SEC Form 3

Security Ownership Statement

SEC Form 3
Initial statement of beneficial ownership of securities
Filings
DateFormCompany
2019-11-19 16:08:433 Conatus Pharmaceuticals Inc., Scott Kathleen D.
2019-11-19 15:51:303 ROSEN JONATHAN HUGH, YayYo, Inc.
2019-11-19 15:50:483 YayYo, Inc., Richter Paul
2019-11-19 15:49:573 YayYo, Inc., DiGiovanni Laurie
2019-11-19 15:49:353 Guzy Jeffrey J, YayYo, Inc.
2019-11-19 15:47:203 YayYo, Inc., Sidhu Harbant
2019-11-19 15:46:543 PICKARD KEVIN, YayYo, Inc.
2019-11-19 15:45:413 MIGLINO CHRISTOPHER, YayYo, Inc.
2019-11-19 13:54:203 First Choice Bancorp, Hanson Diana
2019-11-19 13:26:553 HOOKIPA Pharma Inc., Necina Roman
2019-11-19 12:55:493 AWARE INC /MA/, Lazzouni Mohamed
2019-11-19 11:53:463 Rubicon Technology, Inc., Rich Mathew Jason
2019-11-19 10:15:493 LYDALL INC /DE/, Greenstein Sara A.
2019-11-19 10:06:323 LAKELAND FINANCIAL CORP, Donovan James Rickard
2019-11-19 09:46:113 SPRUCE HOUSE PARTNERSHIP LP, Spruce House Capital LLC, SPRUCE HOUSE INVESTMENT MANAGEMENT LLC, Wayfair Inc., Sternberg Zachary, Stein Benjamin Forester
2019-11-19 09:44:053 UMH PROPERTIES, INC., MIZUHO SECURITIES USA LLC
2019-11-19 09:36:223 MONMOUTH REAL ESTATE INVESTMENT CORP, MIZUHO SECURITIES USA LLC
2019-11-18 21:56:283 Cellular Biomedicine Group, Inc., Mission Right Ltd
2019-11-18 21:18:213 Trinity Sub Inc., Lawrence Norma J., Broadmark Realty Capital Inc.
2019-11-18 21:14:253 Trinity Sub Inc., Broadmark Realty Capital Inc., Van Sickle Joanne C.
2019-11-18 21:11:083 Trinity Sub Inc., Broadmark Realty Capital Inc., Pyatt Jeffrey B.
2019-11-18 20:51:443 Trinity Sub Inc., Hirsch Daniel J., Broadmark Realty Capital Inc.
2019-11-18 20:49:013 Trinity Sub Inc., Haggerty Stephen G, Broadmark Realty Capital Inc.
2019-11-18 20:46:563 Trinity Sub Inc., LUEBBERS KEVIN M, Broadmark Realty Capital Inc.
2019-11-18 20:44:183 ACACIA RESEARCH CORP, Drive Shack Inc.
2019-11-18 20:01:393 SHEINBAUM MARC, CPI Card Group Inc.
2019-11-18 17:34:003 Prevail Therapeutics Inc., Sheng Morgan
2019-11-18 17:27:493 CUTERA INC, Ahmad Fuad
2019-11-18 17:23:423 HEARTLAND FINANCIAL USA INC, Engel Robert B
2019-11-18 17:15:563 PENN VIRGINIA CORP, Kelley Russell T JR
2019-11-18 17:12:473 PBF Energy Inc., CARSO ENERGY CORP
2019-11-18 17:11:003 GULF ISLAND FABRICATION INC, HEO RICHARD W.
2019-11-18 17:08:473 Ascena Retail Group, Inc., Baldwin Marisa
2019-11-18 17:06:453 SYSCO CORP, Lundquist Stephanie A
2019-11-18 17:05:453 CASTLIGHT HEALTH, INC., Bondurant William
2019-11-18 16:58:513 Stoke Therapeutics, Inc., Walker Robin A.
2019-11-18 16:43:023 Fortune Brands Home & Security, Inc., Fortune Brands Home & Security, Inc., Banyard R David
2019-11-18 16:36:093 Workhorse Group Inc., Furey Anthony Daly
2019-11-18 16:32:123 Anderson Joel D, Sprouts Farmers Market, Inc.
2019-11-18 16:32:113 NBT BANCORP INC, Burns Annette L
2019-11-18 16:27:013 MITEK SYSTEMS INC, Wells Donna
2019-11-18 16:10:013 Valaris plc, Lambert Georges J.
2019-11-18 16:06:403 DFB Healthcare Acquisitions Corp., BlueMountain Capital Management, LLC, AdaptHealth Corp.
2019-11-18 16:05:243 INTEL CORP, GOETZ JAMES J
2019-11-18 16:03:573 Pacific Ethanol, Inc.
2019-11-18 16:03:573 NBT BANCORP INC, Moran John V
2019-11-18 16:03:573 Nury Dianne S.
2019-11-18 15:48:143 BERKLEY W R CORP, Talisman Jonathan
2019-11-18 15:17:183 RAVE RESTAURANT GROUP, INC., BURNS MICHAEL F JR
2019-11-18 13:32:553 Northwest Natural Holding Co, Enand Monica
2019-11-18 13:26:513 Saleen Automotive, Inc., Balingit Lawrence
2019-11-18 13:19:243 HOST HOTELS & RESORTS, INC., HOST HOTELS & RESORTS, INC., Aslaksen Julie P
2019-11-18 11:17:073 Financial Gravity Companies, Inc., Winters Jennifer
2019-11-18 10:10:263 CNO Financial Group, Inc., Foss David B
2019-11-18 09:04:533 SCANSOURCE, INC., Ramoneda Dorothy F
2019-11-18 08:41:493 EyePoint Pharmaceuticals, Inc., Elston George
2019-11-15 20:28:233 Restoration Robotics, Inc., Venus Concept Inc., SC Venus US Ltd, Saudi Economic & Development Securities Co, SEDCO Capital Cayman Ltd, SC Venus Opportunities Ltd
2019-11-15 19:52:203 Global Seed Corp, Chan Chun Ngan
2019-11-15 19:33:113 Co-Diagnostics, Inc., NELSON JAMES B
2019-11-15 19:23:423 BioSig Technologies, Inc., Pease Martha
2019-11-15 19:20:213 BridgeBio Pharma, Inc., Stolz Brian M.
2019-11-15 19:18:423 BridgeBio Pharma, Inc., YAU YI CHING
2019-11-15 18:51:023 STARBUCKS CORP, Kelly John AC
2019-11-15 18:26:313 OGE ENERGY CORP., Jones Donnie O.
2019-11-15 18:17:403 Quotient Technology Inc., Strayer Pamela J
2019-11-15 18:11:153/A Fastly, Inc., Bergman Artur
2019-11-15 17:36:453 HOLLY ENERGY PARTNERS LP, Bhatia Vaishali S.
2019-11-15 17:36:123 HollyFrontier Corp, Bhatia Vaishali S.
2019-11-15 17:18:293 Financial Gravity Companies, Inc., Nemer Gary Joel
2019-11-15 17:01:433 MAJOR LEAGUE FOOTBALL INC, Jennings Britt Terrell
2019-11-15 17:01:053 RAND CAPITAL CORP, East Asset Management, LLC
2019-11-15 17:00:283 Childrens Place, Inc., Karpf Robert A
2019-11-15 17:00:113 RAND CAPITAL CORP
2019-11-15 17:00:113 RAND CAPITAL CORP
2019-11-15 17:00:113 RAND CAPITAL CORP, Gusky Adam Samuel
2019-11-15 17:00:113 Godley Benjamin E
2019-11-15 16:56:073 Pacific Ethanol, Inc., NATHAN GILBERT E
2019-11-15 16:53:133 EMPIRE RESORTS INC, Hercules Topco LLC
2019-11-15 16:45:153 U.S. SILICA HOLDINGS, INC., USSERY JAMES DEREK
2019-11-15 16:36:443 Horizon Global Corp, Pollick Matthew
2019-11-15 16:36:243 ARGAN INC, trebilcock Terrance Colin
2019-11-15 16:36:103 ARGAN INC, Collins Charles Edwin IV
2019-11-15 16:35:253 NIKE, Inc., Duckett Thasunda
2019-11-15 16:32:053 Workhorse Group Inc., Fleming Stephen M.
2019-11-15 16:31:223 Nofi Michael, SpringWorks Therapeutics, Inc.
2019-11-15 16:31:003 Workhorse Group Inc., Ackerson Gregory T.
2019-11-15 16:25:243 Cardiovascular Systems Inc, Stenbeck Stephen
2019-11-15 16:13:593 COHEN & STEERS, INC., COHEN & STEERS, INC., Smith Dasha
2019-11-15 16:10:353 Forbes William P, Beyond Air, Inc.
2019-11-15 16:09:013 LCI INDUSTRIES, SIRPILLA JOHN A.
2019-11-15 16:05:393 ROSETTA STONE INC, WALKER KATHRYN EBERLE
2019-11-15 16:02:193 Livongo Health, Inc., Kinnevik Internet Lux S.a r.l.
2019-11-15 15:52:563 LANCASTER COLONY CORP, BRASIER BARBARA L
2019-11-15 14:21:033 BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc., Shea John P
2019-11-15 14:17:483 BNY MELLON STRATEGIC MUNICIPALS, INC., Shea John P
2019-11-15 14:11:583 BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC., Shea John P
2019-11-15 14:08:253 BNY MELLON MUNICIPAL INCOME, INC., Shea John P
2019-11-15 14:04:233 BNY Mellon Municipal Bond Infrastructure Fund, Inc., Shea John P

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