SEC Form 497AD

Advertising Disclosure

SEC Form 497AD
Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]
Filings
DateFormCompany
2019-11-19 06:49:59497AD Eagle Point Credit Co Inc.
2019-11-19 06:47:08497AD Eagle Point Income Co Inc.
2019-11-18 20:05:08497AD GABELLI DIVIDEND & INCOME TRUST
2019-11-18 16:21:12497AD JOHNSON MUTUAL FUNDS TRUST
2019-11-15 16:50:52497AD Eagle Point Income Co Inc.
2019-11-15 08:55:34497AD XAI Octagon Floating Rate & Alternative Income Term Trust
2019-11-14 17:01:15497AD Eagle Point Credit Co Inc.
2019-11-14 16:46:58497AD XAI Octagon Floating Rate & Alternative Income Term Trust
2019-11-14 12:54:46497AD Aberdeen Income Credit Strategies Fund
2019-11-08 16:28:33497AD Main Street Capital CORP
2019-11-08 11:53:56497AD JOHNSON MUTUAL FUNDS TRUST
2019-11-08 09:11:04497AD Oxford Square Capital Corp.
2019-11-06 16:43:42497AD RIVERNORTH OPPORTUNITIES FUND, INC.
2019-11-05 17:02:49497AD CAPITAL SOUTHWEST CORP
2019-11-05 12:31:04497AD CLEARWATER INVESTMENT TRUST
2019-11-04 18:11:01497AD RIVERNORTH OPPORTUNITIES FUND, INC.
2019-11-04 09:12:03497AD Oxford Lane Capital Corp.
2019-11-01 11:34:03497AD RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
2019-10-31 17:27:59497AD PARADIGM FUNDS
2019-10-28 09:49:15497AD AETOS LONG/SHORT STRATEGIES FUND LLC
2019-10-28 09:39:14497AD AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
2019-10-28 09:32:07497AD AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
2019-10-25 11:34:30497AD New Mountain Finance Corp
2019-10-23 12:23:02497AD FIDUS INVESTMENT Corp
2019-10-23 08:51:51497AD New Mountain Finance Corp
2019-10-22 16:19:50497AD New Mountain Finance Corp
2019-10-17 16:11:07497AD TPG Specialty Lending, Inc.
2019-10-16 16:32:06497AD FIDUS INVESTMENT Corp
2019-10-16 09:27:11497AD Investcorp Credit Management BDC, Inc.
2019-10-15 19:02:42497AD Eagle Point Income Co Inc.
2019-10-15 17:17:09497AD Eagle Point Credit Co Inc.
2019-10-15 16:27:09497AD Investcorp Credit Management BDC, Inc.
2019-10-10 21:57:07497AD FIDUS INVESTMENT Corp
2019-10-10 21:50:36497AD FIDUS INVESTMENT Corp
2019-10-10 18:18:01497AD MUNDOVAL FUNDS
2019-10-10 08:43:39497AD FIDUS INVESTMENT Corp
2019-10-09 16:42:17497AD JOHNSON MUTUAL FUNDS TRUST
2019-10-09 15:46:16497AD OFS Capital Corp
2019-10-09 15:43:16497AD OFS Capital Corp
2019-10-08 12:32:38497AD AETOS LONG/SHORT STRATEGIES FUND LLC
2019-10-08 12:26:50497AD AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
2019-10-08 12:19:06497AD AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
2019-10-08 09:04:06497AD GLADSTONE CAPITAL CORP
2019-10-08 09:01:24497AD OFS Capital Corp
2019-10-08 09:00:36497AD GLADSTONE CAPITAL CORP
2019-10-07 09:01:06497AD GLADSTONE CAPITAL CORP
2019-10-04 15:12:25497AD JOHNSON MUTUAL FUNDS TRUST
2019-10-03 17:29:17497AD Priority Income Fund, Inc.
2019-10-03 17:28:38497AD Priority Income Fund, Inc.
2019-10-03 08:23:43497AD Priority Income Fund, Inc.
2019-10-02 16:32:57497AD Aberdeen Income Credit Strategies Fund
2019-10-01 17:19:25497AD Owl Rock Capital Corp
2019-10-01 17:17:56497AD Owl Rock Capital Corp
2019-10-01 17:16:11497AD Owl Rock Capital Corp
2019-10-01 17:13:41497AD Owl Rock Capital Corp
2019-10-01 17:12:42497AD Owl Rock Capital Corp
2019-09-30 11:54:48497AD AETOS LONG/SHORT STRATEGIES FUND LLC
2019-09-30 11:45:58497AD AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
2019-09-30 11:38:02497AD AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
2019-09-26 15:36:03497AD GABELLI DIVIDEND & INCOME TRUST
2019-09-25 16:18:41497AD Owl Rock Capital Corp
2019-09-25 06:58:48497AD CAPITAL SOUTHWEST CORP
2019-09-24 19:31:56497AD PENNANTPARK INVESTMENT CORP
2019-09-24 18:08:48497AD CAPITAL SOUTHWEST CORP
2019-09-24 16:42:01497AD CAPITAL SOUTHWEST CORP
2019-09-24 10:18:11497AD CAPITAL SOUTHWEST CORP
2019-09-23 09:33:56497AD GABELLI DIVIDEND & INCOME TRUST
2019-09-20 17:06:00497AD RIVERNORTH OPPORTUNITIES FUND, INC.
2019-09-16 16:19:01497AD Eagle Point Credit Co Inc.
2019-09-16 16:15:53497AD Eagle Point Income Co Inc.
2019-09-12 11:19:32497AD SOURCE CAPITAL INC /DE/
2019-09-10 17:26:11497AD ARES CAPITAL CORP
2019-09-10 17:24:56497AD ARES CAPITAL CORP
2019-09-10 17:24:11497AD ARES CAPITAL CORP
2019-09-06 16:51:09497AD SOURCE CAPITAL INC /DE/
2019-08-28 08:00:09497AD OFS Credit Company, Inc.
2019-08-27 15:47:18497AD AETOS LONG/SHORT STRATEGIES FUND LLC
2019-08-27 15:38:24497AD AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
2019-08-27 15:31:01497AD AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
2019-08-26 07:59:43497AD OFS Credit Company, Inc.
2019-08-19 07:25:24497AD Eagle Point Income Co Inc.
2019-08-16 17:19:31497AD BlackRock TCP Capital Corp.
2019-08-16 16:49:09497AD BlackRock TCP Capital Corp.
2019-08-16 10:05:02497AD BlackRock TCP Capital Corp.
2019-08-15 19:00:43497AD Eagle Point Credit Co Inc.
2019-08-15 15:30:52497AD PARADIGM FUNDS
2019-08-15 06:12:06497AD Eagle Point Credit Co Inc.
2019-08-09 16:41:36497AD Main Street Capital CORP
2019-08-07 12:08:34497AD CLEARWATER INVESTMENT TRUST
2019-08-06 16:31:21497AD CAPITAL SOUTHWEST CORP
2019-08-05 12:25:51497AD OFS Credit Company, Inc.
2019-08-05 08:53:03497AD Oxford Lane Capital Corp.
2019-08-02 16:05:30497AD Eagle Point Income Co Inc.
2019-08-01 08:50:30497AD Oxford Square Capital Corp.
2019-07-29 11:10:03497AD HIGHLAND INCOME FUND\MA
2019-07-29 09:33:27497AD AETOS LONG/SHORT STRATEGIES FUND LLC
2019-07-29 09:26:16497AD AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
2019-07-29 09:09:08497AD AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
2019-07-26 12:55:36497AD Eagle Point Income Co Inc.
2019-07-25 10:39:17497AD Newtek Business Services Corp.
2019-07-24 17:24:56497AD Newtek Business Services Corp.
2019-07-23 19:08:37497AD Eagle Point Income Co Inc.
2019-07-23 18:38:37497AD Eagle Point Income Co Inc.
2019-07-19 08:06:00497AD OFS Credit Company, Inc.
2019-07-17 17:30:02497AD Owl Rock Capital Corp
2019-07-17 17:30:02497AD Owl Rock Capital Corp
2019-07-17 17:30:02497AD Owl Rock Capital Corp
2019-07-15 16:53:35497AD Eagle Point Credit Co Inc.
2019-07-11 12:20:15497AD New Mountain Finance Corp
2019-07-09 17:50:30497AD Clough Global Opportunities Fund
2019-07-09 08:00:17497AD New Mountain Finance Corp
2019-07-08 18:08:39497AD Clough Global Dividend & Income Fund
2019-07-08 18:04:26497AD Clough Global Equity Fund
2019-07-08 17:25:16497AD MUNDOVAL FUNDS
2019-07-08 16:09:51497AD New Mountain Finance Corp
2019-07-08 06:58:03497AD Owl Rock Capital Corp
2019-07-08 06:56:56497AD Owl Rock Capital Corp
2019-06-28 17:01:43497AD AETOS LONG/SHORT STRATEGIES FUND LLC
2019-06-28 16:56:38497AD AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
2019-06-28 16:52:24497AD AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
2019-06-26 14:42:32497AD FS KKR Capital Corp
2019-06-14 16:08:18497AD Eagle Point Credit Co Inc.
2019-06-14 09:04:12497AD WhiteHorse Finance, Inc.
2019-06-13 16:22:55497AD WhiteHorse Finance, Inc.
2019-06-13 08:38:50497AD Hercules Capital, Inc.
2019-06-12 16:10:51497AD Hercules Capital, Inc.
2019-06-12 16:10:19497AD Hercules Capital, Inc.
2019-06-11 22:00:01497AD Great Elm Capital Corp.
2019-06-11 22:00:01497AD Great Elm Capital Corp.
2019-06-11 22:00:01497AD Great Elm Capital Corp.
2019-06-10 16:44:30497AD Great Elm Capital Corp.
2019-06-07 16:45:03497AD Cushing Renaissance Fund
2019-06-07 11:49:10497AD New Mountain Finance Corp
2019-06-05 17:19:33497AD ARES CAPITAL CORP
2019-06-05 17:18:48497AD ARES CAPITAL CORP
2019-06-05 17:17:03497AD ARES CAPITAL CORP
2019-06-05 17:16:03497AD ARES CAPITAL CORP
2019-06-05 17:15:19497AD ARES CAPITAL CORP
2019-06-05 07:12:00497AD New Mountain Finance Corp
2019-06-05 07:05:24497AD New Mountain Finance Corp
2019-06-05 06:59:42497AD New Mountain Finance Corp
2019-06-05 06:45:54497AD New Mountain Finance Corp
2019-06-04 16:47:50497AD CAPITAL SOUTHWEST CORP
2019-06-04 16:41:56497AD Owl Rock Capital Corp
2019-06-04 16:41:56497AD Owl Rock Capital Corp
2019-06-04 16:41:56497AD Owl Rock Capital Corp
2019-06-04 10:14:37497AD GABELLI DIVIDEND & INCOME TRUST
2019-06-03 18:11:49497AD New Mountain Finance Corp
2019-06-03 17:07:46497AD New Mountain Finance Corp

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