, TAMER ANTHONY
2019-09-18 21:42:033 Robertson Bruce C, EXAGEN INC.
2019-09-18 21:39:193 HuntVest, LLC, Hunt Guaranty Inc., Hunt Holdings Limited Partnership, Hunt Woody L, EXAGEN INC.
2019-09-18 21:34:273 Jacobson Matthew, Datadog, Inc.
2019-09-18 21:30:423 Elliott Jeffrey Thomas, EXAGEN INC.
2019-09-18 21:29:033 Suidara Andrea, Altair Engineering Inc.
2019-09-18 21:28:453 Burrell Chet, EXAGEN INC.
2019-09-18 21:27:223 Nova Tina Susan, EXAGEN INC.
2019-09-18 21:25:143 Dervieux Thierry, EXAGEN INC.
2019-09-18 21:23:373 Adawi Kamal, EXAGEN INC.
2019-09-18 21:21:323 Rocca Fortunato R., EXAGEN INC.
2019-09-18 20:58:043 ICONIQ Strategic Partners IV GP, L.P., Makan Divesh, Griffith William J.G., ICONIQ STRATEGIC PARTNERS II, L.P., Datadog, Inc.
2019-09-18 20:54:503 ICONIQ Strategic Partners III GP, L.P., ICONIQ Strategic Partners IV-B, L.P., ICONIQ Strategic Partners IV, L.P., ICONIQ Strategic Partners II GP, L.P.
2019-09-18 20:17:163 Shah Shardul, Datadog, Inc.
2019-09-18 20:16:153 Index Venture Growth Associates III Ltd, Index Venture Associates VI Ltd, Index Ventures VI Parallel Entrepreneur Fund, Index Ventures Growth III

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