SEC Filings

Latest SEC Documents

Narrow Results By Form:

Company
CIK
DocumentForm
HomeTrust Bancshares, Inc
0001538263
Security Sale/Purchase Record
2019-12-10 12:15:31
4
Koontz Craig C
0001550625
Security Sale/Purchase Record
2019-12-10 12:15:31
4
Investment Managers Series Trust
0001318342
Form 24F-2NT
2019-12-10 12:14:49
24F-2NT
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-12-10 12:14:42
424B2
FT 8398
0001787289
Form 497J
2019-12-10 12:14:27
497J
Odyssey Group International, Inc
0001626644
Security Ownership Statement
2019-12-10 12:14:16
3
GANDOLFO JOHN P
0001200155
Security Ownership Statement
2019-12-10 12:14:16
3
FT 8397
0001787290
Form 497J
2019-12-10 12:13:17
497J
PIMCO Equity Series
0001479360
Form 8-A12B
2019-12-10 12:13:05
8-A12B
WASATCH FUNDS TRUST
0000806633
Form N-CEN
2019-12-10 12:12:24
N-CEN
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-12-10 12:11:51
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-12-10 12:11:51
424B2
FT 8396
0001787302
Form 497J
2019-12-10 12:11:35
497J
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-12-10 12:09:49
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-12-10 12:09:49
424B2
GLOBAL SOVEREIGN OPPORTUNITIES FUND LP
0001725046
Stock / Securites Offering
2019-12-10 12:09:33
D/A
EVENT DRIVEN CREDIT FUND LTD
0001607215
Stock / Securites Offering
2019-12-10 12:08:05
D/A
ROYAL BANK OF CANADA
0001000275
Free Writing Prospectus
2019-12-10 12:07:58
FWP
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:46
SC 13G
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:46
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:46
SC 13G
AXA Equitable Holdings, Inc
0001333986
Ownership Acquisition Statement
2019-12-10 12:07:46
SC 13G
BWX Technologies, Inc
0001486957
Ownership Acquisition Statement
2019-12-10 12:07:46
SC 13G/A
Great Ajax Corp
0001614806
Ownership Acquisition Statement
2019-12-10 12:07:46
SC 13G
OCEANEERING INTERNATIONAL INC
0000073756
Ownership Acquisition Statement
2019-12-10 12:07:45
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:45
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:33
SC 13G/A
ACUITY BRANDS INC
0001144215
Ownership Acquisition Statement
2019-12-10 12:07:33
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:32
SC 13G/A
ALLIANCE DATA SYSTEMS CORP
0001101215
Ownership Acquisition Statement
2019-12-10 12:07:32
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:28
SC 13G/A
JACK IN THE BOX INC /NEW/
0000807882
Ownership Acquisition Statement
2019-12-10 12:07:28
SC 13G/A
TOCA Football, Inc
0001675690
Stock / Securites Offering
2019-12-10 12:07:23
D
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:19
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:19
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:19
SC 13G/A
SLM Corp
0001032033
Ownership Acquisition Statement
2019-12-10 12:07:19
SC 13G/A
CNO Financial Group, Inc
0001224608
Ownership Acquisition Statement
2019-12-10 12:07:19
SC 13G/A
Aramark
0001584509
Ownership Acquisition Statement
2019-12-10 12:07:19
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:19
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:19
SC 13G/A
CVB FINANCIAL CORP
0000354647
Ownership Acquisition Statement
2019-12-10 12:07:19
SC 13G/A
SeaWorld Entertainment, Inc
0001564902
Ownership Acquisition Statement
2019-12-10 12:07:19
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:18
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:18
SC 13G/A
SHENANDOAH TELECOMMUNICATIONS CO/VA/
0000354963
Ownership Acquisition Statement
2019-12-10 12:07:18
SC 13G/A
AXIS CAPITAL HOLDINGS LTD
0001214816
Ownership Acquisition Statement
2019-12-10 12:07:18
SC 13G/A
PITNEY BOWES INC /DE/
0000078814
Ownership Acquisition Statement
2019-12-10 12:07:09
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:09
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:08
SC 13G/A
EVENT DRIVEN CREDIT (MASTER) FUND LTD
0001622264
Stock / Securites Offering
2019-12-10 12:07:08
D/A
WYNDHAM HOTELS & RESORTS, INC
0001722684
Ownership Acquisition Statement
2019-12-10 12:07:08
SC 13G/A
AIR PRODUCTS & CHEMICALS INC /DE/
0000002969
Ownership Acquisition Statement
2019-12-10 12:07:07
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:07
SC 13G/A
Ally Financial Inc
0000040729
Ownership Acquisition Statement
2019-12-10 12:07:06
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:06
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:06
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:06
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:06
SC 13G/A
VALLEY NATIONAL BANCORP
0000714310
Ownership Acquisition Statement
2019-12-10 12:07:06
SC 13G/A
NEW YORK COMMUNITY BANCORP INC
0000910073
Ownership Acquisition Statement
2019-12-10 12:07:06
SC 13G/A
Extended Stay America, Inc
0001581164
Ownership Acquisition Statement
2019-12-10 12:07:06
SC 13G/A
LINCOLN ELECTRIC HOLDINGS INC
0000059527
Ownership Acquisition Statement
2019-12-10 12:07:05
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:05
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:05
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:05
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:05
SC 13G/A
OSHKOSH CORP
0000775158
Ownership Acquisition Statement
2019-12-10 12:07:05
SC 13G/A
Owens Corning
0001370946
Ownership Acquisition Statement
2019-12-10 12:07:05
SC 13G/A
AGNC Investment Corp
0001423689
Ownership Acquisition Statement
2019-12-10 12:07:05
SC 13G/A
VANGUARD GROUP INC
0000102909
Ownership Acquisition Statement
2019-12-10 12:07:04
SC 13G/A
HUNT J B TRANSPORT SERVICES INC
0000728535
Ownership Acquisition Statement
2019-12-10 12:07:04
SC 13G/A
Odyssey Group International, Inc
0001626644
Security Ownership Statement
2019-12-10 12:07:04
3
Conroy Jeffrey X
0001794086
Security Ownership Statement
2019-12-10 12:07:04
3
FT 8468
0001790356
Form S-6
2019-12-10 12:06:42
S-6
FT 8437
0001790275
Form S-6
2019-12-10 12:06:22
S-6
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-12-10 12:05:59
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-12-10 12:05:59
424B2
LITTELFUSE INC /DE
0000889331
Security Sale/Purchase Record
2019-12-10 12:05:55
4
NOGLOWS WILLIAM P
0001201094
Security Sale/Purchase Record
2019-12-10 12:05:55
4
FT 8438
0001790274
Form S-6
2019-12-10 12:05:50
S-6
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC
0001164833
Ownership Acquisition Statement
2019-12-10 12:05:26
SC 13G
Altus Midstream Co
0001692787
Ownership Acquisition Statement
2019-12-10 12:05:26
SC 13G
LITTELFUSE INC /DE
0000889331
Security Sale/Purchase Record
2019-12-10 12:05:23
4
MAJOR JOHN E
0001122794
Security Sale/Purchase Record
2019-12-10 12:05:23
4
BANK BRADESCO
0001160330
Foreign Issuer Report
2019-12-10 12:05:16
6-K
CITIGROUP INC
0000831001
Free Writing Prospectus
2019-12-10 12:05:11
FWP
LITTELFUSE INC /DE
0000889331
Security Sale/Purchase Record
2019-12-10 12:04:51
4
HUNTER GORDON
0001186518
Security Sale/Purchase Record
2019-12-10 12:04:51
4
Odyssey Group International, Inc
0001626644
Security Ownership Statement
2019-12-10 12:04:31
3
Casey Jerome H
0001794095
Security Ownership Statement
2019-12-10 12:04:31
3
LITTELFUSE INC /DE
0000889331
Security Sale/Purchase Record
2019-12-10 12:04:20
4
CHUNG T J
0001217168
Security Sale/Purchase Record
2019-12-10 12:04:20
4
Andersons, Inc
0000821026
Security Sale/Purchase Record
2019-12-10 12:04:13
4
Krueger William E
0001762399
Security Sale/Purchase Record
2019-12-10 12:04:13
4
Federal Home Loan Bank of Atlanta
0001331465
Current Report
2019-12-10 12:04:07
8-K
LITTELFUSE INC /DE
0000889331
Security Sale/Purchase Record
2019-12-10 12:03:50
4
GRILLO ANTHONY
0001070847
Security Sale/Purchase Record
2019-12-10 12:03:50
4
Empowered Education, Inc
0001772644
Stock / Securites Offering
2019-12-10 12:02:31
D
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 12:02:12
424B2
Temperpack Technologies Inc
0001640287
Stock / Securites Offering
2019-12-10 12:01:40
D
Investment Managers Series Trust
0001318342
Form 24F-2NT
2019-12-10 12:01:23
24F-2NT
CHS INC
0000823277
Current Report
2019-12-10 12:01:17
8-K
SPDR INDEX SHARES FUNDS
0001168164
Form N-CEN
2019-12-10 12:00:49
N-CEN
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 11:59:57
424B2
Gradian Diagnostics Inc
0001794834
Stock / Securites Offering
2019-12-10 11:58:03
D
SELECT SECTOR SPDR TRUST
0001064641
Form N-CEN
2019-12-10 11:56:41
N-CEN
BROWN CAPITAL MANAGEMENT LLC
0000885062
Ownership Acquisition Statement
2019-12-10 11:56:39
SC 13G/A
Alarm.com Holdings, Inc
0001459200
Ownership Acquisition Statement
2019-12-10 11:56:39
SC 13G/A
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-12-10 11:56:25
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-12-10 11:56:25
424B2
ELI LILLY & Co
0000059478
Security Sale/Purchase Record
2019-12-10 11:56:18
4
O'Neill Myles
0001725140
Security Sale/Purchase Record
2019-12-10 11:56:18
4
USCA Fund Trust
0001678523
Form N-CEN
2019-12-10 11:55:55
N-CEN
Bridgewater Bancshares Inc
0001341317
Security Sale/Purchase Record
2019-12-10 11:55:44
4
Crocker Mary Jayne
0001732716
Security Sale/Purchase Record
2019-12-10 11:55:44
4
STATE STREET INSTITUTIONAL FUNDS
0001040061
Form N-CEN
2019-12-10 11:54:59
N-CEN
SSB Bancorp, Inc
0001716188
Form 10-Q/A
2019-12-10 11:54:59
10-Q/A
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-12-10 11:54:52
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-12-10 11:54:52
424B2
UNIVERSAL FOREST PRODUCTS INC
0000912767
Security Sale/Purchase Record
2019-12-10 11:53:28
4
CURRIE WILLIAM G
0000940226
Security Sale/Purchase Record
2019-12-10 11:53:28
4
MERIDIAN BIOSCIENCE INC
0000794172
Ownership Acquisition Statement
2019-12-10 11:53:14
SC 13G/A
BROWN CAPITAL MANAGEMENT LLC
0000885062
Ownership Acquisition Statement
2019-12-10 11:53:14
SC 13G/A
Bridgewater Bancshares Inc
0001341317
Security Sale/Purchase Record
2019-12-10 11:52:29
4
Chybowski Joseph M
0001732715
Security Sale/Purchase Record
2019-12-10 11:52:29
4
BANK OF NOVA SCOTIA
0000009631
Prospectus [Rule 424(b)(2)]
2019-12-10 11:52:01
424B2
BANK OF NOVA SCOTIA
0000009631
Prospectus [Rule 424(b)(2)]
2019-12-10 11:52:01
424B2
ROYAL BANK OF CANADA
0001000275
Free Writing Prospectus
2019-12-10 11:51:30
FWP
ELI LILLY & Co
0000059478
Security Sale/Purchase Record
2019-12-10 11:49:46
4
LILLY ENDOWMENT INC
0000316011
Security Sale/Purchase Record
2019-12-10 11:49:46
4
Bridgewater Bancshares Inc
0001341317
Security Sale/Purchase Record
2019-12-10 11:49:21
4
Place Nicholas L
0001732712
Security Sale/Purchase Record
2019-12-10 11:49:21
4
FAIRHOLME FUNDS INC
0001096344
Form 40-17G
2019-12-10 11:48:03
40-17G
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 11:47:27
424B2
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 11:47:27
424B2
Bridgewater Bancshares Inc
0001341317
Security Sale/Purchase Record
2019-12-10 11:47:00
4
Shellberg Jeffrey D
0001732717
Security Sale/Purchase Record
2019-12-10 11:47:00
4
Loris.ai, Inc
0001729180
Stock / Securites Offering
2019-12-10 11:45:48
D
Small Cap Value Fund, Inc
0001330833
Form N-8F
2019-12-10 11:45:08
N-8F
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 11:44:37
424B2
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 11:44:37
424B2
Bridgewater Bancshares Inc
0001341317
Security Sale/Purchase Record
2019-12-10 11:43:21
4
Salazar Lisa M
0001756428
Security Sale/Purchase Record
2019-12-10 11:43:21
4
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 11:42:44
424B2
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 11:42:44
424B2
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 11:42:31
424B2
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 11:42:31
424B2
Advanced Voice Recognition Systems, Inc
0001342936
Current Report
2019-12-10 11:41:51
8-K
GILDER GAGNON HOWE & CO LLC
0000902464
Quarterly Report
2019-12-10 11:41:46
13F-HR/A
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 11:40:44
424B2
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 11:40:44
424B2
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 11:39:36
424B2
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 11:39:36
424B2
Baack Jerry J
0001733126
Security Sale/Purchase Record
2019-12-10 11:39:23
4
Bridgewater Bancshares Inc
0001341317
Security Sale/Purchase Record
2019-12-10 11:39:23
4
GREENBERG JEFFREY
0001242138
Security Sale/Purchase Record
2019-12-10 11:38:58
4
SKECHERS USA INC
0001065837
Security Sale/Purchase Record
2019-12-10 11:38:58
4
AMC ENTERTAINMENT HOLDINGS, INC
0001411579
Security Sale/Purchase Record
2019-12-10 11:38:29
4/A
Goodman Sean D
0001663623
Security Sale/Purchase Record
2019-12-10 11:38:29
4/A
Wild Energy, Inc
0001796012
Stock / Securites Offering
2019-12-10 11:38:27
D
Alithya Group Inc
0001734520
Ownership Acquisition Statement
2019-12-10 11:38:22
SC 13G/A
ARIEL INVESTMENTS, LLC
0000936753
Ownership Acquisition Statement
2019-12-10 11:38:22
SC 13G/A
Nuveen AMT-Free Municipal Credit Income Fund
0001090116
Ownership Acquisition Statement
2019-12-10 11:38:13
SC 13G/A
WELLS FARGO & COMPANY/MN
0000072971
Ownership Acquisition Statement
2019-12-10 11:38:13
SC 13G/A
YourNest India VC Fund II
0001795592
Stock / Securites Offering
2019-12-10 11:36:27
D
PAPA JOHNS INTERNATIONAL INC
0000901491
Ownership Acquisition Statement
2019-12-10 11:36:21
SC 13G
ALLIANCEBERNSTEIN L.P
0001109448
Ownership Acquisition Statement
2019-12-10 11:36:21
SC 13G
PREMIER BIOMEDICAL INC
0001515740
IPO Investment Prospectus
2019-12-10 11:33:20
S-1
CALPINE CORP
0000916457
Current Report
2019-12-10 11:33:02
8-K
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-12-10 11:32:17
424B2
GS Finance Corp
0001419828
Prospectus [Rule 424(b)(2)]
2019-12-10 11:32:17
424B2
TEXAS PACIFIC LAND TRUST
0000097517
Security Sale/Purchase Record
2019-12-10 11:31:53
4
HORIZON KINETICS ASSET MANAGEMENT LLC
0001056823
Security Sale/Purchase Record
2019-12-10 11:31:53
4
RAYMOND JAMES & ASSOCIATES, INC
0000724743
Form MA/A
2019-12-10 11:31:29
MA/A
Penn Square IV U.S. Real Estate Fund, LP
0001752121
Stock / Securites Offering
2019-12-10 11:31:12
D/A
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-12-10 11:30:54
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-12-10 11:30:54
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-12-10 11:30:54
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-12-10 11:30:54
424B2
OIL STATES INTERNATIONAL, INC
0001121484
Security Sale/Purchase Record
2019-12-10 11:30:03
4
VAN KLEEF WILLIAM T
0001236956
Security Sale/Purchase Record
2019-12-10 11:30:03
4
RELX PLC
0000929869
Foreign Issuer Report
2019-12-10 11:29:31
6-K
HEARTLAND FINANCIAL USA INC
0000920112
Current Report
2019-12-10 11:28:58
8-K
Federal Home Loan Bank of Chicago
0001331451
Current Report
2019-12-10 11:27:27
8-K
Third Lake PE Vista Foundation Fund IV, LLC
0001795006
Stock / Securites Offering
2019-12-10 11:25:40
D
RedPrairie Holding, Inc
0001476750
Stock / Securites Offering
2019-12-10 11:21:43
D/A
Terlingua Fund 1, LP
0001563658
Stock / Securites Offering
2019-12-10 11:21:15
D/A
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-12-10 11:20:50
424B2
GS Finance Corp
0001419828
Prospectus [Rule 424(b)(2)]
2019-12-10 11:20:50
424B2
Advanced Voice Recognition Systems, Inc
0001342936
Current Report
2019-12-10 11:20:22
8-K
AVX Corp
0000859163
Form 15-15D
2019-12-10 11:20:06
15-15D
Onconova Therapeutics, Inc
0001130598
Current Report
2019-12-10 11:19:58
8-K
CITIGROUP INC
0000831001
Ownership Acquisition Statement
2019-12-10 11:19:55
SC 13G/A
CITIGROUP INC
0000831001
Ownership Acquisition Statement
2019-12-10 11:19:55
SC 13G/A
Invesco California Value Municipal Income Trust
0000895531
Ownership Acquisition Statement
2019-12-10 11:19:55
SC 13G/A
INFINITE GROUP INC
0000884650
Security Ownership Statement
2019-12-10 11:17:38
3
Glickman Richard W
0001795538
Security Ownership Statement
2019-12-10 11:17:38
3
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-12-10 11:16:20
424B2
GS Finance Corp
0001419828
Prospectus [Rule 424(b)(2)]
2019-12-10 11:16:20
424B2
METROPOLITAN TOWER LIFE INSURANCE CO
0000728240
Stock / Securites Offering
2019-12-10 11:16:15
D/A
Two Roads Shared Trust
0001552947
Prospectus Summary
2019-12-10 11:15:55
497K
Northern Lights Fund Trust
0001314414
Investment Prospectus
2019-12-10 11:14:49
497
CITIGROUP INC
0000831001
Ownership Acquisition Statement
2019-12-10 11:13:38
SC 13G/A
CITIGROUP INC
0000831001
Ownership Acquisition Statement
2019-12-10 11:13:38
SC 13G/A
Invesco Advantage Municipal Income Trust II
0000908993
Ownership Acquisition Statement
2019-12-10 11:13:38
SC 13G/A
Sanofi
0001121404
Foreign Issuer Report
2019-12-10 11:13:33
6-K
Granny B Acquisition Fund 2019, LLC
0001795225
Stock / Securites Offering
2019-12-10 11:13:11
D
InfuSystem Holdings, Inc
0001337013
Current Report
2019-12-10 11:13:09
8-K
WE LAKESHORE LLC
0001796179
Stock / Securites Offering
2019-12-10 11:13:09
D
HSBC USA INC /MD/
0000083246
Prospectus [Rule 424(b)(2)]
2019-12-10 11:12:16
424B2
AEON GLOBAL ABSOLUTE RETURN FUND LLC
0001446876
Stock / Securites Offering
2019-12-10 11:10:07
D/A
STIFEL, NICOLAUS & COMPANY, INCORPORATED
0000094403
Form MA-I/A
2019-12-10 11:08:59
MA-I/A
ROSS, SINCLAIRE & ASSOCIATES, LLC
0000855713
Form MA-I/A
2019-12-10 11:08:44
MA-I/A
ROSS, SINCLAIRE & ASSOCIATES, LLC
0000855713
Form MA-I/A
2019-12-10 11:08:34
MA-I/A
iShares U.S. ETF Trust
0001524513
Form 485BXT
2019-12-10 11:07:02
485BXT
SAMUEL A. RAMIREZ & COMPANY, INC
0000081909
Form MA-A
2019-12-10 11:07:01
MA-A
AVX Corp
0000859163
Employee Benefit Plan Security Offering
2019-12-10 11:06:36
S-8 POS
Ideal Power Inc
0001507957
Ownership Acquisition Statement
2019-12-10 11:06:07
SC 13G/A
AWM Investment Company, Inc
0001535264
Ownership Acquisition Statement
2019-12-10 11:06:07
SC 13G/A
SilverCrest Metals Inc
0001659520
Foreign Issuer Report
2019-12-10 11:04:56
6-K
FORWARD AIR CORP
0000912728
Security Sale/Purchase Record
2019-12-10 11:03:51
4
Campbell C Robert
0001307261
Security Sale/Purchase Record
2019-12-10 11:03:51
4
FORWARD AIR CORP
0000912728
Security Sale/Purchase Record
2019-12-10 11:03:29
4
ALLEN RONALD W
0001196048
Security Sale/Purchase Record
2019-12-10 11:03:29
4
FORWARD AIR CORP
0000912728
Security Sale/Purchase Record
2019-12-10 11:03:02
4
BONEBRAKE VALERIE A
0001727832
Security Sale/Purchase Record
2019-12-10 11:03:02
4
Aeon Global Equity Shareholder Yield Fund, LLC
0001539643
Stock / Securites Offering
2019-12-10 11:02:46
D/A
Goldman Sachs Middle Market Lending Corp
0001683074
Merger Prospectus/Communication
2019-12-10 11:01:43
425
Goldman Sachs BDC, Inc
0001572694
Merger Prospectus/Communication
2019-12-10 11:01:34
425
NETGEAR, INC
0001122904
Current Report
2019-12-10 11:00:46
8-K
Starboard WA Multifamily III DST
0001791496
Stock / Securites Offering
2019-12-10 10:58:24
D/A
HSBC USA INC /MD/
0000083246
Prospectus [Rule 424(b)(2)]
2019-12-10 10:57:57
424B2
MLL Ann Arbor Holdings, LLC
0001796089
Stock / Securites Offering
2019-12-10 10:57:39
D
Goldman Sachs Middle Market Lending Corp
0001683074
Merger Prospectus/Communication
2019-12-10 10:56:40
425
Goldman Sachs Middle Market Lending Corp
0001683074
Merger Prospectus/Communication
2019-12-10 10:56:29
425
Goldman Sachs BDC, Inc
0001572694
Merger Prospectus/Communication
2019-12-10 10:56:17
425
Goldman Sachs BDC, Inc
0001572694
Merger Prospectus/Communication
2019-12-10 10:56:07
425
Anuvia Plant Nutrients Holdings Inc
0001794855
Stock / Securites Offering
2019-12-10 10:55:16
D
BAY HILLS CAPITAL PARTNERS IV, L.P
0001745990
Stock / Securites Offering
2019-12-10 10:54:49
D/A
ENBRIDGE INC
0000895728
Current Report
2019-12-10 10:52:46
8-K
Yulan Onshore Fund LP
0001592356
Stock / Securites Offering
2019-12-10 10:50:09
D/A
POTLATCHDELTIC CORP
0001338749
Form 8-K/A
2019-12-10 10:49:49
8-K/A
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1965
0001789204
Investment Prospectus
2019-12-10 10:49:20
497
Aeon Global Choice Fund, LLC
0001540453
Stock / Securites Offering
2019-12-10 10:48:37
D/A
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1966
0001789203
Form 497J
2019-12-10 10:48:36
497J
DiversyFund, Inc
0001716191
Stock / Securites Offering
2019-12-10 10:47:40
D/A
Go Store It Bluffton Storage DST
0001796357
Stock / Securites Offering
2019-12-10 10:47:05
D
Go Store It Bluffton Storage DST
0001796357
Stock / Securites Offering
2019-12-10 10:47:05
D
AstroNova, Inc
0000008146
Quarterly Report
2019-12-10 10:46:41
10-Q
WATERS CORP /DE/
0001000697
Security Sale/Purchase Record
2019-12-10 10:45:55
4
Kim Francis
0001735131
Security Sale/Purchase Record
2019-12-10 10:45:55
4
VALUE LINE ASSET ALLOCATION FUND INC
0000904170
Semi-Annual Certified Shareholder Report
2019-12-10 10:45:50
N-CSRS
Diversyfund Income Fund, LLC
0001714459
Stock / Securites Offering
2019-12-10 10:44:56
D/A
Diversyfund Income Fund, LLC
0001714459
Stock / Securites Offering
2019-12-10 10:44:56
D/A
Flat Creek Prospect Partners
0001792501
Stock / Securites Offering
2019-12-10 10:44:00
D/A
Flat Creek Prospect Partners
0001792501
Stock / Securites Offering
2019-12-10 10:44:00
D/A
Value Line Small Cap Opportunities Fund, Inc.
0000895429
Semi-Annual Certified Shareholder Report
2019-12-10 10:43:21
N-CSRS
Value Line Small Cap Opportunities Fund, Inc
0000895429
Semi-Annual Certified Shareholder Report
2019-12-10 10:43:21
N-CSRS
Fortress Biotech, Inc.
0001429260
Security Ownership Statement
2019-12-10 10:42:49
3
Fortress Biotech, Inc
0001429260
Security Ownership Statement
2019-12-10 10:42:49
3
Lorenz Kevin
0001772558
Security Ownership Statement
2019-12-10 10:42:49
3
Lorenz Kevin
0001772558
Security Ownership Statement
2019-12-10 10:42:49
3
BNY MELLON STRATEGIC MUNICIPALS, INC
0000818972
Form N-CEN
2019-12-10 10:41:26
N-CEN
BNY MELLON STRATEGIC MUNICIPALS, INC.
0000818972
Form N-CEN
2019-12-10 10:41:26
N-CEN
STATE STREET CORP
0000093751
Ownership Acquisition Statement
2019-12-10 10:41:24
SC 13G/A
STATE STREET CORP
0000093751
Ownership Acquisition Statement
2019-12-10 10:41:24
SC 13G/A
FS Energy & Power Fund
0001501729
Current Report
2019-12-10 10:40:57
8-K
FS Energy & Power Fund
0001501729
Current Report
2019-12-10 10:40:57
8-K
Itau Unibanco Holding S.A
0001132597
Foreign Issuer Report
2019-12-10 10:40:52
6-K
GOBI CONCENTRATED FUND LTD
0001660843
Stock / Securites Offering
2019-12-10 10:39:15
D/A
GOBI CONCENTRATED FUND LTD
0001660843
Stock / Securites Offering
2019-12-10 10:39:15
D/A
Lewis Capital LLC
0001795922
Stock / Securites Offering
2019-12-10 10:38:09
D
Lewis Capital LLC
0001795922
Stock / Securites Offering
2019-12-10 10:38:09
D
CAPITAL MANAGEMENT INVESTMENT TRUST
0000931491
Form 485BPOS
2019-12-10 10:35:41
485BPOS
CAPITAL MANAGEMENT INVESTMENT TRUST
0000931491
Form 485BPOS
2019-12-10 10:35:41
485BPOS
CAPITAL MANAGEMENT INVESTMENT TRUST
0000931491
Form 485BPOS
2019-12-10 10:35:41
485BPOS
Diamond S Shipping Inc
0001761940
Form 8-K/A
2019-12-10 10:32:06
8-K/A
Airspace Link, Inc.
0001785875
Stock / Securites Offering
2019-12-10 10:31:59
D
Airspace Link, Inc
0001785875
Stock / Securites Offering
2019-12-10 10:31:59
D
PETROBRAS - PETROLEO BRASILEIRO SA
0001119639
Foreign Issuer Report
2019-12-10 10:30:43
6-K
PETROBRAS - PETROLEO BRASILEIRO SA
0001119639
Foreign Issuer Report
2019-12-10 10:30:43
6-K
Corona George S
0001391392
Security Sale/Purchase Record
2019-12-10 10:28:41
4
KELLY SERVICES INC
0000055135
Security Sale/Purchase Record
2019-12-10 10:28:41
4
KELLY SERVICES INC
0000055135
Security Sale/Purchase Record
2019-12-10 10:28:41
4
Corona George S
0001391392
Security Sale/Purchase Record
2019-12-10 10:28:41
4
Advisors' Inner Circle Fund III
0001593547
Form 485BXT
2019-12-10 10:27:08
485BXT
Advisors' Inner Circle Fund III
0001593547
Form 485BXT
2019-12-10 10:27:08
485BXT
Advisors' Inner Circle Fund III
0001593547
Form 485BXT
2019-12-10 10:27:08
485BXT
CrossAmerica Partners LP
0001538849
Security Sale/Purchase Record
2019-12-10 10:27:05
4
Valosky Kenneth G
0001794950
Security Sale/Purchase Record
2019-12-10 10:27:05
4
Valosky Kenneth G
0001794950
Security Sale/Purchase Record
2019-12-10 10:27:05
4
CrossAmerica Partners LP
0001538849
Security Sale/Purchase Record
2019-12-10 10:27:05
4
Gamero Luis Rodrigo Clemente
0001795827
Security Ownership Statement
2019-12-10 10:25:50
3
LIV Capital Acquisition Corp.
0001790625
Security Ownership Statement
2019-12-10 10:25:50
3
LIV Capital Acquisition Corp
0001790625
Security Ownership Statement
2019-12-10 10:25:50
3
Gamero Luis Rodrigo Clemente
0001795827
Security Ownership Statement
2019-12-10 10:25:50
3
Tahir Jamil A.
0001794012
Security Sale/Purchase Record
2019-12-10 10:25:25
4
AUDIOEYE INC
0001362190
Security Sale/Purchase Record
2019-12-10 10:25:25
4
AUDIOEYE INC
0001362190
Security Sale/Purchase Record
2019-12-10 10:25:25
4
Tahir Jamil A
0001794012
Security Sale/Purchase Record
2019-12-10 10:25:25
4
Stone Ridge Trust VI
0001764894
Investment Prospectus
2019-12-10 10:24:04
497
Stone Ridge Trust VI
0001764894
Investment Prospectus
2019-12-10 10:24:04
497
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-12-10 10:23:02
424B2
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-12-10 10:23:02
424B2
Citigroup Global Markets Holdings Inc
0000200245
Prospectus [Rule 424(b)(2)]
2019-12-10 10:23:02
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-12-10 10:23:02
424B2
Rossi Alexander R.
0001795873
Security Ownership Statement
2019-12-10 10:22:57
3
LIV Capital Acquisition Corp.
0001790625
Security Ownership Statement
2019-12-10 10:22:57
3
LIV Capital Acquisition Corp
0001790625
Security Ownership Statement
2019-12-10 10:22:57
3
Rossi Alexander R
0001795873
Security Ownership Statement
2019-12-10 10:22:57
3
KCP Valiant Peregrine Fund LP
0001795848
Stock / Securites Offering
2019-12-10 10:21:53
D
KCP Valiant Peregrine Fund LP
0001795848
Stock / Securites Offering
2019-12-10 10:21:53
D
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-12-10 10:20:58
424B2
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-12-10 10:20:58
424B2
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-12-10 10:20:58
424B2
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-12-10 10:20:58
424B2
Davila Miguel Angel
0001795821
Security Ownership Statement
2019-12-10 10:20:48
3
LIV Capital Acquisition Corp.
0001790625
Security Ownership Statement
2019-12-10 10:20:48
3
LIV Capital Acquisition Corp
0001790625
Security Ownership Statement
2019-12-10 10:20:48
3
Davila Miguel Angel
0001795821
Security Ownership Statement
2019-12-10 10:20:48
3
GAIN Capital Holdings, Inc.
0001444363
Current Report
2019-12-10 10:19:47
8-K
GAIN Capital Holdings, Inc
0001444363
Current Report
2019-12-10 10:19:47
8-K
FMI FUNDS INC
0001023391
Form N-CEN
2019-12-10 10:19:20
N-CEN
FMI FUNDS INC
0001023391
Form N-CEN
2019-12-10 10:19:20
N-CEN
NORTHWESTERN MUTUAL VARIABLE LIFE ACCOUNT
0000742277
Investment Prospectus
2019-12-10 10:19:02
497
NORTHWESTERN MUTUAL VARIABLE LIFE ACCOUNT
0000742277
Investment Prospectus
2019-12-10 10:19:02
497
Helix TCS, Inc.
0001611277
Security Sale/Purchase Record
2019-12-10 10:18:49
4
HODGES PAUL E. III
0001598897
Security Sale/Purchase Record
2019-12-10 10:18:49
4
HODGES PAUL E. III
0001598897
Security Sale/Purchase Record
2019-12-10 10:18:49
4
Helix TCS, Inc
0001611277
Security Sale/Purchase Record
2019-12-10 10:18:49
4
ROYAL BANK OF CANADA
0001000275
Free Writing Prospectus
2019-12-10 10:18:26
FWP
ROYAL BANK OF CANADA
0001000275
Free Writing Prospectus
2019-12-10 10:18:26
FWP
STERLING CAPITAL FUNDS
0000889284
Form N-CEN
2019-12-10 10:17:33
N-CEN
STERLING CAPITAL FUNDS
0000889284
Form N-CEN
2019-12-10 10:17:33
N-CEN
NORTHWESTERN MUTUAL VARIABLE LIFE ACCOUNT
0000742277
Investment Prospectus
2019-12-10 10:17:32
497
NORTHWESTERN MUTUAL VARIABLE LIFE ACCOUNT
0000742277
Investment Prospectus
2019-12-10 10:17:32
497
Future Labs III, Inc.
0001733855
Form C
2019-12-10 10:17:24
C
Future Labs III, Inc
0001733855
Form C
2019-12-10 10:17:24
C
LIV Capital Acquisition Corp.
0001790625
Security Ownership Statement
2019-12-10 10:17:12
3
LIV Capital Acquisition Corp
0001790625
Security Ownership Statement
2019-12-10 10:17:12
3
Zesati Humberto
0001795876
Security Ownership Statement
2019-12-10 10:17:12
3
Zesati Humberto
0001795876
Security Ownership Statement
2019-12-10 10:17:12
3
FIDELITY D & D BANCORP INC
0001098151
Current Report
2019-12-10 10:16:20
8-K
FIDELITY D & D BANCORP INC
0001098151
Current Report
2019-12-10 10:16:20
8-K
Northwestern Mutual Variable Life Account II
0001359314
Investment Prospectus
2019-12-10 10:15:55
497
CHINA FUND INC
0000845379
Form 40-17G
2019-12-10 10:15:33
40-17G
CHINA FUND INC
0000845379
Form 40-17G
2019-12-10 10:15:33
40-17G
AVENIR GROWTH PARTNERS II, L.P.
0001796090
Stock / Securites Offering
2019-12-10 10:14:49
D
AVENIR GROWTH PARTNERS II, L.P
0001796090
Stock / Securites Offering
2019-12-10 10:14:49
D
FIDELITY D & D BANCORP INC
0001098151
Merger Prospectus/Communication
2019-12-10 10:14:36
425
FIDELITY D & D BANCORP INC
0001098151
Merger Prospectus/Communication
2019-12-10 10:14:36
425
LIV GP Master, S.A.P.I. de C.V.
0001796001
Security Ownership Statement
2019-12-10 10:14:34
3
LIV Capital Acquisition Sponsor, L.P.
0001795871
Security Ownership Statement
2019-12-10 10:14:34
3
LIV Capital Acquisition Corp.
0001790625
Security Ownership Statement
2019-12-10 10:14:34
3
LIV Capital Acquisition Corp
0001790625
Security Ownership Statement
2019-12-10 10:14:34
3
LIV Capital Acquisition Sponsor, L.P
0001795871
Security Ownership Statement
2019-12-10 10:14:34
3
LIV GP Master, S.A.P.I. de C.V
0001796001
Security Ownership Statement
2019-12-10 10:14:34
3
Northwestern Mutual Variable Life Account II
0001359314
Investment Prospectus
2019-12-10 10:13:55
497
Latour Co-Invest Primonial
0001788072
Stock / Securites Offering
2019-12-10 10:12:44
D
Latour Co-Invest Primonial
0001788072
Stock / Securites Offering
2019-12-10 10:12:44
D
Northwestern Mutual Variable Life Account II
0001359314
Investment Prospectus
2019-12-10 10:11:56
497
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 10:11:13
424B2
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-10 10:11:13
424B2
Coinseed, Inc.
0001760049
Form C
2019-12-10 10:10:52
C
Coinseed, Inc
0001760049
Form C
2019-12-10 10:10:52
C
Creandum V, L.P.
0001793410
Stock / Securites Offering
2019-12-10 10:10:15
D
Creandum V, L.P
0001793410
Stock / Securites Offering
2019-12-10 10:10:15
D
SONY CORP
0000313838
Foreign Issuer Report
2019-12-10 10:09:47
6-K
SONY CORP
0000313838
Foreign Issuer Report
2019-12-10 10:09:47
6-K
Felmer Thomas J
0001295336
Security Sale/Purchase Record
2019-12-10 10:08:57
4
BRADY CORP
0000746598
Security Sale/Purchase Record
2019-12-10 10:08:57
4
Felmer Thomas J
0001295336
Security Sale/Purchase Record
2019-12-10 10:08:57
4
BRADY CORP
0000746598
Security Sale/Purchase Record
2019-12-10 10:08:57
4
Arroyo Jose Antonio Solano
0001795877
Security Ownership Statement
2019-12-10 10:08:47
3
LIV Capital Acquisition Corp.
0001790625
Security Ownership Statement
2019-12-10 10:08:47
3
LIV Capital Acquisition Corp
0001790625
Security Ownership Statement
2019-12-10 10:08:47
3
Arroyo Jose Antonio Solano
0001795877
Security Ownership Statement
2019-12-10 10:08:47
3
Yong Rong (HK) Asset Management Ltd
0001738071
Ownership Acquisition Statement
2019-12-10 10:07:15
SC 13G
Xunlei Ltd
0001510593
Ownership Acquisition Statement
2019-12-10 10:07:15
SC 13G
Xunlei Ltd
0001510593
Ownership Acquisition Statement
2019-12-10 10:07:15
SC 13G
Yong Rong (HK) Asset Management Ltd
0001738071
Ownership Acquisition Statement
2019-12-10 10:07:15
SC 13G
Latour Capital III FPCI
0001788184
Stock / Securites Offering
2019-12-10 10:06:19
D
Latour Capital III FPCI
0001788184
Stock / Securites Offering
2019-12-10 10:06:19
D
Pine River Municipal Master Fund Ltd.
0001761122
Stock / Securites Offering
2019-12-10 10:06:05
D/A
Pine River Municipal Master Fund Ltd
0001761122
Stock / Securites Offering
2019-12-10 10:06:05
D/A
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-12-10 10:05:58
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-12-10 10:05:58
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-12-10 10:05:58
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-12-10 10:05:58
424B2
Sarona Global Growth Markets PE Fund 2-B LP
0001786154
Stock / Securites Offering
2019-12-10 10:05:20
D/A
Sarona Global Growth Markets PE Fund 2-B LP
0001786154
Stock / Securites Offering
2019-12-10 10:05:20
D/A
36Kr Holdings Inc.
0001779476
Foreign Issuer Report
2019-12-10 10:04:58
6-K
36Kr Holdings Inc
0001779476
Foreign Issuer Report
2019-12-10 10:04:58
6-K
ETF Series Solutions
0001540305
Investment Prospectus
2019-12-10 10:02:54
497
ETF Series Solutions
0001540305
Investment Prospectus
2019-12-10 10:02:54
497
Grauch Edward Rowland
0001757536
Security Sale/Purchase Record
2019-12-10 10:02:42
4
BLONDER TONGUE LABORATORIES INC
0001000683
Security Sale/Purchase Record
2019-12-10 10:02:42
4
BLONDER TONGUE LABORATORIES INC
0001000683
Security Sale/Purchase Record
2019-12-10 10:02:42
4
Grauch Edward Rowland
0001757536
Security Sale/Purchase Record
2019-12-10 10:02:42
4
Cook & Bynum Funds Trust
0001459065
Form N-CEN
2019-12-10 10:00:43
N-CEN
Cook & Bynum Funds Trust
0001459065
Form N-CEN
2019-12-10 10:00:43
N-CEN
SPHERIX INC
0000012239
Current Report
2019-12-10 10:00:25
8-K
SPHERIX INC
0000012239
Current Report
2019-12-10 10:00:25
8-K
BRAM CRAIG C
0001279152
Security Sale/Purchase Record
2019-12-10 09:59:38
4
SYNALLOY CORP
0000095953
Security Sale/Purchase Record
2019-12-10 09:59:38
4
SYNALLOY CORP
0000095953
Security Sale/Purchase Record
2019-12-10 09:59:38
4
BRAM CRAIG C
0001279152
Security Sale/Purchase Record
2019-12-10 09:59:38
4
VanEck Vectors ETF Trust
0001137360
Form CERT
2019-12-10 09:59:12
CERT
VanEck Vectors ETF Trust
0001137360
Form CERT
2019-12-10 09:59:12
CERT
ROYAL BANK OF CANADA
0001000275
Free Writing Prospectus
2019-12-10 09:58:59
FWP
ROYAL BANK OF CANADA
0001000275
Free Writing Prospectus
2019-12-10 09:58:59
FWP
BANK OF NOVA SCOTIA
0000009631
Prospectus [Rule 424(b)(2)]
2019-12-10 09:58:35
424B2
BANK OF NOVA SCOTIA
0000009631
Prospectus [Rule 424(b)(2)]
2019-12-10 09:58:35
424B2
CreditEase Global Real Estate Income Fund III, L.P.
0001794639
Stock / Securites Offering
2019-12-10 09:57:53
D
CreditEase Global Real Estate Income Fund III, L.P
0001794639
Stock / Securites Offering
2019-12-10 09:57:53
D
Lirio, LLC
0001696371
Stock / Securites Offering
2019-12-10 09:57:40
D
Lirio, LLC
0001696371
Stock / Securites Offering
2019-12-10 09:57:40
D
LIV Capital Acquisition Corp.
0001790625
Form CERT
2019-12-10 09:57:34
CERT
LIV Capital Acquisition Corp
0001790625
Form CERT
2019-12-10 09:57:34
CERT
Donaldson Michael P
0001376006
Security Sale/Purchase Record
2019-12-10 09:56:43
4
EOG RESOURCES INC
0000821189
Security Sale/Purchase Record
2019-12-10 09:56:43
4
EOG RESOURCES INC
0000821189
Security Sale/Purchase Record
2019-12-10 09:56:43
4
Donaldson Michael P
0001376006
Security Sale/Purchase Record
2019-12-10 09:56:43
4
Federal Home Loan Bank of Indianapolis
0001331754
Current Report
2019-12-10 09:55:51
8-K
Federal Home Loan Bank of Indianapolis
0001331754
Current Report
2019-12-10 09:55:51
8-K
ETF Managers Group Commodity Trust I
0001610940
Acquisition Statement
2019-12-10 09:55:40
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
0000769317
Acquisition Statement
2019-12-10 09:55:40
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
0000769317
Acquisition Statement
2019-12-10 09:55:40
SC 13D/A
ETF Managers Group Commodity Trust I
0001610940
Acquisition Statement
2019-12-10 09:55:40
SC 13D/A
Advisors Disciplined Trust 1973
0001771692
Form 487
2019-12-10 09:55:17
487
Advisors Disciplined Trust 1973
0001771692
Form 487
2019-12-10 09:55:17
487
SPDR SERIES TRUST
0001064642
Ownership Acquisition Statement
2019-12-10 09:52:55
SC 13G/A
SPDR SERIES TRUST
0001064642
Ownership Acquisition Statement
2019-12-10 09:52:55
SC 13G/A
FIRST TRUST PORTFOLIOS LP
0001184765
Ownership Acquisition Statement
2019-12-10 09:52:55
SC 13G/A
FIRST TRUST PORTFOLIOS LP
0001184765
Ownership Acquisition Statement
2019-12-10 09:52:55
SC 13G/A
Richmond Quarry Investments, LLC
0001795528
Stock / Securites Offering
2019-12-10 09:52:39
D
Richmond Quarry Investments, LLC
0001795528
Stock / Securites Offering
2019-12-10 09:52:39
D
BNY MELLON MUNICIPAL INCOME, INC.
0000839122
Form N-CEN
2019-12-10 09:52:25
N-CEN
BNY MELLON MUNICIPAL INCOME, INC
0000839122
Form N-CEN
2019-12-10 09:52:25
N-CEN
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
0001510337
Ownership Acquisition Statement
2019-12-10 09:52:22
SC 13G/A
FIRST TRUST PORTFOLIOS LP
0001184765
Ownership Acquisition Statement
2019-12-10 09:52:22
SC 13G/A
FIRST TRUST PORTFOLIOS LP
0001184765
Ownership Acquisition Statement
2019-12-10 09:52:22
SC 13G/A
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
0001510337
Ownership Acquisition Statement
2019-12-10 09:52:22
SC 13G/A
FIRST TRUST EXCHANGE-TRADED FUND IV
0001517936
Ownership Acquisition Statement
2019-12-10 09:52:01
SC 13G/A
FIRST TRUST PORTFOLIOS LP
0001184765
Ownership Acquisition Statement
2019-12-10 09:52:01
SC 13G/A
FIRST TRUST PORTFOLIOS LP
0001184765
Ownership Acquisition Statement
2019-12-10 09:52:01
SC 13G/A
FIRST TRUST EXCHANGE-TRADED FUND IV
0001517936
Ownership Acquisition Statement
2019-12-10 09:52:01
SC 13G/A
AECOM
0000868857
Current Report
2019-12-10 09:49:32
8-K
AECOM
0000868857
Current Report
2019-12-10 09:49:32
8-K
GABELLI EQUITY TRUST INC
0000794685
Advertising Disclosure
2019-12-10 09:49:04
497AD
GABELLI EQUITY TRUST INC
0000794685
Advertising Disclosure
2019-12-10 09:49:04
497AD
TRUST FOR PROFESSIONAL MANAGERS
0001141819
Investment Prospectus
2019-12-10 09:48:30
497
TRUST FOR PROFESSIONAL MANAGERS
0001141819
Investment Prospectus
2019-12-10 09:48:30
497
FIL Ltd
0000318989
Ownership Acquisition Statement
2019-12-10 09:48:02
SC 13G/A
Kinder Morgan Canada Ltd
0001714973
Ownership Acquisition Statement
2019-12-10 09:48:02
SC 13G/A
Kinder Morgan Canada Ltd
0001714973
Ownership Acquisition Statement
2019-12-10 09:48:02
SC 13G/A
FIL Ltd
0000318989
Ownership Acquisition Statement
2019-12-10 09:48:02
SC 13G/A
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-12-10 09:46:24
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-12-10 09:46:24
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-12-10 09:46:24
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-12-10 09:46:24
424B2
GABELLI EQUITY TRUST INC
0000794685
Investment Prospectus
2019-12-10 09:45:38
497
GABELLI EQUITY TRUST INC
0000794685
Investment Prospectus
2019-12-10 09:45:38
497
TheRealReal, Inc.
0001573221
Ownership Acquisition Statement
2019-12-10 09:45:07
SC 13G
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:45:07
SC 13G
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:45:07
SC 13G
TheRealReal, Inc
0001573221
Ownership Acquisition Statement
2019-12-10 09:45:07
SC 13G
Arlo Technologies, Inc.
0001736946
Ownership Acquisition Statement
2019-12-10 09:43:52
SC 13G/A
Rocky Mountain Chocolate Factory, Inc.
0001616262
Ownership Acquisition Statement
2019-12-10 09:43:52
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:52
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:52
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:52
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:52
SC 13G/A
Rocky Mountain Chocolate Factory, Inc
0001616262
Ownership Acquisition Statement
2019-12-10 09:43:52
SC 13G/A
Arlo Technologies, Inc
0001736946
Ownership Acquisition Statement
2019-12-10 09:43:52
SC 13G/A
ANAPTYSBIO, INC
0001370053
Ownership Acquisition Statement
2019-12-10 09:43:51
SC 13G/A
Taylor Morrison Home Corp
0001562476
Ownership Acquisition Statement
2019-12-10 09:43:51
SC 13G/A
VIRTUSA CORP
0001207074
Ownership Acquisition Statement
2019-12-10 09:43:51
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:51
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:51
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:51
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:51
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:51
SC 13G/A
VIRTUSA CORP
0001207074
Ownership Acquisition Statement
2019-12-10 09:43:51
SC 13G/A
Taylor Morrison Home Corp
0001562476
Ownership Acquisition Statement
2019-12-10 09:43:51
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:51
SC 13G/A
ANAPTYSBIO, INC
0001370053
Ownership Acquisition Statement
2019-12-10 09:43:51
SC 13G/A
PRECISION DRILLING Corp
0001013605
Ownership Acquisition Statement
2019-12-10 09:43:49
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:49
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:49
SC 13G/A
PRECISION DRILLING Corp
0001013605
Ownership Acquisition Statement
2019-12-10 09:43:49
SC 13G/A
PINTEREST, INC.
0001506293
Ownership Acquisition Statement
2019-12-10 09:43:41
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:41
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:41
SC 13G/A
PINTEREST, INC
0001506293
Ownership Acquisition Statement
2019-12-10 09:43:41
SC 13G/A
Karuna Therapeutics, Inc.
0001771917
Ownership Acquisition Statement
2019-12-10 09:43:40
SC 13G
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:40
SC 13G
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:40
SC 13G
Karuna Therapeutics, Inc
0001771917
Ownership Acquisition Statement
2019-12-10 09:43:40
SC 13G
Benefitfocus,Inc.
0001576169
Ownership Acquisition Statement
2019-12-10 09:43:34
SC 13G/A
Forbes Energy Services Ltd.
0001434842
Ownership Acquisition Statement
2019-12-10 09:43:34
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:34
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:34
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:34
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:34
SC 13G/A
Forbes Energy Services Ltd
0001434842
Ownership Acquisition Statement
2019-12-10 09:43:34
SC 13G/A
Benefitfocus,Inc
0001576169
Ownership Acquisition Statement
2019-12-10 09:43:34
SC 13G/A
Delek US Holdings, Inc.
0001694426
Ownership Acquisition Statement
2019-12-10 09:43:33
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:33
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:33
SC 13G/A
Delek US Holdings, Inc
0001694426
Ownership Acquisition Statement
2019-12-10 09:43:33
SC 13G/A
GENESEE & WYOMING INC
0001012620
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
Simply Good Foods Co
0001702744
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
ENERGIZER HOLDINGS, INC.
0001632790
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G
IROBOT CORP
0001159167
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
BRUKER CORP
0001109354
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
BRUKER CORP
0001109354
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G
IROBOT CORP
0001159167
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
ENERGIZER HOLDINGS, INC
0001632790
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G
Simply Good Foods Co
0001702744
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G
GENESEE & WYOMING INC
0001012620
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
MEDICINES CO /DE
0001113481
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
MEDICINES CO /DE
0001113481
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:32
SC 13G
GRANITE CONSTRUCTION INC
0000861459
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G
VANGUARD MALVERN FUNDS
0000836906
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G
LA JOLLA PHARMACEUTICAL CO
0000920465
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G/A
Wright Medical Group N.V.
0001492658
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G/A
Wright Medical Group N.V
0001492658
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G/A
LA JOLLA PHARMACEUTICAL CO
0000920465
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G/A
VANGUARD MALVERN FUNDS
0000836906
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G
GRANITE CONSTRUCTION INC
0000861459
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G
NEUROCRINE BIOSCIENCES INC
0000914475
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G/A
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G/A
NEUROCRINE BIOSCIENCES INC
0000914475
Ownership Acquisition Statement
2019-12-10 09:43:31
SC 13G/A
DYNEX CAPITAL INC
0000826675
Ownership Acquisition Statement
2019-12-10 09:43:30
SC 13G
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:30
SC 13G
FMR LLC
0000315066
Ownership Acquisition Statement
2019-12-10 09:43:30
SC 13G
DYNEX CAPITAL INC
0000826675
Ownership Acquisition Statement
2019-12-10 09:43:30
SC 13G
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
0001039828
Security Sale/Purchase Record
2019-12-10 09:43:13
4
MATOVINA JOHN M
0001254077
Security Sale/Purchase Record
2019-12-10 09:43:13
4
MATOVINA JOHN M
0001254077
Security Sale/Purchase Record
2019-12-10 09:43:13
4
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
0001039828
Security Sale/Purchase Record
2019-12-10 09:43:13
4
Ark ETF Trust
0001579982
Form 485BPOS
2019-12-10 09:38:48
485BPOS
Ark ETF Trust
0001579982
Form 485BPOS
2019-12-10 09:38:48
485BPOS
Ark ETF Trust
0001579982
Form 485BPOS
2019-12-10 09:38:48
485BPOS
Advisors' Inner Circle Fund III
0001593547
Prospectus Summary
2019-12-10 09:38:03
497K
Advisors' Inner Circle Fund III
0001593547
Prospectus Summary
2019-12-10 09:38:03
497K
PRUDENTIAL INVESTMENT PORTFOLIOS, INC
0000949512
Form 485BPOS
2019-12-10 09:37:24
485BPOS
PRUDENTIAL INVESTMENT PORTFOLIOS, INC.
0000949512
Form 485BPOS
2019-12-10 09:37:24
485BPOS
PRUDENTIAL INVESTMENT PORTFOLIOS, INC.
0000949512
Form 485BPOS
2019-12-10 09:37:24
485BPOS
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
0000103007
Investment Prospectus
2019-12-10 09:35:51
497
Coastal Realty Capital, LLC
0001557905
Stock / Securites Offering
2019-12-10 09:35:03
D
Coastal Realty Capital, LLC
0001557905
Stock / Securites Offering
2019-12-10 09:35:03
D
Advisors' Inner Circle Fund III
0001593547
Prospectus Summary
2019-12-10 09:34:18
497K
Advisors' Inner Circle Fund III
0001593547
Prospectus Summary
2019-12-10 09:34:18
497K
Advisors' Inner Circle Fund III
0001593547
Prospectus Summary
2019-12-10 09:32:55
497K
Advisors' Inner Circle Fund III
0001593547
Prospectus Summary
2019-12-10 09:32:55
497K
Huval Timothy S
0001565717
Security Sale/Purchase Record
2019-12-10 09:31:06
4
HUMANA INC
0000049071
Security Sale/Purchase Record
2019-12-10 09:31:06
4
Huval Timothy S.
0001565717
Security Sale/Purchase Record
2019-12-10 09:31:06
4
HUMANA INC
0000049071
Security Sale/Purchase Record
2019-12-10 09:31:06
4
STRS OHIO
0000820478
Security Sale/Purchase Record
2019-12-10 09:30:35
4
Golub Capital BDC 3, Inc.
0001715268
Security Sale/Purchase Record
2019-12-10 09:30:35
4
Golub Capital BDC 3, Inc
0001715268
Security Sale/Purchase Record
2019-12-10 09:30:35
4
STRS OHIO
0000820478
Security Sale/Purchase Record
2019-12-10 09:30:35
4
Bank First Corp
0001746109
Current Report
2019-12-10 09:30:21
8-K
Bank First Corp
0001746109
Current Report
2019-12-10 09:30:21
8-K
Bierbower Elizabeth D
0001561149
Security Sale/Purchase Record
2019-12-10 09:29:43
4
HUMANA INC
0000049071
Security Sale/Purchase Record
2019-12-10 09:29:43
4
HUMANA INC
0000049071
Security Sale/Purchase Record
2019-12-10 09:29:43
4
Bierbower Elizabeth D
0001561149
Security Sale/Purchase Record
2019-12-10 09:29:43
4
Tucker Douglas J.
0001526236
Security Sale/Purchase Record
2019-12-10 09:29:33
4
Tucker Douglas J
0001526236
Security Sale/Purchase Record
2019-12-10 09:29:33
4
Midland States Bancorp, Inc
0001466026
Security Sale/Purchase Record
2019-12-10 09:29:33
4
CytoDyn Inc.
0001175680
Prospectus [Rule 424(b)(5)]
2019-12-10 09:26:39
424B5
CytoDyn Inc
0001175680
Prospectus [Rule 424(b)(5)]
2019-12-10 09:26:39
424B5
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
0001045520
Form SUPPL
2019-12-10 09:26:34
SUPPL
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
0001045520
Form SUPPL
2019-12-10 09:26:34
SUPPL
HELEN SUZANNE L
0001271373
Security Sale/Purchase Record
2019-12-10 09:25:38
4
MOHAWK INDUSTRIES INC
0000851968
Security Sale/Purchase Record
2019-12-10 09:25:38
4
MOHAWK INDUSTRIES INC
0000851968
Security Sale/Purchase Record
2019-12-10 09:25:38
4
HELEN SUZANNE L
0001271373
Security Sale/Purchase Record
2019-12-10 09:25:38
4
Mulligan Donal L
0001406019
Security Sale/Purchase Record
2019-12-10 09:24:06
4
TENNANT CO
0000097134
Security Sale/Purchase Record
2019-12-10 09:24:06
4
TENNANT CO
0000097134
Security Sale/Purchase Record
2019-12-10 09:24:06
4
Mulligan Donal L
0001406019
Security Sale/Purchase Record
2019-12-10 09:24:06
4
Minerva Neurosciences, Inc.
0001598646
Ownership Acquisition Statement
2019-12-10 09:23:59
SC 13G/A
FEDERATED INVESTORS INC /PA/
0001056288
Ownership Acquisition Statement
2019-12-10 09:23:59
SC 13G/A
FEDERATED INVESTORS INC /PA/
0001056288
Ownership Acquisition Statement
2019-12-10 09:23:59
SC 13G/A
Minerva Neurosciences, Inc
0001598646
Ownership Acquisition Statement
2019-12-10 09:23:59
SC 13G/A
ARGENX SE
0001697862
Ownership Acquisition Statement
2019-12-10 09:22:21
SC 13G/A
FEDERATED INVESTORS INC /PA/
0001056288
Ownership Acquisition Statement
2019-12-10 09:22:21
SC 13G/A
FEDERATED INVESTORS INC /PA/
0001056288
Ownership Acquisition Statement
2019-12-10 09:22:21
SC 13G/A
ARGENX SE
0001697862
Ownership Acquisition Statement
2019-12-10 09:22:21
SC 13G/A
Eaton Vance Tax-Managed Diversified Equity Income Fund
0001340736
Security Ownership Statement
2019-12-10 09:20:57
3
Nelson George R.
0001796325
Security Ownership Statement
2019-12-10 09:20:57
3
Nelson George R
0001796325
Security Ownership Statement
2019-12-10 09:20:57
3
Eaton Vance Tax-Managed Diversified Equity Income Fund
0001340736
Security Ownership Statement
2019-12-10 09:20:57
3
Quest Resource Holding Corp
0001442236
Ownership Acquisition Statement
2019-12-10 09:19:57
SC 13G
FEDERATED INVESTORS INC /PA/
0001056288
Ownership Acquisition Statement
2019-12-10 09:19:57
SC 13G
FEDERATED INVESTORS INC /PA/
0001056288
Ownership Acquisition Statement
2019-12-10 09:19:57
SC 13G
Quest Resource Holding Corp
0001442236
Ownership Acquisition Statement
2019-12-10 09:19:57
SC 13G
MongoDB, Inc.
0001441816
Quarterly Report
2019-12-10 09:19:15
10-Q
MongoDB, Inc
0001441816
Quarterly Report
2019-12-10 09:19:15
10-Q
LIV Capital Acquisition Corp.
0001790625
Form 8-A12B
2019-12-10 09:18:42
8-A12B
LIV Capital Acquisition Corp
0001790625
Form 8-A12B
2019-12-10 09:18:42
8-A12B
Eaton Vance Risk-Managed Diversified Equity Income Fund
0001395325
Security Ownership Statement
2019-12-10 09:18:40
3
Nelson George R.
0001796325
Security Ownership Statement
2019-12-10 09:18:40
3
Eaton Vance Risk-Managed Diversified Equity Income Fund
0001395325
Security Ownership Statement
2019-12-10 09:18:40
3
Nelson George R
0001796325
Security Ownership Statement
2019-12-10 09:18:40
3
Principal Diversified Select Real Asset Fund
0001756404
Security Ownership Statement
2019-12-10 09:17:41
3
PRINCIPAL FINANCIAL SERVICES INC
0001094589
Security Ownership Statement
2019-12-10 09:17:41
3
PRINCIPAL FINANCIAL SERVICES INC
0001094589
Security Ownership Statement
2019-12-10 09:17:41
3
Principal Diversified Select Real Asset Fund
0001756404
Security Ownership Statement
2019-12-10 09:17:41
3
Eaton Vance Enhanced Equity Income Fund
0001300391
Security Ownership Statement
2019-12-10 09:17:32
3
Nelson George R.
0001796325
Security Ownership Statement
2019-12-10 09:17:32
3
Eaton Vance Enhanced Equity Income Fund
0001300391
Security Ownership Statement
2019-12-10 09:17:32
3
Nelson George R
0001796325
Security Ownership Statement
2019-12-10 09:17:32
3
DEUTSCHE DWS INVESTMENT TRUST
0000088064
Investment Prospectus
2019-12-10 09:17:29
497
DEUTSCHE DWS INVESTMENT TRUST
0000088064
Investment Prospectus
2019-12-10 09:17:29
497
DEUTSCHE DWS VARIABLE SERIES II
0000810573
Investment Prospectus
2019-12-10 09:16:34
497
DEUTSCHE DWS VARIABLE SERIES II
0000810573
Investment Prospectus
2019-12-10 09:16:34
497
DEUTSCHE DWS VARIABLE SERIES II
0000810573
Investment Prospectus
2019-12-10 09:15:39
497
DEUTSCHE DWS VARIABLE SERIES II
0000810573
Investment Prospectus
2019-12-10 09:15:39
497
DEUTSCHE DWS INVESTMENT TRUST
0000088064
Investment Prospectus
2019-12-10 09:14:13
497
DEUTSCHE DWS INVESTMENT TRUST
0000088064
Investment Prospectus
2019-12-10 09:14:13
497
WORKIVA INC
0001445305
Current Report
2019-12-10 09:13:58
8-K
WORKIVA INC
0001445305
Current Report
2019-12-10 09:13:58
8-K
CENTRAL PARK GROUP LIGHTHOUSE GLOBAL LONG/SHORT FUND LLC
0001449393
Stock / Securites Offering
2019-12-10 09:13:49
D/A
CENTRAL PARK GROUP LIGHTHOUSE GLOBAL LONG/SHORT FUND LLC
0001449393
Stock / Securites Offering
2019-12-10 09:13:49
D/A
Perma-Pipe International Holdings, Inc.
0000914122
Quarterly Report
2019-12-10 09:11:59
10-Q
Perma-Pipe International Holdings, Inc
0000914122
Quarterly Report
2019-12-10 09:11:59
10-Q
Central Park Group Global Distressed Fund, LLC
0001461558
Stock / Securites Offering
2019-12-10 09:10:24
D/A
Central Park Group Global Distressed Fund, LLC
0001461558
Stock / Securites Offering
2019-12-10 09:10:24
D/A
FS KKR Capital Corp
0001422183
Investment Prospectus
2019-12-10 09:10:05
497
FS KKR Capital Corp
0001422183
Investment Prospectus
2019-12-10 09:10:05
497
2U Laundry, Inc.
0001689537
Stock / Securites Offering
2019-12-10 09:09:31
D
2U Laundry, Inc
0001689537
Stock / Securites Offering
2019-12-10 09:09:31
D
Lonestar Resources US Inc.
0001661920
Current Report
2019-12-10 09:08:29
8-K
Lonestar Resources US Inc
0001661920
Current Report
2019-12-10 09:08:29
8-K
Continental Building Products, Inc.
0001592480
Ownership Acquisition Statement
2019-12-10 09:07:33
SC 13G
ARP AMERICAS LP
0001650301
Ownership Acquisition Statement
2019-12-10 09:07:33
SC 13G
ARP AMERICAS LP
0001650301
Ownership Acquisition Statement
2019-12-10 09:07:33
SC 13G
Continental Building Products, Inc
0001592480
Ownership Acquisition Statement
2019-12-10 09:07:33
SC 13G
Perma-Pipe International Holdings, Inc.
0000914122
Current Report
2019-12-10 09:05:35
8-K
Perma-Pipe International Holdings, Inc
0000914122
Current Report
2019-12-10 09:05:35
8-K
CytoDyn Inc.
0001175680
Current Report
2019-12-10 09:05:33
8-K
CytoDyn Inc
0001175680
Current Report
2019-12-10 09:05:33
8-K
GS Acquisition Holdings Corp
0001674101
Form PREM14A
2019-12-10 09:05:32
PREM14A
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
0000070502
Prospectus [Rule 424(b)(3)]
2019-12-10 09:04:07
424B3
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
0000070502
Prospectus [Rule 424(b)(3)]
2019-12-10 09:04:07
424B3
Calumet Specialty Products Partners, L.P
0001340122
Current Report
2019-12-10 09:03:14
8-K
Calumet Specialty Products Partners, L.P.
0001340122
Current Report
2019-12-10 09:03:14
8-K
SCHLUMBERGER LIMITED/NV
0000087347
Current Report
2019-12-10 09:02:39
8-K
SCHLUMBERGER LIMITED/NV
0000087347
Current Report
2019-12-10 09:02:39
8-K
Lodging Fund REIT III, Inc.
0001745032
Current Report
2019-12-10 09:01:37
8-K
Lodging Fund REIT III, Inc
0001745032
Current Report
2019-12-10 09:01:37
8-K
Isoray, Inc.
0000728387
Current Report
2019-12-10 09:00:22
8-K
Isoray, Inc
0000728387
Current Report
2019-12-10 09:00:22
8-K
WIRELESS TELECOM GROUP INC
0000878828
Current Report
2019-12-10 09:00:17
8-K
WIRELESS TELECOM GROUP INC
0000878828
Current Report
2019-12-10 09:00:17
8-K
RCI HOSPITALITY HOLDINGS, INC.
0000935419
Current Report
2019-12-10 09:00:13
8-K
RCI HOSPITALITY HOLDINGS, INC
0000935419
Current Report
2019-12-10 09:00:13
8-K
CSP INC /MA/
0000356037
Current Report
2019-12-10 08:59:55
8-K
CSP INC /MA/
0000356037
Current Report
2019-12-10 08:59:55
8-K
Eubel Brady & Suttman Mutual Fund Trust
0001606378
Form 485BPOS
2019-12-10 08:58:17
485BPOS
Eubel Brady & Suttman Mutual Fund Trust
0001606378
Form 485BPOS
2019-12-10 08:58:17
485BPOS
Eubel Brady & Suttman Mutual Fund Trust
0001606378
Form 485BPOS
2019-12-10 08:58:17
485BPOS
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-12-10 08:56:14
424B3
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-12-10 08:56:14
424B3
ONECONNECT FINANCIAL TECHNOLOGY CO., LTD.
0001780531
Form CERT
2019-12-10 08:55:39
CERT
ONECONNECT FINANCIAL TECHNOLOGY CO., LTD
0001780531
Form CERT
2019-12-10 08:55:39
CERT
Cboe BZX Exchange, Inc.
0001417835
Form 1/A
2019-12-10 08:54:48
1/A
Cboe BZX Exchange, Inc
0001417835
Form 1/A
2019-12-10 08:54:48
1/A
Cboe C2 Exchange, Inc.
0001455287
Form 1/A
2019-12-10 08:53:37
1/A
Cboe C2 Exchange, Inc
0001455287
Form 1/A
2019-12-10 08:53:37
1/A
Cboe EDGA Exchange, Inc.
0001473606
Form 1/A
2019-12-10 08:47:46
1/A
Cboe EDGA Exchange, Inc
0001473606
Form 1/A
2019-12-10 08:47:46
1/A
TUPPERWARE BRANDS CORP
0001008654
Security Sale/Purchase Record
2019-12-10 08:46:40
4
MARTINEZ ANGEL R
0001067999
Security Sale/Purchase Record
2019-12-10 08:46:40
4
TUPPERWARE BRANDS CORP
0001008654
Security Sale/Purchase Record
2019-12-10 08:46:40
4
MARTINEZ ANGEL R
0001067999
Security Sale/Purchase Record
2019-12-10 08:46:40
4
Cboe BYX Exchange, Inc.
0001476530
Form 1/A
2019-12-10 08:46:36
1/A
Cboe BYX Exchange, Inc
0001476530
Form 1/A
2019-12-10 08:46:36
1/A
Cboe Exchange, Inc.
0000876663
Form 1/A
2019-12-10 08:45:38
1/A
Cboe Exchange, Inc
0000876663
Form 1/A
2019-12-10 08:45:38
1/A
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
0000103007
Investment Prospectus
2019-12-10 08:44:51
497
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
0000103007
Investment Prospectus
2019-12-10 08:44:51
497
Diffusion Pharmaceuticals Inc
0001053691
Current Report
2019-12-10 08:44:11
8-K
Diffusion Pharmaceuticals Inc.
0001053691
Current Report
2019-12-10 08:44:11
8-K
Cheniere Energy, Inc.
0000003570
Current Report
2019-12-10 08:43:24
8-K
Cheniere Energy, Inc
0000003570
Current Report
2019-12-10 08:43:24
8-K
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
0000103007
Investment Prospectus
2019-12-10 08:43:00
497
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
0000103007
Investment Prospectus
2019-12-10 08:43:00
497
Cheniere Energy Partners, L.P.
0001383650
Current Report
2019-12-10 08:42:56
8-K
Cheniere Energy Partners, L.P
0001383650
Current Report
2019-12-10 08:42:56
8-K
Cboe EDGX Exchange, Inc.
0001473845
Form 1/A
2019-12-10 08:41:16
1/A
Cboe EDGX Exchange, Inc
0001473845
Form 1/A
2019-12-10 08:41:16
1/A
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
0000103007
Investment Prospectus
2019-12-10 08:41:15
497
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
0000103007
Investment Prospectus
2019-12-10 08:41:15
497
WECONNECT Tech International, Inc.
0001409175
Quarterly Report
2019-12-10 08:39:38
10-Q
WECONNECT Tech International, Inc
0001409175
Quarterly Report
2019-12-10 08:39:38
10-Q
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
0000103007
Investment Prospectus
2019-12-10 08:38:37
497
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
0000103007
Investment Prospectus
2019-12-10 08:38:37
497
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
0000103007
Investment Prospectus
2019-12-10 08:35:34
497
VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
0000103007
Investment Prospectus
2019-12-10 08:35:34
497
PRUDENTIAL PLC
0001116578
Foreign Issuer Report
2019-12-10 08:34:42
6-K
Cheniere Corpus Christi Holdings, LLC
0001693317
Current Report
2019-12-10 08:33:35
8-K
Cheniere Corpus Christi Holdings, LLC
0001693317
Current Report
2019-12-10 08:33:35
8-K
One World Pharma, Inc.
0001622244
Current Report
2019-12-10 08:33:07
8-K
One World Pharma, Inc
0001622244
Current Report
2019-12-10 08:33:07
8-K
Sabine Pass Liquefaction, LLC
0001499200
Current Report
2019-12-10 08:33:03
8-K
Sabine Pass Liquefaction, LLC
0001499200
Current Report
2019-12-10 08:33:03
8-K
NORTHWESTERN CORP
0000073088
Current Report
2019-12-10 08:31:48
8-K
NORTHWESTERN CORP
0000073088
Current Report
2019-12-10 08:31:48
8-K
Flexion Therapeutics Inc
0001419600
Current Report
2019-12-10 08:30:47
8-K
Flexion Therapeutics Inc
0001419600
Current Report
2019-12-10 08:30:47
8-K
Ocugen, Inc.
0001372299
Current Report
2019-12-10 08:30:23
8-K
Ocugen, Inc
0001372299
Current Report
2019-12-10 08:30:23
8-K
VIVEVE MEDICAL, INC.
0000879682
Current Report
2019-12-10 08:30:22
8-K
VIVEVE MEDICAL, INC
0000879682
Current Report
2019-12-10 08:30:22
8-K
Endava plc
0001656081
Foreign Issuer Report
2019-12-10 08:30:12
6-K
Endava plc
0001656081
Foreign Issuer Report
2019-12-10 08:30:12
6-K
SPDR INDEX SHARES FUNDS
0001168164
Investment Prospectus
2019-12-10 08:27:41
497
SPDR INDEX SHARES FUNDS
0001168164
Investment Prospectus
2019-12-10 08:27:41
497
Osisko Gold Royalties LTD
0001627272
Foreign Issuer Report
2019-12-10 08:24:10
6-K
Osisko Gold Royalties LTD
0001627272
Foreign Issuer Report
2019-12-10 08:24:10
6-K
SPDR INDEX SHARES FUNDS
0001168164
Investment Prospectus
2019-12-10 08:23:15
497
SPDR INDEX SHARES FUNDS
0001168164
Investment Prospectus
2019-12-10 08:23:15
497
COLUMBIA SPORTSWEAR CO
0001050797
Current Report
2019-12-10 08:15:48
8-K
COLUMBIA SPORTSWEAR CO
0001050797
Current Report
2019-12-10 08:15:48
8-K
WISCONSIN ELECTRIC POWER CO
0000107815
Current Report
2019-12-10 08:15:08
8-K
WISCONSIN ELECTRIC POWER CO
0000107815
Current Report
2019-12-10 08:15:08
8-K
AMERCO /NV/
0000004457
Current Report
2019-12-10 08:11:07
8-K
AMERCO /NV/
0000004457
Current Report
2019-12-10 08:11:07
8-K
AVADEL PHARMACEUTICALS PLC
0001012477
Current Report
2019-12-10 08:10:04
8-K
AVADEL PHARMACEUTICALS PLC
0001012477
Current Report
2019-12-10 08:10:04
8-K
NOVO NORDISK A S
0000353278
Foreign Issuer Report
2019-12-10 08:08:43
6-K
NOVO NORDISK A S
0000353278
Foreign Issuer Report
2019-12-10 08:08:43
6-K
IEC ELECTRONICS CORP
0000049728
Current Report
2019-12-10 08:07:49
8-K
IEC ELECTRONICS CORP
0000049728
Current Report
2019-12-10 08:07:49
8-K
AMERCO /NV/
0000004457
Prospectus [Rule 424(b)(5)]
2019-12-10 08:06:26
424B5
AMERCO /NV/
0000004457
Prospectus [Rule 424(b)(5)]
2019-12-10 08:06:26
424B5
BNY Mellon Investment Funds I
0000799295
Form N-CEN
2019-12-10 08:05:32
N-CEN
BNY Mellon Investment Funds I
0000799295
Form N-CEN
2019-12-10 08:05:32
N-CEN
Ingersoll-Rand plc
0001466258
Current Report
2019-12-10 08:05:28
8-K
Ingersoll-Rand plc
0001466258
Current Report
2019-12-10 08:05:28
8-K
PROJECT RIVER ACQUISITION I, L.P.
0001794429
Stock / Securites Offering
2019-12-10 08:03:37
D
PROJECT RIVER ACQUISITION I, L.P
0001794429
Stock / Securites Offering
2019-12-10 08:03:37
D
SMITH ASHLEY B
0001274098
Security Sale/Purchase Record
2019-12-10 08:03:25
4
SMITH MIDLAND CORP
0000924719
Security Sale/Purchase Record
2019-12-10 08:03:25
4
SMITH MIDLAND CORP
0000924719
Security Sale/Purchase Record
2019-12-10 08:03:25
4
SMITH ASHLEY B
0001274098
Security Sale/Purchase Record
2019-12-10 08:03:25
4
Ability Inc.
0001652866
Foreign Issuer Report
2019-12-10 08:02:19
6-K
Ability Inc
0001652866
Foreign Issuer Report
2019-12-10 08:02:19
6-K
Onconova Therapeutics, Inc.
0001130598
Prospectus [Rule 424(b)(5)]
2019-12-10 08:02:07
424B5
Onconova Therapeutics, Inc
0001130598
Prospectus [Rule 424(b)(5)]
2019-12-10 08:02:07
424B5
Ahmetaj Erjon
0001795893
Ownership Acquisition Statement
2019-12-10 08:01:54
SC 13G
Immune Therapeutics, Inc.
0001559356
Ownership Acquisition Statement
2019-12-10 08:01:54
SC 13G
Immune Therapeutics, Inc
0001559356
Ownership Acquisition Statement
2019-12-10 08:01:54
SC 13G
Ahmetaj Erjon
0001795893
Ownership Acquisition Statement
2019-12-10 08:01:54
SC 13G
bluebird bio, Inc.
0001293971
Current Report
2019-12-10 08:00:53
8-K
bluebird bio, Inc
0001293971
Current Report
2019-12-10 08:00:53
8-K
TARONIS TECHNOLOGIES, INC.
0001353487
Current Report
2019-12-10 08:00:40
8-K
TARONIS TECHNOLOGIES, INC
0001353487
Current Report
2019-12-10 08:00:40
8-K
QUATERRA RESOURCES INC
0001339688
Foreign Issuer Report
2019-12-10 08:00:24
6-K
QUATERRA RESOURCES INC
0001339688
Foreign Issuer Report
2019-12-10 08:00:24
6-K
TX Holdings, Inc.
0001133798
Employee Benefit Plan Security Offering
2019-12-10 08:00:19
S-8 POS
TX Holdings, Inc
0001133798
Employee Benefit Plan Security Offering
2019-12-10 08:00:19
S-8 POS
TETON WESTWOOD FUNDS
0000796229
Form N-CEN
2019-12-10 07:58:17
N-CEN
TETON WESTWOOD FUNDS
0000796229
Form N-CEN
2019-12-10 07:58:17
N-CEN
CONNS INC
0001223389
Current Report
2019-12-10 07:57:42
8-K
CONNS INC
0001223389
Current Report
2019-12-10 07:57:42
8-K
Keeley Funds, Inc.
0001324203
Form N-CEN
2019-12-10 07:57:34
N-CEN
Keeley Funds, Inc
0001324203
Form N-CEN
2019-12-10 07:57:34
N-CEN
GABELLI MONEY MARKET FUNDS
0000888129
Form N-CEN
2019-12-10 07:56:07
N-CEN
GABELLI MONEY MARKET FUNDS
0000888129
Form N-CEN
2019-12-10 07:56:07
N-CEN
PARTNER COMMUNICATIONS CO LTD
0001096691
Foreign Issuer Report
2019-12-10 07:55:23
6-K
PARTNER COMMUNICATIONS CO LTD
0001096691
Foreign Issuer Report
2019-12-10 07:55:23
6-K
Gabelli Innovations Trust
0001760567
Form N-CEN
2019-12-10 07:55:10
N-CEN
Gabelli Innovations Trust
0001760567
Form N-CEN
2019-12-10 07:55:10
N-CEN
GABELLI EQUITY SERIES FUNDS INC
0000877670
Form N-CEN
2019-12-10 07:54:04
N-CEN
GABELLI EQUITY SERIES FUNDS INC
0000877670
Form N-CEN
2019-12-10 07:54:04
N-CEN
ELLSWORTH GROWTH & INCOME FUND LTD
0000793040
Form N-CEN
2019-12-10 07:52:27
N-CEN
ELLSWORTH GROWTH & INCOME FUND LTD
0000793040
Form N-CEN
2019-12-10 07:52:27
N-CEN
UNIVEST FINANCIAL Corp
0000102212
Current Report
2019-12-10 07:51:39
8-K
UNIVEST FINANCIAL Corp
0000102212
Current Report
2019-12-10 07:51:39
8-K
Synthorx, Inc.
0001609727
Form SC TO-C
2019-12-10 07:50:11
SC TO-C
Sanofi
0001121404
Form SC TO-C
2019-12-10 07:50:11
SC TO-C
Sanofi
0001121404
Form SC TO-C
2019-12-10 07:50:11
SC TO-C
Synthorx, Inc
0001609727
Form SC TO-C
2019-12-10 07:50:11
SC TO-C
Diamond S Shipping Inc.
0001761940
Current Report
2019-12-10 07:48:34
8-K
Diamond S Shipping Inc
0001761940
Current Report
2019-12-10 07:48:34
8-K
Jianpu Technology Inc.
0001713923
Foreign Issuer Report
2019-12-10 07:46:44
6-K
Jianpu Technology Inc
0001713923
Foreign Issuer Report
2019-12-10 07:46:44
6-K
ORRSTOWN FINANCIAL SERVICES INC
0000826154
Current Report
2019-12-10 07:45:47
8-K
ORRSTOWN FINANCIAL SERVICES INC
0000826154
Current Report
2019-12-10 07:45:47
8-K
GAS TRANSPORTER OF THE SOUTH INC
0000931427
Foreign Issuer Report
2019-12-10 07:44:18
6-K
GAS TRANSPORTER OF THE SOUTH INC
0000931427
Foreign Issuer Report
2019-12-10 07:44:18
6-K
Designer Brands Inc.
0001319947
Current Report
2019-12-10 07:41:24
8-K
Designer Brands Inc
0001319947
Current Report
2019-12-10 07:41:24
8-K
CHRISTOPHER & BANKS CORP
0000883943
Current Report
2019-12-10 07:41:19
8-K
CHRISTOPHER & BANKS CORP
0000883943
Current Report
2019-12-10 07:41:19
8-K
LATAM AIRLINES GROUP S.A.
0001047716
Foreign Issuer Report
2019-12-10 07:37:03
6-K
LATAM AIRLINES GROUP S.A
0001047716
Foreign Issuer Report
2019-12-10 07:37:03
6-K
INGLES MARKETS INC
0000050493
Current Report
2019-12-10 07:35:35
8-K
INGLES MARKETS INC
0000050493
Current Report
2019-12-10 07:35:35
8-K
TECH DATA CORP
0000790703
Proxy Soliciting Materials
2019-12-10 07:33:56
DEFA14A
TECH DATA CORP
0000790703
Proxy Soliciting Materials
2019-12-10 07:33:56
DEFA14A
Galera Therapeutics, Inc
0001563577
Quarterly Report
2019-12-10 07:31:43
10-Q
Galera Therapeutics, Inc.
0001563577
Quarterly Report
2019-12-10 07:31:43
10-Q
TECH DATA CORP
0000790703
Current Report
2019-12-10 07:31:04
8-K
TECH DATA CORP
0000790703
Current Report
2019-12-10 07:31:04
8-K
Cboe Global Markets, Inc
0001374310
Current Report
2019-12-10 07:30:43
8-K
Cboe Global Markets, Inc.
0001374310
Current Report
2019-12-10 07:30:43
8-K
STREAMLINE HEALTH SOLUTIONS INC.
0001008586
Current Report
2019-12-10 07:30:38
8-K
STREAMLINE HEALTH SOLUTIONS INC
0001008586
Current Report
2019-12-10 07:30:38
8-K
Itau Unibanco Holding S.A.
0001132597
Foreign Issuer Report
2019-12-10 07:28:34
6-K
Itau Unibanco Holding S.A
0001132597
Foreign Issuer Report
2019-12-10 07:28:34
6-K
BANK BRADESCO
0001160330
Foreign Issuer Report
2019-12-10 07:22:05
6-K
BANK BRADESCO
0001160330
Foreign Issuer Report
2019-12-10 07:22:05
6-K
GREEN CENTURY FUNDS
0000877232
Form 485BPOS
2019-12-10 07:19:56
485BPOS
GREEN CENTURY FUNDS
0000877232
Form 485BPOS
2019-12-10 07:19:56
485BPOS
GREEN CENTURY FUNDS
0000877232
Form 485BPOS
2019-12-10 07:19:56
485BPOS
Alpha'a, Inc
0001794484
Stock / Securites Offering
2019-12-10 07:15:38
D
Alpha'a, Inc.
0001794484
Stock / Securites Offering
2019-12-10 07:15:38
D
AUTOZONE INC
0000866787
Current Report
2019-12-10 07:15:12
8-K
AUTOZONE INC
0000866787
Current Report
2019-12-10 07:15:12
8-K
GS Acquisition Holdings Corp
0001674101
Current Report
2019-12-10 07:14:58
8-K
GS Acquisition Holdings Corp
0001674101
Current Report
2019-12-10 07:14:58
8-K
EnLink Midstream, LLC
0001592000
Current Report
2019-12-10 07:14:55
8-K
EnLink Midstream, LLC
0001592000
Current Report
2019-12-10 07:14:55
8-K
GS Acquisition Holdings Corp
0001674101
Proxy Soliciting Materials
2019-12-10 07:13:16
DEFA14A
GS Acquisition Holdings Corp
0001674101
Proxy Soliciting Materials
2019-12-10 07:13:16
DEFA14A
Western Asset Mortgage Capital Corp
0001465885
Free Writing Prospectus
2019-12-10 07:11:53
FWP
Western Asset Mortgage Capital Corp
0001465885
Free Writing Prospectus
2019-12-10 07:11:53
FWP
CCUR Holdings, Inc
0000749038
Current Report
2019-12-10 07:10:17
8-K
CCUR Holdings, Inc.
0000749038
Current Report
2019-12-10 07:10:17
8-K
Arcadia Power, Inc
0001610017
Stock / Securites Offering
2019-12-10 07:10:07
D
Arcadia Power, Inc.
0001610017
Stock / Securites Offering
2019-12-10 07:10:07
D
HARMONY GOLD MINING CO LTD
0001023514
Foreign Issuer Report
2019-12-10 07:08:36
6-K
HARMONY GOLD MINING CO LTD
0001023514
Foreign Issuer Report
2019-12-10 07:08:36
6-K
REGAL BELOIT CORP
0000082811
Current Report
2019-12-10 07:07:46
8-K
REGAL BELOIT CORP
0000082811
Current Report
2019-12-10 07:07:46
8-K
CANTEL MEDICAL CORP
0000019446
Current Report
2019-12-10 07:07:22
8-K
CANTEL MEDICAL CORP
0000019446
Current Report
2019-12-10 07:07:22
8-K
LIQUIDITY SERVICES INC
0001235468
Current Report
2019-12-10 07:07:10
8-K
LIQUIDITY SERVICES INC
0001235468
Current Report
2019-12-10 07:07:10
8-K
Galera Therapeutics, Inc
0001563577
Current Report
2019-12-10 07:07:02
8-K
Galera Therapeutics, Inc.
0001563577
Current Report
2019-12-10 07:07:02
8-K
Alpha'a, Inc
0001794484
Stock / Securites Offering
2019-12-10 07:06:54
D
Alpha'a, Inc.
0001794484
Stock / Securites Offering
2019-12-10 07:06:54
D
IVERIC bio, Inc.
0001410939
Current Report
2019-12-10 07:06:26
8-K
IVERIC bio, Inc
0001410939
Current Report
2019-12-10 07:06:26
8-K
Tonix Pharmaceuticals Holding Corp
0001430306
Current Report
2019-12-10 07:05:50
8-K
Tonix Pharmaceuticals Holding Corp.
0001430306
Current Report
2019-12-10 07:05:50
8-K
TETRA TECHNOLOGIES INC
0000844965
Current Report
2019-12-10 07:05:23
8-K
TETRA TECHNOLOGIES INC
0000844965
Current Report
2019-12-10 07:05:23
8-K
U.S. SILICA HOLDINGS, INC.
0001524741
Current Report
2019-12-10 07:04:28
8-K
U.S. SILICA HOLDINGS, INC
0001524741
Current Report
2019-12-10 07:04:28
8-K
Walgreens Boots Alliance, Inc.
0001618921
Proxy Soliciting Materials
2019-12-10 07:01:11
DEFA14A
Walgreens Boots Alliance, Inc
0001618921
Proxy Soliciting Materials
2019-12-10 07:01:11
DEFA14A
EAGLE PHARMACEUTICALS, INC.
0000827871
Current Report
2019-12-10 07:00:42
8-K
EAGLE PHARMACEUTICALS, INC
0000827871
Current Report
2019-12-10 07:00:42
8-K
Walgreens Boots Alliance, Inc.
0001618921
Definitive Proxy Statement
2019-12-10 07:00:37
DEF 14A
Walgreens Boots Alliance, Inc
0001618921
Definitive Proxy Statement
2019-12-10 07:00:37
DEF 14A
Syndax Pharmaceuticals Inc
0001395937
Current Report
2019-12-10 07:00:32
8-K
Syndax Pharmaceuticals Inc
0001395937
Current Report
2019-12-10 07:00:32
8-K
NXT Energy Solutions Inc
0001009922
Foreign Issuer Report
2019-12-10 07:00:11
6-K
NXT Energy Solutions Inc.
0001009922
Foreign Issuer Report
2019-12-10 07:00:11
6-K
Enochian Biosciences Inc
0001527728
Current Report
2019-12-10 07:00:10
8-K
Enochian Biosciences Inc
0001527728
Current Report
2019-12-10 07:00:10
8-K
Brookfield Renewable Partners L.P
0001533232
Foreign Issuer Report
2019-12-10 06:50:39
6-K
Brookfield Renewable Partners L.P.
0001533232
Foreign Issuer Report
2019-12-10 06:50:39
6-K
PRUDENTIAL PLC
0001116578
Foreign Issuer Report
2019-12-10 06:46:29
6-K
PRUDENTIAL PLC
0001116578
Foreign Issuer Report
2019-12-10 06:46:29
6-K
PETROCHINA CO LTD
0001108329
Foreign Issuer Report
2019-12-10 06:44:02
6-K
PETROCHINA CO LTD
0001108329
Foreign Issuer Report
2019-12-10 06:44:02
6-K
Canadian Solar Inc.
0001375877
Foreign Issuer Report
2019-12-10 06:40:28
6-K
Canadian Solar Inc
0001375877
Foreign Issuer Report
2019-12-10 06:40:28
6-K
ORANGE
0001038143
Foreign Issuer Report
2019-12-10 06:36:45
6-K
ORANGE
0001038143
Foreign Issuer Report
2019-12-10 06:36:45
6-K
Fat Brands, Inc
0001705012
Current Report
2019-12-10 06:30:32
8-K
Fat Brands, Inc
0001705012
Current Report
2019-12-10 06:30:32
8-K
Bardin Hill European Credit Opportunities Fund Ltd.
0001643151
Stock / Securites Offering
2019-12-10 06:26:39
D/A
Bardin Hill European Credit Opportunities Fund Ltd
0001643151
Stock / Securites Offering
2019-12-10 06:26:39
D/A
Bardin Hill Event-Driven Fund Ltd.
0001679896
Stock / Securites Offering
2019-12-10 06:21:47
D/A
Bardin Hill Event-Driven Fund Ltd
0001679896
Stock / Securites Offering
2019-12-10 06:21:47
D/A
AmeriCredit Automobile Receivables Trust 2016-4
0001685022
Asset-Backed Issuer Distribution
2019-12-10 06:16:30
10-D
AmeriCredit Automobile Receivables Trust 2016-4
0001685022
Asset-Backed Issuer Distribution
2019-12-10 06:16:30
10-D
AmeriCredit Automobile Receivables Trust 2016-3
0001678407
Asset-Backed Issuer Distribution
2019-12-10 06:14:15
10-D
AmeriCredit Automobile Receivables Trust 2016-3
0001678407
Asset-Backed Issuer Distribution
2019-12-10 06:14:15
10-D
AmeriCredit Automobile Receivables Trust 2016-2
0001668788
Asset-Backed Issuer Distribution
2019-12-10 06:12:48
10-D
AmeriCredit Automobile Receivables Trust 2016-2
0001668788
Asset-Backed Issuer Distribution
2019-12-10 06:12:48
10-D
Bill.com Holdings, Inc.
0001786352
IPO Investment Prospectus
2019-12-10 06:12:40
S-1/A
Bill.com Holdings, Inc
0001786352
IPO Investment Prospectus
2019-12-10 06:12:40
S-1/A
LightInTheBox Holding Co., Ltd.
0001523836
Foreign Issuer Report
2019-12-10 06:12:13
6-K
LightInTheBox Holding Co., Ltd
0001523836
Foreign Issuer Report
2019-12-10 06:12:13
6-K
Aurinia Pharmaceuticals Inc
0001600620
Foreign Issuer Report
2019-12-10 06:11:33
6-K
Aurinia Pharmaceuticals Inc.
0001600620
Foreign Issuer Report
2019-12-10 06:11:33
6-K
AmeriCredit Automobile Receivables Trust 2016-1
0001663133
Asset-Backed Issuer Distribution
2019-12-10 06:11:16
10-D
AmeriCredit Automobile Receivables Trust 2016-1
0001663133
Asset-Backed Issuer Distribution
2019-12-10 06:11:16
10-D
HDFC BANK LTD
0001144967
Foreign Issuer Report
2019-12-10 06:10:32
6-K
HDFC BANK LTD
0001144967
Foreign Issuer Report
2019-12-10 06:10:32
6-K
Phreesia, Inc.
0001412408
Quarterly Report
2019-12-10 06:10:15
10-Q
Phreesia, Inc
0001412408
Quarterly Report
2019-12-10 06:10:15
10-Q
AmeriCredit Automobile Receivables Trust 2015-4
0001657146
Asset-Backed Issuer Distribution
2019-12-10 06:09:44
10-D
AmeriCredit Automobile Receivables Trust 2015-4
0001657146
Asset-Backed Issuer Distribution
2019-12-10 06:09:44
10-D
INTERNET GOLD GOLDEN LINES LTD
0001090159
Foreign Issuer Report
2019-12-10 06:08:59
6-K
INTERNET GOLD GOLDEN LINES LTD
0001090159
Foreign Issuer Report
2019-12-10 06:08:59
6-K
Diversified Production LLC
0001791850
Asset-Backed Securitizer Report
2019-12-10 06:08:45
ABS-15G
Diversified Production LLC
0001791850
Asset-Backed Securitizer Report
2019-12-10 06:08:45
ABS-15G
Diversified Production LLC
0001791850
Asset-Backed Securitizer Report
2019-12-10 06:08:45
ABS-15G
Diversified Production LLC
0001791850
Asset-Backed Securitizer Report
2019-12-10 06:08:45
ABS-15G
GDS Holdings Ltd
0001526125
Acquisition Statement
2019-12-10 06:08:23
SC 13D/A
SINGAPORE TECHNOLOGIES TELEMEDIA PTE LTD
0001219573
Acquisition Statement
2019-12-10 06:08:23
SC 13D/A
SINGAPORE TECHNOLOGIES TELEMEDIA PTE LTD
0001219573
Acquisition Statement
2019-12-10 06:08:23
SC 13D/A
GDS Holdings Ltd
0001526125
Acquisition Statement
2019-12-10 06:08:23
SC 13D/A
Eldorado Resorts, Inc
0001590895
Current Report
2019-12-10 06:08:13
8-K
Eldorado Resorts, Inc.
0001590895
Current Report
2019-12-10 06:08:13
8-K
URANIUM ENERGY CORP
0001334933
Quarterly Report
2019-12-10 06:07:43
10-Q
URANIUM ENERGY CORP
0001334933
Quarterly Report
2019-12-10 06:07:43
10-Q
UBS Group AG
0001610520
Ownership Acquisition Statement
2019-12-10 06:07:35
SC 13G/A
ISTAR INC.
0001095651
Ownership Acquisition Statement
2019-12-10 06:07:35
SC 13G/A
ISTAR INC
0001095651
Ownership Acquisition Statement
2019-12-10 06:07:35
SC 13G/A
UBS Group AG
0001610520
Ownership Acquisition Statement
2019-12-10 06:07:35
SC 13G/A
CHIPMOS TECHNOLOGIES INC
0001123134
Foreign Issuer Report
2019-12-10 06:06:02
6-K
CHIPMOS TECHNOLOGIES INC
0001123134
Foreign Issuer Report
2019-12-10 06:06:02
6-K
AmeriCredit Automobile Receivables Trust 2015-3
0001649716
Asset-Backed Issuer Distribution
2019-12-10 06:05:57
10-D
AmeriCredit Automobile Receivables Trust 2015-3
0001649716
Asset-Backed Issuer Distribution
2019-12-10 06:05:57
10-D
INTERNET GOLD GOLDEN LINES LTD
0001090159
Foreign Issuer Report
2019-12-10 06:05:50
6-K
INTERNET GOLD GOLDEN LINES LTD
0001090159
Foreign Issuer Report
2019-12-10 06:05:50
6-K
ASE Technology Holding Co., Ltd.
0001122411
Foreign Issuer Report
2019-12-10 06:05:41
6-K
ASE Technology Holding Co., Ltd
0001122411
Foreign Issuer Report
2019-12-10 06:05:41
6-K
IMMUTEP Ltd
0001506184
Foreign Issuer Report
2019-12-10 06:05:32
6-K
IMMUTEP Ltd
0001506184
Foreign Issuer Report
2019-12-10 06:05:32
6-K
EQUINOR ASA
0001140625
Foreign Issuer Report
2019-12-10 06:05:12
6-K
EQUINOR ASA
0001140625
Foreign Issuer Report
2019-12-10 06:05:12
6-K
Hexindai Inc.
0001702318
Foreign Issuer Report
2019-12-10 06:04:58
6-K
Hexindai Inc
0001702318
Foreign Issuer Report
2019-12-10 06:04:58
6-K
Opko Health, Inc.
0000944809
Security Sale/Purchase Record
2019-12-10 06:04:38
4
FROST PHILLIP MD ET AL
0000898860
Security Sale/Purchase Record
2019-12-10 06:04:38
4
VODAFONE GROUP PUBLIC LTD CO
0000839923
Foreign Issuer Report
2019-12-10 06:04:38
6-K
Frost Gamma Investments Trust
0001380896
Security Sale/Purchase Record
2019-12-10 06:04:38
4
VODAFONE GROUP PUBLIC LTD CO
0000839923
Foreign Issuer Report
2019-12-10 06:04:38
6-K
FROST PHILLIP MD ET AL
0000898860
Security Sale/Purchase Record
2019-12-10 06:04:38
4
Frost Gamma Investments Trust
0001380896
Security Sale/Purchase Record
2019-12-10 06:04:38
4
Opko Health, Inc
0000944809
Security Sale/Purchase Record
2019-12-10 06:04:38
4
TATA MOTORS LTD/FI
0000926042
Foreign Issuer Report
2019-12-10 06:04:12
6-K
TATA MOTORS LTD/FI
0000926042
Foreign Issuer Report
2019-12-10 06:04:12
6-K
Vermylen Paul A Jr
0001359861
Security Sale/Purchase Record
2019-12-10 06:02:41
4
STAR GROUP, L.P.
0001002590
Security Sale/Purchase Record
2019-12-10 06:02:41
4
STAR GROUP, L.P
0001002590
Security Sale/Purchase Record
2019-12-10 06:02:41
4
Vermylen Paul A Jr
0001359861
Security Sale/Purchase Record
2019-12-10 06:02:41
4
B COMMUNICATIONS LTD
0001402606
Foreign Issuer Report
2019-12-10 06:02:41
6-K
B COMMUNICATIONS LTD
0001402606
Foreign Issuer Report
2019-12-10 06:02:41
6-K
China Online Education Group
0001659494
Foreign Issuer Report
2019-12-10 06:02:29
6-K
China Online Education Group
0001659494
Foreign Issuer Report
2019-12-10 06:02:29
6-K
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
0001046179
Foreign Issuer Report
2019-12-10 06:02:24
6-K
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
0001046179
Foreign Issuer Report
2019-12-10 06:02:24
6-K
CHUNGHWA TELECOM CO LTD
0001132924
Foreign Issuer Report
2019-12-10 06:02:14
6-K
CHUNGHWA TELECOM CO LTD
0001132924
Foreign Issuer Report
2019-12-10 06:02:14
6-K
ESSENTIAL PROPERTIES REALTY TRUST, INC.
0001728951
Current Report
2019-12-10 06:02:06
8-K
ESSENTIAL PROPERTIES REALTY TRUST, INC
0001728951
Current Report
2019-12-10 06:02:06
8-K
Agrinurture, Inc./ADR
0001792928
Form EFFECT
2019-12-10 00:15:21
EFFECT
Agrinurture, Inc./ADR
0001792928
Form EFFECT
2019-12-10 00:15:21
EFFECT
UBS AG
0001114446
Form EFFECT
2019-12-10 00:15:20
EFFECT
Envista Holdings Corp
0001757073
Form EFFECT
2019-12-10 00:15:20
EFFECT
Envista Holdings Corp
0001757073
Form EFFECT
2019-12-10 00:15:20
EFFECT
UBS AG
0001114446
Form EFFECT
2019-12-10 00:15:20
EFFECT
BIOCEPT INC
0001044378
Form EFFECT
2019-12-10 00:15:18
EFFECT
Midland States Bancorp, Inc.
0001466026
Form EFFECT
2019-12-10 00:15:18
EFFECT
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1965
0001789204
Form EFFECT
2019-12-10 00:15:18
EFFECT
Midland States Bancorp, Inc
0001466026
Form EFFECT
2019-12-10 00:15:18
EFFECT
BIOCEPT INC
0001044378
Form EFFECT
2019-12-10 00:15:18
EFFECT
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1965
0001789204
Form EFFECT
2019-12-10 00:15:18
EFFECT
Northwestern Mutual Variable Life Account II
0001359314
Form EFFECT
2019-12-10 00:15:17
EFFECT
PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS
0000832908
Form EFFECT
2019-12-10 00:15:17
EFFECT
PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS
0000832908
Form EFFECT
2019-12-10 00:15:17
EFFECT
Northwestern Mutual Variable Life Account II
0001359314
Form EFFECT
2019-12-10 00:15:17
EFFECT
iQSTEL Inc
0001527702
Form QUALIF
2019-12-10 00:15:09
QUALIF
iQSTEL Inc
0001527702
Form QUALIF
2019-12-10 00:15:09
QUALIF
RSE Collection, LLC
0001688804
Form QUALIF
2019-12-10 00:15:09
QUALIF
RSE Collection, LLC
0001688804
Form QUALIF
2019-12-10 00:15:09
QUALIF
Delee Corp
0001790674
Form C
2019-12-09 22:37:17
C
Atlis Motor Vehicles Inc
0001722969
Form C/A
2019-12-09 22:00:37
C/A
Atlis Motor Vehicles Inc
0001722969
Form C/A
2019-12-09 22:00:37
C/A
California Ethanol & Power, LLC
0001491441
Stock / Securites Offering
2019-12-09 21:57:35
D
California Ethanol & Power, LLC
0001491441
Stock / Securites Offering
2019-12-09 21:57:35
D
Wehmann James M
0001545661
Security Sale/Purchase Record
2019-12-09 21:55:54
4
Wehmann James M
0001545661
Security Sale/Purchase Record
2019-12-09 21:55:54
4
FAIR ISAAC CORP
0000814547
Security Sale/Purchase Record
2019-12-09 21:55:54
4
UNITED AIRLINES, INC
0000319687
Current Report
2019-12-09 21:53:46
8-K
United Airlines Holdings, Inc
0000100517
Current Report
2019-12-09 21:53:46
8-K
Azure Source Capital, LLC
0001745951
Stock / Securites Offering
2019-12-09 21:52:51
D/A
Azure Source Capital, LLC
0001745951
Stock / Securites Offering
2019-12-09 21:52:51
D/A
Scadina Mark R
0001402460
Security Sale/Purchase Record
2019-12-09 21:52:33
4
Scadina Mark R
0001402460
Security Sale/Purchase Record
2019-12-09 21:52:33
4
FAIR ISAAC CORP
0000814547
Security Sale/Purchase Record
2019-12-09 21:52:33
4
Atlis Motor Vehicles Inc
0001722969
Form C/A
2019-12-09 21:48:56
C/A
Atlis Motor Vehicles Inc
0001722969
Form C/A
2019-12-09 21:48:56
C/A
Enviva Partners, LP
0001592057
Current Report
2019-12-09 21:46:30
8-K
Enviva Partners, LP
0001592057
Current Report
2019-12-09 21:46:30
8-K
LANSING WILLIAM J
0001074500
Security Sale/Purchase Record
2019-12-09 21:46:12
4
FAIR ISAAC CORP
0000814547
Security Sale/Purchase Record
2019-12-09 21:46:12
4
LANSING WILLIAM J
0001074500
Security Sale/Purchase Record
2019-12-09 21:46:12
4
BCP GP Ltd
0001685160
Security Sale/Purchase Record
2019-12-09 21:45:35
4
BCP IV GrafTech Holdings L.P.
0001642338
Security Sale/Purchase Record
2019-12-09 21:45:35
4
GRAFTECH INTERNATIONAL LTD
0000931148
Security Sale/Purchase Record
2019-12-09 21:45:35
4
BCP IV GrafTech Holdings L.P
0001642338
Security Sale/Purchase Record
2019-12-09 21:45:35
4
Brookfield Capital Partners Ltd
0001685158
Security Sale/Purchase Record
2019-12-09 21:45:35
4
BCP GP Ltd
0001685160
Security Sale/Purchase Record
2019-12-09 21:45:35
4
BPE IV (Non-Cdn)
0001738295
Security Sale/Purchase Record
2019-12-09 21:45:35
4
Brookfield Capital Partners Ltd.
0001685158
Security Sale/Purchase Record
2019-12-09 21:45:35
4
BPE IV (Non-Cdn)
0001738295
Security Sale/Purchase Record
2019-12-09 21:45:35
4
SASSINE ANDY
0001515322
Security Sale/Purchase Record
2019-12-09 21:45:20
4
Arcturus Therapeutics Holdings Inc.
0001768224
Security Sale/Purchase Record
2019-12-09 21:45:20
4
SASSINE ANDY
0001515322
Security Sale/Purchase Record
2019-12-09 21:45:20
4
Arcturus Therapeutics Holdings Inc
0001768224
Security Sale/Purchase Record
2019-12-09 21:45:20
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:44:07
4
Nalamasu Omkaram
0001510815
Security Sale/Purchase Record
2019-12-09 21:44:07
4
Nalamasu Omkaram
0001510815
Security Sale/Purchase Record
2019-12-09 21:44:07
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:44:07
4
Tesla, Inc
0001318605
Security Sale/Purchase Record
2019-12-09 21:42:11
4
Kirkhorn Zachary
0001771364
Security Sale/Purchase Record
2019-12-09 21:42:11
4
Kirkhorn Zachary
0001771364
Security Sale/Purchase Record
2019-12-09 21:42:11
4
ADDIEGO GINETTO
0001318062
Security Sale/Purchase Record
2019-12-09 21:41:40
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:41:40
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:41:40
4
ADDIEGO GINETTO
0001318062
Security Sale/Purchase Record
2019-12-09 21:41:40
4
360Converge, Inc
0001781374
Stock / Securites Offering
2019-12-09 21:41:29
D
360Converge, Inc.
0001781374
Stock / Securites Offering
2019-12-09 21:41:29
D
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:40:50
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:40:50
4
DICKERSON GARY E
0001183258
Security Sale/Purchase Record
2019-12-09 21:40:50
4
DICKERSON GARY E
0001183258
Security Sale/Purchase Record
2019-12-09 21:40:50
4
Durn Daniel
0001610062
Security Sale/Purchase Record
2019-12-09 21:40:02
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:40:02
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:40:02
4
Durn Daniel
0001610062
Security Sale/Purchase Record
2019-12-09 21:40:02
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:38:46
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:38:46
4
Ghanayem Steve G
0001721736
Security Sale/Purchase Record
2019-12-09 21:38:46
4
Ghanayem Steve G.
0001721736
Security Sale/Purchase Record
2019-12-09 21:38:46
4
Independent Bank Group, Inc.
0001564618
Merger Prospectus/Communication
2019-12-09 21:38:30
425
Independent Bank Group, Inc
0001564618
Merger Prospectus/Communication
2019-12-09 21:38:30
425
TEXAS CAPITAL BANCSHARES INC/TX
0001077428
Merger Prospectus/Communication
2019-12-09 21:38:30
425
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:37:57
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:37:57
4
Larkins Thomas F
0001562962
Security Sale/Purchase Record
2019-12-09 21:37:57
4
Larkins Thomas F
0001562962
Security Sale/Purchase Record
2019-12-09 21:37:57
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:37:09
4
READ CHARLES
0001587870
Security Sale/Purchase Record
2019-12-09 21:37:09
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:37:09
4
READ CHARLES
0001587870
Security Sale/Purchase Record
2019-12-09 21:37:09
4
Atlis Motor Vehicles Inc
0001722969
Form C
2019-12-09 21:36:59
C
Atlis Motor Vehicles Inc
0001722969
Form C
2019-12-09 21:36:59
C
Verso Corp
0001421182
Form PRER14A
2019-12-09 21:33:57
PRER14A
Verso Corp
0001421182
Form PRER14A
2019-12-09 21:33:57
PRER14A
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:33:47
4
Raja Prabu G
0001721738
Security Sale/Purchase Record
2019-12-09 21:33:47
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:33:47
4
Raja Prabu G.
0001721738
Security Sale/Purchase Record
2019-12-09 21:33:47
4
SAFE HARBOR EQUITY DISTRESSED DEBT FUND 3, L.P.
0001778808
Stock / Securites Offering
2019-12-09 21:33:44
D/A
SAFE HARBOR EQUITY DISTRESSED DEBT FUND 3, L.P
0001778808
Stock / Securites Offering
2019-12-09 21:33:44
D/A
Salehpour Ali
0001563106
Security Sale/Purchase Record
2019-12-09 21:32:51
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:32:51
4
APPLIED MATERIALS INC /DE
0000006951
Security Sale/Purchase Record
2019-12-09 21:32:51
4
Salehpour Ali
0001563106
Security Sale/Purchase Record
2019-12-09 21:32:51
4
Leonard Michael S
0001540673
Security Sale/Purchase Record
2019-12-09 21:28:39
4
FAIR ISAAC CORP
0000814547
Security Sale/Purchase Record
2019-12-09 21:28:39
4
Leonard Michael S
0001540673
Security Sale/Purchase Record
2019-12-09 21:28:39
4
AdaptHealth Corp.
0001725255
Current Report
2019-12-09 21:28:33
8-K
AdaptHealth Corp
0001725255
Current Report
2019-12-09 21:28:33
8-K
Midland States Bancorp, Inc.
0001466026
Prospectus [Rule 424(b)(3)]
2019-12-09 21:25:24
424B3
Midland States Bancorp, Inc
0001466026
Prospectus [Rule 424(b)(3)]
2019-12-09 21:25:24
424B3
AVADEL PHARMACEUTICALS PLC
0001012477
Security Sale/Purchase Record
2019-12-09 21:24:23
4
McCamish Mark Anthony
0001390798
Security Sale/Purchase Record
2019-12-09 21:24:23
4
AVADEL PHARMACEUTICALS PLC
0001012477
Security Sale/Purchase Record
2019-12-09 21:24:23
4
AVADEL PHARMACEUTICALS PLC
0001012477
Security Sale/Purchase Record
2019-12-09 21:24:23
4
McCamish Mark Anthony
0001390798
Security Sale/Purchase Record
2019-12-09 21:24:23
4
AVADEL PHARMACEUTICALS PLC
0001012477
Security Ownership Statement
2019-12-09 21:21:47
3
McCamish Mark Anthony
0001390798
Security Ownership Statement
2019-12-09 21:21:47
3
AVADEL PHARMACEUTICALS PLC
0001012477
Security Ownership Statement
2019-12-09 21:21:47
3
AVADEL PHARMACEUTICALS PLC
0001012477
Security Ownership Statement
2019-12-09 21:21:47
3
McCamish Mark Anthony
0001390798
Security Ownership Statement
2019-12-09 21:21:47
3
OSI SYSTEMS INC
0001039065
Security Sale/Purchase Record
2019-12-09 21:21:29
4
GOOD STEVEN C
0001047065
Security Sale/Purchase Record
2019-12-09 21:21:29
4
GOOD STEVEN C
0001047065
Security Sale/Purchase Record
2019-12-09 21:21:29
4
OSI SYSTEMS INC
0001039065
Security Sale/Purchase Record
2019-12-09 21:21:29
4
Emerald Bay Foundation
0001796153
Stock / Securites Offering
2019-12-09 21:20:33
D
Emerald Bay Foundation
0001796153
Stock / Securites Offering
2019-12-09 21:20:33
D
TKK SYMPHONY ACQUISITION Corp
0001738758
Tender Offer Acquisition Statement
2019-12-09 21:19:35
SC TO-I/A
TKK SYMPHONY ACQUISITION Corp
0001738758
Tender Offer Acquisition Statement
2019-12-09 21:19:35
SC TO-I/A
IES Holdings, Inc.
0001048268
Security Sale/Purchase Record
2019-12-09 21:18:47
4
IES Holdings, Inc
0001048268
Security Sale/Purchase Record
2019-12-09 21:18:47
4
McLauchlin Tracy
0001456922
Security Sale/Purchase Record
2019-12-09 21:18:47
4
McLauchlin Tracy
0001456922
Security Sale/Purchase Record
2019-12-09 21:18:47
4
Aevi Genomic Medicine, Inc.
0001138776
Security Sale/Purchase Record
2019-12-09 21:15:37
4
Aevi Genomic Medicine, Inc
0001138776
Security Sale/Purchase Record
2019-12-09 21:15:37
4
COLA MICHAEL F
0001188940
Security Sale/Purchase Record
2019-12-09 21:15:37
4
COLA MICHAEL F
0001188940
Security Sale/Purchase Record
2019-12-09 21:15:37
4
CHINA PETROLEUM & CHEMICAL CORP
0001123658
Foreign Issuer Report
2019-12-09 21:13:25
6-K
CHINA PETROLEUM & CHEMICAL CORP
0001123658
Foreign Issuer Report
2019-12-09 21:13:25
6-K
Moldt Claus
0001786225
Security Sale/Purchase Record
2019-12-09 21:13:05
4
FAIR ISAAC CORP
0000814547
Security Sale/Purchase Record
2019-12-09 21:13:05
4
Moldt Claus
0001786225
Security Sale/Purchase Record
2019-12-09 21:13:05
4
Aevi Genomic Medicine, Inc.
0001138776
Security Sale/Purchase Record
2019-12-09 21:12:46
4
Aevi Genomic Medicine, Inc
0001138776
Security Sale/Purchase Record
2019-12-09 21:12:46
4
NEIL GARRY ARTHUR
0001586785
Security Sale/Purchase Record
2019-12-09 21:12:46
4
NEIL GARRY ARTHUR
0001586785
Security Sale/Purchase Record
2019-12-09 21:12:46
4
BARER SOL J
0001247015
Security Sale/Purchase Record
2019-12-09 21:10:48
4
Aevi Genomic Medicine, Inc.
0001138776
Security Sale/Purchase Record
2019-12-09 21:10:48
4
Aevi Genomic Medicine, Inc
0001138776
Security Sale/Purchase Record
2019-12-09 21:10:48
4
BARER SOL J
0001247015
Security Sale/Purchase Record
2019-12-09 21:10:48
4
LRAD Corp
0000924383
Annual Report
2019-12-09 21:09:29
10-K
Chiao Judy
0001357601
Security Sale/Purchase Record
2019-12-09 21:01:31
4
Cyclacel Pharmaceuticals, Inc.
0001130166
Security Sale/Purchase Record
2019-12-09 21:01:31
4
Cyclacel Pharmaceuticals, Inc
0001130166
Security Sale/Purchase Record
2019-12-09 21:01:31
4
Chiao Judy
0001357601
Security Sale/Purchase Record
2019-12-09 21:01:31
4
Rombotis Spiro George
0001357396
Security Sale/Purchase Record
2019-12-09 21:01:05
4
Cyclacel Pharmaceuticals, Inc.
0001130166
Security Sale/Purchase Record
2019-12-09 21:01:05
4
Cyclacel Pharmaceuticals, Inc
0001130166
Security Sale/Purchase Record
2019-12-09 21:01:05
4
Rombotis Spiro George
0001357396
Security Sale/Purchase Record
2019-12-09 21:01:05
4
McBarron Paul
0001357397
Security Sale/Purchase Record
2019-12-09 21:00:32
4
Cyclacel Pharmaceuticals, Inc.
0001130166
Security Sale/Purchase Record
2019-12-09 21:00:32
4
Cyclacel Pharmaceuticals, Inc
0001130166
Security Sale/Purchase Record
2019-12-09 21:00:32
4
McBarron Paul
0001357397
Security Sale/Purchase Record
2019-12-09 21:00:32
4
Huyard Wayne Elliot
0001503187
Security Sale/Purchase Record
2019-12-09 21:00:00
4
Huyard Wayne Elliot
0001503187
Security Sale/Purchase Record
2019-12-09 21:00:00
4
FAIR ISAAC CORP
0000814547
Security Sale/Purchase Record
2019-12-09 21:00:00
4
Arc70 Fund II, LP
0001785081
Stock / Securites Offering
2019-12-09 20:56:54
D/A
Arc70 Fund II, LP
0001785081
Stock / Securites Offering
2019-12-09 20:56:54
D/A
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-12-09 20:55:30
424B3
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-12-09 20:55:30
424B3
Pacific Global ETF Trust
0001747688
Investment Prospectus
2019-12-09 20:54:45
497
Pacific Global ETF Trust
0001747688
Investment Prospectus
2019-12-09 20:54:45
497
Paradyme Equities, LLC
0001718714
Form 1-A/A
2019-12-09 20:51:59
1-A/A
Paradyme Equities, LLC
0001718714
Form 1-A/A
2019-12-09 20:51:59
1-A/A
RENAISSANCE CAPITAL GREENWICH FUNDS
0001026634
Form N-CEN
2019-12-09 20:51:12
N-CEN
RENAISSANCE CAPITAL GREENWICH FUNDS
0001026634
Form N-CEN
2019-12-09 20:51:12
N-CEN
Taneja Vaibhav
0001771340
Security Sale/Purchase Record
2019-12-09 20:48:19
4
Tesla, Inc
0001318605
Security Sale/Purchase Record
2019-12-09 20:48:19
4
Taneja Vaibhav
0001771340
Security Sale/Purchase Record
2019-12-09 20:48:19
4
Tesla, Inc.
0001318605
Security Sale/Purchase Record
2019-12-09 20:48:19
4
Cui Jingrong Jean
0001772259
Security Sale/Purchase Record
2019-12-09 20:44:05
4
Turning Point Therapeutics, Inc.
0001595893
Security Sale/Purchase Record
2019-12-09 20:44:05
4
Turning Point Therapeutics, Inc
0001595893
Security Sale/Purchase Record
2019-12-09 20:44:05
4
Cui Jingrong Jean
0001772259
Security Sale/Purchase Record
2019-12-09 20:44:05
4
HOLLAND SERIES FUND INC
0000947441
Form N-CEN
2019-12-09 20:42:03
N-CEN
HOLLAND SERIES FUND INC
0000947441
Form N-CEN
2019-12-09 20:42:03
N-CEN
Aevi Genomic Medicine, Inc
0001138776
Current Report
2019-12-09 20:39:55
8-K
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-12-09 20:38:47
424B2
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-12-09 20:38:47
424B2
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-12-09 20:38:47
424B2
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-12-09 20:38:47
424B2
Aevi Genomic Medicine, Inc
0001138776
Merger Prospectus/Communication
2019-12-09 20:38:01
425
Workday, Inc.
0001327811
Security Sale/Purchase Record
2019-12-09 20:36:40
4
BHUSRI ANEEL
0001196579
Security Sale/Purchase Record
2019-12-09 20:36:40
4
Workday, Inc
0001327811
Security Sale/Purchase Record
2019-12-09 20:36:40
4
BHUSRI ANEEL
0001196579
Security Sale/Purchase Record
2019-12-09 20:36:40
4
Workday, Inc.
0001327811
Security Sale/Purchase Record
2019-12-09 20:35:32
4
Workday, Inc
0001327811
Security Sale/Purchase Record
2019-12-09 20:35:32
4
Sisco Robynne
0001470203
Security Sale/Purchase Record
2019-12-09 20:35:32
4
Sisco Robynne
0001470203
Security Sale/Purchase Record
2019-12-09 20:35:32
4
Work Christopher Codington
0001556913
Security Sale/Purchase Record
2019-12-09 20:35:25
4
Zumiez Inc
0001318008
Security Sale/Purchase Record
2019-12-09 20:35:25
4
Work Christopher Codington
0001556913
Security Sale/Purchase Record
2019-12-09 20:35:25
4
Workday, Inc.
0001327811
Security Sale/Purchase Record
2019-12-09 20:34:35
4
STYSLINGER LEE J III
0001256896
Security Sale/Purchase Record
2019-12-09 20:34:35
4
Workday, Inc
0001327811
Security Sale/Purchase Record
2019-12-09 20:34:35
4
STYSLINGER LEE J III
0001256896
Security Sale/Purchase Record
2019-12-09 20:34:35
4
Dermetzis Petros
0001731581
Security Sale/Purchase Record
2019-12-09 20:33:10
4
Workday, Inc.
0001327811
Security Sale/Purchase Record
2019-12-09 20:33:10
4
Workday, Inc
0001327811
Security Sale/Purchase Record
2019-12-09 20:33:10
4
Dermetzis Petros
0001731581
Security Sale/Purchase Record
2019-12-09 20:33:10
4
Workday, Inc.
0001327811
Security Sale/Purchase Record
2019-12-09 20:30:50
4
DUFFIELD DAVID A
0000938071
Security Sale/Purchase Record
2019-12-09 20:30:50
4
Workday, Inc
0001327811
Security Sale/Purchase Record
2019-12-09 20:30:50
4
DUFFIELD DAVID A
0000938071
Security Sale/Purchase Record
2019-12-09 20:30:50
4
BiomX Inc.
0001739174
Security Sale/Purchase Record
2019-12-09 20:30:28
4
OrbiMed Israel BioFund GP Limited Partnership
0001569821
Security Sale/Purchase Record
2019-12-09 20:30:28
4
OrbiMed Israel GP Ltd
0001569590
Security Sale/Purchase Record
2019-12-09 20:30:28
4
OrbiMed Israel BioFund GP Limited Partnership
0001569821
Security Sale/Purchase Record
2019-12-09 20:30:28
4
BiomX Inc
0001739174
Security Sale/Purchase Record
2019-12-09 20:30:28
4
OrbiMed Israel GP Ltd.
0001569590
Security Sale/Purchase Record
2019-12-09 20:30:28
4
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-12-09 20:27:03
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-12-09 20:27:03
424B2
Tesla, Inc
0001318605
Security Sale/Purchase Record
2019-12-09 20:26:51
4
Baglino Andrew D
0001790565
Security Sale/Purchase Record
2019-12-09 20:26:51
4
Baglino Andrew D
0001790565
Security Sale/Purchase Record
2019-12-09 20:26:51
4
Tesla, Inc.
0001318605
Security Sale/Purchase Record
2019-12-09 20:26:51
4
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-12-09 20:25:29
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-12-09 20:25:29
424B2
Chimovits Erez
0001706399
Security Sale/Purchase Record
2019-12-09 20:19:20
4
BiomX Inc.
0001739174
Security Sale/Purchase Record
2019-12-09 20:19:20
4
Chimovits Erez
0001706399
Security Sale/Purchase Record
2019-12-09 20:19:20
4
BiomX Inc
0001739174
Security Sale/Purchase Record
2019-12-09 20:19:20
4
Boczar John J.
0001729315
Security Sale/Purchase Record
2019-12-09 20:18:30
4
NEW PEOPLES BANKSHARES INC
0001163389
Security Sale/Purchase Record
2019-12-09 20:18:30
4
Boczar John J
0001729315
Security Sale/Purchase Record
2019-12-09 20:18:30
4
NEW PEOPLES BANKSHARES INC
0001163389
Security Sale/Purchase Record
2019-12-09 20:18:30
4
WHITE B SCOTT
0001291662
Security Sale/Purchase Record
2019-12-09 20:18:15
4
NEW PEOPLES BANKSHARES INC
0001163389
Security Sale/Purchase Record
2019-12-09 20:18:15
4
NEW PEOPLES BANKSHARES INC
0001163389
Security Sale/Purchase Record
2019-12-09 20:18:15
4
WHITE B SCOTT
0001291662
Security Sale/Purchase Record
2019-12-09 20:18:15
4
Davidson Scott
0001626707
Security Sale/Purchase Record
2019-12-09 20:16:49
4
Davidson Scott
0001626707
Security Sale/Purchase Record
2019-12-09 20:16:49
4
Alteryx, Inc
0001689923
Security Sale/Purchase Record
2019-12-09 20:16:49
4
Davidson Scott
0001626707
Security Ownership Statement
2019-12-09 20:13:25
3
Davidson Scott
0001626707
Security Ownership Statement
2019-12-09 20:13:25
3
Alteryx, Inc
0001689923
Security Ownership Statement
2019-12-09 20:13:25
3
Kouchakji Elias
0001775259
Security Sale/Purchase Record
2019-12-09 20:13:06
4
FIBROGEN INC
0000921299
Security Sale/Purchase Record
2019-12-09 20:13:06
4
FIBROGEN INC
0000921299
Security Sale/Purchase Record
2019-12-09 20:13:06
4
Kouchakji Elias
0001775259
Security Sale/Purchase Record
2019-12-09 20:13:06
4
Cotroneo Pat
0001621334
Security Sale/Purchase Record
2019-12-09 20:11:59
4
FIBROGEN INC
0000921299
Security Sale/Purchase Record
2019-12-09 20:11:59
4
FIBROGEN INC
0000921299
Security Sale/Purchase Record
2019-12-09 20:11:59
4
Cotroneo Pat
0001621334
Security Sale/Purchase Record
2019-12-09 20:11:59
4
Chung Christine
0001775295
Security Sale/Purchase Record
2019-12-09 20:10:10
4
FIBROGEN INC
0000921299
Security Sale/Purchase Record
2019-12-09 20:10:10
4
FIBROGEN INC
0000921299
Security Sale/Purchase Record
2019-12-09 20:10:10
4
Tesla, Inc
0001318605
Security Sale/Purchase Record
2019-12-09 20:10:10
4
Guillen Jerome M
0001584518
Security Sale/Purchase Record
2019-12-09 20:10:10
4
Chung Christine
0001775295
Security Sale/Purchase Record
2019-12-09 20:10:10
4
Guillen Jerome M
0001584518
Security Sale/Purchase Record
2019-12-09 20:10:10
4
Tesla, Inc.
0001318605
Security Sale/Purchase Record
2019-12-09 20:10:10
4
CrossAmerica Partners LP
0001538849
Current Report
2019-12-09 20:07:52
8-K
ZECH RONALD H
0001020068
Security Sale/Purchase Record
2019-12-09 20:07:11
4
MCGRATH RENTCORP
0000752714
Security Sale/Purchase Record
2019-12-09 20:07:11
4
ZECH RONALD H
0001020068
Security Sale/Purchase Record
2019-12-09 20:07:11
4
MCGRATH RENTCORP
0000752714
Security Sale/Purchase Record
2019-12-09 20:07:11
4
PS BUSINESS PARKS INC/CA
0000866368
Security Sale/Purchase Record
2019-12-09 20:01:54
4
PS BUSINESS PARKS INC/CA
0000866368
Security Sale/Purchase Record
2019-12-09 20:01:54
4
Petersen John W
0001308920
Security Sale/Purchase Record
2019-12-09 20:01:54
4
Petersen John W
0001308920
Security Sale/Purchase Record
2019-12-09 20:01:54
4
Sial Manavendra
0001739706
Security Sale/Purchase Record
2019-12-09 20:01:48
4
SUNPOWER CORP
0000867773
Security Sale/Purchase Record
2019-12-09 20:01:48
4
SUNPOWER CORP
0000867773
Security Sale/Purchase Record
2019-12-09 20:01:48
4
Sial Manavendra
0001739706
Security Sale/Purchase Record
2019-12-09 20:01:48
4
DEAL RICHARD
0001205411
Security Sale/Purchase Record
2019-12-09 20:00:23
4
FAIR ISAAC CORP
0000814547
Security Sale/Purchase Record
2019-12-09 20:00:23
4
FAIR ISAAC CORP
0000814547
Security Sale/Purchase Record
2019-12-09 20:00:23
4
DEAL RICHARD
0001205411
Security Sale/Purchase Record
2019-12-09 20:00:23
4
BORKAR RATAN S
0001720077
Security Sale/Purchase Record
2019-12-09 19:59:31
4
QUIDEL CORP /DE/
0000353569
Security Sale/Purchase Record
2019-12-09 19:59:31
4
QUIDEL CORP /DE/
0000353569
Security Sale/Purchase Record
2019-12-09 19:59:31
4
BORKAR RATAN S
0001720077
Security Sale/Purchase Record
2019-12-09 19:59:31
4
McIlwain Matthew S
0001381752
Security Sale/Purchase Record
2019-12-09 19:58:06
4
SMARTSHEET INC
0001366561
Security Sale/Purchase Record
2019-12-09 19:58:06
4
SMARTSHEET INC
0001366561
Security Sale/Purchase Record
2019-12-09 19:58:06
4
McIlwain Matthew S
0001381752
Security Sale/Purchase Record
2019-12-09 19:58:06
4
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-12-09 19:52:12
424B2
FITBIT, INC.
0001447599
Security Sale/Purchase Record
2019-12-09 19:46:00
4
FITBIT, INC
0001447599
Security Sale/Purchase Record
2019-12-09 19:46:00
4
PARK JAMES
0001645531
Security Sale/Purchase Record
2019-12-09 19:46:00
4
PARK JAMES
0001645531
Security Sale/Purchase Record
2019-12-09 19:46:00
4
Mueller Water Products, Inc.
0001350593
Security Sale/Purchase Record
2019-12-09 19:38:09
4
TOKARZ MICHAEL T
0001206636
Security Sale/Purchase Record
2019-12-09 19:38:09
4
Mueller Water Products, Inc
0001350593
Security Sale/Purchase Record
2019-12-09 19:38:09
4
TOKARZ MICHAEL T
0001206636
Security Sale/Purchase Record
2019-12-09 19:38:09
4
ARCHER TIMOTHY
0001343600
Security Sale/Purchase Record
2019-12-09 19:32:44
4
LAM RESEARCH CORP
0000707549
Security Sale/Purchase Record
2019-12-09 19:32:44
4
LAM RESEARCH CORP
0000707549
Security Sale/Purchase Record
2019-12-09 19:32:44
4
ARCHER TIMOTHY
0001343600
Security Sale/Purchase Record
2019-12-09 19:32:44
4
ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp
0001725602
Security Sale/Purchase Record
2019-12-09 19:32:18
4
Apollo Medical Holdings, Inc.
0001083446
Security Sale/Purchase Record
2019-12-09 19:32:18
4
Apollo Medical Holdings, Inc
0001083446
Security Sale/Purchase Record
2019-12-09 19:32:18
4
ALLIED PHYSICIANS OF CALIFORNIA, A PROFESSION MEDICAL Corp
0001725602
Security Sale/Purchase Record
2019-12-09 19:32:18
4
Nutanix, Inc.
0001618732
Security Sale/Purchase Record
2019-12-09 19:27:23
4
Williams Duston
0001310852
Security Sale/Purchase Record
2019-12-09 19:27:23
4
Williams Duston
0001310852
Security Sale/Purchase Record
2019-12-09 19:27:23
4
Nutanix, Inc
0001618732
Security Sale/Purchase Record
2019-12-09 19:27:23
4
Moderna, Inc.
0001682852
Security Sale/Purchase Record
2019-12-09 19:27:02
4
Kim Lorence H.
0001643746
Security Sale/Purchase Record
2019-12-09 19:27:02
4
Kim Lorence H
0001643746
Security Sale/Purchase Record
2019-12-09 19:27:02
4
Moderna, Inc
0001682852
Security Sale/Purchase Record
2019-12-09 19:27:02
4
Alteryx, Inc.
0001689923
Security Sale/Purchase Record
2019-12-09 19:26:40
4
RUBIN KEVIN
0001198529
Security Sale/Purchase Record
2019-12-09 19:26:40
4
RUBIN KEVIN
0001198529
Security Sale/Purchase Record
2019-12-09 19:26:40
4
Alteryx, Inc
0001689923
Security Sale/Purchase Record
2019-12-09 19:26:40
4
REED'S, INC.
0001140215
Security Ownership Statement
2019-12-09 19:25:34
3
REED'S, INC
0001140215
Security Ownership Statement
2019-12-09 19:25:34
3
Spisak Thomas J
0001796128
Security Ownership Statement
2019-12-09 19:25:34
3
Arora Nikesh
0001468233
Security Sale/Purchase Record
2019-12-09 19:20:53
4
Palo Alto Networks Inc
0001327567
Security Sale/Purchase Record
2019-12-09 19:20:53
4
Palo Alto Networks Inc
0001327567
Security Sale/Purchase Record
2019-12-09 19:20:53
4
Arora Nikesh
0001468233
Security Sale/Purchase Record
2019-12-09 19:20:53
4
AQUINO PETER D
0001259746
Security Sale/Purchase Record
2019-12-09 19:18:08
4
ALASKA COMMUNICATIONS SYSTEMS GROUP INC
0001089511
Security Sale/Purchase Record
2019-12-09 19:18:08
4
ALASKA COMMUNICATIONS SYSTEMS GROUP INC
0001089511
Security Sale/Purchase Record
2019-12-09 19:18:08
4
AQUINO PETER D
0001259746
Security Sale/Purchase Record
2019-12-09 19:18:08
4
Stief Brian J
0001494478
Security Sale/Purchase Record
2019-12-09 19:16:51
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:16:51
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:16:51
4
Stief Brian J
0001494478
Security Sale/Purchase Record
2019-12-09 19:16:51
4
OBRIEN MARK J
0001231245
Security Sale/Purchase Record
2019-12-09 19:15:48
4
Mueller Water Products, Inc.
0001350593
Security Sale/Purchase Record
2019-12-09 19:15:48
4
Mueller Water Products, Inc
0001350593
Security Sale/Purchase Record
2019-12-09 19:15:48
4
OBRIEN MARK J
0001231245
Security Sale/Purchase Record
2019-12-09 19:15:48
4
Oliver George
0001403297
Security Sale/Purchase Record
2019-12-09 19:15:13
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:15:13
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:15:13
4
Oliver George
0001403297
Security Sale/Purchase Record
2019-12-09 19:15:13
4
Williams Jeffrey M
0001629526
Security Sale/Purchase Record
2019-12-09 19:13:28
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:13:28
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:13:28
4
Williams Jeffrey M
0001629526
Security Sale/Purchase Record
2019-12-09 19:13:28
4
Rushing Rodney M
0001691203
Security Sale/Purchase Record
2019-12-09 19:12:07
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:12:07
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:12:07
4
Rushing Rodney M
0001691203
Security Sale/Purchase Record
2019-12-09 19:12:07
4
Leng Visal
0001754328
Security Sale/Purchase Record
2019-12-09 19:10:41
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:10:41
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:10:41
4
Leng Visal
0001754328
Security Sale/Purchase Record
2019-12-09 19:10:41
4
Bancel Stephane
0001443340
Security Sale/Purchase Record
2019-12-09 19:09:07
4
Moderna, Inc.
0001682852
Security Sale/Purchase Record
2019-12-09 19:09:07
4
Bancel Stephane
0001443340
Security Sale/Purchase Record
2019-12-09 19:09:07
4
Moderna, Inc
0001682852
Security Sale/Purchase Record
2019-12-09 19:09:07
4
VanHimbergen Robert M
0001724169
Security Sale/Purchase Record
2019-12-09 19:08:49
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:08:49
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:08:49
4
VanHimbergen Robert M
0001724169
Security Sale/Purchase Record
2019-12-09 19:08:49
4
ELLIS MICHAEL J
0001791056
Security Sale/Purchase Record
2019-12-09 19:06:58
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:06:58
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:06:58
4
ELLIS MICHAEL J
0001791056
Security Sale/Purchase Record
2019-12-09 19:06:58
4
Brannemo Tomas
0001607927
Security Sale/Purchase Record
2019-12-09 19:03:41
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:03:41
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:03:41
4
Brannemo Tomas
0001607927
Security Sale/Purchase Record
2019-12-09 19:03:41
4
RAMASWAMY SREEGANESH
0001795545
Security Sale/Purchase Record
2019-12-09 19:00:44
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:00:44
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 19:00:44
4
RAMASWAMY SREEGANESH
0001795545
Security Sale/Purchase Record
2019-12-09 19:00:44
4
MINELLA LYNN C
0001272690
Security Sale/Purchase Record
2019-12-09 18:59:08
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 18:59:08
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 18:59:08
4
MINELLA LYNN C
0001272690
Security Sale/Purchase Record
2019-12-09 18:59:08
4
Rawlinson Nadia Nicole
0001795649
Security Sale/Purchase Record
2019-12-09 18:57:18
4
VAIL RESORTS INC
0000812011
Security Sale/Purchase Record
2019-12-09 18:57:18
4
VAIL RESORTS INC
0000812011
Security Sale/Purchase Record
2019-12-09 18:57:18
4
Rawlinson Nadia Nicole
0001795649
Security Sale/Purchase Record
2019-12-09 18:57:18
4
Donofrio John
0001330156
Security Sale/Purchase Record
2019-12-09 18:56:58
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 18:56:58
4
Johnson Controls International plc
0000833444
Security Sale/Purchase Record
2019-12-09 18:56:58
4
Donofrio John
0001330156
Security Sale/Purchase Record
2019-12-09 18:56:58
4
Moreau Sylvie
0001686489
Security Sale/Purchase Record
2019-12-09 18:54:25
4
COTY INC.
0001024305
Security Sale/Purchase Record
2019-12-09 18:54:25
4
COTY INC
0001024305
Security Sale/Purchase Record
2019-12-09 18:54:25
4
Moreau Sylvie
0001686489
Security Sale/Purchase Record
2019-12-09 18:54:25
4
Verb Technology Company, Inc.
0001566610
Security Sale/Purchase Record
2019-12-09 18:48:38
4
Geiskopf James P
0001434693
Security Sale/Purchase Record
2019-12-09 18:48:38
4
Geiskopf James P
0001434693
Security Sale/Purchase Record
2019-12-09 18:48:38
4
Verb Technology Company, Inc
0001566610
Security Sale/Purchase Record
2019-12-09 18:48:38
4
Hair Cara M.
0001633571
Security Sale/Purchase Record
2019-12-09 18:46:45
4
Helmerich & Payne, Inc.
0000046765
Security Sale/Purchase Record
2019-12-09 18:46:45
4
Helmerich & Payne, Inc
0000046765
Security Sale/Purchase Record
2019-12-09 18:46:45
4
Hair Cara M
0001633571
Security Sale/Purchase Record
2019-12-09 18:46:45
4
Stauder Robert L.
0001644412
Security Sale/Purchase Record
2019-12-09 18:46:24
4
Helmerich & Payne, Inc.
0000046765
Security Sale/Purchase Record
2019-12-09 18:46:24
4
Helmerich & Payne, Inc
0000046765
Security Sale/Purchase Record
2019-12-09 18:46:24
4
Stauder Robert L
0001644412
Security Sale/Purchase Record
2019-12-09 18:46:24
4
Helmerich & Payne, Inc.
0000046765
Security Sale/Purchase Record
2019-12-09 18:45:46
4
Helmerich & Payne, Inc
0000046765
Security Sale/Purchase Record
2019-12-09 18:45:46
4
Lennox Michael
0001716677
Security Sale/Purchase Record
2019-12-09 18:45:46
4
Lennox Michael
0001716677
Security Sale/Purchase Record
2019-12-09 18:45:46
4
LINDSAY JOHN W
0001219880
Security Sale/Purchase Record
2019-12-09 18:45:27
4
Helmerich & Payne, Inc.
0000046765
Security Sale/Purchase Record
2019-12-09 18:45:27
4
Helmerich & Payne, Inc
0000046765
Security Sale/Purchase Record
2019-12-09 18:45:27
4
LINDSAY JOHN W
0001219880
Security Sale/Purchase Record
2019-12-09 18:45:27
4
Bell John R.
0001544530
Security Sale/Purchase Record
2019-12-09 18:45:09
4
Helmerich & Payne, Inc.
0000046765
Security Sale/Purchase Record
2019-12-09 18:45:09
4
Helmerich & Payne, Inc
0000046765
Security Sale/Purchase Record
2019-12-09 18:45:09
4
Bell John R
0001544530
Security Sale/Purchase Record
2019-12-09 18:45:09
4
CAPRIA VENTURES LLC
0001796294
Stock / Securites Offering
2019-12-09 18:44:58
D
Eddy Robert D.
0001788452
Security Sale/Purchase Record
2019-12-09 18:43:47
4
BRP Group, Inc
0001781755
Security Sale/Purchase Record
2019-12-09 18:43:47
4
Eddy Robert D
0001788452
Security Sale/Purchase Record
2019-12-09 18:43:47
4
BRP Group, Inc.
0001781755
Security Sale/Purchase Record
2019-12-09 18:43:47
4
Recro Pharma, Inc.
0001588972
Security Sale/Purchase Record
2019-12-09 18:43:44
4
Lake Ryan David
0001450325
Security Sale/Purchase Record
2019-12-09 18:43:44
4
Recro Pharma, Inc
0001588972
Security Sale/Purchase Record
2019-12-09 18:43:44
4
Lake Ryan David
0001450325
Security Sale/Purchase Record
2019-12-09 18:43:44
4
CASEY PHILLIP E
0001104173
Security Sale/Purchase Record
2019-12-09 18:42:50
4
CASEY PHILLIP E
0001104173
Security Sale/Purchase Record
2019-12-09 18:42:50
4
BRP Group, Inc
0001781755
Security Sale/Purchase Record
2019-12-09 18:42:50
4
BRP Group, Inc.
0001781755
Security Sale/Purchase Record
2019-12-09 18:42:50
4
Berelowitz Michael
0001493383
Security Sale/Purchase Record
2019-12-09 18:42:28
4
Recro Pharma, Inc.
0001588972
Security Sale/Purchase Record
2019-12-09 18:42:28
4
Berelowitz Michael
0001493383
Security Sale/Purchase Record
2019-12-09 18:42:28
4
Recro Pharma, Inc
0001588972
Security Sale/Purchase Record
2019-12-09 18:42:28
4
SULLIVAN CHRIS THOMAS
0000901870
Security Sale/Purchase Record
2019-12-09 18:41:43
4
SULLIVAN CHRIS THOMAS
0000901870
Security Sale/Purchase Record
2019-12-09 18:41:43
4
BRP Group, Inc
0001781755
Security Sale/Purchase Record
2019-12-09 18:41:43
4
BRP Group, Inc.
0001781755
Security Sale/Purchase Record
2019-12-09 18:41:43
4
Ashton William
0001474553
Security Sale/Purchase Record
2019-12-09 18:38:59
4
Recro Pharma, Inc.
0001588972
Security Sale/Purchase Record
2019-12-09 18:38:59
4
Ashton William
0001474553
Security Sale/Purchase Record
2019-12-09 18:38:59
4
Recro Pharma, Inc
0001588972
Security Sale/Purchase Record
2019-12-09 18:38:59
4
Butterfield Stewart
0001775610
Security Sale/Purchase Record
2019-12-09 18:38:02
4
Slack Technologies, Inc.
0001764925
Security Sale/Purchase Record
2019-12-09 18:38:02
4
Slack Technologies, Inc
0001764925
Security Sale/Purchase Record
2019-12-09 18:38:02
4
Butterfield Stewart
0001775610
Security Sale/Purchase Record
2019-12-09 18:38:02
4
GE Fund I, a series of IA FUND, LP
0001796316
Stock / Securites Offering
2019-12-09 18:37:59
D
ALTOMARI ALFRED
0001285644
Security Sale/Purchase Record
2019-12-09 18:37:38
4
Recro Pharma, Inc.
0001588972
Security Sale/Purchase Record
2019-12-09 18:37:38
4
ALTOMARI ALFRED
0001285644
Security Sale/Purchase Record
2019-12-09 18:37:38
4
Recro Pharma, Inc
0001588972
Security Sale/Purchase Record
2019-12-09 18:37:38
4
WhiteHorse Finance, Inc.
0001552198
Security Sale/Purchase Record
2019-12-09 18:37:34
4
MNAYMNEH SAMI
0001050046
Security Sale/Purchase Record
2019-12-09 18:37:34
4
MNAYMNEH SAMI
0001050046
Security Sale/Purchase Record
2019-12-09 18:37:34
4
WhiteHorse Finance, Inc
0001552198
Security Sale/Purchase Record
2019-12-09 18:37:34
4
TAMER ANTHONY
0001050045
Security Sale/Purchase Record
2019-12-09 18:36:58
4
WhiteHorse Finance, Inc.
0001552198
Security Sale/Purchase Record
2019-12-09 18:36:58
4
TAMER ANTHONY
0001050045
Security Sale/Purchase Record
2019-12-09 18:36:58
4
WhiteHorse Finance, Inc
0001552198
Security Sale/Purchase Record
2019-12-09 18:36:58
4
Oney Sabah
0001757776
Security Sale/Purchase Record
2019-12-09 18:36:41
4
Alector, Inc.
0001653087
Security Sale/Purchase Record
2019-12-09 18:36:41
4
Alector, Inc
0001653087
Security Sale/Purchase Record
2019-12-09 18:36:41
4
Oney Sabah
0001757776
Security Sale/Purchase Record
2019-12-09 18:36:41
4
Henderson Cal
0001775683
Security Sale/Purchase Record
2019-12-09 18:35:51
4
Slack Technologies, Inc.
0001764925
Security Sale/Purchase Record
2019-12-09 18:35:51
4
Slack Technologies, Inc
0001764925
Security Sale/Purchase Record
2019-12-09 18:35:51
4
Henderson Cal
0001775683
Security Sale/Purchase Record
2019-12-09 18:35:51
4
CHURCHILL WINSTON J
0000923792
Security Sale/Purchase Record
2019-12-09 18:35:21
4
Recro Pharma, Inc.
0001588972
Security Sale/Purchase Record
2019-12-09 18:35:21
4
CHURCHILL WINSTON J
0000923792
Security Sale/Purchase Record
2019-12-09 18:35:21
4
Recro Pharma, Inc
0001588972
Security Sale/Purchase Record
2019-12-09 18:35:21
4
HEILBRONN FRANCOIS
0001211781
Security Sale/Purchase Record
2019-12-09 18:34:25
4
INTER PARFUMS INC
0000822663
Security Sale/Purchase Record
2019-12-09 18:34:25
4
INTER PARFUMS INC
0000822663
Security Sale/Purchase Record
2019-12-09 18:34:25
4
HEILBRONN FRANCOIS
0001211781
Security Sale/Purchase Record
2019-12-09 18:34:25
4
GARCIA PAUL R
0001226012
Security Sale/Purchase Record
2019-12-09 18:34:08
4
SUNTRUST BANKS INC
0000750556
Security Sale/Purchase Record
2019-12-09 18:34:08
4
GARCIA PAUL R
0001226012
Security Sale/Purchase Record
2019-12-09 18:34:08
4
HA Fund I, a series of Naval Ravikant AngelList Funds, LP
0001796301
Stock / Securites Offering
2019-12-09 18:31:08
D
uniQure N.V.
0001590560
Security Sale/Purchase Record
2019-12-09 18:30:59
4
Soteropoulos Paula
0001692444
Security Sale/Purchase Record
2019-12-09 18:30:59
4
Soteropoulos Paula
0001692444
Security Sale/Purchase Record
2019-12-09 18:30:59
4
uniQure N.V
0001590560
Security Sale/Purchase Record
2019-12-09 18:30:59
4
MARCUS LORI TAUBER
0001535247
Security Sale/Purchase Record
2019-12-09 18:29:58
4
MARCUS LORI TAUBER
0001535247
Security Sale/Purchase Record
2019-12-09 18:29:58
4
Phunware, Inc
0001665300
Security Sale/Purchase Record
2019-12-09 18:29:58
4
Phunware, Inc.
0001665300
Security Sale/Purchase Record
2019-12-09 18:29:58
4
Reasons Bryan M.
0001553489
Security Sale/Purchase Record
2019-12-09 18:29:37
4
Recro Pharma, Inc.
0001588972
Security Sale/Purchase Record
2019-12-09 18:29:37
4
Reasons Bryan M
0001553489
Security Sale/Purchase Record
2019-12-09 18:29:37
4
Recro Pharma, Inc
0001588972
Security Sale/Purchase Record
2019-12-09 18:29:37
4
Syllantavos George
0001333845
Security Sale/Purchase Record
2019-12-09 18:29:07
4
Syllantavos George
0001333845
Security Sale/Purchase Record
2019-12-09 18:29:07
4
Phunware, Inc
0001665300
Security Sale/Purchase Record
2019-12-09 18:29:07
4
Phunware, Inc.
0001665300
Security Sale/Purchase Record
2019-12-09 18:29:07
4
Mayor Kathy
0001760429
Security Sale/Purchase Record
2019-12-09 18:28:46
4
Phunware, Inc.
0001665300
Security Sale/Purchase Record
2019-12-09 18:28:46
4
Phunware, Inc
0001665300
Security Sale/Purchase Record
2019-12-09 18:28:46
4
Mayor Kathy
0001760429
Security Sale/Purchase Record
2019-12-09 18:28:46
4
Weisman Wayne
0001602327
Security Sale/Purchase Record
2019-12-09 18:28:25
4
Recro Pharma, Inc.
0001588972
Security Sale/Purchase Record
2019-12-09 18:28:25
4
Recro Pharma, Inc
0001588972
Security Sale/Purchase Record
2019-12-09 18:28:25
4
Weisman Wayne
0001602327
Security Sale/Purchase Record
2019-12-09 18:28:25
4
Advisors' Inner Circle Fund III
0001593547
Investment Prospectus
2019-12-09 18:28:22
497
COWAN KEITH O
0001026935
Security Sale/Purchase Record
2019-12-09 18:28:19
4
Phunware, Inc.
0001665300
Security Sale/Purchase Record
2019-12-09 18:28:19
4
COWAN KEITH O
0001026935
Security Sale/Purchase Record
2019-12-09 18:28:19
4
Phunware, Inc
0001665300
Security Sale/Purchase Record
2019-12-09 18:28:19
4
SAMMON JOHN W JR
0000903344
Security Sale/Purchase Record
2019-12-09 18:27:33
4
PAR TECHNOLOGY CORP
0000708821
Security Sale/Purchase Record
2019-12-09 18:27:33
4
PAR TECHNOLOGY CORP
0000708821
Security Sale/Purchase Record
2019-12-09 18:27:33
4
SAMMON JOHN W JR
0000903344
Security Sale/Purchase Record
2019-12-09 18:27:33
4
HENWOOD GERALDINE
0001236451
Security Sale/Purchase Record
2019-12-09 18:27:00
4
Recro Pharma, Inc.
0001588972
Security Sale/Purchase Record
2019-12-09 18:27:00
4
HENWOOD GERALDINE
0001236451
Security Sale/Purchase Record
2019-12-09 18:27:00
4
Recro Pharma, Inc
0001588972
Security Sale/Purchase Record
2019-12-09 18:27:00
4
Ajdler Arnaud
0001293424
Security Sale/Purchase Record
2019-12-09 18:25:51
4
Recro Pharma, Inc.
0001588972
Security Sale/Purchase Record
2019-12-09 18:25:51
4

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