Senate Stock Transactions
-
| Issuer | Reporter Ownership | |
|---|---|---|
2021-04-13
2021-03-05 | RPM International Inc. [RPM] |
Daniel S Sullivan [Sullivan, Dan] |
Sale (Partial) | $15,001 - $50,000 | The filer's portfolio is managed by a third party investment professional. The filer was advised of these transactions on April 13, 2021. This activity is part of an ongoing long-term portfolio diversification strategy that regularly includes similar transactions Joint |
2021-04-12
2021-03-29 | Revival LOC, LLC Company: Revival LOC, LLC (Springfield, NJ) Description: Line of Credit - Manufacturer |
Mark R Warner [Warner, Mark] |
Sale (Full) | $1,000,001 - $5,000,000 | -- Self |
2021-04-12
2021-03-03 | United Bankshares, Inc. [UBSI] |
Shelley M Capito [Capito, Shelley Moore] |
Purchase | $100,001 - $250,000 | -- Spouse |
2021-04-12
2021-03-09 | U.S. Bancorp [USB] |
Shelley M Capito [Capito, Shelley Moore] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-04-12
2021-03-09 | JPMorgan Chase & Co. [JPM] |
Shelley M Capito [Capito, Shelley Moore] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-04-12
2021-03-09 | BlackRock, Inc. [BLK] |
Shelley M Capito [Capito, Shelley Moore] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-04-12
2021-03-24 | Wells Fargo & Company [WFC] |
Shelley M Capito [Capito, Shelley Moore] |
Purchase | $15,001 - $50,000 | -- Spouse |
2021-04-12
2021-03-25 | Citigroup Inc. [C] |
Shelley M Capito [Capito, Shelley Moore] |
Sale (Partial) | $1,001 - $15,000 | -- Spouse |
2021-04-09
2021-04-06 | Applied Materials, Inc. [AMAT] |
Ron L Wyden [Wyden, Ron] |
Sale (Partial) | $100,001 - $250,000 | -- Spouse |
2021-04-09
2021-04-06 | KLA Corporation [KLAC] |
Ron L Wyden [Wyden, Ron] |
Sale (Partial) | $100,001 - $250,000 | -- Spouse |
2021-04-09
2021-04-06 | Constellation Brands, Inc. [STZ] |
Ron L Wyden [Wyden, Ron] |
Sale (Full) | $100,001 - $250,000 | -- Spouse |
2021-04-09
2021-04-06 | Broadcom Inc. [AVGO] |
Ron L Wyden [Wyden, Ron] |
Sale (Full) | $100,001 - $250,000 | -- Spouse |
2021-04-09
2021-04-06 | Intel Corporation [INTC] |
Ron L Wyden [Wyden, Ron] |
Sale (Full) | $15,001 - $50,000 | -- Spouse |
2021-04-09
2021-04-06 | KLA Corporation [KLAC] |
Ron L Wyden [Wyden, Ron] |
Sale (Full) | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #3 Child |
2021-04-09
2021-04-06 | KLA Corporation [KLAC] |
Ron L Wyden [Wyden, Ron] |
Sale (Full) | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #2 Child |
2021-04-09
2021-04-06 | KLA Corporation [KLAC] |
Ron L Wyden [Wyden, Ron] |
Sale (Full) | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #1 Child |
2021-04-08
2021-03-26 | Qurate Retail, Inc. [QRTEP] |
William F Hagerty, IV [Hagerty, Bill] |
Purchase | $15,001 - $50,000 | Asset held by Roundstone Ventures, LLC Self |
2021-04-08
2021-03-31 | Fed Farm Credit Bk 3133EMUU4 Rate/Coupon: 0.120% Matures: 11/29/2022 |
Susan M Collins [Collins, Susan M.] |
Purchase | $100,001 - $250,000 | -- Spouse |
2021-04-08
2021-03-16 | ME St Govt Facs Auth 56041MPT5 Rate/Coupon: 2.000% Matures: 10/01/2023 |
Susan M Collins [Collins, Susan M.] |
Purchase | $50,001 - $100,000 | -- Spouse |
2021-04-02
2021-03-30 | Broadcom Inc. [AVGO] |
Ron L Wyden [Wyden, Ron] |
Sale (Partial) | $1,001 - $15,000 | -- Spouse |
2021-04-02
2021-03-05 | Seagate Technology plc [STX] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-04-02
2021-03-04 | Broadcom Inc. [AVGO] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-04-02
2021-03-04 | Seagate Technology plc [STX] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-04-01
2021-03-26 | JPM Contingent Autocall Citigroup Rate/Coupon: 10% Matures: 04/01/2024 |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $15,001 - $50,000 | -- Spouse |
2021-04-01
2021-03-26 | JPM Contingent Autocall Citigroup Rate/Coupon: 10% Matures: 04/01/2024 |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $15,001 - $50,000 | -- Spouse |
2021-04-01
2021-03-24 | BCS Contingent Autocall Intel Rate/Coupon: 10.15% Matures: 06/22/2023 |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $15,001 - $50,000 | -- Spouse |
2021-04-01
2021-03-24 | BCS Contingent Autocall Intel Rate/Coupon: 10.15% Matures: 06/22/2023 |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $15,001 - $50,000 | -- Spouse |
2021-04-01
2021-03-01 | Vulcan Materials Rate/Coupon: 0.875% Matures: 03/01/2021 |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-04-01
2021-02-12 | CarGurus, Inc. [CARG] |
John W Hickenlooper [Hickenlooper, John] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-04-01
2021-02-18 | Dragoneer Growth Opportunities Corp. [DGNR] |
John W Hickenlooper [Hickenlooper, John] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-03-23
2021-02-26 | Seagate Technology plc [STX] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-03-23
2021-02-26 | Applied Materials, Inc. [AMAT] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-03-23
2021-02-26 | KLA Corporation [KLAC] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-03-16
2021-03-03 | Wells Fargo & Company [WFC] |
A. Mitchell McConnell, Jr [McConnell, A. Mitchell Jr.] |
Purchase | $1,001 - $15,000 | Dividend Reinvestment Spouse |
2021-03-14
2021-02-23 | EV - Eaton Vance Corp |
Shelley M Capito [Capito, Shelley Moore] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-03-14
2021-02-23 | United Bankshares, Inc. [UBSI] |
Shelley M Capito [Capito, Shelley Moore] |
Purchase | $50,001 - $100,000 | -- Spouse |
2021-03-14
2021-02-08 | Cisco Systems, Inc. [CSCO] |
Shelley M Capito [Capito, Shelley Moore] |
Sale (Partial) | $1,001 - $15,000 | -- Spouse |
2021-03-10
2021-02-05 | Empire Petroleum Partners LLC Company: Empire Petroleum Partners LLC (Gaithersburg, MD) Description: Energy Company |
Mark R Warner [Warner, Mark] |
Sale (Partial) | $100,001 - $250,000 | Underlying asset of Sachs Capital - Empire B, LLC Self |
2021-03-10
2021-02-11 | LII - Lennox International Inc. 526107AF4 Rate/Coupon: 1.700% Matures: 08/01/27 |
Susan M Collins [Collins, Susan M.] |
Purchase | $50,001 - $100,000 | -- Spouse |
2021-03-10
2021-02-09 | CTXS - Citrix Systems, Inc. 177376AG5 Rate/Coupon: 1.250% Matures: 03/01/26 |
Susan M Collins [Collins, Susan M.] |
Purchase | $15,001 - $50,000 | -- Spouse |
2021-03-09
2021-02-09 | Penn National Gaming, Inc. [PENN] |
Patrick J Toomey [Toomey, Pat] |
Purchase | $1,001 - $15,000 | Child #2 Child |
2021-03-04
2021-03-01 | W.L. Gore & Associates, Inc. Company: W.L. Gore & Associates, Inc. (Newark, DE) Description: Advanced materials manufacturing |
Christopher A Coons [Coons, Chris] |
Sale (Partial) | $250,001 - $500,000 | -- Self |
2021-03-03
2021-02-05 | DuPont de Nemours, Inc. (Exchanged) International Flavors & Fragrances Inc. (Received) [DD IFF] |
Thomas R Carper [Carper, Thomas R.] |
Exchange | $1,001 - $15,000 | -- Spouse |
2021-03-03
2021-02-16 | Intel Corporation [INTC] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-03-03
2021-02-12 | Goldman Sachs Emerging Markets Equity Fund Institu [GEMIX] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-03-03
2021-02-12 | Gold and GemStone Mining Inc. [GGSM] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-03-03
2021-02-12 | First Trust Emerging Markets Small Cap AlphaDEX Fu [FEMS] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-03-03
2021-02-12 | Goldman Sachs Emerging Markets Equity Fund Institu [GEMIX] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-03-03
2021-02-12 | iShares MSCI Emerging Markets ETF [EEM] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-03-03
2021-02-12 | Fidelity Advisor Focused Emerging Markets Fund Cla [FIMKX] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-02-24
2021-01-11 | HC 17th and Grand Partners, LP Company: HC 17th and Grand Partners, LP (Wilmington, DE) Description: Limited Partnership for the purpose of acquiring, developing and selling commercial real estate |
William F Hagerty, IV [Hagerty, Bill] |
Purchase | $50,001 - $100,000 | Asset held by Christine B. Hagerty Irrevocable Trust Child |
2021-02-24
2021-01-11 | HC 17th and Grand Partners, LP Company: HC 17th and Grand Partners, LP (Wilmington, DE) Description: Limited Partnership for the purpose of acquiring, developing and selling commercial real estate |
William F Hagerty, IV [Hagerty, Bill] |
Purchase | $50,001 - $100,000 | Asset held by Tara E. Hagerty Irrevocable Trust Child |
2021-02-24
2021-01-11 | HC 17th and Grand Partners, LP Company: HC 17th and Grand Partners, LP (Wilmington, DE) Description: Limited Partnership for the purpose of acquiring, developing and selling commercial real estate |
William F Hagerty, IV [Hagerty, Bill] |
Purchase | $50,001 - $100,000 | Asset held by Stephen L. Hagerty Irrevocable Trust Child |
2021-02-24
2021-01-11 | HC 17th and Grand Partners, LP Company: HC 17th and Grand Partners, LP (Wilmington, DE) Description: Limited Partnership for purpose of acquiring, developing and selling commercial real estate |
William F Hagerty, IV [Hagerty, Bill] |
Purchase | $50,001 - $100,000 | Asset held by William F. Hagerty V Irrevocable Trust Child |
2021-02-24
2021-01-11 | HC 17th and Grand Partners, LP Company: HC 17th and Grand Partners, LP (Wilmington, DE) Description: Limited Partnership for purpose of acquiring, developing and selling commercial real estate |
William F Hagerty, IV [Hagerty, Bill] |
Purchase | $250,001 - $500,000 | Asset held by Roundstone Ventures, LLC Self |
2021-02-19
2021-01-22 | Liberty Media Acquisition Corporation [LMACU] |
John W Hickenlooper [Hickenlooper, John] |
Purchase | $50,001 - $100,000 | -- Spouse |
2021-02-19
2021-02-16 | Qwest Corp. NT 7% 2056 [CTAA] |
William F Hagerty, IV [Hagerty, Bill] |
Sale (Full) | $15,001 - $50,000 | -- Self |
2021-02-19
2021-01-19 | Editas Medicine, Inc. |
William F Hagerty, IV [Hagerty, Bill] |
Sale (Partial) | $15,001 - $50,000 | -- Self |
2021-02-19
2021-01-08 | Lemonade, Inc. [LMND] |
William F Hagerty, IV [Hagerty, Bill] |
Sale (Partial) | $1,001 - $15,000 | -- Self |
2021-02-19
2021-01-26 | Vroom, Inc. |
William F Hagerty, IV [Hagerty, Bill] |
Purchase | $1,001 - $15,000 | -- Self |
2021-02-19
2021-01-08 | Vroom, Inc. [VRM] |
William F Hagerty, IV [Hagerty, Bill] |
Purchase | $1,001 - $15,000 | -- Self |
2021-02-18
2021-01-20 | Apple Inc. [AAPL] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #3 Child |
2021-02-18
2021-01-20 | Apple Inc. [AAPL] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #2 Child |
2021-02-18
2021-01-20 | Apple Inc. [AAPL] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #1 Child |
2021-02-18
2021-01-27 | Apple Inc. [AAPL] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #3 Child |
2021-02-18
2021-01-27 | The Walt Disney Company [DIS] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #3 Child |
2021-02-18
2021-01-27 | KLA Corporation [KLAC] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #3 Child |
2021-02-18
2021-01-27 | Apple Inc. [AAPL] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #2 Child |
2021-02-18
2021-01-27 | The Walt Disney Company [DIS] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #2 Child |
2021-02-18
2021-01-27 | KLA Corporation [KLAC] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #2 Child |
2021-02-18
2021-01-27 | Apple Inc. [AAPL] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #1 Child |
2021-02-18
2021-01-27 | The Walt Disney Company [DIS] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #1 Child |
2021-02-18
2021-01-27 | KLA Corporation [KLAC] |
Ron L Wyden [Wyden, Ron] |
Purchase | $1,001 - $15,000 | Underlying asset of Fidelity Brokerage - Dependent #1 Child |
2021-02-08
2021-01-27 | Costco Wholesale Corporation [COST] |
Jerry Moran [Moran, Jerry] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-08
2021-01-27 | Costco Wholesale Corporation [COST] |
Jerry Moran [Moran, Jerry] |
Sale (Full) | $1,001 - $15,000 | -- Self |
2021-02-08
2021-01-28 | GameStop Corp. [GME] |
Patrick J Toomey [Toomey, Pat] |
Sale (Full) | $1,001 - $15,000 | Child #2 Child |
2021-02-08
2021-01-27 | Shopify Inc. [SHOP] |
Patrick J Toomey [Toomey, Pat] |
Sale (Full) | $1,001 - $15,000 | Child #2 Child |
2021-02-08
2021-01-27 | GameStop Corp. [GME] |
Patrick J Toomey [Toomey, Pat] |
Purchase | $1,001 - $15,000 | Child #2 Child |
2021-02-08
2021-01-27 | Tesla, Inc. [TSLA] |
Patrick J Toomey [Toomey, Pat] |
Sale (Full) | $1,001 - $15,000 | Child #2 Child |
2021-02-02
2021-01-15 | STAG Industrial, Inc. [STAG] |
Gary C Peters [Peters, Gary] |
Purchase | $1,001 - $15,000 | -- Self |
2021-02-02
2021-01-15 | American Electric Power Company, Inc. [AEP] |
Gary C Peters [Peters, Gary] |
Purchase | $1,001 - $15,000 | -- Self |
2021-02-01
2021-01-29 | ACAP Strategic Fund [XCAPX] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $15,001 - $50,000 | -- Spouse |
2021-02-01
2021-01-27 | DuPont de Nemours, Inc. [DD] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Partial) | $15,001 - $50,000 | -- Spouse |
2021-02-01
2021-01-26 | Pembina Pipeline Corporation [PBA] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-26 | Algonquin Power & Utilities Corp. [AQN] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-25 | Viavi Solutions Inc. [VIAV] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-25 | EVO Payments, Inc. [EVOP] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-13 | Hartford Multifactor Developed Markets (ex-US) ETF [RODM] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-13 | Fidelity Advisor International Capital Appreciatio [FCPIX] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-13 | Hartford Multifactor Developed Markets (ex-US) ETF [RODM] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-13 | Fidelity Advisor International Capital Appreciatio [FCPIX] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-11 | FireEye, Inc. [FEYE] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-11 | ProShares Short QQQ [PSQ] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-11 | ProShares Short S&P500 [SH] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-11 | Datadog, Inc. [DDOG] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-11 | ProShares Short QQQ [PSQ] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-11 | ProShares Short S&P500 [SH] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-11 | ProShares Short QQQ [PSQ] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-11 | ProShares Short S&P500 [SH] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-11 | Conagra Brands, Inc. [CAG] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-08 | Aerojet Rocketdyne Holdings, Inc. [AJRD] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-04 | ProShares Short QQQ [PSQ] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-04 | ProShares Short S&P500 [SH] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-04 | ProShares Short QQQ [PSQ] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-04 | ProShares Short S&P500 [SH] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-04 | ProShares Short QQQ [PSQ] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-02-01
2021-01-04 | ProShares Short S&P500 [SH] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-01-25
2020-12-30 | XEROX CORP Rate/Coupon: 4.5% Matures: 05/15/2021 |
Sheldon Whitehouse [Whitehouse, Sheldon] |
Sale (Full) | $1,001 - $15,000 | Redemption of Called Bond Joint |
2021-01-15
2021-01-05 | CRISPR Therapeutics AG [CRSP] |
James M Inhofe [Inhofe, James M.] |
Sale (Partial) | $1,001 - $15,000 | -- Self |
2021-01-14
2020-11-16 | Visa Inc. [V] |
Pat Roberts [Former Senator] |
Purchase | $15,001 - $50,000 | 555 Spouse |
2021-01-14
2020-11-24 | Costco Wholesale Corporation [COST] |
Pat Roberts [Former Senator] |
Purchase | $15,001 - $50,000 | 555 Spouse |
2021-01-14
2020-11-04 | Costco Wholesale Corporation [COST] |
Pat Roberts [Former Senator] |
Sale (Full) | $15,001 - $50,000 | 555 Spouse |
2021-01-14
2020-11-09 | The Boeing Company [BA] |
Pat Roberts [Former Senator] |
Sale (Full) | $15,001 - $50,000 | sep Spouse |
2021-01-14
2020-11-11 | msft |
Pat Roberts [Former Senator] |
Purchase | $15,001 - $50,000 | sep Spouse |
2021-01-14
2020-11-04 | NVIDIA Corporation [NVDA] |
Pat Roberts [Former Senator] |
Sale (Full) | $15,001 - $50,000 | sep Spouse |
2021-01-14
2020-11-17 | Wayfair Inc. [W] |
Pat Roberts [Former Senator] |
Purchase | $15,001 - $50,000 | R Joint |
2021-01-14
2020-11-16 | Delta Air Lines, Inc. [DAL] |
Pat Roberts [Former Senator] |
Purchase | $1,001 - $15,000 | R Spouse |
2021-01-14
2020-11-16 | The Boeing Company [BA] |
Pat Roberts [Former Senator] |
Purchase | $15,001 - $50,000 | R Spouse |
2021-01-14
2020-11-16 | Walmart Inc. |
Pat Roberts [Former Senator] |
Sale (Full) | $15,001 - $50,000 | R Spouse |
2021-01-14
2020-11-10 | The Walt Disney Company [DIS] |
Pat Roberts [Former Senator] |
Purchase | $1,001 - $15,000 | R Spouse |
2021-01-14
2020-11-09 | aapl |
Pat Roberts [Former Senator] |
Sale (Full) | $50,001 - $100,000 | R Spouse |
2021-01-14
2020-11-09 | ba |
Pat Roberts [Former Senator] |
Sale (Full) | $15,001 - $50,000 | R Spouse |
2021-01-14
2020-11-04 | zm |
Pat Roberts [Former Senator] |
Sale (Full) | $15,001 - $50,000 | R Spouse |
2021-01-13
2020-12-07 | Trilogy Multifamily Fund IV, L.P. Company: Trilogy Multifamily Fund IV, L.P. (Chicago, IL) Description: Private Equity |
Mark R Warner [Warner, Mark] |
Purchase | $1,000,001 - $5,000,000 | -- Self |
2021-01-12
2020-12-17 | Wisconsin State General Obligation Bond Rate/Coupon: 5.0% Matures: 05/01/2023 |
Rick Scott [Scott, Rick] |
Purchase | $500,001 - $1,000,000 | -- Spouse |
2021-01-12
2020-12-31 | UnitedHealth Group Incorporated [UNH] |
Shelley M Capito [Capito, Shelley Moore] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-01-12
2020-12-31 | Phillips 66 [PSX] |
Shelley M Capito [Capito, Shelley Moore] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-01-12
2020-12-31 | American Tower Corporation (REIT) [AMT] |
Shelley M Capito [Capito, Shelley Moore] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-01-12
2020-12-31 | Sysco Corporation [SYY] |
Shelley M Capito [Capito, Shelley Moore] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-01-12
2020-12-31 | Polaris Inc. [PII] |
Shelley M Capito [Capito, Shelley Moore] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-01-12
2020-12-31 | Otis Worldwide Corporation [OTIS] |
Shelley M Capito [Capito, Shelley Moore] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-01-12
2020-12-31 | Exxon Mobil Corporation [XOM] |
Shelley M Capito [Capito, Shelley Moore] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-01-12
2020-12-31 | The Clorox Company [CLX] |
Shelley M Capito [Capito, Shelley Moore] |
Sale (Partial) | $1,001 - $15,000 | -- Spouse |
2021-01-12
2020-12-31 | Carrier Global Corporation [CARR] |
Shelley M Capito [Capito, Shelley Moore] |
Sale (Full) | $1,001 - $15,000 | -- Self |
2021-01-12
2020-12-15 | Wells Fargo & Company [WFC] |
Shelley M Capito [Capito, Shelley Moore] |
Sale (Full) | $15,001 - $50,000 | -- Spouse |
2021-01-12
2020-12-16 | Dunkin' Brands Group, Inc. [DNKN] |
Susan M Collins [Collins, Susan M.] |
Sale (Full) | $50,001 - $100,000 | -- Spouse |
2021-01-08
2020-12-07 | DreamVu Company: DreamVu (San Jose, CA) Description: Technology company that develops camera hardware and software. |
Patrick J Toomey [Toomey, Pat] |
Purchase | $1,001 - $15,000 | DreamVu is an underlying investment of SRI Capital Fund I, LP ("SRI"), a venture capital fund. Sen. Toomey and his wife have a limited partnership interest in SRI. SRI further invested in DreamVu in December. This transaction represents Sen. Toomey's share of that investment. Joint |
2021-01-08
2020-12-07 | Meddo Company: Meddo (Gurugram, India) Description: Healthcare technology company that connects patients with healthcare providers and clinics in India. |
Patrick J Toomey [Toomey, Pat] |
Purchase | $1,001 - $15,000 | Meddo is an underlying investment of SRI Capital Fund I, LP ("SRI"), a venture capital fund. Sen. Toomey and his wife have a limited partnership interest in SRI. SRI further invested in Meddo in December. This transaction represents Sen. Toomey's share of that investment. Joint |
2021-01-08
2020-12-22 | Tesla, Inc. [TSLA] |
Patrick J Toomey [Toomey, Pat] |
Sale (Partial) | $1,001 - $15,000 | Child #2 Child |
2021-01-08
2020-12-22 | Shopify Inc. [SHOP] |
Patrick J Toomey [Toomey, Pat] |
Purchase | $1,001 - $15,000 | Child #2 Child |
2021-01-07
2020-12-30 | Tesla, Inc. [TSLA] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-01-07
2020-12-30 | Pembina Pipeline Corporation [PBA] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-01-07
2020-12-30 | DuPont de Nemours, Inc. [DD] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Partial) | $1,001 - $15,000 | -- Spouse |
2021-01-07
2020-12-30 | Dow Inc. [DOW] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Partial) | $1,001 - $15,000 | -- Spouse |
2021-01-07
2020-12-30 | Viatris Inc. [VTRS] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2021-01-07
2020-12-30 | NetApp, Inc. [NTAP] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-01-07
2020-12-30 | ALPS Medical Breakthroughs ETF [SBIO] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-01-07
2020-12-30 | Bristol-Myers Squibb Company [BMY] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-01-07
2020-12-15 | Goldman Sachs Small/Mid Cap Growth Fund Institutio [GSMYX] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2021-01-05
2020-12-14 | American Electric Power Company, Inc. [AEP] |
Gary C Peters [Peters, Gary] |
Purchase | $1,001 - $15,000 | -- Self |
2020-12-31
2020-12-22 | The Boeing Company [BA] |
Pat Roberts [Roberts, Pat] |
Purchase | $15,001 - $50,000 | R Spouse |
2020-12-31
2020-12-22 | Plug Power Inc. [PLUG] |
Pat Roberts [Roberts, Pat] |
Purchase | $1,001 - $15,000 | R Spouse |
2020-12-31
2020-12-22 | Square, Inc. [SQ] |
Pat Roberts [Roberts, Pat] |
Purchase | $15,001 - $50,000 | R Spouse |
2020-12-31
2020-12-21 | The Boeing Company [BA] |
Pat Roberts [Roberts, Pat] |
Purchase | $15,001 - $50,000 | R Spouse |
2020-12-31
2020-12-21 | NVIDIA Corporation [NVDA] |
Pat Roberts [Roberts, Pat] |
Purchase | $50,001 - $100,000 | R Spouse |
2020-12-31
2020-12-21 | eXp World Holdings, Inc. [EXPI] |
Pat Roberts [Roberts, Pat] |
Purchase | $1,001 - $15,000 | R Spouse |
2020-12-31
2020-12-21 | Eaton Vance Tax-Managed Diversified Equity Income [ETY] |
Pat Roberts [Roberts, Pat] |
Sale (Partial) | $100,001 - $250,000 | R Spouse |
2020-12-31
2020-12-21 | Wayfair Inc. [W] |
Pat Roberts [Roberts, Pat] |
Sale (Full) | $50,001 - $100,000 | R Spouse |
2020-12-31
2020-12-21 | Tesla, Inc. [TSLA] |
Pat Roberts [Roberts, Pat] |
Sale (Full) | $1,001 - $15,000 | R Spouse |
2020-12-31
2020-12-11 | Tesla, Inc. [TSLA] |
Pat Roberts [Roberts, Pat] |
Purchase | $1,001 - $15,000 | R Spouse |
2020-12-31
2020-12-07 | The Boeing Company [BA] |
Pat Roberts [Roberts, Pat] |
Purchase | $15,001 - $50,000 | R Spouse |
2020-12-31
2020-12-07 | Tesla, Inc. [TSLA] |
Pat Roberts [Roberts, Pat] |
Purchase | $1,001 - $15,000 | R Spouse |
2020-12-31
2020-12-04 | The Boeing Company [BA] |
Pat Roberts [Roberts, Pat] |
Sale (Full) | $15,001 - $50,000 | R Spouse |
2020-12-31
2020-12-22 | Costco Wholesale Corporation [COST] |
Pat Roberts [Roberts, Pat] |
Purchase | $15,001 - $50,000 | 555 Spouse |
2020-12-31
2020-12-22 | Apple Inc. [AAPL] |
Pat Roberts [Roberts, Pat] |
Purchase | $15,001 - $50,000 | sep Spouse |
2020-12-31
2020-12-16 | Apple Inc. [AAPL] |
Pat Roberts [Roberts, Pat] |
Sale (Partial) | $100,001 - $250,000 | sep Spouse |
2020-12-31
2020-12-02 | Zoom Video Communications, Inc. [ZM] |
Pat Roberts [Roberts, Pat] |
Purchase | $15,001 - $50,000 | sep Spouse |
2020-12-29
2020-12-15 | Apartment Investment and Management Company (Exchanged) Apartment Income REIT Corp. (Received) [AIV AIRC] |
Patrick J Toomey [Toomey, Pat] |
Exchange | $15,001 - $50,000 | Exchange of stock due to partial corporate spin-off and renaming. Self |
2020-12-29
2020-12-08 | Neurotrope, Inc. (Exchanged) Synaptogenix (Received) [NTRP SNPX] |
Patrick J Toomey [Toomey, Pat] |
Exchange | $1,001 - $15,000 | Exchange of stock due to corporate spin-off of the legacy assets and liabilities of NTRP not merged into PTPI. Self |
2020-12-29
2020-12-02 | Neurotrope, Inc. (Exchanged) Petros Pharmaceuticals, Inc. (Received) [NTRP PTPI] |
Patrick J Toomey [Toomey, Pat] |
Exchange | $1,001 - $15,000 | Exchange of stock due to corporate merger. Self |
2020-12-29
2020-11-30 | Apartment Investment and Management Company [AIV] |
Patrick J Toomey [Toomey, Pat] |
Purchase | $1,001 - $15,000 | Shares acquired through special dividend issued by AIV in the form of stock. Self |
2020-12-23
2020-12-22 | CRISPR Therapeutics AG [CRSP] |
James M Inhofe [Inhofe, James M.] |
Sale (Partial) | $50,001 - $100,000 | -- Self |
2020-12-23
2020-12-15 | BlackRock, Inc. [BLK] |
James M Inhofe [Inhofe, James M.] |
Sale (Partial) | $50,001 - $100,000 | -- Self |
2020-12-21
2020-11-24 | Tampa Florida Solid Waste System Revenue Bond Rate/Coupon: 5.0% Matures: 10/01/2021 |
Rick Scott [Scott, Rick] |
Purchase | $500,001 - $1,000,000 | -- Spouse |
2020-12-21
2020-11-24 | Tampa Florida Solid Waste System Revenue Bond Rate/Coupon: 5.0% Matures: 10/01/2021 |
Rick Scott [Scott, Rick] |
Purchase | $500,001 - $1,000,000 | -- Spouse |
2020-12-21
2020-11-24 | Tampa Florida Solid Waste System Revenue Bond Rate/Coupon: 5.0% Matures: 10/01/2021 |
Rick Scott [Scott, Rick] |
Purchase | $250,001 - $500,000 | -- Spouse |
2020-12-10
2020-11-17 | Pfizer Inc. (Exchanged) Viatris Inc. (Received) [PFE VTRS] |
Jacklyn S Rosen [Rosen, Jacky] |
Exchange | $1,001 - $15,000 | -- Joint |
2020-12-09
2020-11-20 | Acumen Pharmaceuticals, Inc. Company: Acumen Pharmaceuticals, Inc. (South San Francisco, CA) Description: Drug Discovery |
Mark R Warner [Warner, Mark] |
Purchase | $50,001 - $100,000 | -- Self |
2020-12-09
2020-11-16 | EB 480 Sprague, LLC Company: EB 480 Sprague, LLC (Dedham, MA) Description: Real Estate |
Mark R Warner [Warner, Mark] |
Sale (Full) | $1,000,001 - $5,000,000 | Underlying asset of Echo Bridge Realty Fund, I L.P. Self |
2020-12-08
2020-11-05 | Walmart Inc. [WMT] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | United Parcel Service, Inc. [UPS] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | Starbucks Corporation [SBUX] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | Prologis, Inc. [PLD] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | The Procter & Gamble Company [PG] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | JPMorgan Chase & Co. [JPM] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | Microsoft Corporation [MSFT] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | Medtronic plc [MDT] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | Lowe's Companies, Inc. [LOW] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | International Business Machines Corporation [IBM] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | Dow Inc. [DOW] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | The Walt Disney Company [DIS] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | Comcast Corporation [CMCSA] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | Cisco Systems, Inc. [CSCO] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | CVS Health Corporation [CVS] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | BlackRock, Inc. [BLK] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | Apple Inc. [AAPL] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-08
2020-11-05 | Amgen Inc. [AMGN] |
William Cassidy [Cassidy, Bill] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-07
2020-12-03 | Wells Fargo & Company [WFC] |
A. Mitchell McConnell, Jr [McConnell, A. Mitchell Jr.] |
Purchase | $1,001 - $15,000 | Dividend Reinvestment Spouse |
2020-12-04
2020-11-10 | Beyond Meat, Inc. [BYND] |
Ron L Wyden [Wyden, Ron] |
Sale (Full) | $50,001 - $100,000 | -- Spouse |
2020-12-03
2020-11-16 | The Boeing Company [BA] |
Pat Roberts [Roberts, Pat] |
Purchase | $15,001 - $50,000 | R Spouse |
2020-12-03
2020-11-16 | Visa Inc. [V] |
Pat Roberts [Roberts, Pat] |
Purchase | $15,001 - $50,000 | 555 Spouse |
2020-12-03
2020-11-24 | Costco Wholesale Corporation [COST] |
Pat Roberts [Roberts, Pat] |
Purchase | $15,001 - $50,000 | 555 Spouse |
2020-12-03
2020-11-04 | Costco Wholesale Corporation [COST] |
Pat Roberts [Roberts, Pat] |
Sale (Full) | $15,001 - $50,000 | 555 Spouse |
2020-12-03
2020-11-09 | The Boeing Company [BA] |
Pat Roberts [Roberts, Pat] |
Sale (Full) | $15,001 - $50,000 | sep Spouse |
2020-12-03
2020-11-11 | msft |
Pat Roberts [Roberts, Pat] |
Purchase | $15,001 - $50,000 | sep Spouse |
2020-12-03
2020-11-04 | NVIDIA Corporation [NVDA] |
Pat Roberts [Roberts, Pat] |
Sale (Full) | $15,001 - $50,000 | sep Spouse |
2020-12-03
2020-11-17 | Wayfair Inc. [W] |
Pat Roberts [Roberts, Pat] |
Purchase | $15,001 - $50,000 | R Joint |
2020-12-03
2020-11-16 | Delta Air Lines, Inc. [DAL] |
Pat Roberts [Roberts, Pat] |
Purchase | $1,001 - $15,000 | R Spouse |
2020-12-03
2020-11-16 | Walmart Inc. |
Pat Roberts [Roberts, Pat] |
Sale (Full) | $15,001 - $50,000 | R Spouse |
2020-12-03
2020-11-10 | The Walt Disney Company [DIS] |
Pat Roberts [Roberts, Pat] |
Purchase | $1,001 - $15,000 | R Spouse |
2020-12-03
2020-11-09 | aapl |
Pat Roberts [Roberts, Pat] |
Sale (Partial) | $50,001 - $100,000 | R Spouse |
2020-12-03
2020-11-09 | ba |
Pat Roberts [Roberts, Pat] |
Sale (Full) | $15,001 - $50,000 | R Spouse |
2020-12-03
2020-11-04 | zm |
Pat Roberts [Roberts, Pat] |
Sale (Full) | $15,001 - $50,000 | R Spouse |
2020-12-02
2020-11-30 | ACAP STRAGIC INTERVAL |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-30 | OWENS & MINOR Rate/Coupon: 3.875% Matures: 09/15/2021 |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $15,001 - $50,000 | -- Spouse |
2020-12-02
2020-11-30 | OWENS & MINOR Rate/Coupon: 3.875% Matures: 09/15/2021 |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $15,001 - $50,000 | -- Spouse |
2020-12-02
2020-11-20 | Visa Inc. [V] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | QUALCOMM Incorporated [QCOM] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Synopsys, Inc. [SNPS] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Barrick Gold Corporation [GOLD] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Omega Healthcare Investors, Inc. [OHI] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Western Asset Inflation-Linked Opportunities & Inc [WIW] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Telefonaktiebolaget LM Ericsson (publ) [ERIC] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | ALPS Medical Breakthroughs ETF [SBIO] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Alexandria Real Estate Equities, Inc. [ARE] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Lazard Global Total Return and Income Fund, Inc. [LGI] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Abbey Capital Futures Strategy Fund Class I [ABYIX] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Marvell Technology Group Ltd. [MRVL] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Bruker Corporation [BRKR] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | ManTech International Corporation [MANT] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | ACI Worldwide, Inc. [ACIW] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Skyworks Solutions, Inc. [SWKS] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Nuance Communications, Inc. [NUAN] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Aerojet Rocketdyne Holdings, Inc. [AJRD] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Pacer Benchmark Data & Infrastructure Real Estate [SRVR] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | CyrusOne Inc. [CONE] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Sprott Physical Gold and Silver Trust [CEF] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | WW International, Inc. [WW] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | SPDR S&P Aerospace & Defense ETF [XAR] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | SPDR Gold Shares [GLD] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Genmab A/S [GMAB] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Booz Allen Hamilton Holding Corporation [BAH] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Cohen & Steers Limited Duration Preferred and Inco [LDP] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | AbbVie Inc. [ABBV] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | First Trust Dow Jones Internet Index Fund [FDN] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Hanesbrands Inc. [HBI] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Activision Blizzard, Inc. [ATVI] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Fortinet, Inc. [FTNT] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | VanEck Vectors Retail ETF [RTH] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Intellia Therapeutics, Inc. [NTLA] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Hartford Multifactor Developed Markets (ex-US) ETF [RODM] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Pacer Trendpilot US Large Cap ETF [PTLC] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Pacer Trendpilot 100 ETF [PTNQ] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Pacer Trendpilot US Mid Cap ETF [PTMC] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | WisdomTree U.S. SmallCap Quality Dividend Growth F [DGRS] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Maxar Technologies Inc. [MAXR] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Arena Pharmaceuticals, Inc. [ARNA] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Goldman Sachs Access Treasury 0-1 Year ETF [GBIL] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Keysight Technologies, Inc. [KEYS] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | PagSeguro Digital Ltd. [PAGS] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Corteva, Inc. [CTVA] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Partial) | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Viavi Solutions Inc. [VIAV] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Silvergate Capital Corporation [SI] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | CrowdStrike Holdings, Inc. [CRWD] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | DuPont de Nemours, Inc. [DD] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Partial) | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Dow Inc. [DOW] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Partial) | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Datadog, Inc. [DDOG] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | EVO Payments, Inc. [EVOP] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Apple Inc. [AAPL] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Partial) | $50,001 - $100,000 | -- Spouse |
2020-12-02
2020-11-20 | Corning Incorporated [GLW] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Halliburton Company [HAL] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Pan American Silver Corp. [PAAS] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Thermo Fisher Scientific Inc. [TMO] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-20 | Lord Abbett Ultra Short Bond Fund Class F [LUBFX] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-12-02
2020-11-16 | Rio Tinto Group [RIO] |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-11-11
2020-10-27 | EMSG LLC Company: EMSG LLC (Rockville, MD) Description: Secured Debt |
Mark R Warner [Warner, Mark] |
Sale (Full) | $1,000,001 - $5,000,000 | Underlying asset of TZG-Sachs Empire LLC Self |
2020-11-02
2020-10-30 | iShares Core S&P Small-Cap ETF [IJR] |
Thomas R Carper [Carper, Thomas R.] |
Sale (Full) | $1,001 - $15,000 | -- Spouse |
2020-11-02
2020-10-30 | GMSYX - GOLDMAN SACHS SM MD CAP GROWTH I |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
2020-11-02
2020-10-30 | GMSYX - GOLDMAN SACHS SM MD CAP GROWTH I |
Thomas R Carper [Carper, Thomas R.] |
Purchase | $1,001 - $15,000 | -- Spouse |
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