SEC Filings

Latest SEC Documents

Narrow Results By Form:

Company
CIK
DocumentForm
Caledonia Mining Corp Plc
0000766011
Foreign Issuer Report
2019-10-16 07:00:21
6-K
BANK OF AMERICA CORP /DE/
0000070858
Current Report
2019-10-16 06:56:38
8-K
StoneCo Ltd
0001745431
Foreign Issuer Report
2019-10-16 06:55:21
6-K
Blueprint Medicines Corp
0001597264
Current Report
2019-10-16 06:51:26
8-K
PNC FINANCIAL SERVICES GROUP, INC
0000713676
Current Report
2019-10-16 06:49:37
8-K
United Airlines Holdings, Inc
0000100517
Current Report
2019-10-16 06:45:37
8-K
UNITED AIRLINES, INC
0000319687
Current Report
2019-10-16 06:45:37
8-K
Bank of New York Mellon Corp
0001390777
Current Report
2019-10-16 06:40:03
8-K
COMERICA INC /NEW/
0000028412
Current Report
2019-10-16 06:38:17
8-K
FIRST HORIZON NATIONAL CORP
0000036966
Current Report
2019-10-16 06:33:37
8-K
FIRST HORIZON NATIONAL CORP
0000036966
Current Report
2019-10-16 06:30:36
8-K
Aurinia Pharmaceuticals Inc
0001600620
Foreign Issuer Report
2019-10-16 06:30:31
6-K
Polunin Capital Partners Ltd
0001629869
Quarterly Report
2019-10-16 06:20:16
13F-HR
Polunin Capital Partners Ltd
0001629869
Quarterly Report
2019-10-16 06:20:16
13F-HR
SINOPEC SHANGHAI PETROCHEMICAL CO LTD
0000908732
Foreign Issuer Report
2019-10-16 06:18:02
6-K
SINOPEC SHANGHAI PETROCHEMICAL CO LTD
0000908732
Foreign Issuer Report
2019-10-16 06:18:02
6-K
KB Financial Group Inc.
0001445930
Foreign Issuer Report
2019-10-16 06:16:39
6-K
KB Financial Group Inc
0001445930
Foreign Issuer Report
2019-10-16 06:16:39
6-K
Trillion Energy International Inc.
0001648636
Current Report
2019-10-16 06:15:25
8-K
Trillion Energy International Inc
0001648636
Current Report
2019-10-16 06:15:25
8-K
Voce Solo LP
0001655311
Stock / Securites Offering
2019-10-16 06:12:25
D/A
Voce Solo LP
0001655311
Stock / Securites Offering
2019-10-16 06:12:25
D/A
Symmetry US Fund LP
0001656117
Stock / Securites Offering
2019-10-16 06:11:49
D/A
Symmetry US Fund LP
0001656117
Stock / Securites Offering
2019-10-16 06:11:49
D/A
ProQR Therapeutics N.V.
0001612940
Foreign Issuer Report
2019-10-16 06:11:15
6-K
ProQR Therapeutics N.V
0001612940
Foreign Issuer Report
2019-10-16 06:11:15
6-K
ASML HOLDING NV
0000937966
Foreign Issuer Report
2019-10-16 06:09:52
6-K
ASML HOLDING NV
0000937966
Foreign Issuer Report
2019-10-16 06:09:52
6-K
ProQR Therapeutics N.V.
0001612940
Prospectus [Rule 424(b)(5)]
2019-10-16 06:08:34
424B5
ProQR Therapeutics N.V
0001612940
Prospectus [Rule 424(b)(5)]
2019-10-16 06:08:34
424B5
Jefferies Group LLC
0001084580
Current Report
2019-10-16 06:08:32
8-K
Jefferies Group LLC
0001084580
Current Report
2019-10-16 06:08:32
8-K
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-10-16 06:08:26
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-10-16 06:08:26
424B2
CHINA LIFE INSURANCE CO LTD
0001268896
Foreign Issuer Report
2019-10-16 06:08:09
6-K
CHINA LIFE INSURANCE CO LTD
0001268896
Foreign Issuer Report
2019-10-16 06:08:09
6-K
Jefferies Financial Group Inc.
0000096223
Current Report
2019-10-16 06:07:48
8-K
Jefferies Financial Group Inc
0000096223
Current Report
2019-10-16 06:07:48
8-K
MGM Resorts International
0000789570
Current Report
2019-10-16 06:07:26
8-K
MGM Resorts International
0000789570
Current Report
2019-10-16 06:07:26
8-K
Symmetry International Fund Ltd
0001622496
Stock / Securites Offering
2019-10-16 06:06:05
D/A
Symmetry International Fund Ltd
0001622496
Stock / Securites Offering
2019-10-16 06:06:05
D/A
Rhenman & Partners Asset Management AB
0001599882
Quarterly Report
2019-10-16 06:05:46
13F-HR
Rhenman & Partners Asset Management AB
0001599882
Quarterly Report
2019-10-16 06:05:46
13F-HR
FRONTEO, INC.
0001550935
Foreign Issuer Report
2019-10-16 06:05:29
6-K
FRONTEO, INC
0001550935
Foreign Issuer Report
2019-10-16 06:05:29
6-K
EQUINOR ASA
0001140625
Foreign Issuer Report
2019-10-16 06:05:21
6-K
EQUINOR ASA
0001140625
Foreign Issuer Report
2019-10-16 06:05:21
6-K
HEXO Corp.
0001690947
Foreign Issuer Report
2019-10-16 06:05:20
6-K
HEXO Corp
0001690947
Foreign Issuer Report
2019-10-16 06:05:20
6-K
Greenpro Capital Corp.
0001597846
Current Report
2019-10-16 06:05:16
8-K
Greenpro Capital Corp
0001597846
Current Report
2019-10-16 06:05:16
8-K
SHARING ECONOMY INTERNATIONAL INC.
0000819926
Proxy Soliciting Materials
2019-10-16 06:03:58
DEFA14A
SHARING ECONOMY INTERNATIONAL INC
0000819926
Proxy Soliciting Materials
2019-10-16 06:03:58
DEFA14A
NRC GROUP HOLDINGS CORP.
0001703038
Proxy Soliciting Materials
2019-10-16 06:03:24
DEFA14A
NRC GROUP HOLDINGS CORP
0001703038
Proxy Soliciting Materials
2019-10-16 06:03:24
DEFA14A
Voce Catalyst Partners LP
0001655283
Stock / Securites Offering
2019-10-16 06:03:17
D/A
Voce Catalyst Partners LP
0001655283
Stock / Securites Offering
2019-10-16 06:03:17
D/A
Sumitomo Mitsui DS Asset Management Company, Ltd
0001411530
Quarterly Report
2019-10-16 06:03:15
13F-HR
Sumitomo Mitsui DS Asset Management Company, Ltd
0001411530
Quarterly Report
2019-10-16 06:03:15
13F-HR
NRC GROUP HOLDINGS CORP.
0001703038
Current Report
2019-10-16 06:01:59
8-K
NRC GROUP HOLDINGS CORP
0001703038
Current Report
2019-10-16 06:01:59
8-K
First Mining Gold Corp.
0001641229
Foreign Issuer Report
2019-10-16 06:01:44
6-K
First Mining Gold Corp
0001641229
Foreign Issuer Report
2019-10-16 06:01:44
6-K
Kinder Morgan Canada Ltd
0001714973
Proxy Soliciting Materials
2019-10-16 06:01:19
DEFA14A
Kinder Morgan Canada Ltd
0001714973
Proxy Soliciting Materials
2019-10-16 06:01:19
DEFA14A
TARONIS TECHNOLOGIES, INC.
0001353487
Form EFFECT
2019-10-16 00:15:19
EFFECT
TARONIS TECHNOLOGIES, INC
0001353487
Form EFFECT
2019-10-16 00:15:19
EFFECT
AmeriCann, Inc.
0001508348
Form EFFECT
2019-10-16 00:15:18
EFFECT
Toughbuilt Industries, Inc
0001668370
Form EFFECT
2019-10-16 00:15:18
EFFECT
AmeriCann, Inc
0001508348
Form EFFECT
2019-10-16 00:15:18
EFFECT
Toughbuilt Industries, Inc
0001668370
Form EFFECT
2019-10-16 00:15:18
EFFECT
FT 8315
0001784393
Form EFFECT
2019-10-16 00:15:17
EFFECT
NEPHROS INC
0001196298
Form EFFECT
2019-10-16 00:15:17
EFFECT
Eagle Bulk Shipping Inc.
0001322439
Form EFFECT
2019-10-16 00:15:17
EFFECT
NEPHROS INC
0001196298
Form EFFECT
2019-10-16 00:15:17
EFFECT
Eagle Bulk Shipping Inc
0001322439
Form EFFECT
2019-10-16 00:15:17
EFFECT
FT 8315
0001784393
Form EFFECT
2019-10-16 00:15:17
EFFECT
ADMA BIOLOGICS, INC.
0001368514
Form EFFECT
2019-10-16 00:15:14
EFFECT
DSG Global Inc.
0001413909
Form EFFECT
2019-10-16 00:15:14
EFFECT
MERCER INTERNATIONAL INC.
0001333274
Form EFFECT
2019-10-16 00:15:14
EFFECT
MERCER INTERNATIONAL INC
0001333274
Form EFFECT
2019-10-16 00:15:14
EFFECT
ADMA BIOLOGICS, INC
0001368514
Form EFFECT
2019-10-16 00:15:14
EFFECT
DSG Global Inc
0001413909
Form EFFECT
2019-10-16 00:15:14
EFFECT
Ecoark Holdings, Inc.
0001437491
Form EFFECT
2019-10-16 00:15:13
EFFECT
Y-mAbs Therapeutics, Inc.
0001722964
Form EFFECT
2019-10-16 00:15:13
EFFECT
Ecoark Holdings, Inc
0001437491
Form EFFECT
2019-10-16 00:15:13
EFFECT
Y-mAbs Therapeutics, Inc
0001722964
Form EFFECT
2019-10-16 00:15:13
EFFECT
Earth Science Tech, Inc.
0001538495
Form EFFECT
2019-10-16 00:15:12
EFFECT
Cottonwood Communities, Inc.
0001692951
Form EFFECT
2019-10-16 00:15:12
EFFECT
NEPHROS INC
0001196298
Form EFFECT
2019-10-16 00:15:12
EFFECT
NEPHROS INC
0001196298
Form EFFECT
2019-10-16 00:15:12
EFFECT
Earth Science Tech, Inc
0001538495
Form EFFECT
2019-10-16 00:15:12
EFFECT
Cottonwood Communities, Inc
0001692951
Form EFFECT
2019-10-16 00:15:12
EFFECT
Denim LA, Inc.
0001668010
Form QUALIF
2019-10-16 00:15:11
QUALIF
CW Petroleum Corp
0001741220
Form QUALIF
2019-10-16 00:15:11
QUALIF
Denim LA, Inc
0001668010
Form QUALIF
2019-10-16 00:15:11
QUALIF
CW Petroleum Corp
0001741220
Form QUALIF
2019-10-16 00:15:11
QUALIF
GoSun Inc.
0001706024
Form C/A
2019-10-15 21:57:44
C/A
GoSun Inc
0001706024
Form C/A
2019-10-15 21:57:44
C/A
SUNLINK HEALTH SYSTEMS INC
0000096793
Privatization Statement
2019-10-15 21:52:55
SC 13E3
SUNLINK HEALTH SYSTEMS INC
0000096793
Privatization Statement
2019-10-15 21:52:55
SC 13E3
XPO Logistics, Inc.
0001166003
Security Sale/Purchase Record
2019-10-15 21:51:00
4
Kekedjian Aris
0001791118
Security Sale/Purchase Record
2019-10-15 21:51:00
4
XPO Logistics, Inc
0001166003
Security Sale/Purchase Record
2019-10-15 21:51:00
4
Kekedjian Aris
0001791118
Security Sale/Purchase Record
2019-10-15 21:51:00
4
SEACOR Marine Holdings Inc.
0001690334
Security Sale/Purchase Record
2019-10-15 21:50:43
4
Miguel Bejos Alfredo
0001777507
Security Sale/Purchase Record
2019-10-15 21:50:43
4
SEACOR Marine Holdings Inc
0001690334
Security Sale/Purchase Record
2019-10-15 21:50:43
4
Miguel Bejos Alfredo
0001777507
Security Sale/Purchase Record
2019-10-15 21:50:43
4
XPO Logistics, Inc.
0001166003
Security Ownership Statement
2019-10-15 21:49:16
3
Kekedjian Aris
0001791118
Security Ownership Statement
2019-10-15 21:49:16
3
XPO Logistics, Inc
0001166003
Security Ownership Statement
2019-10-15 21:49:16
3
Kekedjian Aris
0001791118
Security Ownership Statement
2019-10-15 21:49:16
3
Ingredion Inc
0001046257
Current Report
2019-10-15 21:46:18
8-K
Ingredion Inc
0001046257
Current Report
2019-10-15 21:46:18
8-K
BALL Corp
0000009389
Security Sale/Purchase Record
2019-10-15 21:40:42
4
Carey Nate C
0001724475
Security Sale/Purchase Record
2019-10-15 21:40:42
4
BALL Corp
0000009389
Security Sale/Purchase Record
2019-10-15 21:40:42
4
Carey Nate C
0001724475
Security Sale/Purchase Record
2019-10-15 21:40:42
4
Generation NEXT Franchise Brands, Inc.
0001526689
Annual Report
2019-10-15 21:34:31
10-K
Generation NEXT Franchise Brands, Inc
0001526689
Annual Report
2019-10-15 21:34:31
10-K
Algolia, Inc.
0001642852
Stock / Securites Offering
2019-10-15 21:31:17
D
Algolia, Inc
0001642852
Stock / Securites Offering
2019-10-15 21:31:17
D
SIMULATIONS PLUS INC
0001023459
Current Report
2019-10-15 21:29:48
8-K
SIMULATIONS PLUS INC
0001023459
Current Report
2019-10-15 21:29:48
8-K
VE Fund I, a series of Flight VC, LP
0001790798
Stock / Securites Offering
2019-10-15 21:29:22
D
VE Fund I, a series of Flight VC, LP
0001790798
Stock / Securites Offering
2019-10-15 21:29:22
D
Genius Brands International, Inc.
0001355848
Current Report
2019-10-15 21:24:22
8-K
Genius Brands International, Inc
0001355848
Current Report
2019-10-15 21:24:22
8-K
Sun Kissed Industries, Inc.
0001086313
Form 253G2
2019-10-15 21:22:30
253G2
Sun Kissed Industries, Inc
0001086313
Form 253G2
2019-10-15 21:22:30
253G2
10x Genomics, Inc.
0001770787
Security Sale/Purchase Record
2019-10-15 21:19:09
4
Saxonov Serge
0001786720
Security Sale/Purchase Record
2019-10-15 21:19:09
4
10x Genomics, Inc
0001770787
Security Sale/Purchase Record
2019-10-15 21:19:09
4
Saxonov Serge
0001786720
Security Sale/Purchase Record
2019-10-15 21:19:09
4
Elder Brothers LLC
0001785083
Stock / Securites Offering
2019-10-15 21:16:59
D
Elder Brothers LLC
0001785083
Stock / Securites Offering
2019-10-15 21:16:59
D
D. SCOTT NEAL, INC.
0001596920
Quarterly Report
2019-10-15 21:07:42
13F-HR
D. SCOTT NEAL, INC
0001596920
Quarterly Report
2019-10-15 21:07:42
13F-HR
Portman Ridge Finance Corp
0001372807
Form N-14 8C/A
2019-10-15 21:06:07
N-14 8C/A
Portman Ridge Finance Corp
0001372807
Form N-14 8C/A
2019-10-15 21:06:07
N-14 8C/A
CMB SQUARED, INC.
0001790735
Stock / Securites Offering
2019-10-15 21:05:06
D
CMB SQUARED, INC
0001790735
Stock / Securites Offering
2019-10-15 21:05:06
D
KI Fund III, a series of 500fin, LP
0001790800
Stock / Securites Offering
2019-10-15 21:03:34
D
KI Fund III, a series of 500fin, LP
0001790800
Stock / Securites Offering
2019-10-15 21:03:34
D
LIGAND PHARMACEUTICALS INC
0000886163
Security Ownership Statement
2019-10-15 20:58:33
3
Boyce Sarah
0001629383
Security Ownership Statement
2019-10-15 20:58:33
3
LIGAND PHARMACEUTICALS INC
0000886163
Security Ownership Statement
2019-10-15 20:58:33
3
Boyce Sarah
0001629383
Security Ownership Statement
2019-10-15 20:58:33
3
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-10-15 20:55:06
424B3
UNITED STATES STEEL CORP
0001163302
Current Report
2019-10-15 20:52:05
8-K
UNITED STATES STEEL CORP
0001163302
Current Report
2019-10-15 20:52:05
8-K
Trilogy Metals Inc.
0001543418
Security Sale/Purchase Record
2019-10-15 20:41:36
4
Gowans James
0001777289
Security Sale/Purchase Record
2019-10-15 20:41:36
4
Trilogy Metals Inc
0001543418
Security Sale/Purchase Record
2019-10-15 20:41:36
4
Gowans James
0001777289
Security Sale/Purchase Record
2019-10-15 20:41:36
4
NANOVIRICIDES, INC.
0001379006
Form PRE 14A
2019-10-15 20:40:12
PRE 14A
NANOVIRICIDES, INC
0001379006
Form PRE 14A
2019-10-15 20:40:12
PRE 14A
Cincinnati Duo, LLC
0001791084
Stock / Securites Offering
2019-10-15 20:39:06
D
Cincinnati Duo, LLC
0001791084
Stock / Securites Offering
2019-10-15 20:39:06
D
Ally Financial Inc.
0000040729
Prospectus [Rule 424(b)(3)]
2019-10-15 20:35:47
424B3
Ally Financial Inc
0000040729
Prospectus [Rule 424(b)(3)]
2019-10-15 20:35:47
424B3
1908 Randy Snow Road, LLC
0001791074
Stock / Securites Offering
2019-10-15 20:32:17
D
1908 Randy Snow Road, LLC
0001791074
Stock / Securites Offering
2019-10-15 20:32:17
D
Petrolia Energy Corp
0001368637
Security Sale/Purchase Record
2019-10-15 20:25:35
4
Burns James Edward
0001705519
Security Sale/Purchase Record
2019-10-15 20:25:35
4
Petrolia Energy Corp
0001368637
Security Sale/Purchase Record
2019-10-15 20:25:35
4
Burns James Edward
0001705519
Security Sale/Purchase Record
2019-10-15 20:25:35
4
Revance Therapeutics, Inc.
0001479290
Security Sale/Purchase Record
2019-10-15 20:23:04
4
Foley Mark J
0001529196
Security Sale/Purchase Record
2019-10-15 20:23:04
4
Revance Therapeutics, Inc
0001479290
Security Sale/Purchase Record
2019-10-15 20:23:04
4
Foley Mark J
0001529196
Security Sale/Purchase Record
2019-10-15 20:23:04
4
ZILLMER JOHN J
0001188262
Security Ownership Statement
2019-10-15 20:20:23
3
Aramark
0001584509
Security Ownership Statement
2019-10-15 20:20:23
3
ZILLMER JOHN J
0001188262
Security Ownership Statement
2019-10-15 20:20:23
3
Aramark
0001584509
Security Ownership Statement
2019-10-15 20:20:23
3
WINKLEBLACK ARTHUR B
0001199100
Security Ownership Statement
2019-10-15 20:19:49
3
Aramark
0001584509
Security Ownership Statement
2019-10-15 20:19:49
3
WINKLEBLACK ARTHUR B
0001199100
Security Ownership Statement
2019-10-15 20:19:49
3
Aramark
0001584509
Security Ownership Statement
2019-10-15 20:19:49
3
Aramark
0001584509
Security Ownership Statement
2019-10-15 20:19:16
3
King Karen Marie
0001791144
Security Ownership Statement
2019-10-15 20:19:16
3
Aramark
0001584509
Security Ownership Statement
2019-10-15 20:19:16
3
King Karen Marie
0001791144
Security Ownership Statement
2019-10-15 20:19:16
3
CAMERON SUSAN M.
0001297075
Security Ownership Statement
2019-10-15 20:18:41
3
Aramark
0001584509
Security Ownership Statement
2019-10-15 20:18:41
3
CAMERON SUSAN M
0001297075
Security Ownership Statement
2019-10-15 20:18:41
3
Aramark
0001584509
Security Ownership Statement
2019-10-15 20:18:41
3
Trinity Merger Corp.
0001731536
Merger Prospectus/Communication
2019-10-15 20:16:45
425
Trinity Merger Corp
0001731536
Merger Prospectus/Communication
2019-10-15 20:16:45
425
Trinity Merger Corp.
0001731536
Current Report
2019-10-15 20:15:31
8-K
Trinity Merger Corp
0001731536
Current Report
2019-10-15 20:15:31
8-K
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-10-15 20:10:55
424B2
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-10-15 20:10:55
424B2
SCP Food Hall LLC
0001791007
Stock / Securites Offering
2019-10-15 20:10:02
D
Kandal Philipp Wolfgang Josef
0001696555
Security Sale/Purchase Record
2019-10-15 20:09:48
4
Telenav, Inc
0001474439
Security Sale/Purchase Record
2019-10-15 20:09:48
4
Kandal Philipp Wolfgang Josef
0001696555
Security Sale/Purchase Record
2019-10-15 20:09:48
4
Stewart Niccole
0001729477
Security Sale/Purchase Record
2019-10-15 20:00:27
4
Four Corners Property Trust, Inc.
0001650132
Security Sale/Purchase Record
2019-10-15 20:00:27
4
Four Corners Property Trust, Inc
0001650132
Security Sale/Purchase Record
2019-10-15 20:00:27
4
Stewart Niccole
0001729477
Security Sale/Purchase Record
2019-10-15 20:00:27
4
Lenehan William H
0001548409
Security Sale/Purchase Record
2019-10-15 19:59:52
4
Four Corners Property Trust, Inc.
0001650132
Security Sale/Purchase Record
2019-10-15 19:59:52
4
Lenehan William H
0001548409
Security Sale/Purchase Record
2019-10-15 19:59:52
4
Four Corners Property Trust, Inc
0001650132
Security Sale/Purchase Record
2019-10-15 19:59:52
4
Brat James L
0001657446
Security Sale/Purchase Record
2019-10-15 19:59:20
4
Four Corners Property Trust, Inc.
0001650132
Security Sale/Purchase Record
2019-10-15 19:59:20
4
Four Corners Property Trust, Inc
0001650132
Security Sale/Purchase Record
2019-10-15 19:59:20
4
Brat James L
0001657446
Security Sale/Purchase Record
2019-10-15 19:59:20
4
Szurek Paul E.
0001498577
Security Sale/Purchase Record
2019-10-15 19:58:46
4
Four Corners Property Trust, Inc.
0001650132
Security Sale/Purchase Record
2019-10-15 19:58:46
4
Szurek Paul E
0001498577
Security Sale/Purchase Record
2019-10-15 19:58:46
4
Four Corners Property Trust, Inc
0001650132
Security Sale/Purchase Record
2019-10-15 19:58:46
4
Ogilvie Marran H.
0001474850
Security Sale/Purchase Record
2019-10-15 19:58:10
4
Four Corners Property Trust, Inc.
0001650132
Security Sale/Purchase Record
2019-10-15 19:58:10
4
Ogilvie Marran H
0001474850
Security Sale/Purchase Record
2019-10-15 19:58:10
4
Four Corners Property Trust, Inc
0001650132
Security Sale/Purchase Record
2019-10-15 19:58:10
4
HIRSCHHORN ERIC
0001705593
Security Sale/Purchase Record
2019-10-15 19:57:37
4
Four Corners Property Trust, Inc.
0001650132
Security Sale/Purchase Record
2019-10-15 19:57:37
4
Four Corners Property Trust, Inc
0001650132
Security Sale/Purchase Record
2019-10-15 19:57:37
4
HIRSCHHORN ERIC
0001705593
Security Sale/Purchase Record
2019-10-15 19:57:37
4
Morgan Gerald R
0001656427
Security Sale/Purchase Record
2019-10-15 19:57:03
4
Four Corners Property Trust, Inc.
0001650132
Security Sale/Purchase Record
2019-10-15 19:57:03
4
Four Corners Property Trust, Inc
0001650132
Security Sale/Purchase Record
2019-10-15 19:57:03
4
Morgan Gerald R
0001656427
Security Sale/Purchase Record
2019-10-15 19:57:03
4
QUIDEL CORP /DE/
0000353569
Security Sale/Purchase Record
2019-10-15 19:56:46
4
Russell Edward Keith
0001655234
Security Sale/Purchase Record
2019-10-15 19:56:46
4
QUIDEL CORP /DE/
0000353569
Security Sale/Purchase Record
2019-10-15 19:56:46
4
Russell Edward Keith
0001655234
Security Sale/Purchase Record
2019-10-15 19:56:46
4
MOODY JOHN S
0001201459
Security Sale/Purchase Record
2019-10-15 19:56:30
4
Four Corners Property Trust, Inc.
0001650132
Security Sale/Purchase Record
2019-10-15 19:56:30
4
MOODY JOHN S
0001201459
Security Sale/Purchase Record
2019-10-15 19:56:30
4
Four Corners Property Trust, Inc
0001650132
Security Sale/Purchase Record
2019-10-15 19:56:30
4
HANSEN DOUGLAS B
0001233537
Security Sale/Purchase Record
2019-10-15 19:55:56
4
Four Corners Property Trust, Inc.
0001650132
Security Sale/Purchase Record
2019-10-15 19:55:56
4
HANSEN DOUGLAS B
0001233537
Security Sale/Purchase Record
2019-10-15 19:55:56
4
Four Corners Property Trust, Inc
0001650132
Security Sale/Purchase Record
2019-10-15 19:55:56
4
Jemley Charles
0001716761
Security Sale/Purchase Record
2019-10-15 19:55:22
4
Four Corners Property Trust, Inc.
0001650132
Security Sale/Purchase Record
2019-10-15 19:55:22
4
Four Corners Property Trust, Inc
0001650132
Security Sale/Purchase Record
2019-10-15 19:55:22
4
Jemley Charles
0001716761
Security Sale/Purchase Record
2019-10-15 19:55:22
4
Benioff Marc
0001294693
Security Sale/Purchase Record
2019-10-15 19:43:01
4
SALESFORCE.COM, INC.
0001108524
Security Sale/Purchase Record
2019-10-15 19:43:01
4
SALESFORCE.COM, INC
0001108524
Security Sale/Purchase Record
2019-10-15 19:43:01
4
Benioff Marc
0001294693
Security Sale/Purchase Record
2019-10-15 19:43:01
4
Tradeweb Markets Inc
0001758730
Current Report
2019-10-15 19:42:37
8-K
Artificial Intelligence Technology Solutions Inc.
0001498148
Form NT 10-Q
2019-10-15 19:41:00
NT 10-Q
Artificial Intelligence Technology Solutions Inc
0001498148
Form NT 10-Q
2019-10-15 19:41:00
NT 10-Q
Harris Parker
0001294774
Security Sale/Purchase Record
2019-10-15 19:39:03
4
Chang Vance YuWen
0001711545
Security Sale/Purchase Record
2019-10-15 19:39:03
4
YogaWorks, Inc.
0001703497
Security Sale/Purchase Record
2019-10-15 19:39:03
4
SALESFORCE.COM, INC.
0001108524
Security Sale/Purchase Record
2019-10-15 19:39:03
4
SALESFORCE.COM, INC
0001108524
Security Sale/Purchase Record
2019-10-15 19:39:03
4
Harris Parker
0001294774
Security Sale/Purchase Record
2019-10-15 19:39:03
4
YogaWorks, Inc
0001703497
Security Sale/Purchase Record
2019-10-15 19:39:03
4
Chang Vance YuWen
0001711545
Security Sale/Purchase Record
2019-10-15 19:39:03
4
Elsesser Adam
0001651323
Security Sale/Purchase Record
2019-10-15 19:33:56
4
Penumbra Inc
0001321732
Security Sale/Purchase Record
2019-10-15 19:33:56
4
Penumbra Inc
0001321732
Security Sale/Purchase Record
2019-10-15 19:33:56
4
Elsesser Adam
0001651323
Security Sale/Purchase Record
2019-10-15 19:33:56
4
Smith Simon Edward
0001783694
Security Sale/Purchase Record
2019-10-15 19:27:19
4
TrueCar, Inc.
0001327318
Security Sale/Purchase Record
2019-10-15 19:27:19
4
TrueCar, Inc
0001327318
Security Sale/Purchase Record
2019-10-15 19:27:19
4
Smith Simon Edward
0001783694
Security Sale/Purchase Record
2019-10-15 19:27:19
4
MOJO Organics, Inc.
0001414953
Form 8-K/A
2019-10-15 19:26:35
8-K/A
MOJO Organics, Inc
0001414953
Form 8-K/A
2019-10-15 19:26:35
8-K/A
Swart Jeff
0001688838
Security Sale/Purchase Record
2019-10-15 19:26:26
4
TrueCar, Inc.
0001327318
Security Sale/Purchase Record
2019-10-15 19:26:26
4
TrueCar, Inc
0001327318
Security Sale/Purchase Record
2019-10-15 19:26:26
4
Swart Jeff
0001688838
Security Sale/Purchase Record
2019-10-15 19:26:26
4
Darrow Michael
0001721059
Security Sale/Purchase Record
2019-10-15 19:23:54
4
TrueCar, Inc.
0001327318
Security Sale/Purchase Record
2019-10-15 19:23:54
4
TrueCar, Inc
0001327318
Security Sale/Purchase Record
2019-10-15 19:23:54
4
Darrow Michael
0001721059
Security Sale/Purchase Record
2019-10-15 19:23:54
4
HANGER, INC.
0000722723
Security Sale/Purchase Record
2019-10-15 19:19:59
4
Wendt Jay C
0001745679
Security Sale/Purchase Record
2019-10-15 19:19:59
4
HANGER, INC
0000722723
Security Sale/Purchase Record
2019-10-15 19:19:59
4
Wendt Jay C
0001745679
Security Sale/Purchase Record
2019-10-15 19:19:59
4
Ranson Scott
0001649214
Security Sale/Purchase Record
2019-10-15 19:17:27
4
HANGER, INC.
0000722723
Security Sale/Purchase Record
2019-10-15 19:17:27
4
HANGER, INC
0000722723
Security Sale/Purchase Record
2019-10-15 19:17:27
4
Ranson Scott
0001649214
Security Sale/Purchase Record
2019-10-15 19:17:27
4
Beckett Darren
0001745828
Security Sale/Purchase Record
2019-10-15 19:16:20
4
SIGMA LABS, INC.
0000788611
Security Sale/Purchase Record
2019-10-15 19:16:20
4
SIGMA LABS, INC
0000788611
Security Sale/Purchase Record
2019-10-15 19:16:20
4
Beckett Darren
0001745828
Security Sale/Purchase Record
2019-10-15 19:16:20
4
VMWARE, INC.
0001124610
Security Sale/Purchase Record
2019-10-15 19:15:52
4
Carli Maurizio
0001451517
Security Sale/Purchase Record
2019-10-15 19:15:52
4
VMWARE, INC
0001124610
Security Sale/Purchase Record
2019-10-15 19:15:52
4
Carli Maurizio
0001451517
Security Sale/Purchase Record
2019-10-15 19:15:52
4
Liang Samuel M.
0001618037
Security Sale/Purchase Record
2019-10-15 19:14:08
4
HANGER, INC.
0000722723
Security Sale/Purchase Record
2019-10-15 19:14:08
4
HANGER, INC
0000722723
Security Sale/Purchase Record
2019-10-15 19:14:08
4
Liang Samuel M
0001618037
Security Sale/Purchase Record
2019-10-15 19:14:08
4
Brown Marc Laurence
0001494563
Security Sale/Purchase Record
2019-10-15 19:12:30
4
CALAVO GROWERS INC
0001133470
Security Sale/Purchase Record
2019-10-15 19:12:30
4
CALAVO GROWERS INC
0001133470
Security Sale/Purchase Record
2019-10-15 19:12:30
4
Brown Marc Laurence
0001494563
Security Sale/Purchase Record
2019-10-15 19:12:30
4
Kiraly Thomas E
0001623986
Security Sale/Purchase Record
2019-10-15 19:11:45
4
HANGER, INC.
0000722723
Security Sale/Purchase Record
2019-10-15 19:11:45
4
HANGER, INC
0000722723
Security Sale/Purchase Record
2019-10-15 19:11:45
4
Kiraly Thomas E
0001623986
Security Sale/Purchase Record
2019-10-15 19:11:45
4
ROCKLAND, DST
0001791069
Stock / Securites Offering
2019-10-15 19:10:33
D
Hartman Thomas E
0001466989
Security Sale/Purchase Record
2019-10-15 19:09:20
4
HANGER, INC.
0000722723
Security Sale/Purchase Record
2019-10-15 19:09:20
4
HANGER, INC
0000722723
Security Sale/Purchase Record
2019-10-15 19:09:20
4
Hartman Thomas E
0001466989
Security Sale/Purchase Record
2019-10-15 19:09:20
4
BANK OF AMERICA CORP /DE/
0000070858
Security Sale/Purchase Record
2019-10-15 19:08:49
4
BERKSHIRE HATHAWAY INC
0001067983
Security Sale/Purchase Record
2019-10-15 19:08:49
4
BUFFETT WARREN E
0000315090
Security Sale/Purchase Record
2019-10-15 19:08:49
4
BANK OF AMERICA CORP /DE/
0000070858
Security Sale/Purchase Record
2019-10-15 19:08:49
4
BUFFETT WARREN E
0000315090
Security Sale/Purchase Record
2019-10-15 19:08:49
4
BERKSHIRE HATHAWAY INC
0001067983
Security Sale/Purchase Record
2019-10-15 19:08:49
4
Campbell James H
0001757390
Security Sale/Purchase Record
2019-10-15 19:07:46
4
HANGER, INC.
0000722723
Security Sale/Purchase Record
2019-10-15 19:07:46
4
HANGER, INC
0000722723
Security Sale/Purchase Record
2019-10-15 19:07:46
4
Campbell James H
0001757390
Security Sale/Purchase Record
2019-10-15 19:07:46
4
ESTABLISHMENT LABS HOLDINGS INC.
0001688757
Security Sale/Purchase Record
2019-10-15 19:05:46
4
COLLERAN LISA N
0001212312
Security Sale/Purchase Record
2019-10-15 19:05:46
4
ESTABLISHMENT LABS HOLDINGS INC
0001688757
Security Sale/Purchase Record
2019-10-15 19:05:46
4
COLLERAN LISA N
0001212312
Security Sale/Purchase Record
2019-10-15 19:05:46
4
Adams Gabrielle B.
0001651089
Security Sale/Purchase Record
2019-10-15 19:04:51
4
HANGER, INC.
0000722723
Security Sale/Purchase Record
2019-10-15 19:04:51
4
HANGER, INC
0000722723
Security Sale/Purchase Record
2019-10-15 19:04:51
4
Adams Gabrielle B
0001651089
Security Sale/Purchase Record
2019-10-15 19:04:51
4
ACCEL X STRATEGIC PARTNERS LP
0001430231
Security Sale/Purchase Record
2019-10-15 19:02:53
4
Accel X Associates L.L.C.
0001494996
Security Sale/Purchase Record
2019-10-15 19:02:53
4
Accel Investors 2009 L.L.C.
0001494979
Security Sale/Purchase Record
2019-10-15 19:02:53
4
Accel X LP
0001419457
Security Sale/Purchase Record
2019-10-15 19:02:53
4
Accel X LP
0001419457
Security Sale/Purchase Record
2019-10-15 19:02:53
4
ACCEL X STRATEGIC PARTNERS LP
0001430231
Security Sale/Purchase Record
2019-10-15 19:02:53
4
Accel Investors 2009 L.L.C
0001494979
Security Sale/Purchase Record
2019-10-15 19:02:53
4
Accel X Associates L.L.C
0001494996
Security Sale/Purchase Record
2019-10-15 19:02:53
4
Slack Technologies, Inc
0001764925
Security Sale/Purchase Record
2019-10-15 19:02:53
4
DeBellis Marta
0001767403
Security Sale/Purchase Record
2019-10-15 18:58:41
4
INSTRUCTURE INC
0001355754
Security Sale/Purchase Record
2019-10-15 18:58:41
4
INSTRUCTURE INC
0001355754
Security Sale/Purchase Record
2019-10-15 18:58:41
4
DeBellis Marta
0001767403
Security Sale/Purchase Record
2019-10-15 18:58:41
4
WINNEBAGO INDUSTRIES INC
0000107687
Security Sale/Purchase Record
2019-10-15 18:57:01
4
Degnan Steven Scott
0001551058
Security Sale/Purchase Record
2019-10-15 18:57:01
4
WINNEBAGO INDUSTRIES INC
0000107687
Security Sale/Purchase Record
2019-10-15 18:57:01
4
Degnan Steven Scott
0001551058
Security Sale/Purchase Record
2019-10-15 18:57:01
4
Scalzo Richard William
0001789545
Security Ownership Statement
2019-10-15 18:52:03
3
Kaleido Biosciences, Inc.
0001751299
Security Ownership Statement
2019-10-15 18:52:03
3
Kaleido Biosciences, Inc
0001751299
Security Ownership Statement
2019-10-15 18:52:03
3
Scalzo Richard William
0001789545
Security Ownership Statement
2019-10-15 18:52:03
3
Wahla Hassan
0001477549
Security Sale/Purchase Record
2019-10-15 18:51:55
4
Telenav, Inc.
0001474439
Security Sale/Purchase Record
2019-10-15 18:51:55
4
Telenav, Inc
0001474439
Security Sale/Purchase Record
2019-10-15 18:51:55
4
Wahla Hassan
0001477549
Security Sale/Purchase Record
2019-10-15 18:51:55
4
Dhanani Salman
0001477468
Security Sale/Purchase Record
2019-10-15 18:47:43
4
Telenav, Inc.
0001474439
Security Sale/Purchase Record
2019-10-15 18:47:43
4
Telenav, Inc
0001474439
Security Sale/Purchase Record
2019-10-15 18:47:43
4
Dhanani Salman
0001477468
Security Sale/Purchase Record
2019-10-15 18:47:43
4
DiamondRock Hospitality Co
0001298946
Security Sale/Purchase Record
2019-10-15 18:46:08
4
Quinn Briony R.
0001600861
Security Sale/Purchase Record
2019-10-15 18:46:08
4
DiamondRock Hospitality Co
0001298946
Security Sale/Purchase Record
2019-10-15 18:46:08
4
Quinn Briony R
0001600861
Security Sale/Purchase Record
2019-10-15 18:46:08
4
RAY GILBERT T
0001213917
Security Sale/Purchase Record
2019-10-15 18:45:36
4
DiamondRock Hospitality Co
0001298946
Security Sale/Purchase Record
2019-10-15 18:45:36
4
RAY GILBERT T
0001213917
Security Sale/Purchase Record
2019-10-15 18:45:36
4
DiamondRock Hospitality Co
0001298946
Security Sale/Purchase Record
2019-10-15 18:45:36
4
McAvey Maureen L
0001328238
Security Sale/Purchase Record
2019-10-15 18:45:03
4
DiamondRock Hospitality Co
0001298946
Security Sale/Purchase Record
2019-10-15 18:45:03
4
DiamondRock Hospitality Co
0001298946
Security Sale/Purchase Record
2019-10-15 18:45:03
4
McAvey Maureen L
0001328238
Security Sale/Purchase Record
2019-10-15 18:45:03
4
MCCARTEN WILLIAM W
0001238126
Security Sale/Purchase Record
2019-10-15 18:44:31
4
DiamondRock Hospitality Co
0001298946
Security Sale/Purchase Record
2019-10-15 18:44:31
4
MCCARTEN WILLIAM W
0001238126
Security Sale/Purchase Record
2019-10-15 18:44:31
4
DiamondRock Hospitality Co
0001298946
Security Sale/Purchase Record
2019-10-15 18:44:31
4
Collier Alan Brian
0001645470
Security Sale/Purchase Record
2019-10-15 18:35:04
4
ENDONOVO THERAPEUTICS, INC.
0001528172
Security Sale/Purchase Record
2019-10-15 18:35:04
4
ENDONOVO THERAPEUTICS, INC
0001528172
Security Sale/Purchase Record
2019-10-15 18:35:04
4
Collier Alan Brian
0001645470
Security Sale/Purchase Record
2019-10-15 18:35:04
4
Imperato Jon
0001790108
Security Ownership Statement
2019-10-15 18:32:27
3/A
MAXIM INTEGRATED PRODUCTS INC
0000743316
Security Ownership Statement
2019-10-15 18:32:27
3/A
MAXIM INTEGRATED PRODUCTS INC
0000743316
Security Ownership Statement
2019-10-15 18:32:27
3/A
Imperato Jon
0001790108
Security Ownership Statement
2019-10-15 18:32:27
3/A
Woodson Bret A
0001630196
Security Sale/Purchase Record
2019-10-15 18:32:17
4
WINNEBAGO INDUSTRIES INC
0000107687
Security Sale/Purchase Record
2019-10-15 18:32:17
4
WINNEBAGO INDUSTRIES INC
0000107687
Security Sale/Purchase Record
2019-10-15 18:32:17
4
Woodson Bret A
0001630196
Security Sale/Purchase Record
2019-10-15 18:32:17
4
Brunz Lee J.
0001619414
Security Sale/Purchase Record
2019-10-15 18:31:17
4
CDK Global, Inc.
0001609702
Security Sale/Purchase Record
2019-10-15 18:31:17
4
CDK Global, Inc
0001609702
Security Sale/Purchase Record
2019-10-15 18:31:17
4
Brunz Lee J
0001619414
Security Sale/Purchase Record
2019-10-15 18:31:17
4
RESIDEO TECHNOLOGIES, INC.
0001740332
Security Sale/Purchase Record
2019-10-15 18:28:28
4
Nefkens Michael G
0001566846
Security Sale/Purchase Record
2019-10-15 18:28:28
4
Nefkens Michael G
0001566846
Security Sale/Purchase Record
2019-10-15 18:28:28
4
RESIDEO TECHNOLOGIES, INC
0001740332
Security Sale/Purchase Record
2019-10-15 18:28:28
4
Hazelton Brian Daniel
0001683360
Security Sale/Purchase Record
2019-10-15 18:27:27
4
WINNEBAGO INDUSTRIES INC
0000107687
Security Sale/Purchase Record
2019-10-15 18:27:27
4
WINNEBAGO INDUSTRIES INC
0000107687
Security Sale/Purchase Record
2019-10-15 18:27:27
4
Hazelton Brian Daniel
0001683360
Security Sale/Purchase Record
2019-10-15 18:27:27
4
Facebook Inc
0001326801
Security Sale/Purchase Record
2019-10-15 18:26:10
4
Zuckerberg Mark
0001548760
Security Sale/Purchase Record
2019-10-15 18:26:10
4
Facebook Inc
0001326801
Security Sale/Purchase Record
2019-10-15 18:26:10
4
Zuckerberg Mark
0001548760
Security Sale/Purchase Record
2019-10-15 18:26:10
4
Aarnes Robert B
0001754267
Security Sale/Purchase Record
2019-10-15 18:24:39
4
RESIDEO TECHNOLOGIES, INC.
0001740332
Security Sale/Purchase Record
2019-10-15 18:24:39
4
RESIDEO TECHNOLOGIES, INC
0001740332
Security Sale/Purchase Record
2019-10-15 18:24:39
4
Aarnes Robert B
0001754267
Security Sale/Purchase Record
2019-10-15 18:24:39
4
Facebook Inc
0001326801
Security Sale/Purchase Record
2019-10-15 18:24:35
4
Zuckerberg Mark
0001548760
Security Sale/Purchase Record
2019-10-15 18:24:35
4
Facebook Inc
0001326801
Security Sale/Purchase Record
2019-10-15 18:24:35
4
Zuckerberg Mark
0001548760
Security Sale/Purchase Record
2019-10-15 18:24:35
4
Hudson Executive Capital LP
0001652522
Security Sale/Purchase Record
2019-10-15 18:24:16
4
HEC Management GP LLC
0001700567
Security Sale/Purchase Record
2019-10-15 18:24:16
4
Braunstein Douglas L
0001495110
Security Sale/Purchase Record
2019-10-15 18:24:16
4
EAGLE PHARMACEUTICALS, INC.
0000827871
Security Sale/Purchase Record
2019-10-15 18:24:16
4
EAGLE PHARMACEUTICALS, INC
0000827871
Security Sale/Purchase Record
2019-10-15 18:24:16
4
Braunstein Douglas L
0001495110
Security Sale/Purchase Record
2019-10-15 18:24:16
4
Hudson Executive Capital LP
0001652522
Security Sale/Purchase Record
2019-10-15 18:24:16
4
HEC Management GP LLC
0001700567
Security Sale/Purchase Record
2019-10-15 18:24:16
4
Happe Michael J
0001382452
Security Sale/Purchase Record
2019-10-15 18:23:54
4
WINNEBAGO INDUSTRIES INC
0000107687
Security Sale/Purchase Record
2019-10-15 18:23:54
4
WINNEBAGO INDUSTRIES INC
0000107687
Security Sale/Purchase Record
2019-10-15 18:23:54
4
Happe Michael J
0001382452
Security Sale/Purchase Record
2019-10-15 18:23:54
4
Sandberg Sheryl
0001366010
Security Sale/Purchase Record
2019-10-15 18:22:57
4
Facebook Inc
0001326801
Security Sale/Purchase Record
2019-10-15 18:22:57
4
Facebook Inc
0001326801
Security Sale/Purchase Record
2019-10-15 18:22:57
4
Sandberg Sheryl
0001366010
Security Sale/Purchase Record
2019-10-15 18:22:57
4
Bhattacharya Ashis Nayan
0001674994
Security Sale/Purchase Record
2019-10-15 18:22:01
4
WINNEBAGO INDUSTRIES INC
0000107687
Security Sale/Purchase Record
2019-10-15 18:22:01
4
WINNEBAGO INDUSTRIES INC
0000107687
Security Sale/Purchase Record
2019-10-15 18:22:01
4
Bhattacharya Ashis Nayan
0001674994
Security Sale/Purchase Record
2019-10-15 18:22:01
4
Arcus Biosciences, Inc.
0001724521
Security Sale/Purchase Record
2019-10-15 18:15:35
4
Grossman William
0001730229
Security Sale/Purchase Record
2019-10-15 18:15:35
4
Arcus Biosciences, Inc
0001724521
Security Sale/Purchase Record
2019-10-15 18:15:35
4
Grossman William
0001730229
Security Sale/Purchase Record
2019-10-15 18:15:35
4
DOWNES LAURENCE M
0001239994
Security Sale/Purchase Record
2019-10-15 18:13:29
4/A
NEW JERSEY RESOURCES CORP
0000356309
Security Sale/Purchase Record
2019-10-15 18:13:29
4/A
NEW JERSEY RESOURCES CORP
0000356309
Security Sale/Purchase Record
2019-10-15 18:13:29
4/A
DOWNES LAURENCE M
0001239994
Security Sale/Purchase Record
2019-10-15 18:13:29
4/A
LEVI STRAUSS & CO
0000094845
Security Sale/Purchase Record
2019-10-15 18:12:33
4
Ellison Seth M.
0001768700
Security Sale/Purchase Record
2019-10-15 18:12:33
4
LEVI STRAUSS & CO
0000094845
Security Sale/Purchase Record
2019-10-15 18:12:33
4
Ellison Seth M
0001768700
Security Sale/Purchase Record
2019-10-15 18:12:33
4
JOHNSON MICHELLE LYNN
0001789948
Security Ownership Statement
2019-10-15 18:11:58
3
BYLINE BANCORP, INC.
0001702750
Security Ownership Statement
2019-10-15 18:11:58
3
BYLINE BANCORP, INC
0001702750
Security Ownership Statement
2019-10-15 18:11:58
3
JOHNSON MICHELLE LYNN
0001789948
Security Ownership Statement
2019-10-15 18:11:58
3
ShockWave Medical, Inc.
0001642545
Security Sale/Purchase Record
2019-10-15 18:11:29
4
Zacharias Isaac
0001768265
Security Sale/Purchase Record
2019-10-15 18:11:29
4
ShockWave Medical, Inc
0001642545
Security Sale/Purchase Record
2019-10-15 18:11:29
4
Zacharias Isaac
0001768265
Security Sale/Purchase Record
2019-10-15 18:11:29
4
CanChecks, LLC
0001791164
Stock / Securites Offering
2019-10-15 18:09:44
D
NEOGEN CORP
0000711377
Security Sale/Purchase Record
2019-10-15 18:08:56
4
Quinlan Steven J.
0001517426
Security Sale/Purchase Record
2019-10-15 18:08:56
4
NEOGEN CORP
0000711377
Security Sale/Purchase Record
2019-10-15 18:08:56
4
Quinlan Steven J
0001517426
Security Sale/Purchase Record
2019-10-15 18:08:56
4
Remeditex Ventures LLC
0001627363
Security Sale/Purchase Record
2019-10-15 18:08:38
4
Soliton, Inc
0001548187
Security Sale/Purchase Record
2019-10-15 18:08:38
4
Remeditex Ventures LLC
0001627363
Security Sale/Purchase Record
2019-10-15 18:08:38
4
MADER MARK PATRICK
0001200925
Security Sale/Purchase Record
2019-10-15 18:05:25
4
SMARTSHEET INC
0001366561
Security Sale/Purchase Record
2019-10-15 18:05:25
4
MADER MARK PATRICK
0001200925
Security Sale/Purchase Record
2019-10-15 18:05:25
4
SMARTSHEET INC
0001366561
Security Sale/Purchase Record
2019-10-15 18:05:25
4
Lurker Nancy
0001450485
Security Sale/Purchase Record
2019-10-15 18:04:41
4
EyePoint Pharmaceuticals, Inc.
0001314102
Security Sale/Purchase Record
2019-10-15 18:04:41
4
EyePoint Pharmaceuticals, Inc
0001314102
Security Sale/Purchase Record
2019-10-15 18:04:41
4
Lurker Nancy
0001450485
Security Sale/Purchase Record
2019-10-15 18:04:41
4
Anand Krishnan
0001486343
Security Sale/Purchase Record
2019-10-15 18:03:56
4
MOLSON COORS BREWING CO
0000024545
Security Sale/Purchase Record
2019-10-15 18:03:56
4
MOLSON COORS BREWING CO
0000024545
Security Sale/Purchase Record
2019-10-15 18:03:56
4
Anand Krishnan
0001486343
Security Sale/Purchase Record
2019-10-15 18:03:56
4
Paggiarino Dario A.
0001574261
Security Sale/Purchase Record
2019-10-15 18:03:38
4
EyePoint Pharmaceuticals, Inc.
0001314102
Security Sale/Purchase Record
2019-10-15 18:03:38
4
EyePoint Pharmaceuticals, Inc
0001314102
Security Sale/Purchase Record
2019-10-15 18:03:38
4
Paggiarino Dario A
0001574261
Security Sale/Purchase Record
2019-10-15 18:03:38
4
Stanford Michael Jay
0001727032
Security Sale/Purchase Record
2019-10-15 18:01:59
4
USD Partners LP
0001610682
Security Sale/Purchase Record
2019-10-15 18:01:59
4
USD Partners LP
0001610682
Security Sale/Purchase Record
2019-10-15 18:01:59
4
Stanford Michael Jay
0001727032
Security Sale/Purchase Record
2019-10-15 18:01:59
4
NEOGEN CORP
0000711377
Security Sale/Purchase Record
2019-10-15 18:01:17
4
Quinlan Steven J.
0001517426
Security Sale/Purchase Record
2019-10-15 18:01:17
4
NEOGEN CORP
0000711377
Security Sale/Purchase Record
2019-10-15 18:01:17
4
Quinlan Steven J
0001517426
Security Sale/Purchase Record
2019-10-15 18:01:17
4
MEDICAL PROPERTIES TRUST INC
0001287865
Security Sale/Purchase Record
2019-10-15 18:00:16
4
Aldag Edward K JR
0001331608
Security Sale/Purchase Record
2019-10-15 18:00:16
4
MEDICAL PROPERTIES TRUST INC
0001287865
Security Sale/Purchase Record
2019-10-15 18:00:16
4
Aldag Edward K JR
0001331608
Security Sale/Purchase Record
2019-10-15 18:00:16
4
Lilly Jason Warren
0001790610
Security Sale/Purchase Record
2019-10-15 17:57:27
4
NEOGEN CORP
0000711377
Security Sale/Purchase Record
2019-10-15 17:57:27
4
NEOGEN CORP
0000711377
Security Sale/Purchase Record
2019-10-15 17:57:27
4
Lilly Jason Warren
0001790610
Security Sale/Purchase Record
2019-10-15 17:57:27
4
MOJO Organics, Inc.
0001414953
Current Report
2019-10-15 17:57:11
8-K
Smith Tricia D
0001557023
Security Sale/Purchase Record
2019-10-15 17:56:59
4
TILLY'S, INC.
0001524025
Security Sale/Purchase Record
2019-10-15 17:56:59
4
TILLY'S, INC
0001524025
Security Sale/Purchase Record
2019-10-15 17:56:59
4
Smith Tricia D
0001557023
Security Sale/Purchase Record
2019-10-15 17:56:59
4
Bazemore Todd
0001605767
Security Sale/Purchase Record
2019-10-15 17:56:48
4
Kala Pharmaceuticals, Inc.
0001479419
Security Sale/Purchase Record
2019-10-15 17:56:48
4
Kala Pharmaceuticals, Inc
0001479419
Security Sale/Purchase Record
2019-10-15 17:56:48
4
Bazemore Todd
0001605767
Security Sale/Purchase Record
2019-10-15 17:56:48
4
ADAMS TODD A.
0001525211
Security Sale/Purchase Record
2019-10-15 17:56:36
4
BADGER METER INC
0000009092
Security Sale/Purchase Record
2019-10-15 17:56:36
4
BADGER METER INC
0000009092
Security Sale/Purchase Record
2019-10-15 17:56:36
4
ADAMS TODD A
0001525211
Security Sale/Purchase Record
2019-10-15 17:56:36
4
Trachtenberg Eric
0001646300
Security Sale/Purchase Record
2019-10-15 17:56:12
4
Kala Pharmaceuticals, Inc.
0001479419
Security Sale/Purchase Record
2019-10-15 17:56:12
4
Kala Pharmaceuticals, Inc
0001479419
Security Sale/Purchase Record
2019-10-15 17:56:12
4
Trachtenberg Eric
0001646300
Security Sale/Purchase Record
2019-10-15 17:56:12
4
Connor Richard W.
0001587406
Security Sale/Purchase Record
2019-10-15 17:55:43
4
Zayo Group Holdings, Inc.
0001608249
Security Sale/Purchase Record
2019-10-15 17:55:43
4
Connor Richard W
0001587406
Security Sale/Purchase Record
2019-10-15 17:55:43
4
Zayo Group Holdings, Inc
0001608249
Security Sale/Purchase Record
2019-10-15 17:55:43
4
Mestre Pierre Andre Laurent Marie
0001737006
Security Sale/Purchase Record
2019-10-15 17:53:15
4
Destination Maternity Corp
0000896985
Security Sale/Purchase Record
2019-10-15 17:53:15
4
Destination Maternity Corp
0000896985
Security Sale/Purchase Record
2019-10-15 17:53:15
4
Mestre Pierre Andre Laurent Marie
0001737006
Security Sale/Purchase Record
2019-10-15 17:53:15
4
Smith Tricia D
0001557023
Security Ownership Statement
2019-10-15 17:51:56
3
TILLY'S, INC.
0001524025
Security Ownership Statement
2019-10-15 17:51:56
3
TILLY'S, INC
0001524025
Security Ownership Statement
2019-10-15 17:51:56
3
Smith Tricia D
0001557023
Security Ownership Statement
2019-10-15 17:51:56
3
Yeled Invest S.A.
0001722087
Security Sale/Purchase Record
2019-10-15 17:51:34
4
Destination Maternity Corp
0000896985
Security Sale/Purchase Record
2019-10-15 17:51:34
4
Destination Maternity Corp
0000896985
Security Sale/Purchase Record
2019-10-15 17:51:34
4
Yeled Invest S.A
0001722087
Security Sale/Purchase Record
2019-10-15 17:51:34
4
Lem Esther
0001587559
Security Sale/Purchase Record
2019-10-15 17:50:26
4
CHEGG, INC
0001364954
Security Sale/Purchase Record
2019-10-15 17:50:26
4
CHEGG, INC
0001364954
Security Sale/Purchase Record
2019-10-15 17:50:26
4
Lem Esther
0001587559
Security Sale/Purchase Record
2019-10-15 17:50:26
4
MORRICAL TERRI A
0001188987
Security Sale/Purchase Record
2019-10-15 17:49:03
4
NEOGEN CORP
0000711377
Security Sale/Purchase Record
2019-10-15 17:49:03
4
NEOGEN CORP
0000711377
Security Sale/Purchase Record
2019-10-15 17:49:03
4
MORRICAL TERRI A
0001188987
Security Sale/Purchase Record
2019-10-15 17:49:03
4
Crestview W1 Co-Investors, LLC
0001703177
Security Sale/Purchase Record
2019-10-15 17:48:30
4
Crestview W1 TE Holdings, LLC
0001703176
Security Sale/Purchase Record
2019-10-15 17:48:30
4
Crestview W1 Holdings, L.P.
0001703151
Security Sale/Purchase Record
2019-10-15 17:48:30
4
Crestview Partners III GP, L.P.
0001703027
Security Sale/Purchase Record
2019-10-15 17:48:30
4
WideOpenWest, Inc.
0001701051
Security Sale/Purchase Record
2019-10-15 17:48:30
4
Kilpatrick Daniel G.
0001693578
Security Sale/Purchase Record
2019-10-15 17:48:30
4
Cassidy Brian P
0001608356
Security Sale/Purchase Record
2019-10-15 17:48:30
4
Crestview Advisors, L.L.C.
0001559054
Security Sale/Purchase Record
2019-10-15 17:48:30
4
MARCUS JEFFREY
0001158783
Security Sale/Purchase Record
2019-10-15 17:48:30
4
MARCUS JEFFREY
0001158783
Security Sale/Purchase Record
2019-10-15 17:48:30
4
Crestview Advisors, L.L.C
0001559054
Security Sale/Purchase Record
2019-10-15 17:48:30
4
Cassidy Brian P
0001608356
Security Sale/Purchase Record
2019-10-15 17:48:30
4
Kilpatrick Daniel G
0001693578
Security Sale/Purchase Record
2019-10-15 17:48:30
4
WideOpenWest, Inc
0001701051
Security Sale/Purchase Record
2019-10-15 17:48:30
4
Crestview Partners III GP, L.P
0001703027
Security Sale/Purchase Record
2019-10-15 17:48:30
4
Crestview W1 Holdings, L.P
0001703151
Security Sale/Purchase Record
2019-10-15 17:48:30
4
Crestview W1 TE Holdings, LLC
0001703176
Security Sale/Purchase Record
2019-10-15 17:48:30
4
Crestview W1 Co-Investors, LLC
0001703177
Security Sale/Purchase Record
2019-10-15 17:48:30
4
ANGI Homeservices Inc.
0001705110
Security Sale/Purchase Record
2019-10-15 17:47:40
4
LCG HOLDINGS LLC
0001270742
Security Sale/Purchase Record
2019-10-15 17:47:40
4
Lugard Road Capital GP, LLC
0001731730
Security Sale/Purchase Record
2019-10-15 17:47:40
4
LUXOR CAPITAL PARTNERS OFFSHORE LTD
0001356913
Security Sale/Purchase Record
2019-10-15 17:47:40
4
Luxor Capital Partners, LP
0001393021
Security Sale/Purchase Record
2019-10-15 17:47:40
4
Luxor Wavefront, LP
0001479129
Security Sale/Purchase Record
2019-10-15 17:47:40
4
Luxor Capital Group, LP
0001316580
Security Sale/Purchase Record
2019-10-15 17:47:40
4
LCG HOLDINGS LLC
0001270742
Security Sale/Purchase Record
2019-10-15 17:47:40
4
Luxor Capital Group, LP
0001316580
Security Sale/Purchase Record
2019-10-15 17:47:40
4
LUXOR CAPITAL PARTNERS OFFSHORE LTD
0001356913
Security Sale/Purchase Record
2019-10-15 17:47:40
4
Luxor Capital Partners, LP
0001393021
Security Sale/Purchase Record
2019-10-15 17:47:40
4
Luxor Wavefront, LP
0001479129
Security Sale/Purchase Record
2019-10-15 17:47:40
4
ANGI Homeservices Inc
0001705110
Security Sale/Purchase Record
2019-10-15 17:47:40
4
Lugard Road Capital GP, LLC
0001731730
Security Sale/Purchase Record
2019-10-15 17:47:40
4
ADENT JOHN EDWARD
0001651434
Security Sale/Purchase Record
2019-10-15 17:45:11
4
NEOGEN CORP
0000711377
Security Sale/Purchase Record
2019-10-15 17:45:11
4
NEOGEN CORP
0000711377
Security Sale/Purchase Record
2019-10-15 17:45:11
4
ADENT JOHN EDWARD
0001651434
Security Sale/Purchase Record
2019-10-15 17:45:11
4
Plaisance Capital LLC
0001761269
Security Sale/Purchase Record
2019-10-15 17:43:53
4
PURE CYCLE CORP
0000276720
Security Sale/Purchase Record
2019-10-15 17:43:53
4
Kozlowski Daniel R
0001791057
Security Sale/Purchase Record
2019-10-15 17:43:53
4
PURE CYCLE CORP
0000276720
Security Sale/Purchase Record
2019-10-15 17:43:53
4
Plaisance Capital LLC
0001761269
Security Sale/Purchase Record
2019-10-15 17:43:53
4
Kozlowski Daniel R
0001791057
Security Sale/Purchase Record
2019-10-15 17:43:53
4
Propanc Biopharma, Inc.
0001517681
Annual Report
2019-10-15 17:41:00
10-K
Propanc Biopharma, Inc
0001517681
Annual Report
2019-10-15 17:41:00
10-K
SCHWAB CHARLES CORP
0000316709
Security Sale/Purchase Record
2019-10-15 17:33:57
4
Craig Jonathan M.
0001733065
Security Sale/Purchase Record
2019-10-15 17:33:57
4
SCHWAB CHARLES CORP
0000316709
Security Sale/Purchase Record
2019-10-15 17:33:57
4
Craig Jonathan M
0001733065
Security Sale/Purchase Record
2019-10-15 17:33:57
4
TRXADE GROUP, INC
0001382574
IPO Investment Prospectus
2019-10-15 17:32:30
S-1
Plaisance Capital LLC
0001761269
Security Ownership Statement
2019-10-15 17:31:44
3
PURE CYCLE CORP
0000276720
Security Ownership Statement
2019-10-15 17:31:44
3
Plaisance SPV I, LLC
0001791049
Security Ownership Statement
2019-10-15 17:31:44
3
Kozlowski Daniel R
0001791057
Security Ownership Statement
2019-10-15 17:31:44
3
PURE CYCLE CORP
0000276720
Security Ownership Statement
2019-10-15 17:31:44
3
Plaisance Capital LLC
0001761269
Security Ownership Statement
2019-10-15 17:31:44
3
Plaisance SPV I, LLC
0001791049
Security Ownership Statement
2019-10-15 17:31:44
3
Kozlowski Daniel R
0001791057
Security Ownership Statement
2019-10-15 17:31:44
3
EnLink Midstream, LLC
0001592000
Current Report
2019-10-15 17:31:16
8-K
EnLink Midstream, LLC
0001592000
Current Report
2019-10-15 17:31:16
8-K
Golden Developing Solutions, Inc.
0001736865
Current Report
2019-10-15 17:30:49
8-K
Golden Developing Solutions, Inc
0001736865
Current Report
2019-10-15 17:30:49
8-K
Shepherd's Finance, LLC
0001544190
Prospectus [Rule 424(b)(3)]
2019-10-15 17:30:40
424B3
Shepherd's Finance, LLC
0001544190
Prospectus [Rule 424(b)(3)]
2019-10-15 17:30:40
424B3
PETMED EXPRESS INC
0001040130
Current Report
2019-10-15 17:30:22
8-K
PETMED EXPRESS INC
0001040130
Current Report
2019-10-15 17:30:22
8-K
AUTOZONE INC
0000866787
Current Report
2019-10-15 17:30:19
8-K
AUTOZONE INC
0000866787
Current Report
2019-10-15 17:30:19
8-K
FIRSTENERGY CORP
0001031296
Current Report
2019-10-15 17:30:18
8-K
FIRSTENERGY CORP
0001031296
Current Report
2019-10-15 17:30:18
8-K
BlueArc Real Estate Income Fund (QC), a series of BlueArc Real Estate Investments, LLC
0001785089
Stock / Securites Offering
2019-10-15 17:29:54
D
BlueArc Real Estate Income Fund (QC), a series of BlueArc Real Estate Investments, LLC
0001785089
Stock / Securites Offering
2019-10-15 17:29:54
D
Q BioMed Inc.
0001596062
Quarterly Report
2019-10-15 17:29:38
10-Q
Q BioMed Inc
0001596062
Quarterly Report
2019-10-15 17:29:38
10-Q
Trinity Sub Inc.
0001784797
Business Merger Registration
2019-10-15 17:29:21
S-4/A
Trinity Sub Inc
0001784797
Business Merger Registration
2019-10-15 17:29:21
S-4/A
DIRECTVIEW HOLDINGS INC
0001441769
Current Report
2019-10-15 17:29:16
8-K
DIRECTVIEW HOLDINGS INC
0001441769
Current Report
2019-10-15 17:29:16
8-K
Corporate Capital Trust II
0001617896
Form DEFR14A
2019-10-15 17:29:10
DEFR14A
GROW CAPITAL, INC.
0001448558
Annual Report
2019-10-15 17:29:10
10-K
GROW CAPITAL, INC
0001448558
Annual Report
2019-10-15 17:29:10
10-K
Corporate Capital Trust II
0001617896
Form DEFR14A
2019-10-15 17:29:10
DEFR14A
FS Investment Corp IV
0001637417
Form DEFR14A
2019-10-15 17:29:03
DEFR14A
FS Investment Corp IV
0001637417
Form DEFR14A
2019-10-15 17:29:03
DEFR14A
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 17:29:01
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 17:29:01
424B2
SmartCard Marketing Systems Inc
0000900475
Form 1-A/A
2019-10-15 17:28:20
1-A/A
SmartCard Marketing Systems Inc
0000900475
Form 1-A/A
2019-10-15 17:28:20
1-A/A
FS Investment Corp II
0001525759
Investment Prospectus
2019-10-15 17:28:12
497
FS Investment Corp II
0001525759
Investment Prospectus
2019-10-15 17:28:12
497
FS Investment Corp III
0001579412
Form DEFR14A
2019-10-15 17:28:04
DEFR14A
FS Investment Corp III
0001579412
Form DEFR14A
2019-10-15 17:28:04
DEFR14A
Juniper Hill Capital Fund LP
0001778056
Stock / Securites Offering
2019-10-15 17:27:53
D/A
Juniper Hill Capital Fund LP
0001778056
Stock / Securites Offering
2019-10-15 17:27:53
D/A
RedHawk Holdings Corp.
0001353406
Annual Report
2019-10-15 17:27:46
10-K
RedHawk Holdings Corp
0001353406
Annual Report
2019-10-15 17:27:46
10-K
Banco Santander (Brasil) S.A.
0001471055
Foreign Issuer Report
2019-10-15 17:27:40
6-K
Banco Santander (Brasil) S.A
0001471055
Foreign Issuer Report
2019-10-15 17:27:40
6-K
Liberty Latin America Ltd.
0001712184
Current Report
2019-10-15 17:27:28
8-K
Liberty Latin America Ltd
0001712184
Current Report
2019-10-15 17:27:28
8-K
OMNICOM GROUP INC.
0000029989
Quarterly Report
2019-10-15 17:27:26
10-Q
OMNICOM GROUP INC
0000029989
Quarterly Report
2019-10-15 17:27:26
10-Q
flooidCX Corp.
0001609988
Quarterly Report
2019-10-15 17:27:19
10-Q
flooidCX Corp
0001609988
Quarterly Report
2019-10-15 17:27:19
10-Q
United Financial Bancorp, Inc.
0001501364
Merger Prospectus/Communication
2019-10-15 17:27:10
425
United Financial Bancorp, Inc
0001501364
Merger Prospectus/Communication
2019-10-15 17:27:10
425
HAIN CELESTIAL GROUP INC
0000910406
Security Ownership Statement
2019-10-15 17:26:52
3
Sims Michael B
0001469915
Security Ownership Statement
2019-10-15 17:26:52
3
HAIN CELESTIAL GROUP INC
0000910406
Security Ownership Statement
2019-10-15 17:26:52
3
Sims Michael B
0001469915
Security Ownership Statement
2019-10-15 17:26:52
3
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.
0001166152
Security Sale/Purchase Record
2019-10-15 17:26:12
4
Performant Financial Corp
0001550695
Security Sale/Purchase Record
2019-10-15 17:26:12
4
PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP
0001279882
Security Sale/Purchase Record
2019-10-15 17:26:12
4
PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP
0001279880
Security Sale/Purchase Record
2019-10-15 17:26:12
4
FROHLICH PHIL
0001127429
Security Sale/Purchase Record
2019-10-15 17:26:12
4
PRESCOTT GROUP AGGRESSIVE SMALL CAP LP
0001127428
Security Sale/Purchase Record
2019-10-15 17:26:12
4
PRESCOTT GROUP AGGRESSIVE SMALL CAP LP
0001127428
Security Sale/Purchase Record
2019-10-15 17:26:12
4
FROHLICH PHIL
0001127429
Security Sale/Purchase Record
2019-10-15 17:26:12
4
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C
0001166152
Security Sale/Purchase Record
2019-10-15 17:26:12
4
PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP
0001279880
Security Sale/Purchase Record
2019-10-15 17:26:12
4
PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP
0001279882
Security Sale/Purchase Record
2019-10-15 17:26:12
4
Performant Financial Corp
0001550695
Security Sale/Purchase Record
2019-10-15 17:26:12
4
REALOGY HOLDINGS CORP.
0001398987
Security Sale/Purchase Record
2019-10-15 17:26:10
4
Peyton John W.
0001702305
Security Sale/Purchase Record
2019-10-15 17:26:10
4
REALOGY HOLDINGS CORP
0001398987
Security Sale/Purchase Record
2019-10-15 17:26:10
4
Peyton John W
0001702305
Security Sale/Purchase Record
2019-10-15 17:26:10
4
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-10-15 17:26:06
424B2
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-10-15 17:25:52
424B2
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-10-15 17:25:52
424B2
Northwest Nutritional Foods LLC
0001662971
Stock / Securites Offering
2019-10-15 17:25:38
D
Northwest Nutritional Foods LLC
0001662971
Stock / Securites Offering
2019-10-15 17:25:38
D
IronGate Mission Partners, LLC
0001755399
Stock / Securites Offering
2019-10-15 17:25:36
D/A
IronGate Mission Partners, LLC
0001755399
Stock / Securites Offering
2019-10-15 17:25:36
D/A
GREYSTONE LOGISTICS, INC.
0001088413
Quarterly Report
2019-10-15 17:25:25
10-Q
GREYSTONE LOGISTICS, INC
0001088413
Quarterly Report
2019-10-15 17:25:25
10-Q
Turner Imaging Systems, Inc.
0001723419
Stock / Securites Offering
2019-10-15 17:25:03
D
Turner Imaging Systems, Inc
0001723419
Stock / Securites Offering
2019-10-15 17:25:03
D
HAIN CELESTIAL GROUP INC
0000910406
Security Ownership Statement
2019-10-15 17:24:54
3
HAIN CELESTIAL GROUP INC
0000910406
Security Ownership Statement
2019-10-15 17:24:54
3
Beck Richard A
0001790912
Security Ownership Statement
2019-10-15 17:24:54
3
Natera, Inc
0001604821
Securities Registration
2019-10-15 17:24:49
S-3ASR
Janus Detroit Street Trust
0001500604
Prospectus Summary
2019-10-15 17:24:40
497K
Janus Detroit Street Trust
0001500604
Prospectus Summary
2019-10-15 17:24:40
497K
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-10-15 17:24:34
424B2
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-10-15 17:24:34
424B2
Global Transport Income Fund Feeder LLC
0001718743
Stock / Securites Offering
2019-10-15 17:24:22
D/A
Global Transport Income Fund Feeder LLC
0001718743
Stock / Securites Offering
2019-10-15 17:24:22
D/A
United Financial Bancorp, Inc.
0001501364
Current Report
2019-10-15 17:24:19
8-K
United Financial Bancorp, Inc
0001501364
Current Report
2019-10-15 17:24:19
8-K
Janus Detroit Street Trust
0001500604
Investment Prospectus
2019-10-15 17:24:09
497
Janus Detroit Street Trust
0001500604
Investment Prospectus
2019-10-15 17:24:09
497
McEwen Mining Inc.
0000314203
Current Report
2019-10-15 17:23:52
8-K
McEwen Mining Inc
0000314203
Current Report
2019-10-15 17:23:52
8-K
Sentinel Energy Services Inc.
0001709768
Form PRE 14A
2019-10-15 17:23:47
PRE 14A
Sentinel Energy Services Inc
0001709768
Form PRE 14A
2019-10-15 17:23:47
PRE 14A
Galaxy Gaming, Inc.
0000013156
Current Report
2019-10-15 17:23:42
8-K
Galaxy Gaming, Inc
0000013156
Current Report
2019-10-15 17:23:42
8-K
Akari Therapeutics Plc
0001541157
Foreign Private Issuer Registration
2019-10-15 17:23:36
F-1
Akari Therapeutics Plc
0001541157
Foreign Private Issuer Registration
2019-10-15 17:23:36
F-1
Evans David Thomas
0001730451
Security Sale/Purchase Record
2019-10-15 17:23:32
4
Cardlytics, Inc.
0001666071
Security Sale/Purchase Record
2019-10-15 17:23:32
4
Cardlytics, Inc
0001666071
Security Sale/Purchase Record
2019-10-15 17:23:32
4
Evans David Thomas
0001730451
Security Sale/Purchase Record
2019-10-15 17:23:32
4
DATASEA INC.
0001631282
Annual Report
2019-10-15 17:23:29
10-K
DATASEA INC
0001631282
Annual Report
2019-10-15 17:23:29
10-K
American BriVision (Holding) Corp
0001173313
Current Report
2019-10-15 17:23:26
8-K
American BriVision (Holding) Corp
0001173313
Current Report
2019-10-15 17:23:26
8-K
Advanced Disposal Services, Inc.
0001585790
Security Sale/Purchase Record
2019-10-15 17:23:25
4
PRESLAR B CLYDE
0001194068
Security Sale/Purchase Record
2019-10-15 17:23:25
4
PRESLAR B CLYDE
0001194068
Security Sale/Purchase Record
2019-10-15 17:23:25
4
Advanced Disposal Services, Inc
0001585790
Security Sale/Purchase Record
2019-10-15 17:23:25
4
American Homes 4 Rent
0001562401
Current Report
2019-10-15 17:23:20
8-K
American Homes 4 Rent, L.P.
0001716558
Current Report
2019-10-15 17:23:20
8-K
American Homes 4 Rent
0001562401
Current Report
2019-10-15 17:23:20
8-K
American Homes 4 Rent, L.P
0001716558
Current Report
2019-10-15 17:23:20
8-K
Feldstein Andrew T
0001584585
Security Sale/Purchase Record
2019-10-15 17:23:11
4
ASSURED GUARANTY LTD
0001273813
Security Sale/Purchase Record
2019-10-15 17:23:11
4
ASSURED GUARANTY LTD
0001273813
Security Sale/Purchase Record
2019-10-15 17:23:11
4
Feldstein Andrew T
0001584585
Security Sale/Purchase Record
2019-10-15 17:23:11
4
Global Transport Income Fund Feeder Partnership SCSp
0001775439
Stock / Securites Offering
2019-10-15 17:23:02
D/A
Global Transport Income Fund Feeder Partnership SCSp
0001775439
Stock / Securites Offering
2019-10-15 17:23:02
D/A
BlueArc Real Estate Income Fund (QP), a series of BlueArc Real Estate Investments, LLC
0001785090
Stock / Securites Offering
2019-10-15 17:22:31
D
BlueArc Real Estate Income Fund (QP), a series of BlueArc Real Estate Investments, LLC
0001785090
Stock / Securites Offering
2019-10-15 17:22:31
D
DFB Healthcare Acquisitions Corp.
0001725255
Current Report
2019-10-15 17:22:30
8-K
DFB Healthcare Acquisitions Corp
0001725255
Current Report
2019-10-15 17:22:30
8-K
Sugarmade, Inc.
0000919175
Annual Report
2019-10-15 17:22:12
10-K
Sugarmade, Inc
0000919175
Annual Report
2019-10-15 17:22:12
10-K
Stitch Fix, Inc.
0001576942
Security Sale/Purchase Record
2019-10-15 17:21:43
4
GURLEY J WILLIAM
0001190191
Security Sale/Purchase Record
2019-10-15 17:21:43
4
GURLEY J WILLIAM
0001190191
Security Sale/Purchase Record
2019-10-15 17:21:43
4
Stitch Fix, Inc
0001576942
Security Sale/Purchase Record
2019-10-15 17:21:43
4
Carn Steven R.
0001657559
Security Sale/Purchase Record
2019-10-15 17:21:40
4
Advanced Disposal Services, Inc.
0001585790
Security Sale/Purchase Record
2019-10-15 17:21:40
4
Advanced Disposal Services, Inc
0001585790
Security Sale/Purchase Record
2019-10-15 17:21:40
4
Carn Steven R
0001657559
Security Sale/Purchase Record
2019-10-15 17:21:40
4
GigAcquisitions, LLC
0001724528
Security Sale/Purchase Record
2019-10-15 17:21:03
4
GigCapital, Inc.
0001719489
Security Sale/Purchase Record
2019-10-15 17:21:03
4
Katz Avi S
0001451693
Security Sale/Purchase Record
2019-10-15 17:21:03
4
Katz Avi S
0001451693
Security Sale/Purchase Record
2019-10-15 17:21:03
4
GigCapital, Inc
0001719489
Security Sale/Purchase Record
2019-10-15 17:21:03
4
GigAcquisitions, LLC
0001724528
Security Sale/Purchase Record
2019-10-15 17:21:03
4
Marathon Patent Group, Inc.
0001507605
Definitive Proxy Statement
2019-10-15 17:20:39
DEF 14A
Marathon Patent Group, Inc
0001507605
Definitive Proxy Statement
2019-10-15 17:20:39
DEF 14A
DFB Healthcare Acquisitions Corp.
0001725255
Proxy Soliciting Materials
2019-10-15 17:20:35
DEFA14A
DFB Healthcare Acquisitions Corp
0001725255
Proxy Soliciting Materials
2019-10-15 17:20:35
DEFA14A
INPIXON
0001529113
Current Report
2019-10-15 17:20:27
8-K
INPIXON
0001529113
Current Report
2019-10-15 17:20:27
8-K
Burke Richard L. Jr.
0001657563
Security Sale/Purchase Record
2019-10-15 17:20:09
4
Advanced Disposal Services, Inc.
0001585790
Security Sale/Purchase Record
2019-10-15 17:20:09
4
Advanced Disposal Services, Inc
0001585790
Security Sale/Purchase Record
2019-10-15 17:20:09
4
Burke Richard L. Jr
0001657563
Security Sale/Purchase Record
2019-10-15 17:20:09
4
UBS Series Funds
0001060517
Form 485APOS
2019-10-15 17:19:17
485APOS
UBS Series Funds
0001060517
Form 485APOS
2019-10-15 17:19:17
485APOS
UBS Series Funds
0001060517
Form 485APOS
2019-10-15 17:19:17
485APOS
Neoleukin Therapeutics, Inc.
0001404644
Security Sale/Purchase Record
2019-10-15 17:19:14
4
BAKER BROS. ADVISORS LP
0001263508
Security Sale/Purchase Record
2019-10-15 17:19:14
4
Baker Bros. Advisors (GP) LLC
0001580575
Security Sale/Purchase Record
2019-10-15 17:19:14
4
667, L.P.
0001551139
Security Sale/Purchase Record
2019-10-15 17:19:14
4
Baker Brothers Life Sciences LP
0001363364
Security Sale/Purchase Record
2019-10-15 17:19:14
4
BAKER FELIX
0001087940
Security Sale/Purchase Record
2019-10-15 17:19:14
4
BAKER JULIAN
0001087939
Security Sale/Purchase Record
2019-10-15 17:19:14
4
BAKER JULIAN
0001087939
Security Sale/Purchase Record
2019-10-15 17:19:14
4
BAKER FELIX
0001087940
Security Sale/Purchase Record
2019-10-15 17:19:14
4
BAKER BROS. ADVISORS LP
0001263508
Security Sale/Purchase Record
2019-10-15 17:19:14
4
Baker Brothers Life Sciences LP
0001363364
Security Sale/Purchase Record
2019-10-15 17:19:14
4
Neoleukin Therapeutics, Inc
0001404644
Security Sale/Purchase Record
2019-10-15 17:19:14
4
667, L.P
0001551139
Security Sale/Purchase Record
2019-10-15 17:19:14
4
Baker Bros. Advisors (GP) LLC
0001580575
Security Sale/Purchase Record
2019-10-15 17:19:14
4
Family Capital Trust Co
0001123320
Quarterly Report
2019-10-15 17:19:03
13F-HR
Family Capital Trust Co
0001123320
Quarterly Report
2019-10-15 17:19:03
13F-HR
MFA FINANCIAL, INC.
0001055160
Securities Registration
2019-10-15 17:18:48
S-3ASR
MFA FINANCIAL, INC
0001055160
Securities Registration
2019-10-15 17:18:48
S-3ASR
FingerMotion, Inc.
0001602409
Quarterly Report
2019-10-15 17:18:43
10-Q
FingerMotion, Inc
0001602409
Quarterly Report
2019-10-15 17:18:43
10-Q
Sonoma Pharmaceuticals, Inc.
0001367083
Current Report
2019-10-15 17:18:39
8-K
Sonoma Pharmaceuticals, Inc
0001367083
Current Report
2019-10-15 17:18:39
8-K
Slattery Michael K
0001657823
Security Sale/Purchase Record
2019-10-15 17:18:36
4
Advanced Disposal Services, Inc.
0001585790
Security Sale/Purchase Record
2019-10-15 17:18:36
4
Advanced Disposal Services, Inc
0001585790
Security Sale/Purchase Record
2019-10-15 17:18:36
4
Slattery Michael K
0001657823
Security Sale/Purchase Record
2019-10-15 17:18:36
4
SANMINA CORP
0000897723
Current Report
2019-10-15 17:18:35
8-K
SANMINA CORP
0000897723
Current Report
2019-10-15 17:18:35
8-K
GLAZER MICHAEL L
0001182212
Security Sale/Purchase Record
2019-10-15 17:18:19
4
STAGE STORES INC
0000006885
Security Sale/Purchase Record
2019-10-15 17:18:19
4
STAGE STORES INC
0000006885
Security Sale/Purchase Record
2019-10-15 17:18:19
4
GLAZER MICHAEL L
0001182212
Security Sale/Purchase Record
2019-10-15 17:18:19
4
Greenland Acquisition Corp.
0001735041
Form NT 10-Q
2019-10-15 17:18:14
NT 10-Q
Greenland Acquisition Corp
0001735041
Form NT 10-Q
2019-10-15 17:18:14
NT 10-Q
Charter Communications Operating LLC
0001291157
Free Writing Prospectus
2019-10-15 17:18:02
FWP
Charter Communications Operating LLC
0001291157
Free Writing Prospectus
2019-10-15 17:18:02
FWP
Interpace Diagnostics Group, Inc.
0001054102
Current Report
2019-10-15 17:17:50
8-K
Interpace Diagnostics Group, Inc
0001054102
Current Report
2019-10-15 17:17:50
8-K
Spegal John S.
0001657227
Security Sale/Purchase Record
2019-10-15 17:17:22
4
Advanced Disposal Services, Inc.
0001585790
Security Sale/Purchase Record
2019-10-15 17:17:22
4
Advanced Disposal Services, Inc
0001585790
Security Sale/Purchase Record
2019-10-15 17:17:22
4
Spegal John S
0001657227
Security Sale/Purchase Record
2019-10-15 17:17:22
4
Ameri Metro, Inc. (formerly Yellowwood)
0001534155
Annual Report
2019-10-15 17:17:13
10-K
Ameri Metro, Inc. (formerly Yellowwood)
0001534155
Annual Report
2019-10-15 17:17:13
10-K
Eagle Point Credit Co Inc.
0001604174
Advertising Disclosure
2019-10-15 17:17:09
497AD
Eagle Point Credit Co Inc
0001604174
Advertising Disclosure
2019-10-15 17:17:09
497AD
VIDEO DISPLAY CORP
0000758743
Quarterly Report
2019-10-15 17:17:07
10-Q
VIDEO DISPLAY CORP
0000758743
Quarterly Report
2019-10-15 17:17:07
10-Q
ROYAL BANK OF CANADA
0001000275
Prospectus [Rule 424(b)(2)]
2019-10-15 17:16:37
424B2
CHOYCE PHILIP A
0001241701
Security Sale/Purchase Record
2019-10-15 17:16:29
4
Jefferies Financial Group Inc.
0000096223
Current Report
2019-10-15 17:16:29
8-K
Jefferies Financial Group Inc
0000096223
Current Report
2019-10-15 17:16:29
8-K
CHOYCE PHILIP A
0001241701
Security Sale/Purchase Record
2019-10-15 17:16:29
4
Independence Contract Drilling, Inc
0001537028
Security Sale/Purchase Record
2019-10-15 17:16:29
4
Almost Never Films Inc.
0001422768
Annual Report
2019-10-15 17:16:09
10-K
GigCapital, Inc.
0001719489
Current Report
2019-10-15 17:16:09
8-K
Almost Never Films Inc
0001422768
Annual Report
2019-10-15 17:16:09
10-K
GigCapital, Inc
0001719489
Current Report
2019-10-15 17:16:09
8-K
TELA Bio, Inc.
0001561921
IPO Investment Prospectus
2019-10-15 17:16:05
S-1
TELA Bio, Inc
0001561921
IPO Investment Prospectus
2019-10-15 17:16:05
S-1
Surge Holdings, Inc.
0001392694
Current Report
2019-10-15 17:15:40
8-K
Surge Holdings, Inc
0001392694
Current Report
2019-10-15 17:15:40
8-K
Strategic Wealth Management Group, LLC
0001750403
Quarterly Report
2019-10-15 17:15:39
13F-HR
Long Blockchain Corp.
0001629261
Current Report
2019-10-15 17:15:39
8-K
Long Blockchain Corp
0001629261
Current Report
2019-10-15 17:15:39
8-K
Strategic Wealth Management Group, LLC
0001750403
Quarterly Report
2019-10-15 17:15:39
13F-HR
Life On Earth, Inc.
0001579010
Form NT 10-Q
2019-10-15 17:15:23
NT 10-Q
Life On Earth, Inc
0001579010
Form NT 10-Q
2019-10-15 17:15:23
NT 10-Q
Capital One Prime Auto Receivables Trust 2019-2
0001786041
Asset-Backed Issuer Distribution
2019-10-15 17:15:22
10-D
Capital One Auto Receivables LLC
0001133438
Asset-Backed Issuer Distribution
2019-10-15 17:15:22
10-D
Capital One Prime Auto Receivables Trust 2019-2
0001786041
Asset-Backed Issuer Distribution
2019-10-15 17:15:22
10-D
Charles River Institutional Fund IV, L.P.
0001790806
Stock / Securites Offering
2019-10-15 17:14:39
D
Charles River Institutional Fund IV, L.P
0001790806
Stock / Securites Offering
2019-10-15 17:14:39
D
UBS Commercial Mortgage Trust 2019-C17
0001785812
Prospectus [Rule 424(b)(2)]
2019-10-15 17:14:33
424B2
UBS Commercial Mortgage Securitization Corp.
0001532799
Prospectus [Rule 424(b)(2)]
2019-10-15 17:14:33
424B2
UBS Commercial Mortgage Securitization Corp
0001532799
Prospectus [Rule 424(b)(2)]
2019-10-15 17:14:33
424B2
UBS Commercial Mortgage Trust 2019-C17
0001785812
Prospectus [Rule 424(b)(2)]
2019-10-15 17:14:33
424B2
GigCapital, Inc.
0001719489
Proxy Soliciting Materials
2019-10-15 17:14:14
DEFA14A
GigCapital, Inc
0001719489
Proxy Soliciting Materials
2019-10-15 17:14:14
DEFA14A
BATES THOMAS R JR
0001230117
Security Sale/Purchase Record
2019-10-15 17:14:08
4
BATES THOMAS R JR
0001230117
Security Sale/Purchase Record
2019-10-15 17:14:08
4
Independence Contract Drilling, Inc
0001537028
Security Sale/Purchase Record
2019-10-15 17:14:08
4
Silchester International Investors LLP
0001506409
Quarterly Report
2019-10-15 17:14:04
13F-HR
Silchester International Investors LLP
0001506409
Quarterly Report
2019-10-15 17:14:04
13F-HR
FORAGER GROUP, INC.
0001762642
Stock / Securites Offering
2019-10-15 17:14:02
D
FORAGER GROUP, INC
0001762642
Stock / Securites Offering
2019-10-15 17:14:02
D
HERITAGE COMMERCE CORP
0001053352
Employee Benefit Plan Security Offering
2019-10-15 17:13:57
S-8
RAWLINGS DARRYL
0001611679
Security Sale/Purchase Record
2019-10-15 17:13:56
4
TRUPANION, INC.
0001371285
Security Sale/Purchase Record
2019-10-15 17:13:56
4
TRUPANION, INC
0001371285
Security Sale/Purchase Record
2019-10-15 17:13:56
4
RAWLINGS DARRYL
0001611679
Security Sale/Purchase Record
2019-10-15 17:13:56
4
Synchrony Credit Card Master Note Trust
0001290098
Current Report
2019-10-15 17:12:58
8-K
RFS HOLDING LLC
0001226006
Current Report
2019-10-15 17:12:58
8-K
RFS HOLDING LLC
0001226006
Current Report
2019-10-15 17:12:58
8-K
Synchrony Credit Card Master Note Trust
0001290098
Current Report
2019-10-15 17:12:58
8-K
Arco Platform Ltd.
0001740594
Form F-3
2019-10-15 17:12:50
F-3
Arco Platform Ltd
0001740594
Form F-3
2019-10-15 17:12:50
F-3
COCANNCO, INC.
0001791146
Offering Statement 1-A
2019-10-15 17:12:27
1-A
COCANNCO, INC
0001791146
Offering Statement 1-A
2019-10-15 17:12:27
1-A
Interlink Plus, Inc.
0001643988
Annual Report
2019-10-15 17:11:51
10-K
Interlink Plus, Inc
0001643988
Annual Report
2019-10-15 17:11:51
10-K
Cerence Inc.
0001768267
IPO Investment Prospectus
2019-10-15 17:11:44
S-1
Cerence Inc
0001768267
IPO Investment Prospectus
2019-10-15 17:11:44
S-1
Temple Capital Master Fund, L.P.
0001755117
Stock / Securites Offering
2019-10-15 17:11:42
D/A
Temple Capital Master Fund, L.P
0001755117
Stock / Securites Offering
2019-10-15 17:11:42
D/A
Charles River Realty Fund IV, L.P.
0001790803
Stock / Securites Offering
2019-10-15 17:11:36
D
Charles River Realty Fund IV, L.P
0001790803
Stock / Securites Offering
2019-10-15 17:11:36
D
SILCHESTER PARTNERS LTD
0001092432
Quarterly Report
2019-10-15 17:11:21
13F-NT
SILCHESTER PARTNERS LTD
0001092432
Quarterly Report
2019-10-15 17:11:21
13F-NT
Pampa Energy Inc.
0001469395
Foreign Issuer Report
2019-10-15 17:11:14
6-K
Pampa Energy Inc
0001469395
Foreign Issuer Report
2019-10-15 17:11:14
6-K
FS Investment Corp II
0001525759
Current Report
2019-10-15 17:10:53
8-K
FS Investment Corp II
0001525759
Current Report
2019-10-15 17:10:53
8-K
Belvedere Trading LLC
0001632341
Quarterly Report
2019-10-15 17:10:28
13F-HR
Belvedere Trading LLC
0001632341
Quarterly Report
2019-10-15 17:10:28
13F-HR
OLD SECOND BANCORP INC
0000357173
Current Report
2019-10-15 17:10:24
8-K
OLD SECOND BANCORP INC
0000357173
Current Report
2019-10-15 17:10:24
8-K
US ENERGY CORP
0000101594
Current Report
2019-10-15 17:10:19
8-K
US ENERGY CORP
0000101594
Current Report
2019-10-15 17:10:19
8-K
Anterix Inc.
0001304492
Security Sale/Purchase Record
2019-10-15 17:10:00
4
FEINBERG STEPHEN
0000947822
Security Sale/Purchase Record
2019-10-15 17:10:00
4
FEINBERG STEPHEN
0000947822
Security Sale/Purchase Record
2019-10-15 17:10:00
4
Anterix Inc
0001304492
Security Sale/Purchase Record
2019-10-15 17:10:00
4
Verus Financial Partners, Inc.
0001481714
Quarterly Report
2019-10-15 17:09:55
13F-HR
Verus Financial Partners, Inc
0001481714
Quarterly Report
2019-10-15 17:09:55
13F-HR
Temple Capital Feeder Fund, L.P.
0001754981
Stock / Securites Offering
2019-10-15 17:09:54
D/A
Temple Capital Feeder Fund, L.P
0001754981
Stock / Securites Offering
2019-10-15 17:09:54
D/A
EcoR1 Capital, LLC
0001587114
Ownership Acquisition Statement
2019-10-15 17:09:39
SC 13G
ZAFGEN, INC.
0001374690
Ownership Acquisition Statement
2019-10-15 17:09:39
SC 13G
ZAFGEN, INC
0001374690
Ownership Acquisition Statement
2019-10-15 17:09:39
SC 13G
EcoR1 Capital, LLC
0001587114
Ownership Acquisition Statement
2019-10-15 17:09:39
SC 13G
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-10-15 17:09:29
424B2
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-10-15 17:09:29
424B2
Citigroup Global Markets Holdings Inc
0000200245
Prospectus [Rule 424(b)(2)]
2019-10-15 17:09:29
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-10-15 17:09:29
424B2
Akari Therapeutics Plc
0001541157
Form F-6EF
2019-10-15 17:08:54
F-6EF
Deutsche Bank Trust Co Americas/ ADR Group
0001471515
Form F-6EF
2019-10-15 17:08:54
F-6EF
Deutsche Bank Trust Co Americas/ ADR Group
0001471515
Form F-6EF
2019-10-15 17:08:54
F-6EF
Akari Therapeutics Plc
0001541157
Form F-6EF
2019-10-15 17:08:54
F-6EF
MSC Serucell 1 LLC
0001791013
Stock / Securites Offering
2019-10-15 17:08:49
D
MSC Serucell 1 LLC
0001791013
Stock / Securites Offering
2019-10-15 17:08:49
D
UBS Commercial Mortgage Trust 2019-C17
0001785812
Current Report
2019-10-15 17:08:41
8-K
UBS Commercial Mortgage Trust 2019-C17
0001785812
Current Report
2019-10-15 17:08:41
8-K
RETAIL OPPORTUNITY INVESTMENTS CORP
0001407623
Security Sale/Purchase Record
2019-10-15 17:08:30
4
BAKER RICHARD A.
0001415409
Security Sale/Purchase Record
2019-10-15 17:08:30
4
RETAIL OPPORTUNITY INVESTMENTS CORP
0001407623
Security Sale/Purchase Record
2019-10-15 17:08:30
4
BAKER RICHARD A
0001415409
Security Sale/Purchase Record
2019-10-15 17:08:30
4
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-10-15 17:08:17
424B3
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-10-15 17:08:17
424B3
Outlook Therapeutics, Inc.
0001649989
Security Sale/Purchase Record
2019-10-15 17:08:09
4/A
KENYON LAWRENCE A
0001230484
Security Sale/Purchase Record
2019-10-15 17:08:09
4/A
KENYON LAWRENCE A
0001230484
Security Sale/Purchase Record
2019-10-15 17:08:09
4/A
Outlook Therapeutics, Inc
0001649989
Security Sale/Purchase Record
2019-10-15 17:08:09
4/A
WEALTHFRONT BROKERAGE LLC
0001487279
Annual Report
2019-10-15 17:08:06
X-17A-5
WEALTHFRONT BROKERAGE LLC
0001487279
Annual Report
2019-10-15 17:08:06
X-17A-5
Sutton Marina Park
0001788870
Security Sale/Purchase Record
2019-10-15 17:07:58
4
HERITAGE COMMERCE CORP
0001053352
Security Sale/Purchase Record
2019-10-15 17:07:58
4
HERITAGE COMMERCE CORP
0001053352
Security Sale/Purchase Record
2019-10-15 17:07:58
4
Sutton Marina Park
0001788870
Security Sale/Purchase Record
2019-10-15 17:07:58
4
ALPS ETF Trust
0001414040
Investment Prospectus
2019-10-15 17:07:50
497
ALPS ETF Trust
0001414040
Investment Prospectus
2019-10-15 17:07:50
497
FS Investment Corp III
0001579412
Current Report
2019-10-15 17:07:49
8-K
FS Investment Corp III
0001579412
Current Report
2019-10-15 17:07:49
8-K
Bridge Builder Trust
0001567101
Prospectus Summary
2019-10-15 17:07:39
497K
Bridge Builder Trust
0001567101
Prospectus Summary
2019-10-15 17:07:39
497K
HD Supply Holdings, Inc.
0001573097
Security Sale/Purchase Record
2019-10-15 17:07:17
4
Konenkamp Stephen J.
0001790983
Security Sale/Purchase Record
2019-10-15 17:07:17
4
HD Supply Holdings, Inc
0001573097
Security Sale/Purchase Record
2019-10-15 17:07:17
4
Konenkamp Stephen J
0001790983
Security Sale/Purchase Record
2019-10-15 17:07:17
4
Marquie Group, Inc.
0001434601
Form NT 10-Q
2019-10-15 17:07:13
NT 10-Q
Marquie Group, Inc
0001434601
Form NT 10-Q
2019-10-15 17:07:13
NT 10-Q
GATC CANNA CORP
0001790639
Stock / Securites Offering
2019-10-15 17:07:10
D
GATC CANNA CORP
0001790639
Stock / Securites Offering
2019-10-15 17:07:10
D
Enstar Group LTD
0001363829
Form PRE 14A
2019-10-15 17:06:45
PRE 14A
Enstar Group LTD
0001363829
Form PRE 14A
2019-10-15 17:06:45
PRE 14A
TORONTO DOMINION BANK
0000947263
Prospectus [Rule 424(b)(2)]
2019-10-15 17:06:39
424B2
PECK Co HOLDINGS, INC.
0001634447
Current Report
2019-10-15 17:06:35
8-K
US ENERGY CORP
0000101594
Quarterly Report
2019-10-15 17:06:35
10-Q
US ENERGY CORP
0000101594
Quarterly Report
2019-10-15 17:06:35
10-Q
PECK Co HOLDINGS, INC
0001634447
Current Report
2019-10-15 17:06:35
8-K
FS Investment Corp IV
0001637417
Current Report
2019-10-15 17:06:17
8-K
FS Investment Corp IV
0001637417
Current Report
2019-10-15 17:06:17
8-K
Discovery Energy Corp.
0001435387
Form NT 10-Q
2019-10-15 17:06:04
NT 10-Q
Discovery Energy Corp
0001435387
Form NT 10-Q
2019-10-15 17:06:04
NT 10-Q
Eagle Point Credit Co Inc.
0001604174
Investment Prospectus
2019-10-15 17:05:54
497
Eagle Point Credit Co Inc
0001604174
Investment Prospectus
2019-10-15 17:05:54
497
Jones Robertson Clay JR
0001788938
Security Sale/Purchase Record
2019-10-15 17:05:44
4
HERITAGE COMMERCE CORP
0001053352
Security Sale/Purchase Record
2019-10-15 17:05:44
4
HERITAGE COMMERCE CORP
0001053352
Security Sale/Purchase Record
2019-10-15 17:05:44
4
Jones Robertson Clay JR
0001788938
Security Sale/Purchase Record
2019-10-15 17:05:44
4
Capitol Series Trust
0001587551
Investment Prospectus
2019-10-15 17:05:29
497
CRYO CELL INTERNATIONAL INC
0000862692
Quarterly Report
2019-10-15 17:05:26
10-Q
CRYO CELL INTERNATIONAL INC
0000862692
Quarterly Report
2019-10-15 17:05:26
10-Q
Bridge Builder Trust
0001567101
Investment Prospectus
2019-10-15 17:05:09
497
Bridge Builder Trust
0001567101
Investment Prospectus
2019-10-15 17:05:09
497
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
0000909466
Semi-Annual Certified Shareholder Report
2019-10-15 17:04:49
N-CSRS
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
0000909466
Semi-Annual Certified Shareholder Report
2019-10-15 17:04:49
N-CSRS
Silchester Capital Ltd
0001688553
Quarterly Report
2019-10-15 17:04:45
13F-NT
Silchester Capital Ltd
0001688553
Quarterly Report
2019-10-15 17:04:45
13F-NT
SemGroup Corp
0001489136
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Buffalo Investor I, L.P.
0001712606
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
ALINDA INFRASTRUCTURE FUND II LP
0001441703
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Alinda Parallel Fund GP II, L.P.
0001712907
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Alinda GP II, L.P.
0001712631
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Alinda GP of GP II LLC
0001712630
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Alinda Parallel Fund GP II, Ltd.
0001712628
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Beale Christopher W.
0001712622
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Buffalo Holding I LLC
0001712610
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Buffalo Holding II LLC
0001712609
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Buffalo Investor I GP, LLC
0001712608
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
ALINDA INFRASTRUCTURE FUND II LP
0001441703
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
SemGroup Corp
0001489136
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Buffalo Investor I, L.P
0001712606
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Buffalo Investor I GP, LLC
0001712608
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Buffalo Holding II LLC
0001712609
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Buffalo Holding I LLC
0001712610
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Beale Christopher W
0001712622
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Alinda Parallel Fund GP II, Ltd
0001712628
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Alinda GP of GP II LLC
0001712630
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Alinda GP II, L.P
0001712631
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Alinda Parallel Fund GP II, L.P
0001712907
Security Sale/Purchase Record
2019-10-15 17:04:27
4/A
Herrick Glen William
0001587724
Security Sale/Purchase Record
2019-10-15 17:04:06
4
META FINANCIAL GROUP INC
0000907471
Security Sale/Purchase Record
2019-10-15 17:04:06
4
META FINANCIAL GROUP INC
0000907471
Security Sale/Purchase Record
2019-10-15 17:04:06
4
Herrick Glen William
0001587724
Security Sale/Purchase Record
2019-10-15 17:04:06
4
SEI INSTITUTIONAL INVESTMENTS TRUST
0000939934
Form 485BPOS
2019-10-15 17:03:47
485BPOS
SEI INSTITUTIONAL INVESTMENTS TRUST
0000939934
Form 485BPOS
2019-10-15 17:03:47
485BPOS
SEI INSTITUTIONAL INVESTMENTS TRUST
0000939934
Form 485BPOS
2019-10-15 17:03:47
485BPOS
XT Energy Group, Inc.
0001472468
Annual Report
2019-10-15 17:03:31
10-K
XT Energy Group, Inc
0001472468
Annual Report
2019-10-15 17:03:31
10-K
AMICUS THERAPEUTICS, INC.
0001178879
Security Sale/Purchase Record
2019-10-15 17:03:30
4
Crowley John F
0001400973
Security Sale/Purchase Record
2019-10-15 17:03:30
4
AMICUS THERAPEUTICS, INC
0001178879
Security Sale/Purchase Record
2019-10-15 17:03:30
4
Crowley John F
0001400973
Security Sale/Purchase Record
2019-10-15 17:03:30
4
SILVER BULL RESOURCES, INC.
0001031093
Current Report
2019-10-15 17:03:15
8-K
SILVER BULL RESOURCES, INC
0001031093
Current Report
2019-10-15 17:03:15
8-K
Heitel Stephen G.
0001788876
Security Sale/Purchase Record
2019-10-15 17:03:14
4
HERITAGE COMMERCE CORP
0001053352
Security Sale/Purchase Record
2019-10-15 17:03:14
4
HERITAGE COMMERCE CORP
0001053352
Security Sale/Purchase Record
2019-10-15 17:03:14
4
Heitel Stephen G
0001788876
Security Sale/Purchase Record
2019-10-15 17:03:14
4
Alpha Architect ETF Trust
0001592900
Form 8-A12B
2019-10-15 17:03:10
8-A12B
Alpha Architect ETF Trust
0001592900
Form 8-A12B
2019-10-15 17:03:10
8-A12B
CEVA INC
0001173489
Security Sale/Purchase Record
2019-10-15 17:02:55
4
MCMANAMON PETER
0001231212
Security Sale/Purchase Record
2019-10-15 17:02:55
4
CEVA INC
0001173489
Security Sale/Purchase Record
2019-10-15 17:02:55
4
MCMANAMON PETER
0001231212
Security Sale/Purchase Record
2019-10-15 17:02:55
4
Dixon Tom Christopher
0001701985
Security Sale/Purchase Record
2019-10-15 17:02:50
4
Yext, Inc.
0001614178
Security Sale/Purchase Record
2019-10-15 17:02:50
4
Yext, Inc
0001614178
Security Sale/Purchase Record
2019-10-15 17:02:50
4
Dixon Tom Christopher
0001701985
Security Sale/Purchase Record
2019-10-15 17:02:50
4
DUNKIN' BRANDS GROUP, INC.
0001357204
Current Report
2019-10-15 17:02:47
8-K
Byrne Patrick J
0001316476
Security Sale/Purchase Record
2019-10-15 17:02:47
4
MICRON TECHNOLOGY INC
0000723125
Security Sale/Purchase Record
2019-10-15 17:02:47
4
MICRON TECHNOLOGY INC
0000723125
Security Sale/Purchase Record
2019-10-15 17:02:47
4
Byrne Patrick J
0001316476
Security Sale/Purchase Record
2019-10-15 17:02:47
4
DUNKIN' BRANDS GROUP, INC
0001357204
Current Report
2019-10-15 17:02:47
8-K
CAMBREX CORP
0000820081
Proxy Soliciting Materials
2019-10-15 17:02:39
DEFA14A
CAMBREX CORP
0000820081
Proxy Soliciting Materials
2019-10-15 17:02:39
DEFA14A
Steel Connect, Inc.
0000914712
Annual Report
2019-10-15 17:02:35
10-K
Steel Connect, Inc
0000914712
Annual Report
2019-10-15 17:02:35
10-K
Hanson Bradley C
0001342375
Security Sale/Purchase Record
2019-10-15 17:02:22
4
META FINANCIAL GROUP INC
0000907471
Security Sale/Purchase Record
2019-10-15 17:02:22
4
META FINANCIAL GROUP INC
0000907471
Security Sale/Purchase Record
2019-10-15 17:02:22
4
Hanson Bradley C
0001342375
Security Sale/Purchase Record
2019-10-15 17:02:22
4
Okta, Inc.
0001660134
Security Sale/Purchase Record
2019-10-15 17:02:03
4
Race Charles
0001615160
Security Sale/Purchase Record
2019-10-15 17:02:03
4
Race Charles
0001615160
Security Sale/Purchase Record
2019-10-15 17:02:03
4
Okta, Inc
0001660134
Security Sale/Purchase Record
2019-10-15 17:02:03
4
HOWSON TAMAR D
0001202286
Security Sale/Purchase Record
2019-10-15 17:02:02
4
IMMUNIC, INC.
0001280776
Security Sale/Purchase Record
2019-10-15 17:02:02
4
HOWSON TAMAR D
0001202286
Security Sale/Purchase Record
2019-10-15 17:02:02
4
IMMUNIC, INC
0001280776
Security Sale/Purchase Record
2019-10-15 17:02:02
4
US ENERGY CORP
0000101594
Quarterly Report
2019-10-15 17:01:50
10-Q
US ENERGY CORP
0000101594
Quarterly Report
2019-10-15 17:01:50
10-Q
EATON VANCE MUTUAL FUNDS TRUST
0000745463
Prospectus Summary
2019-10-15 17:01:48
497K
EATON VANCE MUTUAL FUNDS TRUST
0000745463
Prospectus Summary
2019-10-15 17:01:48
497K
IOTA COMMUNICATIONS, INC.
0001095130
Quarterly Report
2019-10-15 17:01:41
10-Q
IOTA COMMUNICATIONS, INC
0001095130
Quarterly Report
2019-10-15 17:01:41
10-Q
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-10-15 17:01:24
424B2
GS Finance Corp
0001419828
Prospectus [Rule 424(b)(2)]
2019-10-15 17:01:24
424B2
KEYBANC CAPITAL MARKETS INC.
0000724391
Form MA-I/A
2019-10-15 17:01:23
MA-I/A
KEYBANC CAPITAL MARKETS INC
0000724391
Form MA-I/A
2019-10-15 17:01:23
MA-I/A
KEYBANC CAPITAL MARKETS INC.
0000724391
Form MA-I/A
2019-10-15 17:01:13
MA-I/A
KEYBANC CAPITAL MARKETS INC
0000724391
Form MA-I/A
2019-10-15 17:01:13
MA-I/A
TSR INC
0000098338
Quarterly Report
2019-10-15 17:01:12
10-Q
TSR INC
0000098338
Quarterly Report
2019-10-15 17:01:12
10-Q
PARKER DRILLING CO /DE/
0000076321
Current Report
2019-10-15 17:01:09
8-K
EATON VANCE MUTUAL FUNDS TRUST
0000745463
Investment Prospectus
2019-10-15 17:01:09
497
PARKER DRILLING CO /DE/
0000076321
Current Report
2019-10-15 17:01:09
8-K
EATON VANCE MUTUAL FUNDS TRUST
0000745463
Investment Prospectus
2019-10-15 17:01:09
497
Leisure Acquisition Corp.
0001716947
Form PRE 14A
2019-10-15 17:00:56
PRE 14A
Leisure Acquisition Corp
0001716947
Form PRE 14A
2019-10-15 17:00:56
PRE 14A
Gupta Ajay
0001466676
Security Sale/Purchase Record
2019-10-15 17:00:52
4
ROCKWELL MEDICAL, INC.
0001041024
Security Sale/Purchase Record
2019-10-15 17:00:52
4
ROCKWELL MEDICAL, INC
0001041024
Security Sale/Purchase Record
2019-10-15 17:00:52
4
Gupta Ajay
0001466676
Security Sale/Purchase Record
2019-10-15 17:00:52
4
CABRAL BRUCE H
0001282992
Security Sale/Purchase Record
2019-10-15 17:00:43
4
HERITAGE COMMERCE CORP
0001053352
Security Sale/Purchase Record
2019-10-15 17:00:43
4
HERITAGE COMMERCE CORP
0001053352
Security Sale/Purchase Record
2019-10-15 17:00:43
4
CABRAL BRUCE H
0001282992
Security Sale/Purchase Record
2019-10-15 17:00:43
4
HOWSON TAMAR D
0001202286
Security Ownership Statement
2019-10-15 17:00:41
3
IMMUNIC, INC.
0001280776
Security Ownership Statement
2019-10-15 17:00:41
3
HOWSON TAMAR D
0001202286
Security Ownership Statement
2019-10-15 17:00:41
3
IMMUNIC, INC
0001280776
Security Ownership Statement
2019-10-15 17:00:41
3
Destination Maternity Corp
0000896985
Acquisition Statement
2019-10-15 17:00:39
SC 13D/A
Orchestra-Premaman S.A.
0001660679
Acquisition Statement
2019-10-15 17:00:39
SC 13D/A
Destination Maternity Corp
0000896985
Acquisition Statement
2019-10-15 17:00:39
SC 13D/A
Orchestra-Premaman S.A
0001660679
Acquisition Statement
2019-10-15 17:00:39
SC 13D/A
Community First Bancshares, Inc.
0001691507
Current Report
2019-10-15 17:00:34
8-K
Community First Bancshares, Inc
0001691507
Current Report
2019-10-15 17:00:34
8-K
Theisen Sonja Anne
0001650289
Security Sale/Purchase Record
2019-10-15 17:00:26
4
META FINANCIAL GROUP INC
0000907471
Security Sale/Purchase Record
2019-10-15 17:00:26
4
META FINANCIAL GROUP INC
0000907471
Security Sale/Purchase Record
2019-10-15 17:00:26
4
Theisen Sonja Anne
0001650289
Security Sale/Purchase Record
2019-10-15 17:00:26
4
Arkin Moshe
0001321178
Acquisition Statement
2019-10-15 17:00:25
SC 13D
Aclaris Therapeutics, Inc.
0001557746
Acquisition Statement
2019-10-15 17:00:25
SC 13D
Arkin Moshe
0001321178
Acquisition Statement
2019-10-15 17:00:25
SC 13D
Aclaris Therapeutics, Inc
0001557746
Acquisition Statement
2019-10-15 17:00:25
SC 13D
BAY BANKS OF VIRGINIA INC
0001034594
Current Report
2019-10-15 17:00:22
8-K
BAY BANKS OF VIRGINIA INC
0001034594
Current Report
2019-10-15 17:00:22
8-K
HSBC USA INC /MD/
0000083246
Free Writing Prospectus
2019-10-15 17:00:20
FWP
Phio Pharmaceuticals Corp.
0001533040
Proxy Soliciting Materials
2019-10-15 17:00:17
DEFA14A
Phio Pharmaceuticals Corp
0001533040
Proxy Soliciting Materials
2019-10-15 17:00:17
DEFA14A
RUDOLPH TECHNOLOGIES INC
0001094392
Merger Prospectus/Communication
2019-10-15 17:00:14
425
NANOMETRICS INC
0000704532
Merger Prospectus/Communication
2019-10-15 17:00:14
425
NANOMETRICS INC
0000704532
Merger Prospectus/Communication
2019-10-15 17:00:14
425
RUDOLPH TECHNOLOGIES INC
0001094392
Merger Prospectus/Communication
2019-10-15 17:00:14
425
Crimson BioPharm Inc.
0001791173
Stock / Securites Offering
2019-10-15 16:59:51
D
Crimson BioPharm Inc
0001791173
Stock / Securites Offering
2019-10-15 16:59:51
D
RUDOLPH TECHNOLOGIES INC
0001094392
Merger Prospectus/Communication
2019-10-15 16:59:39
425
RUDOLPH TECHNOLOGIES INC
0001094392
Merger Prospectus/Communication
2019-10-15 16:59:39
425
COMERICA SECURITIES,INC.
0000781875
Quarterly Report
2019-10-15 16:59:35
13F-HR/A
COMERICA SECURITIES,INC
0000781875
Quarterly Report
2019-10-15 16:59:35
13F-HR/A
Jagged Peak Energy Inc.
0001685715
Form 8-K/A
2019-10-15 16:59:31
8-K/A
Jagged Peak Energy Inc
0001685715
Form 8-K/A
2019-10-15 16:59:31
8-K/A
CAMBREX CORP
0000820081
Current Report
2019-10-15 16:59:25
8-K
CAMBREX CORP
0000820081
Current Report
2019-10-15 16:59:25
8-K
Exeo Entertainment, Inc.
0001528760
Quarterly Report
2019-10-15 16:59:08
10-Q
Exeo Entertainment, Inc
0001528760
Quarterly Report
2019-10-15 16:59:08
10-Q
GS MORTGAGE SECURITIES CORP
0000807641
Asset-Backed Securitizer Report
2019-10-15 16:58:44
ABS-15G
GS MORTGAGE SECURITIES CORP
0000807641
Asset-Backed Securitizer Report
2019-10-15 16:58:44
ABS-15G
GS MORTGAGE SECURITIES CORP
0000807641
Asset-Backed Securitizer Report
2019-10-15 16:58:44
ABS-15G
LION FUND LTD
0001231333
Stock / Securites Offering
2019-10-15 16:58:39
D
LION FUND LTD
0001231333
Stock / Securites Offering
2019-10-15 16:58:39
D
SONO TEK CORP
0000806172
Quarterly Report
2019-10-15 16:58:31
10-Q
SONO TEK CORP
0000806172
Quarterly Report
2019-10-15 16:58:31
10-Q
Sonoma Pharmaceuticals, Inc.
0001367083
Security Ownership Statement
2019-10-15 16:58:15
3
Dal Poggetto John
0001791040
Security Ownership Statement
2019-10-15 16:58:15
3
Sonoma Pharmaceuticals, Inc
0001367083
Security Ownership Statement
2019-10-15 16:58:15
3
Dal Poggetto John
0001791040
Security Ownership Statement
2019-10-15 16:58:15
3
AVISTA CORP
0000104918
Current Report
2019-10-15 16:58:05
8-K
AVISTA CORP
0000104918
Current Report
2019-10-15 16:58:05
8-K
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
0000842790
Semi-Annual Certified Shareholder Report
2019-10-15 16:57:29
N-CSRS
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
0000842790
Semi-Annual Certified Shareholder Report
2019-10-15 16:57:29
N-CSRS
Buffalo Investor II GP, LLC
0001712612
Security Sale/Purchase Record
2019-10-15 16:57:28
4/A
Buffalo Investor II, L.P.
0001712611
Security Sale/Purchase Record
2019-10-15 16:57:28
4/A
ACM Value Opportunities Fund I, LP
0001647366
Security Sale/Purchase Record
2019-10-15 16:57:28
4
Arvice Capital Management, LLC
0001647278
Security Sale/Purchase Record
2019-10-15 16:57:28
4
ACM Value Opportunities Fund I GP, LLC
0001647269
Security Sale/Purchase Record
2019-10-15 16:57:28
4
Chodock Marc
0001424431
Security Sale/Purchase Record
2019-10-15 16:57:28
4
Saker Aviation Services, Inc.
0001128281
Security Sale/Purchase Record
2019-10-15 16:57:28
4
SemGroup Corp
0001489136
Security Sale/Purchase Record
2019-10-15 16:57:28
4/A
Saker Aviation Services, Inc
0001128281
Security Sale/Purchase Record
2019-10-15 16:57:28
4
Arvice Capital Management, LLC
0001647278
Security Sale/Purchase Record
2019-10-15 16:57:28
4
Chodock Marc
0001424431
Security Sale/Purchase Record
2019-10-15 16:57:28
4
SemGroup Corp
0001489136
Security Sale/Purchase Record
2019-10-15 16:57:28
4/A
ACM Value Opportunities Fund I GP, LLC
0001647269
Security Sale/Purchase Record
2019-10-15 16:57:28
4
ACM Value Opportunities Fund I, LP
0001647366
Security Sale/Purchase Record
2019-10-15 16:57:28
4
Buffalo Investor II, L.P
0001712611
Security Sale/Purchase Record
2019-10-15 16:57:28
4/A
Buffalo Investor II GP, LLC
0001712612
Security Sale/Purchase Record
2019-10-15 16:57:28
4/A
Wesley Charles Ray IV
0001750200
Security Sale/Purchase Record
2019-10-15 16:57:22
4
HALLADOR ENERGY CO
0000788965
Security Sale/Purchase Record
2019-10-15 16:57:22
4
HALLADOR ENERGY CO
0000788965
Security Sale/Purchase Record
2019-10-15 16:57:22
4
Wesley Charles Ray IV
0001750200
Security Sale/Purchase Record
2019-10-15 16:57:22
4
Sutton Marina Park
0001788870
Security Ownership Statement
2019-10-15 16:57:09
3
HERITAGE COMMERCE CORP
0001053352
Security Ownership Statement
2019-10-15 16:57:09
3
HERITAGE COMMERCE CORP
0001053352
Security Ownership Statement
2019-10-15 16:57:09
3
Sutton Marina Park
0001788870
Security Ownership Statement
2019-10-15 16:57:09
3
RBC Covered Bond Guarantor Limited Partnership
0001550369
Asset-Backed Issuer Distribution
2019-10-15 16:57:01
10-D
ROYAL BANK OF CANADA
0001000275
Asset-Backed Issuer Distribution
2019-10-15 16:57:01
10-D
RBC Covered Bond Guarantor Limited Partnership
0001550369
Asset-Backed Issuer Distribution
2019-10-15 16:57:01
10-D
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-10-15 16:56:35
424B3
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-10-15 16:56:35
424B3
Broadcom Inc.
0001730168
Security Sale/Purchase Record
2019-10-15 16:56:27
4
Brazeal Mark David
0001627720
Security Sale/Purchase Record
2019-10-15 16:56:27
4
Brazeal Mark David
0001627720
Security Sale/Purchase Record
2019-10-15 16:56:27
4
Broadcom Inc
0001730168
Security Sale/Purchase Record
2019-10-15 16:56:27
4
ENZO BIOCHEM INC
0000316253
Annual Report
2019-10-15 16:56:15
10-K
Ford Credit Canada Co
0001541581
Asset-Backed Securitizer Report
2019-10-15 16:56:15
ABS-15G
ENZO BIOCHEM INC
0000316253
Annual Report
2019-10-15 16:56:15
10-K
Ford Credit Canada Co
0001541581
Asset-Backed Securitizer Report
2019-10-15 16:56:15
ABS-15G
Ford Credit Canada Co
0001541581
Asset-Backed Securitizer Report
2019-10-15 16:56:15
ABS-15G
SAMMON JOHN W JR
0000903344
Security Sale/Purchase Record
2019-10-15 16:56:11
4
PAR TECHNOLOGY CORP
0000708821
Security Sale/Purchase Record
2019-10-15 16:56:11
4
PAR TECHNOLOGY CORP
0000708821
Security Sale/Purchase Record
2019-10-15 16:56:11
4
SAMMON JOHN W JR
0000903344
Security Sale/Purchase Record
2019-10-15 16:56:11
4
BIOMERICA INC
0000073290
Quarterly Report
2019-10-15 16:55:56
10-Q
BIOMERICA INC
0000073290
Quarterly Report
2019-10-15 16:55:56
10-Q
DFB Healthcare Acquisitions Corp.
0001725255
Form PRER14A
2019-10-15 16:55:34
PRER14A
DFB Healthcare Acquisitions Corp
0001725255
Form PRER14A
2019-10-15 16:55:34
PRER14A
Jones Robertson Clay JR
0001788938
Security Ownership Statement
2019-10-15 16:55:32
3
HERITAGE COMMERCE CORP
0001053352
Security Ownership Statement
2019-10-15 16:55:32
3
HERITAGE COMMERCE CORP
0001053352
Security Ownership Statement
2019-10-15 16:55:32
3
Jones Robertson Clay JR
0001788938
Security Ownership Statement
2019-10-15 16:55:32
3
Landmark Dividend Growth Fund - M LLC
0001783142
Stock / Securites Offering
2019-10-15 16:55:27
D/A
Landmark Dividend Growth Fund - M LLC
0001783142
Stock / Securites Offering
2019-10-15 16:55:27
D/A
Horowitz Eliot
0001719479
Security Sale/Purchase Record
2019-10-15 16:55:17
4
MongoDB, Inc.
0001441816
Security Sale/Purchase Record
2019-10-15 16:55:17
4
MongoDB, Inc
0001441816
Security Sale/Purchase Record
2019-10-15 16:55:17
4
Horowitz Eliot
0001719479
Security Sale/Purchase Record
2019-10-15 16:55:17
4
CAPITAL MANAGEMENT INVESTMENT TRUST
0000931491
Form N-14/A
2019-10-15 16:55:01
N-14/A
CAPITAL MANAGEMENT INVESTMENT TRUST
0000931491
Form N-14/A
2019-10-15 16:55:01
N-14/A
Butterfield Stewart
0001775610
Security Sale/Purchase Record
2019-10-15 16:54:21
4
Slack Technologies, Inc.
0001764925
Security Sale/Purchase Record
2019-10-15 16:54:21
4
Slack Technologies, Inc
0001764925
Security Sale/Purchase Record
2019-10-15 16:54:21
4
Butterfield Stewart
0001775610
Security Sale/Purchase Record
2019-10-15 16:54:21
4
Heitel Stephen G.
0001788876
Security Ownership Statement
2019-10-15 16:53:59
3
HERITAGE COMMERCE CORP
0001053352
Security Ownership Statement
2019-10-15 16:53:59
3
HERITAGE COMMERCE CORP
0001053352
Security Ownership Statement
2019-10-15 16:53:59
3
Heitel Stephen G
0001788876
Security Ownership Statement
2019-10-15 16:53:59
3
HC FINANCIAL ADVISORS INC
0000784045
Quarterly Report
2019-10-15 16:53:47
13F-HR
HC FINANCIAL ADVISORS INC
0000784045
Quarterly Report
2019-10-15 16:53:47
13F-HR
Henderson Cal
0001775683
Security Sale/Purchase Record
2019-10-15 16:53:45
4
Slack Technologies, Inc.
0001764925
Security Sale/Purchase Record
2019-10-15 16:53:45
4
Slack Technologies, Inc
0001764925
Security Sale/Purchase Record
2019-10-15 16:53:45
4
Henderson Cal
0001775683
Security Sale/Purchase Record
2019-10-15 16:53:45
4
Cottonwood Communities, Inc.
0001692951
Prospectus [Rule 424(b)(3)]
2019-10-15 16:53:39
424B3
Cottonwood Communities, Inc
0001692951
Prospectus [Rule 424(b)(3)]
2019-10-15 16:53:39
424B3
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
0001112996
Form N-CSR
2019-10-15 16:53:37
N-CSR
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
0001112996
Form N-CSR
2019-10-15 16:53:37
N-CSR
Butterfield Stewart
0001775610
Security Sale/Purchase Record
2019-10-15 16:53:28
4
Slack Technologies, Inc.
0001764925
Security Sale/Purchase Record
2019-10-15 16:53:28
4
Slack Technologies, Inc
0001764925
Security Sale/Purchase Record
2019-10-15 16:53:28
4
Butterfield Stewart
0001775610
Security Sale/Purchase Record
2019-10-15 16:53:28
4
Mizuho Americas LLC
0001785149
Quarterly Report
2019-10-15 16:53:17
13F-NT
Mizuho Americas LLC
0001785149
Quarterly Report
2019-10-15 16:53:17
13F-NT
Henderson Cal
0001775683
Security Sale/Purchase Record
2019-10-15 16:52:59
4
Slack Technologies, Inc.
0001764925
Security Sale/Purchase Record
2019-10-15 16:52:59
4
Slack Technologies, Inc
0001764925
Security Sale/Purchase Record
2019-10-15 16:52:59
4
Henderson Cal
0001775683
Security Sale/Purchase Record
2019-10-15 16:52:59
4
ASPEN GROUP, INC.
0001487198
Security Sale/Purchase Record
2019-10-15 16:52:31
4
Kaplan Andrew E
0001610088
Security Sale/Purchase Record
2019-10-15 16:52:31
4
ASPEN GROUP, INC
0001487198
Security Sale/Purchase Record
2019-10-15 16:52:31
4
Kaplan Andrew E
0001610088
Security Sale/Purchase Record
2019-10-15 16:52:31
4
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:52:25
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:52:25
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:52:20
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:52:20
424B2
RHYTHM PHARMACEUTICALS, INC.
0001649904
Current Report
2019-10-15 16:52:15
8-K
RHYTHM PHARMACEUTICALS, INC
0001649904
Current Report
2019-10-15 16:52:15
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:52:11
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:52:11
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:52:10
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:52:10
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:52:10
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:52:10
424B2
Security National Bank
0001719739
Quarterly Report
2019-10-15 16:52:09
13F-HR
Security National Bank
0001719739
Quarterly Report
2019-10-15 16:52:09
13F-HR
ROYAL CARIBBEAN CRUISES LTD
0000884887
Security Sale/Purchase Record
2019-10-15 16:52:07
4
Fain Richard D
0001316987
Security Sale/Purchase Record
2019-10-15 16:52:07
4
ROYAL CARIBBEAN CRUISES LTD
0000884887
Security Sale/Purchase Record
2019-10-15 16:52:07
4
Fain Richard D
0001316987
Security Sale/Purchase Record
2019-10-15 16:52:07
4
Freerolls Entertainment, Inc.
0001719648
Form C
2019-10-15 16:52:05
C
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:52:05
424B2
Freerolls Entertainment, Inc
0001719648
Form C
2019-10-15 16:52:05
C
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:52:05
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:52:04
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:52:04
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:57
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:57
424B2
CLEANSPARK, INC.
0000827876
Security Ownership Statement
2019-10-15 16:51:55
3
CLEANSPARK, INC
0000827876
Security Ownership Statement
2019-10-15 16:51:55
3
Beynon Roger Paul
0001790906
Security Ownership Statement
2019-10-15 16:51:55
3
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:53
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:53
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:53
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:53
424B2
SOUTHERN CO
0000092122
Security Sale/Purchase Record
2019-10-15 16:51:52
4
FANNING THOMAS A
0001227464
Security Sale/Purchase Record
2019-10-15 16:51:52
4
SOUTHERN CO
0000092122
Security Sale/Purchase Record
2019-10-15 16:51:52
4
FANNING THOMAS A
0001227464
Security Sale/Purchase Record
2019-10-15 16:51:52
4
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:51
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:51
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:41
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:41
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:31
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:31
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:31
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:31
424B2
Smead Funds Trust
0001614370
Form NPORT-EX
2019-10-15 16:51:28
NPORT-EX
Smead Funds Trust
0001614370
Form NPORT-EX
2019-10-15 16:51:28
NPORT-EX
RHYTHM PHARMACEUTICALS, INC.
0001649904
Prospectus [Rule 424(b)(5)]
2019-10-15 16:51:15
424B5
RHYTHM PHARMACEUTICALS, INC
0001649904
Prospectus [Rule 424(b)(5)]
2019-10-15 16:51:15
424B5
ARBOR REALTY TRUST INC
0001253986
Current Report
2019-10-15 16:51:14
8-K
ARBOR REALTY TRUST INC
0001253986
Current Report
2019-10-15 16:51:14
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:05
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:51:05
424B2
REDWOOD TRUST INC
0000930236
Current Report
2019-10-15 16:50:38
8-K
REDWOOD TRUST INC
0000930236
Current Report
2019-10-15 16:50:38
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:50:34
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:50:34
424B2
Archon Capital Management LLC
0001398825
Ownership Acquisition Statement
2019-10-15 16:50:08
SC 13G/A
Conformis Inc
0001305773
Ownership Acquisition Statement
2019-10-15 16:50:08
SC 13G/A
Conformis Inc
0001305773
Ownership Acquisition Statement
2019-10-15 16:50:08
SC 13G/A
Archon Capital Management LLC
0001398825
Ownership Acquisition Statement
2019-10-15 16:50:08
SC 13G/A
CABRAL BRUCE H
0001282992
Security Ownership Statement
2019-10-15 16:49:57
3
HERITAGE COMMERCE CORP
0001053352
Security Ownership Statement
2019-10-15 16:49:57
3
HERITAGE COMMERCE CORP
0001053352
Security Ownership Statement
2019-10-15 16:49:57
3
CABRAL BRUCE H
0001282992
Security Ownership Statement
2019-10-15 16:49:57
3
Alpha Architect ETF Trust
0001592900
Form 485BPOS
2019-10-15 16:49:53
485BPOS
Alpha Architect ETF Trust
0001592900
Form 485BPOS
2019-10-15 16:49:53
485BPOS
Alpha Architect ETF Trust
0001592900
Form 485BPOS
2019-10-15 16:49:53
485BPOS
Regulus Therapeutics Inc.
0001505512
Security Sale/Purchase Record
2019-10-15 16:49:30
4
Witz Pascale
0001703723
Security Sale/Purchase Record
2019-10-15 16:49:30
4
Regulus Therapeutics Inc
0001505512
Security Sale/Purchase Record
2019-10-15 16:49:30
4
Witz Pascale
0001703723
Security Sale/Purchase Record
2019-10-15 16:49:30
4
PIPER JAFFRAY COMPANIES
0001230245
Current Report
2019-10-15 16:49:08
8-K
PIPER JAFFRAY COMPANIES
0001230245
Current Report
2019-10-15 16:49:08
8-K
Yau Bassey
0001289963
Security Sale/Purchase Record
2019-10-15 16:49:04
4
VIRCO MFG CORPORATION
0000751365
Security Sale/Purchase Record
2019-10-15 16:49:04
4
VIRCO MFG CORPORATION
0000751365
Security Sale/Purchase Record
2019-10-15 16:49:04
4
Yau Bassey
0001289963
Security Sale/Purchase Record
2019-10-15 16:49:04
4
CLEANSPARK, INC.
0000827876
Security Ownership Statement
2019-10-15 16:48:50
3
CLEANSPARK, INC
0000827876
Security Ownership Statement
2019-10-15 16:48:50
3
Love Lori
0001790902
Security Ownership Statement
2019-10-15 16:48:50
3
Century Cobalt Corp.
0001456802
Quarterly Report
2019-10-15 16:48:35
10-Q
Century Cobalt Corp
0001456802
Quarterly Report
2019-10-15 16:48:35
10-Q
Simeonidis Simos
0001778545
Security Sale/Purchase Record
2019-10-15 16:48:34
4
Regulus Therapeutics Inc.
0001505512
Security Sale/Purchase Record
2019-10-15 16:48:34
4
Regulus Therapeutics Inc
0001505512
Security Sale/Purchase Record
2019-10-15 16:48:34
4
Simeonidis Simos
0001778545
Security Sale/Purchase Record
2019-10-15 16:48:34
4
KOCH C JAMES
0001008079
Security Sale/Purchase Record
2019-10-15 16:48:27
4
BOSTON BEER CO INC
0000949870
Security Sale/Purchase Record
2019-10-15 16:48:27
4
BOSTON BEER CO INC
0000949870
Security Sale/Purchase Record
2019-10-15 16:48:27
4
KOCH C JAMES
0001008079
Security Sale/Purchase Record
2019-10-15 16:48:27
4
SIMPSON TODD E
0001216477
Security Sale/Purchase Record
2019-10-15 16:48:06
4
Neoleukin Therapeutics, Inc.
0001404644
Security Sale/Purchase Record
2019-10-15 16:48:06
4
SIMPSON TODD E
0001216477
Security Sale/Purchase Record
2019-10-15 16:48:06
4
Neoleukin Therapeutics, Inc
0001404644
Security Sale/Purchase Record
2019-10-15 16:48:06
4
Chardan Healthcare Acquisition Corp.
0001739174
Current Report
2019-10-15 16:47:58
8-K
Chardan Healthcare Acquisition Corp
0001739174
Current Report
2019-10-15 16:47:58
8-K
CLS Holdings USA, Inc.
0001522222
Quarterly Report
2019-10-15 16:47:47
10-Q
CLS Holdings USA, Inc
0001522222
Quarterly Report
2019-10-15 16:47:47
10-Q
Vir Biotechnology, Inc.
0001706431
Employee Benefit Plan Security Offering
2019-10-15 16:47:39
S-8
Vir Biotechnology, Inc
0001706431
Employee Benefit Plan Security Offering
2019-10-15 16:47:39
S-8
Rosen Hugh
0001672470
Security Sale/Purchase Record
2019-10-15 16:47:37
4
Regulus Therapeutics Inc.
0001505512
Security Sale/Purchase Record
2019-10-15 16:47:37
4
Regulus Therapeutics Inc
0001505512
Security Sale/Purchase Record
2019-10-15 16:47:37
4
Rosen Hugh
0001672470
Security Sale/Purchase Record
2019-10-15 16:47:37
4
CORASH LAURENCE M
0001193209
Security Sale/Purchase Record
2019-10-15 16:47:23
4
CERUS CORP
0001020214
Security Sale/Purchase Record
2019-10-15 16:47:23
4
CERUS CORP
0001020214
Security Sale/Purchase Record
2019-10-15 16:47:23
4
CORASH LAURENCE M
0001193209
Security Sale/Purchase Record
2019-10-15 16:47:23
4
Summit Hotel Properties, Inc.
0001497645
Current Report
2019-10-15 16:46:57
8-K
Summit Hotel Properties, Inc
0001497645
Current Report
2019-10-15 16:46:57
8-K
HANCOCK WHITNEY CORP
0000750577
Current Report
2019-10-15 16:46:45
8-K
HANCOCK WHITNEY CORP
0000750577
Current Report
2019-10-15 16:46:45
8-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:46:34
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:46:34
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:46:27
424B2
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-10-15 16:46:27
424B2
RASTETTER WILLIAM H
0001205903
Security Sale/Purchase Record
2019-10-15 16:46:13
4
Regulus Therapeutics Inc.
0001505512
Security Sale/Purchase Record
2019-10-15 16:46:13
4
RASTETTER WILLIAM H
0001205903
Security Sale/Purchase Record
2019-10-15 16:46:13
4
Regulus Therapeutics Inc
0001505512
Security Sale/Purchase Record
2019-10-15 16:46:13
4
Hamilton Beach Brands Holding Co
0001709164
Current Report
2019-10-15 16:46:12
8-K
Hamilton Beach Brands Holding Co
0001709164
Current Report
2019-10-15 16:46:12
8-K
Chardan Healthcare Acquisition Corp.
0001739174
Proxy Soliciting Materials
2019-10-15 16:46:03
DEFA14A
Chardan Healthcare Acquisition Corp
0001739174
Proxy Soliciting Materials
2019-10-15 16:46:03
DEFA14A
Wealthfront Advisers LLC
0001763921
Quarterly Report
2019-10-15 16:45:45
13F-HR
Wealthfront Advisers LLC
0001763921
Quarterly Report
2019-10-15 16:45:45
13F-HR
Axsome Therapeutics, Inc.
0001579428
Security Sale/Purchase Record
2019-10-15 16:45:27
4
TABUTEAU HERRIOT
0001219927
Security Sale/Purchase Record
2019-10-15 16:45:27
4
TABUTEAU HERRIOT
0001219927
Security Sale/Purchase Record
2019-10-15 16:45:27
4
Axsome Therapeutics, Inc
0001579428
Security Sale/Purchase Record
2019-10-15 16:45:27
4
Noonberg Sarah B.
0001706301
Security Sale/Purchase Record
2019-10-15 16:45:19
4
Neoleukin Therapeutics, Inc.
0001404644
Security Sale/Purchase Record
2019-10-15 16:45:19
4
Neoleukin Therapeutics, Inc
0001404644
Security Sale/Purchase Record
2019-10-15 16:45:19
4
Noonberg Sarah B
0001706301
Security Sale/Purchase Record
2019-10-15 16:45:19
4
PAPADOPOULOS STELIOS
0001202098
Security Sale/Purchase Record
2019-10-15 16:45:14
4
Regulus Therapeutics Inc.
0001505512
Security Sale/Purchase Record
2019-10-15 16:45:14
4
PAPADOPOULOS STELIOS
0001202098
Security Sale/Purchase Record
2019-10-15 16:45:14
4
Regulus Therapeutics Inc
0001505512
Security Sale/Purchase Record
2019-10-15 16:45:14
4
Nolan Sean P.
0001569926
Security Sale/Purchase Record
2019-10-15 16:45:08
4
Neoleukin Therapeutics, Inc.
0001404644
Security Sale/Purchase Record
2019-10-15 16:45:08
4
Neoleukin Therapeutics, Inc
0001404644
Security Sale/Purchase Record
2019-10-15 16:45:08
4
Nolan Sean P
0001569926
Security Sale/Purchase Record
2019-10-15 16:45:08
4
STMICROELECTRONICS NV
0000932787
Foreign Issuer Report
2019-10-15 16:45:02
6-K
STMICROELECTRONICS NV
0000932787
Foreign Issuer Report
2019-10-15 16:45:02
6-K
Nunn Jason Raleigh
0001444319
Security Sale/Purchase Record
2019-10-15 16:44:22
4
Regulus Therapeutics Inc.
0001505512
Security Sale/Purchase Record
2019-10-15 16:44:22
4
Nunn Jason Raleigh
0001444319
Security Sale/Purchase Record
2019-10-15 16:44:22
4
Regulus Therapeutics Inc
0001505512
Security Sale/Purchase Record
2019-10-15 16:44:22
4
David Glenn
0001606256
Security Sale/Purchase Record
2019-10-15 16:44:20
4
Zoetis Inc.
0001555280
Security Sale/Purchase Record
2019-10-15 16:44:20
4
Zoetis Inc
0001555280
Security Sale/Purchase Record
2019-10-15 16:44:20
4
David Glenn
0001606256
Security Sale/Purchase Record
2019-10-15 16:44:20
4
Williams Lewis T
0001475714
Security Sale/Purchase Record
2019-10-15 16:44:18
4
COMMONWEALTH EDISON CO
0000022606
Current Report
2019-10-15 16:44:18
8-K
EXELON CORP
0001109357
Current Report
2019-10-15 16:44:18
8-K
Neoleukin Therapeutics, Inc.
0001404644
Security Sale/Purchase Record
2019-10-15 16:44:18
4
COMMONWEALTH EDISON CO
0000022606
Current Report
2019-10-15 16:44:18
8-K
EXELON CORP
0001109357
Current Report
2019-10-15 16:44:18
8-K
Neoleukin Therapeutics, Inc
0001404644
Security Sale/Purchase Record
2019-10-15 16:44:18
4
Williams Lewis T
0001475714
Security Sale/Purchase Record
2019-10-15 16:44:18
4
Dryden Capital Fund, LP
0001572780
Form PREC14A
2019-10-15 16:43:57
PREC14A
PIMCO NEW YORK MUNICIPAL INCOME FUND II
0001170311
Form PREC14A
2019-10-15 16:43:57
PREC14A
PIMCO NEW YORK MUNICIPAL INCOME FUND II
0001170311
Form PREC14A
2019-10-15 16:43:57
PREC14A
Dryden Capital Fund, LP
0001572780
Form PREC14A
2019-10-15 16:43:57
PREC14A
SAVORY NIGEL K
0001252421
Security Sale/Purchase Record
2019-10-15 16:43:53
4
BOTTOMLINE TECHNOLOGIES INC /DE/
0001073349
Security Sale/Purchase Record
2019-10-15 16:43:53
4
BOTTOMLINE TECHNOLOGIES INC /DE/
0001073349
Security Sale/Purchase Record
2019-10-15 16:43:53
4
SAVORY NIGEL K
0001252421
Security Sale/Purchase Record
2019-10-15 16:43:53
4
Vivint Smart Home, Inc.
0001678388
Merger Prospectus/Communication
2019-10-15 16:43:45
425
Mosaic Acquisition Corp.
0001713952
Merger Prospectus/Communication
2019-10-15 16:43:45
425
Vivint Smart Home, Inc
0001678388
Merger Prospectus/Communication
2019-10-15 16:43:45
425
Mosaic Acquisition Corp
0001713952
Merger Prospectus/Communication
2019-10-15 16:43:45
425
ENZO BIOCHEM INC
0000316253
Current Report
2019-10-15 16:43:42
8-K
ENZO BIOCHEM INC
0000316253
Current Report
2019-10-15 16:43:42
8-K
SeaCrest Wealth Management, LLC
0001728121
Quarterly Report
2019-10-15 16:43:32
13F-HR
SeaCrest Wealth Management, LLC
0001728121
Quarterly Report
2019-10-15 16:43:32
13F-HR
Pizzie Nick
0001742143
Security Sale/Purchase Record
2019-10-15 16:43:28
4
Axsome Therapeutics, Inc.
0001579428
Security Sale/Purchase Record
2019-10-15 16:43:28
4
Axsome Therapeutics, Inc
0001579428
Security Sale/Purchase Record
2019-10-15 16:43:28
4
Pizzie Nick
0001742143
Security Sale/Purchase Record
2019-10-15 16:43:28
4
Hagan Joseph P
0001465278
Security Sale/Purchase Record
2019-10-15 16:43:27
4
Regulus Therapeutics Inc.
0001505512
Security Sale/Purchase Record
2019-10-15 16:43:27
4
Hagan Joseph P
0001465278
Security Sale/Purchase Record
2019-10-15 16:43:27
4
Regulus Therapeutics Inc
0001505512
Security Sale/Purchase Record
2019-10-15 16:43:27
4
BrightView Partners LP
0001615025
Stock / Securites Offering
2019-10-15 16:42:57
D/A
BrightView Partners LP
0001615025
Stock / Securites Offering
2019-10-15 16:42:57
D/A
Marek David C
0001556914
Security Sale/Purchase Record
2019-10-15 16:42:42
4
Axsome Therapeutics, Inc.
0001579428
Security Sale/Purchase Record
2019-10-15 16:42:42
4
Marek David C
0001556914
Security Sale/Purchase Record
2019-10-15 16:42:42
4
Axsome Therapeutics, Inc
0001579428
Security Sale/Purchase Record
2019-10-15 16:42:42
4
Collier Kathryn J
0001737436
Security Sale/Purchase Record
2019-10-15 16:42:33
4
Regulus Therapeutics Inc.
0001505512
Security Sale/Purchase Record
2019-10-15 16:42:33
4
Regulus Therapeutics Inc
0001505512
Security Sale/Purchase Record
2019-10-15 16:42:33
4
Collier Kathryn J
0001737436
Security Sale/Purchase Record
2019-10-15 16:42:33
4
PIMCO NEW YORK MUNICIPAL INCOME FUND
0001140410
Form PREC14A
2019-10-15 16:42:18
PREC14A
Dryden Capital Fund, LP
0001572780
Form PREC14A
2019-10-15 16:42:18
PREC14A
PIMCO NEW YORK MUNICIPAL INCOME FUND
0001140410
Form PREC14A
2019-10-15 16:42:18
PREC14A
Dryden Capital Fund, LP
0001572780
Form PREC14A
2019-10-15 16:42:18
PREC14A
Infinity RE Impact, LLC
0001791022
Stock / Securites Offering
2019-10-15 16:42:15
D
Infinity RE Impact, LLC
0001791022
Stock / Securites Offering
2019-10-15 16:42:15
D
PENN MUTUAL VARIABLE LIFE ACCOUNT I
0000810579
Form 485BXT
2019-10-15 16:42:10
485BXT
PENN MUTUAL VARIABLE LIFE ACCOUNT I
0000810579
Form 485BXT
2019-10-15 16:42:10
485BXT
PENN MUTUAL VARIABLE LIFE ACCOUNT I
0000810579
Form 485BXT
2019-10-15 16:42:10
485BXT
DBV Technologies S.A.
0001613780
Foreign Issuer Report
2019-10-15 16:42:03
6-K
DBV Technologies S.A
0001613780
Foreign Issuer Report
2019-10-15 16:42:03
6-K
CALSADA CRISPINA
0001606833
Security Sale/Purchase Record
2019-10-15 16:41:43
4
Regulus Therapeutics Inc.
0001505512
Security Sale/Purchase Record
2019-10-15 16:41:43
4
Regulus Therapeutics Inc
0001505512
Security Sale/Purchase Record
2019-10-15 16:41:43
4
CALSADA CRISPINA
0001606833
Security Sale/Purchase Record
2019-10-15 16:41:43
4
Chicken Soup for the Soul Entertainment, Inc.
0001679063
Form DEF 14C
2019-10-15 16:41:27
DEF 14C
Chicken Soup for the Soul Entertainment, Inc
0001679063
Form DEF 14C
2019-10-15 16:41:27
DEF 14C
DELUCA NORMAN J
0001240365
Security Sale/Purchase Record
2019-10-15 16:41:17
4
BOTTOMLINE TECHNOLOGIES INC /DE/
0001073349
Security Sale/Purchase Record
2019-10-15 16:41:17
4
BOTTOMLINE TECHNOLOGIES INC /DE/
0001073349
Security Sale/Purchase Record
2019-10-15 16:41:17
4
DELUCA NORMAN J
0001240365
Security Sale/Purchase Record
2019-10-15 16:41:17
4
AMEREN CORP
0001002910
Current Report
2019-10-15 16:41:16
8-K
AMEREN CORP
0001002910
Current Report
2019-10-15 16:41:16
8-K
PIMCO MUNICIPAL INCOME FUND III
0001181506
Form PREC14A
2019-10-15 16:41:07
PREC14A
Dryden Capital Fund, LP
0001572780
Form PREC14A
2019-10-15 16:41:07
PREC14A
PIMCO MUNICIPAL INCOME FUND III
0001181506
Form PREC14A
2019-10-15 16:41:07
PREC14A
Dryden Capital Fund, LP
0001572780
Form PREC14A
2019-10-15 16:41:07
PREC14A
Jones Serena
0001737783
Security Sale/Purchase Record
2019-10-15 16:41:02
4
Goosehead Insurance, Inc.
0001726978
Security Sale/Purchase Record
2019-10-15 16:41:02
4
Goosehead Insurance, Inc
0001726978
Security Sale/Purchase Record
2019-10-15 16:41:02
4
Jones Serena
0001737783
Security Sale/Purchase Record
2019-10-15 16:41:02
4
BlackRock Inc.
0001364742
Security Ownership Statement
2019-10-15 16:41:00
3
Mehta Manish
0001790950
Security Ownership Statement
2019-10-15 16:41:00
3
BlackRock Inc
0001364742
Security Ownership Statement
2019-10-15 16:41:00
3
Mehta Manish
0001790950
Security Ownership Statement
2019-10-15 16:41:00
3
ZIOPHARM ONCOLOGY INC
0001107421
Security Ownership Statement
2019-10-15 16:40:45
3
Bowden Christopher
0001608601
Security Ownership Statement
2019-10-15 16:40:45
3
ZIOPHARM ONCOLOGY INC
0001107421
Security Ownership Statement
2019-10-15 16:40:45
3
Bowden Christopher
0001608601
Security Ownership Statement
2019-10-15 16:40:45
3
Lagano Roxanne
0001567878
Security Sale/Purchase Record
2019-10-15 16:40:44
4
Zoetis Inc.
0001555280
Security Sale/Purchase Record
2019-10-15 16:40:44
4
Zoetis Inc
0001555280
Security Sale/Purchase Record
2019-10-15 16:40:44
4
Lagano Roxanne
0001567878
Security Sale/Purchase Record
2019-10-15 16:40:44
4
Attis Industries Inc.
0000949721
Current Report
2019-10-15 16:40:42
8-K
Attis Industries Inc
0000949721
Current Report
2019-10-15 16:40:42
8-K
BALTIMORE DAVID
0001185858
Security Sale/Purchase Record
2019-10-15 16:40:31
4
Regulus Therapeutics Inc.
0001505512
Security Sale/Purchase Record
2019-10-15 16:40:31
4
BALTIMORE DAVID
0001185858
Security Sale/Purchase Record
2019-10-15 16:40:31
4
Regulus Therapeutics Inc
0001505512
Security Sale/Purchase Record
2019-10-15 16:40:31
4
Lev Eric B.
0001783417
Security Sale/Purchase Record
2019-10-15 16:40:17
4
Interpace Diagnostics Group, Inc.
0001054102
Security Sale/Purchase Record
2019-10-15 16:40:17
4
Interpace Diagnostics Group, Inc
0001054102
Security Sale/Purchase Record
2019-10-15 16:40:17
4
Lev Eric B
0001783417
Security Sale/Purchase Record
2019-10-15 16:40:17
4
Harvest Volatility Edge Trust
0001716063
Proxy Voting Annual Report
2019-10-15 16:40:11
N-PX
Harvest Volatility Edge Trust
0001716063
Proxy Voting Annual Report
2019-10-15 16:40:11
N-PX
CASCADIA CAPITAL, LLC
0001095416
Form X-17A-5/A
2019-10-15 16:40:07
X-17A-5/A
CASCADIA CAPITAL, LLC
0001095416
Form X-17A-5/A
2019-10-15 16:40:07
X-17A-5/A
Jones Serena
0001737783
Security Sale/Purchase Record
2019-10-15 16:39:56
4
Goosehead Insurance, Inc.
0001726978
Security Sale/Purchase Record
2019-10-15 16:39:56
4
Goosehead Insurance, Inc
0001726978
Security Sale/Purchase Record
2019-10-15 16:39:56
4
Jones Serena
0001737783
Security Sale/Purchase Record
2019-10-15 16:39:56
4
CAHILLANE STEVEN A
0001416390
Security Sale/Purchase Record
2019-10-15 16:39:54
4
KELLOGG CO
0000055067
Security Sale/Purchase Record
2019-10-15 16:39:54
4
KELLOGG CO
0000055067
Security Sale/Purchase Record
2019-10-15 16:39:54
4
CAHILLANE STEVEN A
0001416390
Security Sale/Purchase Record
2019-10-15 16:39:54
4
PIMCO MUNICIPAL INCOME FUND II
0001170299
Form PREC14A
2019-10-15 16:39:40
PREC14A
Cell MedX Corp.
0001493712
Quarterly Report
2019-10-15 16:39:40
10-Q
Dryden Capital Fund, LP
0001572780
Form PREC14A
2019-10-15 16:39:40
PREC14A
Cell MedX Corp
0001493712
Quarterly Report
2019-10-15 16:39:40
10-Q
PIMCO MUNICIPAL INCOME FUND II
0001170299
Form PREC14A
2019-10-15 16:39:40
PREC14A
Dryden Capital Fund, LP
0001572780
Form PREC14A
2019-10-15 16:39:40
PREC14A
Vivint Smart Home, Inc.
0001678388
Merger Prospectus/Communication
2019-10-15 16:39:29
425
Vivint Smart Home, Inc
0001678388
Merger Prospectus/Communication
2019-10-15 16:39:29
425
Aker Christopher Ray
0001762611
Security Sale/Purchase Record
2019-10-15 16:39:03
4
Regulus Therapeutics Inc.
0001505512
Security Sale/Purchase Record
2019-10-15 16:39:03
4
Regulus Therapeutics Inc
0001505512
Security Sale/Purchase Record
2019-10-15 16:39:03
4
Aker Christopher Ray
0001762611
Security Sale/Purchase Record
2019-10-15 16:39:03
4
ZWARENSTEIN BARRY
0001227348
Security Sale/Purchase Record
2019-10-15 16:39:02
4
Five9, Inc.
0001288847
Security Sale/Purchase Record
2019-10-15 16:39:02
4
ZWARENSTEIN BARRY
0001227348
Security Sale/Purchase Record
2019-10-15 16:39:02
4
Five9, Inc
0001288847
Security Sale/Purchase Record
2019-10-15 16:39:02
4
Ampersand 2018 Limited Partnership
0001734267
Security Sale/Purchase Record
2019-10-15 16:38:46
4
Interpace Diagnostics Group, Inc.
0001054102
Security Sale/Purchase Record
2019-10-15 16:38:46
4
Interpace Diagnostics Group, Inc
0001054102
Security Sale/Purchase Record
2019-10-15 16:38:46
4
Ampersand 2018 Limited Partnership
0001734267
Security Sale/Purchase Record
2019-10-15 16:38:46
4
NEW YORK MORTGAGE TRUST INC
0001273685
Current Report
2019-10-15 16:38:38
8-K
HOPE BANCORP INC
0001128361
Current Report
2019-10-15 16:37:39
8-K
HOPE BANCORP INC
0001128361
Current Report
2019-10-15 16:37:39
8-K
Enso Apothecary, LLC
0001791035
Stock / Securites Offering
2019-10-15 16:37:30
D
Enso Apothecary, LLC
0001791035
Stock / Securites Offering
2019-10-15 16:37:30
D
PECK KRISTIN C
0001488267
Security Sale/Purchase Record
2019-10-15 16:37:29
4
Zoetis Inc.
0001555280
Security Sale/Purchase Record
2019-10-15 16:37:29
4
PECK KRISTIN C
0001488267
Security Sale/Purchase Record
2019-10-15 16:37:29
4
Zoetis Inc
0001555280
Security Sale/Purchase Record
2019-10-15 16:37:29
4
PIMCO MUNICIPAL INCOME FUND
0001140392
Form PREC14A
2019-10-15 16:37:25
PREC14A
Dryden Capital Fund, LP
0001572780
Form PREC14A
2019-10-15 16:37:25
PREC14A
PIMCO MUNICIPAL INCOME FUND
0001140392
Form PREC14A
2019-10-15 16:37:25
PREC14A
Dryden Capital Fund, LP
0001572780
Form PREC14A
2019-10-15 16:37:25
PREC14A
Surface Carol A
0001485966
Security Sale/Purchase Record
2019-10-15 16:37:06
4
Medtronic plc
0001613103
Security Sale/Purchase Record
2019-10-15 16:37:06
4
Surface Carol A
0001485966
Security Sale/Purchase Record
2019-10-15 16:37:06
4
Medtronic plc
0001613103
Security Sale/Purchase Record
2019-10-15 16:37:06
4
Santander Consumer USA Holdings Inc.
0001580608
Acquisition Statement
2019-10-15 16:36:39
SC 13D/A
Banco Santander, S.A.
0000891478
Acquisition Statement
2019-10-15 16:36:39
SC 13D/A
Banco Santander, S.A
0000891478
Acquisition Statement
2019-10-15 16:36:39
SC 13D/A
Santander Consumer USA Holdings Inc
0001580608
Acquisition Statement
2019-10-15 16:36:39
SC 13D/A
Gritstone Oncology, Inc.
0001656634
Security Offering and Investment Prospectus
2019-10-15 16:36:35
S-3
Gritstone Oncology, Inc
0001656634
Security Offering and Investment Prospectus
2019-10-15 16:36:35
S-3
ARGENX SE
0001697862
Foreign Issuer Report
2019-10-15 16:36:30
6-K
ARGENX SE
0001697862
Foreign Issuer Report
2019-10-15 16:36:30
6-K
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-10-15 16:36:22
424B2
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-10-15 16:36:22
424B2
Citigroup Global Markets Holdings Inc
0000200245
Prospectus [Rule 424(b)(2)]
2019-10-15 16:36:22
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-10-15 16:36:22
424B2
Arco Platform Ltd.
0001740594
Foreign Issuer Report
2019-10-15 16:36:21
6-K
Arco Platform Ltd
0001740594
Foreign Issuer Report
2019-10-15 16:36:21
6-K
HD Supply Holdings, Inc.
0001573097
Security Ownership Statement
2019-10-15 16:36:04
3
Konenkamp Stephen J.
0001790983
Security Ownership Statement
2019-10-15 16:36:04
3
HD Supply Holdings, Inc
0001573097
Security Ownership Statement
2019-10-15 16:36:04
3

© 2019 SEC.report
SEC CFR Title 17 of the Code of Federal Regulations.