SEC Filings

Latest SEC Documents

Narrow Results By Form:

Company
CIK
DocumentForm
Morgan Creek Global Equity Long/Short Institutional Fund
0001499857
Quarterly Schedule of portfolio holdings of management investment companies
2019-08-19 15:38:17
N-Q
CENTURY BANCORP INC
0000812348
Statement of changes in beneficial ownership of securities
2019-08-19 15:37:18
4
Delinsky Stephen R
0001581459
Statement of changes in beneficial ownership of securities
2019-08-19 15:37:18
4
CARPENTER TECHNOLOGY CORP
0000017843
Statement of changes in beneficial ownership of securities
2019-08-19 15:37:09
4
LAIN TIMOTHY
0001579848
Statement of changes in beneficial ownership of securities
2019-08-19 15:37:09
4
CARPENTER TECHNOLOGY CORP
0000017843
Statement of changes in beneficial ownership of securities
2019-08-19 15:35:48
4
DEE JAMES D
0001137979
Statement of changes in beneficial ownership of securities
2019-08-19 15:35:48
4
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-08-19 15:34:49
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-08-19 15:34:49
424B2
CARPENTER TECHNOLOGY CORP
0000017843
Statement of changes in beneficial ownership of securities
2019-08-19 15:34:11
4
ABDELMALEK SAMEH
0001785384
Statement of changes in beneficial ownership of securities
2019-08-19 15:34:11
4
Starboard Investment Trust
0001464413
Post-effective amendment [Rule 485(b)]
2019-08-19 15:33:54
485BPOS
Starboard Investment Trust
0001464413
Post-effective amendment [Rule 485(b)]
2019-08-19 15:33:54
485BPOS
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-08-19 15:33:10
424B2
LEGGETT & PLATT INC
0000058492
Statement of changes in beneficial ownership of securities
2019-08-19 15:30:20
4
TRENT TAMMY M
0001642221
Statement of changes in beneficial ownership of securities
2019-08-19 15:30:20
4
DORCHESTER MINERALS, L.P.
0001172358
Statement of changes in beneficial ownership of securities
2019-08-19 15:30:04
4
DORCHESTER MINERALS OPERATING LP
0001646289
Statement of changes in beneficial ownership of securities
2019-08-19 15:30:04
4
Cool Holdings, Inc.
0001274032
Preliminary Proxy Soliciting materials
2019-08-19 15:28:31
PRER14A
TIMOTHY PLAN
0000916490
Certified Shareholder Report, Semi-Annual
2019-08-19 15:28:01
N-CSRS
BANK OF SOUTH CAROLINA CORP
0001007273
Statement of changes in beneficial ownership of securities
2019-08-19 15:26:55
4
Walpole Eugene H IV
0001671625
Statement of changes in beneficial ownership of securities
2019-08-19 15:26:55
4
New Gold Inc. /FI
0000800166
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 15:26:36
6-K
HSBC USA INC /MD/
0000083246
Prospectus [Rule 424(b)(2)]
2019-08-19 15:26:35
424B2
CardioMech AS
0001768128
Notice of Exempt Offering of Securities, item 06b
2019-08-19 15:25:53
D
SKYBRIDGE MULTI-ADVISER HEDGE FUND PORTFOLIOS LLC
0001181848
Amendment Withdrawal Request
2019-08-19 15:25:32
AW
LEGGETT & PLATT INC
0000058492
Statement of changes in beneficial ownership of securities
2019-08-19 15:25:18
4
MCCOY SUSAN R
0001743979
Statement of changes in beneficial ownership of securities
2019-08-19 15:25:18
4
SIH Debt Opportunities Fund II, L.P.
0001750598
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 15:24:29
D/A
Liberated Solutions, Inc.
0001503161
Quarterly report [Sections 13 or 15(d)]
2019-08-19 15:24:06
10-Q
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-08-19 15:23:49
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-08-19 15:23:49
424B2
Winthrop Partners - WNY, LLC
0001734109
Quarterly report filed by institutional managers, Holdings
2019-08-19 15:23:10
13F-HR
Ultimus Managers Trust
0001545440
Annual Report of proxy voting record of management investment companies
2019-08-19 15:22:58
N-PX
Skybridge G II Fund, LLC
0001520568
Amendment Withdrawal Request
2019-08-19 15:22:56
AW
RANGER FUNDS INVESTMENT TRUST
0001524348
Annual Report of proxy voting record of management investment companies
2019-08-19 15:22:56
N-PX
U S PHYSICAL THERAPY INC /NV
0000885978
Statement of changes in beneficial ownership of securities
2019-08-19 15:22:27
4
BROOKNER MARK J
0000938954
Statement of changes in beneficial ownership of securities
2019-08-19 15:22:27
4
LEGGETT & PLATT INC
0000058492
Statement of changes in beneficial ownership of securities
2019-08-19 15:22:04
4
Iorio Russell J
0001607835
Statement of changes in beneficial ownership of securities
2019-08-19 15:22:04
4
GigCapital, Inc.
0001719489
Current report, items 7.01, 8.01, and 9.01
2019-08-19 15:22:04
8-K
AJ WEALTH STRATEGIES, LLC
0001744073
Quarterly report filed by institutional managers, Holdings
2019-08-19 15:21:46
13F-HR
3575 FUND LTD
0001390835
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 15:21:14
D/A
GigCapital, Inc.
0001719489
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-08-19 15:20:07
DEFA14A
CONST BRAZIL US FEEDER FUND LP
0001502925
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 15:19:48
D/A
Tidal ETF Trust
0001742912
Post-effective amendment [Rule 485(a)]
2019-08-19 15:19:19
485APOS
Tidal ETF Trust
0001742912
Post-effective amendment [Rule 485(a)]
2019-08-19 15:19:19
485APOS
Cushing Renaissance Fund
0001506488
Annual Report of proxy voting record of management investment companies
2019-08-19 15:17:49
N-PX
LEGGETT & PLATT INC
0000058492
Statement of changes in beneficial ownership of securities
2019-08-19 15:17:25
4
GLASSMAN KARL G
0001166334
Statement of changes in beneficial ownership of securities
2019-08-19 15:17:25
4
Voya FUNDS TRUST
0001066602
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-08-19 15:17:24
497K
XSUNX INC
0001039466
Quarterly report [Sections 13 or 15(d)]
2019-08-19 15:17:19
10-Q
DCP Norman Drive, LLC
0001785856
D - Notice of Exempt Offering of Securities
2019-08-19 15:17:06
D
DCP Norman Drive, LLC
0001785856
Notice of Exempt Offering of Securities, item 06b
2019-08-19 15:17:06
D
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-08-19 15:16:50
424B2
Applied Internet Technology, Inc.
0001771855
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-08-19 15:16:27
D/A
Citadel Exploration, Inc.
0001482075
Quarterly report [Sections 13 or 15(d)]
2019-08-19 15:16:13
10-Q
KRIMBILL H MICHAEL
0001229738
Statement of changes in beneficial ownership of securities
2019-08-19 15:16:04
4
NGL Energy Partners LP
0001504461
Statement of changes in beneficial ownership of securities
2019-08-19 15:16:04
4
MSA Safety Inc
0000066570
Statement of changes in beneficial ownership of securities
2019-08-19 15:15:35
4
BRUGGEWORTH ROBERT A
0001140842
Statement of changes in beneficial ownership of securities
2019-08-19 15:15:35
4
Cushing Mutual Funds Trust
0001716909
Annual Report of proxy voting record of management investment companies
2019-08-19 15:15:27
N-PX
INCOME OPPORTUNITY REALTY INVESTORS INC /TX/
0000949961
Current report, items 2.02 and 9.01
2019-08-19 15:15:05
8-K
SONY CORP
0000313838
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 15:14:29
6-K
SONY CORP
0000313838
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 15:14:29
6-K
PACIFIC FUNDS SERIES TRUST
0001137761
Other definitive information statements
2019-08-19 15:14:18
DEF 14C
WORKIVA INC
0001445305
[Amend] Statement of changes in beneficial ownership of securities
2019-08-19 15:14:15
4/A
Calkins Troy M.
0001623840
[Amend] Statement of changes in beneficial ownership of securities
2019-08-19 15:14:15
4/A
Hemp Synergistics LLC
0001785845
D - Notice of Exempt Offering of Securities
2019-08-19 15:14:07
D
Hemp Synergistics LLC
0001785845
Notice of Exempt Offering of Securities, item 06b
2019-08-19 15:14:07
D
PACIFIC SELECT FUND
0000813900
Other definitive information statements
2019-08-19 15:14:02
DEF 14C
AMERICAN NATIONAL BANKSHARES INC.
0000741516
Statement of changes in beneficial ownership of securities
2019-08-19 15:13:35
4
SHEPHARD JOEL R
0001207858
Statement of changes in beneficial ownership of securities
2019-08-19 15:13:35
4
CHOICE HOTELS INTERNATIONAL INC /DE
0001046311
Statement of changes in beneficial ownership of securities
2019-08-19 15:12:43
4
Dragisich Dominic
0001700110
Statement of changes in beneficial ownership of securities
2019-08-19 15:12:43
4
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND
0001400897
Annual Report of proxy voting record of management investment companies
2019-08-19 15:12:41
N-PX
LEGGETT & PLATT INC
0000058492
Statement of changes in beneficial ownership of securities
2019-08-19 15:12:12
4
FLANIGAN MATTHEW C
0001229884
Statement of changes in beneficial ownership of securities
2019-08-19 15:12:12
4
PLEDGE PETROLEUM CORP
0001434110
Quarterly report [Sections 13 or 15(d)]
2019-08-19 15:12:10
10-Q
Target Group Inc.
0001586554
Quarterly report [Sections 13 or 15(d)]
2019-08-19 15:12:07
10-Q
AMERICAN REALTY INVESTORS INC
0001102238
Current report, items 2.02 and 9.01
2019-08-19 15:11:38
8-K
WST Investment Trust
0001580350
Annual Report of proxy voting record of management investment companies
2019-08-19 15:11:16
N-PX
1847 Holdings LLC
0001599407
Quarterly report [Sections 13 or 15(d)]
2019-08-19 15:10:35
10-Q
XAI Octagon Floating Rate & Alternative Income Term Trust
0001703079
Quarterly Schedule of portfolio holdings of management investment companies
2019-08-19 15:09:28
N-Q
Cushing Energy Income Fund
0001526629
Annual Report of proxy voting record of management investment companies
2019-08-19 15:09:26
N-PX
Voya EQUITY TRUST
0001063946
Post-effective amendment [Rule 485(a)]
2019-08-19 15:07:56
485APOS
Voya EQUITY TRUST
0001063946
Post-effective amendment [Rule 485(a)]
2019-08-19 15:07:56
485APOS
Airspace Link, Inc.
0001785875
D - Notice of Exempt Offering of Securities
2019-08-19 15:07:38
D
Airspace Link, Inc.
0001785875
Notice of Exempt Offering of Securities, item 06b
2019-08-19 15:07:38
D
PROGRESSIVE CORP/OH/
0000080661
Statement of changes in beneficial ownership of securities
2019-08-19 15:07:27
4
Griffith Susan Patricia
0001198113
Statement of changes in beneficial ownership of securities
2019-08-19 15:07:27
4
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-08-19 15:07:17
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-08-19 15:07:17
424B2
Victory Commercial Management Inc.
0001723083
Quarterly report [Sections 13 or 15(d)]
2019-08-19 15:06:52
10-Q
CHOICE HOTELS INTERNATIONAL INC /DE
0001046311
Statement of changes in beneficial ownership of securities
2019-08-19 15:06:38
4
McDowell Robert J
0001717475
Statement of changes in beneficial ownership of securities
2019-08-19 15:06:38
4
LEGGETT & PLATT INC
0000058492
Statement of changes in beneficial ownership of securities
2019-08-19 15:06:33
4
Douglas Scott S
0001491100
Statement of changes in beneficial ownership of securities
2019-08-19 15:06:33
4
TRANSCONTINENTAL REALTY INVESTORS INC
0000733590
Current report, items 2.02 and 9.01
2019-08-19 15:06:16
8-K
Hathersage Macro Opportunity Fund, LP
0001649930
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-08-19 15:05:51
D/A
LAZARD ASSET MANAGEMENT LLC
0001207017
[Amend] Quarterly report filed by institutional managers, Holdings
2019-08-19 15:04:35
13F-HR/A
SWA 100, LLC
0001785586
Notice of Exempt Offering of Securities, item 06b
2019-08-19 15:04:32
D
Verizon ABS LLC
0001737286
Current report, items 1.01 and 9.01
2019-08-19 15:03:13
8-K
Verizon Owner Trust 2019-B
0001777370
Current report, items 1.01 and 9.01
2019-08-19 15:03:13
8-K
YUM BRANDS INC
0001041061
Statement of changes in beneficial ownership of securities
2019-08-19 15:02:40
4
Russell David Eric
0001513190
Statement of changes in beneficial ownership of securities
2019-08-19 15:02:40
4
LEGGETT & PLATT INC
0000058492
Statement of changes in beneficial ownership of securities
2019-08-19 15:02:36
4
DOLLOFF J MITCHELL
0001041088
Statement of changes in beneficial ownership of securities
2019-08-19 15:02:36
4
Verizon ABS LLC
0001737286
Current report, items 1.01 and 9.01
2019-08-19 15:01:36
8-K
Verizon Owner Trust 2019-A
0001767530
Current report, items 1.01 and 9.01
2019-08-19 15:01:36
8-K
AMERICAN NATIONAL BANKSHARES INC.
0000741516
Statement of changes in beneficial ownership of securities
2019-08-19 15:01:28
4
Pleasant Dan Miller
0001510667
Statement of changes in beneficial ownership of securities
2019-08-19 15:01:28
4
ADVISORS SERIES TRUST
0001027596
Annual Report of proxy voting record of management investment companies
2019-08-19 15:01:27
N-PX
Launch Angels Funds, LLC
0001653639
D - Notice of Exempt Offering of Securities
2019-08-19 15:01:26
D
Launch Angels Funds, LLC
0001653639
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-08-19 15:01:26
D
ADM TRONICS UNLIMITED, INC.
0000849401
Quarterly report [Sections 13 or 15(d)]
2019-08-19 15:01:06
10-Q
Accelerate Diagnostics, Inc
0000727207
Statement of changes in beneficial ownership of securities
2019-08-19 15:00:57
4
SCHULER JACK W
0001021412
Statement of changes in beneficial ownership of securities
2019-08-19 15:00:57
4
Aedan Financial Corp
0001709587
Quarterly report [Sections 13 or 15(d)]
2019-08-19 15:00:55
10-Q
LKQ CORP
0001065696
Current report, items 5.02 and 9.01
2019-08-19 15:00:46
8-K
Verizon ABS LLC
0001737286
Current report, items 1.01 and 9.01
2019-08-19 15:00:03
8-K
VZOT 2018-A
0001754377
Current report, items 1.01 and 9.01
2019-08-19 15:00:03
8-K
ASSOCIATED BANC-CORP
0000007789
4 - Statement of changes in beneficial ownership of securities
2019-08-19 14:59:49
4
ASSOCIATED BANC-CORP
0000007789
Statement of changes in beneficial ownership of securities
2019-08-19 14:59:49
4
Stadler Tammy C.
0001708803
Statement of changes in beneficial ownership of securities
2019-08-19 14:59:49
4
SunOpta Inc.
0000351834
Statement of changes in beneficial ownership of securities
2019-08-19 14:59:15
4
KEATING LESLIE STARR
0001716654
Statement of changes in beneficial ownership of securities
2019-08-19 14:59:15
4
BDJE, Inc.
0001728829
Notice of Exempt Offering of Securities, item 06b
2019-08-19 14:59:07
D
LEGGETT & PLATT INC
0000058492
Statement of changes in beneficial ownership of securities
2019-08-19 14:59:02
4
DAVIS PERRY E
0001542767
Statement of changes in beneficial ownership of securities
2019-08-19 14:59:02
4
Magnitude Total Portfolio Fund, L.P.
0001626662
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 14:58:59
D/A
RSE Archive, LLC
0001768126
[Amend] Offering Statement [Regulation A]
2019-08-19 14:58:42
1-A/A
Emaginos, Inc. \VA\
0001758157
Notification of inability to timely file Form 10-Q or 10-QSB
2019-08-19 14:58:18
NT 10-Q
Boardwalk Storage Fund III LLC
0001785571
Notice of Exempt Offering of Securities, item 06b
2019-08-19 14:56:22
D
Launch Angels Funds, LLC
0001653639
D/A [Amend] - Notice of Exempt Offering of Securities
2019-08-19 14:54:47
D/A [Amend]
Launch Angels Funds, LLC
0001653639
[Amend] Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.7
2019-08-19 14:54:47
D/A
Starboard Investment Trust
0001464413
Post-effective amendment [Rule 485(b)]
2019-08-19 14:54:45
485BPOS
Starboard Investment Trust
0001464413
Post-effective amendment [Rule 485(b)]
2019-08-19 14:54:45
485BPOS
OI S.A. - In Judicial Reorganization
0001160846
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 14:54:39
6-K
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-08-19 14:54:35
424B2
Viola Donn J
0001314197
Statement of changes in beneficial ownership of securities
2019-08-19 14:54:35
4
Unique Fabricating, Inc.
0001617669
Statement of changes in beneficial ownership of securities
2019-08-19 14:54:35
4
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-08-19 14:54:35
424B2
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-08-19 14:54:08
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-08-19 14:54:08
424B2
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-08-19 14:53:45
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-08-19 14:53:45
424B2
ASSOCIATED BANC-CORP
0000007789
4 - Statement of changes in beneficial ownership of securities
2019-08-19 14:53:22
4
ASSOCIATED BANC-CORP
0000007789
Statement of changes in beneficial ownership of securities
2019-08-19 14:53:22
4
Piotrowski Christopher C.
0001628326
Statement of changes in beneficial ownership of securities
2019-08-19 14:53:22
4
Uncommon Investment Funds Trust
0001785243
Notification of registration [Section 8(a)]
2019-08-19 14:53:18
N-8A
Pierce Pamela S
0001319059
Statement of changes in beneficial ownership of securities
2019-08-19 14:52:45
4
Laredo Petroleum, Inc.
0001528129
Statement of changes in beneficial ownership of securities
2019-08-19 14:52:45
4
ETF Series Solutions
0001540305
Annual Report of proxy voting record of management investment companies
2019-08-19 14:52:41
N-PX
YUM BRANDS INC
0001041061
Statement of changes in beneficial ownership of securities
2019-08-19 14:52:26
4
NELSON THOMAS C
0001249592
Statement of changes in beneficial ownership of securities
2019-08-19 14:52:26
4
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-08-19 14:51:07
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-08-19 14:51:07
424B2
KWHP DC HOTEL PARTNERS LLC
0001785663
Notice of Exempt Offering of Securities, item 06b
2019-08-19 14:51:06
D
SEGNER EDMUND P III
0001185554
Statement of changes in beneficial ownership of securities
2019-08-19 14:50:48
4
Laredo Petroleum, Inc.
0001528129
Statement of changes in beneficial ownership of securities
2019-08-19 14:50:48
4
BARNES GROUP INC
0000009984
Statement of changes in beneficial ownership of securities
2019-08-19 14:50:42
4
ACKER MARIAN
0001478811
Statement of changes in beneficial ownership of securities
2019-08-19 14:50:42
4
Launch Angels Funds, LLC
0001653639
D - Notice of Exempt Offering of Securities
2019-08-19 14:50:36
D
Launch Angels Funds, LLC
0001653639
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.7
2019-08-19 14:50:36
D
SunOpta Inc.
0000351834
Statement of changes in beneficial ownership of securities
2019-08-19 14:50:21
4
Fisher Rebecca
0001783312
Statement of changes in beneficial ownership of securities
2019-08-19 14:50:21
4
Centerstone Investors Trust
0001663503
Post-effective amendment [Rule 485(b)]
2019-08-19 14:50:18
485BPOS
Centerstone Investors Trust
0001663503
Post-effective amendment [Rule 485(b)]
2019-08-19 14:50:18
485BPOS
KAGAN PETER
0001239315
Statement of changes in beneficial ownership of securities
2019-08-19 14:49:28
4
Laredo Petroleum, Inc.
0001528129
Statement of changes in beneficial ownership of securities
2019-08-19 14:49:28
4
Spectrum Municipal Services, Inc.
0001612587
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-08-19 14:48:48
MA-I/A
Public Resources Advisory Group, Inc.
0001612223
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-08-19 14:48:18
MA-I/A
Caine Mitter & Associates Inc
0001607791
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-08-19 14:48:08
MA-I/A
PROPHECY DEVELOPMENT CORP.
0001545224
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 14:48:01
6-K
GEORGE K. BAUM & COMPANY
0000922113
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-08-19 14:47:57
MA-I/A
LITMAN GREGORY FUNDS TRUST
0001020425
Annual Report of proxy voting record of management investment companies
2019-08-19 14:47:48
N-PX
Laredo Petroleum, Inc.
0001528129
Statement of changes in beneficial ownership of securities
2019-08-19 14:47:45
4
Levy James R.
0001535563
Statement of changes in beneficial ownership of securities
2019-08-19 14:47:45
4
OZOP SURGICAL CORP.
0001679817
Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:47:45
10-Q
HELLMAN JORDAN MANAGEMENT CO INC /MA/
0000779519
Quarterly report filed by institutional managers, Holdings
2019-08-19 14:47:40
13F-HR
SG AMERICAS SECURITIES, LLC
0001261467
Application for Municipal Advisor Registration for Natural Persons
2019-08-19 14:47:38
MA-I
AMERICAN NATIONAL BANKSHARES INC.
0000741516
Statement of changes in beneficial ownership of securities
2019-08-19 14:47:12
4
HALEY MICHAEL P
0001208396
Statement of changes in beneficial ownership of securities
2019-08-19 14:47:12
4
ADVISORS SERIES TRUST
0001027596
Annual Report of proxy voting record of management investment companies
2019-08-19 14:47:07
N-PX
Hawes Frances Powell
0001317424
Statement of changes in beneficial ownership of securities
2019-08-19 14:45:59
4
Laredo Petroleum, Inc.
0001528129
Statement of changes in beneficial ownership of securities
2019-08-19 14:45:59
4
GPM Municipal Advisors, LLC
0001622293
Annual Update of Munipal Advisor Registration for Business Entities
2019-08-19 14:45:35
MA-A
SCOGGINS MYLES W
0001317008
Statement of changes in beneficial ownership of securities
2019-08-19 14:44:15
4
Laredo Petroleum, Inc.
0001528129
Statement of changes in beneficial ownership of securities
2019-08-19 14:44:15
4
WISCONSIN CAPITAL FUNDS INC
0001395397
Definitive materials
2019-08-19 14:43:55
497
ASSOCIATED BANC-CORP
0000007789
4 - Statement of changes in beneficial ownership of securities
2019-08-19 14:43:17
4
ASSOCIATED BANC-CORP
0000007789
Statement of changes in beneficial ownership of securities
2019-08-19 14:43:17
4
Kitowski Nicole M
0001721176
Statement of changes in beneficial ownership of securities
2019-08-19 14:43:17
4
Artemis Therapeutics, Inc.
0001062128
Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:41:42
10-Q
Addus HomeCare Corp
0001468328
Statement of changes in beneficial ownership of securities
2019-08-19 14:40:32
4
Manning Laurie
0001713085
Statement of changes in beneficial ownership of securities
2019-08-19 14:40:32
4
MONMOUTH REAL ESTATE INVESTMENT CORP
0000067625
Statement of changes in beneficial ownership of securities
2019-08-19 14:39:02
4
LANDY EUGENE W
0000905016
Statement of changes in beneficial ownership of securities
2019-08-19 14:39:02
4
10x Genomics, Inc.
0001770787
S-1 - General form for registration of securities under the Securities Act of 1933
2019-08-19 14:38:54
S-1
10x Genomics, Inc.
0001770787
General form for registration of securities under the Securities Act of 1933
2019-08-19 14:38:54
S-1
VERIZON COMMUNICATIONS INC
0000732712
Prospectus [Rule 424(b)(2)]
2019-08-19 14:38:47
424B2
PRINCIPAL FUNDS INC
0000898745
Definitive materials
2019-08-19 14:38:23
497
INDUSTRIAL PROPERTY TRUST INC.
0001558441
Tender offer statement by Third Party
2019-08-19 14:37:40
SC TO-T
Everest REIT Investors I, LLC
0001659587
Tender offer statement by Third Party
2019-08-19 14:37:40
SC TO-T
ADVISORS SERIES TRUST
0001027596
Annual Report of proxy voting record of management investment companies
2019-08-19 14:37:08
N-PX
UMH PROPERTIES, INC.
0000752642
Statement of changes in beneficial ownership of securities
2019-08-19 14:36:44
4
LANDY EUGENE W
0000905016
Statement of changes in beneficial ownership of securities
2019-08-19 14:36:44
4
Global Boatworks Holdings, Inc.
0001647705
Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:36:13
10-Q
RBC FUNDS TRUST
0001272950
Form N-MFP2/A [Amend]
2019-08-19 14:35:09
N-MFP2/A
ASSOCIATED BANC-CORP
0000007789
4 - Statement of changes in beneficial ownership of securities
2019-08-19 14:33:59
4
ASSOCIATED BANC-CORP
0000007789
Statement of changes in beneficial ownership of securities
2019-08-19 14:33:59
4
DeWitt Angie
0001756987
Statement of changes in beneficial ownership of securities
2019-08-19 14:33:59
4
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-08-19 14:33:42
424B2
VERIZON COMMUNICATIONS INC
0000732712
Prospectus [Rule 424(b)(2)]
2019-08-19 14:33:15
424B2
16900 Hawthorne Blvd Opportunity Fund LLC
0001784933
Notice of Exempt Offering of Securities, item 06b
2019-08-19 14:33:05
D
BLACKBOXSTOCKS INC.
0001567900
Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:32:22
10-Q
Launch Angels Funds, LLC
0001653639
D - Notice of Exempt Offering of Securities
2019-08-19 14:32:17
D
VanEck VIP Trust
0000811976
Other definitive proxy statements
2019-08-19 14:32:17
DEF 14A
Launch Angels Funds, LLC
0001653639
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-08-19 14:32:17
D
China SXT Pharmaceuticals, Inc.
0001723980
[Amend] Annual and transition report of foreign private issuers [Sections 13 or 15(d)]
2019-08-19 14:32:13
20-F/A
Medifirst Solutions, Inc.
0001522704
Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:31:49
10-Q
AMERICAN NATIONAL BANKSHARES INC.
0000741516
Statement of changes in beneficial ownership of securities
2019-08-19 14:31:25
4
MADDUX FRANKLIN W
0001208389
Statement of changes in beneficial ownership of securities
2019-08-19 14:31:25
4
Altimmune, Inc.
0001326190
Preliminary Proxy Soliciting materials
2019-08-19 14:30:31
PRER14A
SHAVERS CHERYL L
0001196914
Statement of changes in beneficial ownership of securities
2019-08-19 14:29:36
4
WISCONSIN CAPITAL FUNDS INC
0001395397
Post-effective amendment [Rule 485(b)]
2019-08-19 14:29:36
485BPOS
WISCONSIN CAPITAL FUNDS INC
0001395397
Post-effective amendment [Rule 485(b)]
2019-08-19 14:29:36
485BPOS
Knowles Corp
0001587523
Statement of changes in beneficial ownership of securities
2019-08-19 14:29:36
4
Presidio Property Trust, Inc.
0001080657
Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:29:33
10-Q
INFINITY ENERGY RESOURCES, INC
0000822746
Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:29:02
10-Q
VanEck Funds
0000768847
Other definitive proxy statements
2019-08-19 14:28:16
DEF 14A
Envision Financial Systems, Inc.
0001782622
Registration of Transfer Agent
2019-08-19 14:28:00
TA-1
Ally Financial Inc.
0000040729
Prospectus [Rule 424(b)(2)]
2019-08-19 14:27:59
424B2
AMERICAN NATIONAL BANKSHARES INC.
0000741516
Statement of changes in beneficial ownership of securities
2019-08-19 14:27:49
4
Harris Charles S
0001453947
Statement of changes in beneficial ownership of securities
2019-08-19 14:27:49
4
Launch Angels Funds, LLC
0001653639
D - Notice of Exempt Offering of Securities
2019-08-19 14:27:19
D
Launch Angels Funds, LLC
0001653639
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.7
2019-08-19 14:27:19
D
Lone Star Gold, Inc.
0001464865
Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:25:13
10-Q
Omnitek Engineering Corp
0001404804
Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:25:06
10-Q
Launch Angels Funds, LLC
0001653639
D - Notice of Exempt Offering of Securities
2019-08-19 14:24:51
D
Launch Angels Funds, LLC
0001653639
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-08-19 14:24:51
D
CFBB Pictures
0001750358
Progress Update
2019-08-19 14:24:03
C-U
RUSSELL CURREY M
0001213912
Statement of changes in beneficial ownership of securities
2019-08-19 14:23:26
4
WestRock Co
0001732845
Statement of changes in beneficial ownership of securities
2019-08-19 14:23:26
4
High Desert Holding Corp.
0001665421
Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:22:26
10-Q
ReShape Lifesciences Inc.
0001371217
Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:20:45
10-Q
AMERICAN NATIONAL BANKSHARES INC.
0000741516
Statement of changes in beneficial ownership of securities
2019-08-19 14:18:25
4
Finley Tammy M
0001595975
Statement of changes in beneficial ownership of securities
2019-08-19 14:18:25
4
Viseroij Investment Fund LLC
0001781781
Notice of Exempt Offering of Securities, item 06b
2019-08-19 14:18:22
D
Thunder Bridge Acquisition II, LTD
0001769318
Current report, items 8.01 and 9.01
2019-08-19 14:18:12
8-K
Innogen Energy, Inc.
0001770346
[Amend] Notice of Exempt Offering of Securities, item 04
2019-08-19 14:17:42
D/A
EPHS HOLDINGS, INC.
0001731911
[Amend] Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:16:30
10-Q/A
SPIRITS TIME INTERNATIONAL, INC.
0001434737
Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:16:26
10-Q
Launch Angels Funds, LLC
0001653639
D/A [Amend] - Notice of Exempt Offering of Securities
2019-08-19 14:16:11
D/A [Amend]
Launch Angels Funds, LLC
0001653639
[Amend] Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-08-19 14:16:11
D/A
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-08-19 14:15:09
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-08-19 14:15:09
424B2
AMERICAN NATIONAL BANKSHARES INC.
0000741516
Statement of changes in beneficial ownership of securities
2019-08-19 14:14:38
4
Crist Frank C JR
0001363012
Statement of changes in beneficial ownership of securities
2019-08-19 14:14:38
4
CapFactor LLC
0001785854
D - Notice of Exempt Offering of Securities
2019-08-19 14:14:33
D
CapFactor LLC
0001785854
Notice of Exempt Offering of Securities, item 06b
2019-08-19 14:14:33
D
CIMPRESS N.V.
0001262976
Statement of changes in beneficial ownership of securities
2019-08-19 14:14:17
4
Quinn Sean Edward
0001621706
Statement of changes in beneficial ownership of securities
2019-08-19 14:14:17
4
Rudd International, Inc.
0001783477
Quarterly report filed by institutional managers, Holdings
2019-08-19 14:13:57
13F-HR
TORONTO DOMINION BANK
0000947263
Prospectus [Rule 424(b)(2)]
2019-08-19 14:13:55
424B2
General Motors Financial Company, Inc.
0000804269
Prospectus [Rule 424(b)(2)]
2019-08-19 14:13:30
424B2
LOCUST WOOD LONG OPPORTUNITY, LP
0001565681
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 14:12:46
D/A
XCEL ENERGY INC
0000072903
Statement of changes in beneficial ownership of securities
2019-08-19 14:12:44
4
Wilensky Scott M
0001530606
Statement of changes in beneficial ownership of securities
2019-08-19 14:12:44
4
PhotoniCare, Inc.
0001645671
Notice of Exempt Offering of Securities, item 06b
2019-08-19 14:11:39
D
BASANITE, INC.
0001448705
Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:11:26
10-Q
Innogen Energy, Inc.
0001770346
Notice of Exempt Offering of Securities, item 06c
2019-08-19 14:11:15
D
WHITING RICHARD M
0001213884
Statement of changes in beneficial ownership of securities
2019-08-19 14:11:14
4
Ramaco Resources, Inc.
0001687187
Statement of changes in beneficial ownership of securities
2019-08-19 14:11:14
4
Launch Angels Funds, LLC
0001653639
D - Notice of Exempt Offering of Securities
2019-08-19 14:11:08
D
Launch Angels Funds, LLC
0001653639
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.7
2019-08-19 14:11:08
D
HARMONY GOLD MINING CO LTD
0001023514
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 14:08:28
6-K
Griffin-American Healthcare REIT IV, Inc.
0001632970
8-K - Current report
2019-08-19 14:08:00
Current report
Griffin-American Healthcare REIT IV, Inc.
0001632970
Current report, items 7.01 and 9.01
2019-08-19 14:08:00
8-K
Equinox Funds Trust
0001498272
Annual Report of proxy voting record of management investment companies
2019-08-19 14:07:55
N-PX
S. R. Schill & Associates
0001616004
Quarterly report filed by institutional managers, Holdings
2019-08-19 14:07:27
13F-HR
Bay Point Capital Partners II, LP
0001746387
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 14:07:18
D/A
Launch Angels Funds, LLC
0001653639
D - Notice of Exempt Offering of Securities
2019-08-19 14:06:51
D
Launch Angels Funds, LLC
0001653639
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-08-19 14:06:51
D
Cyberfort Software, Inc.
0001522787
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:06:27
10-Q
Cyberfort Software, Inc.
0001522787
Quarterly report [Sections 13 or 15(d)]
2019-08-19 14:06:27
10-Q
Cyber Apps World
0001230524
Current report, item 3.02
2019-08-19 14:05:32
8-K
MCDONALDS CORP
0000063908
4 - Statement of changes in beneficial ownership of securities
2019-08-19 14:03:59
4
MCDONALDS CORP
0000063908
Statement of changes in beneficial ownership of securities
2019-08-19 14:03:59
4
Hoovel Catherine A.
0001686304
Statement of changes in beneficial ownership of securities
2019-08-19 14:03:59
4
PACMAN MEDIA INC.
0001625376
8-K - Current report
2019-08-19 14:01:50
Current report
FUTURE INTERNATIONAL GROUP CORP.
0001625376
Current report, items 5.02 and 9.01
2019-08-19 14:01:50
8-K
Launch Angels Funds, LLC
0001653639
D - Notice of Exempt Offering of Securities
2019-08-19 14:01:20
D
Launch Angels Funds, LLC
0001653639
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.7
2019-08-19 14:01:20
D
AMUNDI PIONEER ASSET MANAGEMENT INC
0001102598
Notification of registration [Section 8(a)]
2019-08-19 14:01:13
N-8A
HEARTLAND GROUP INC
0000809586
Certified Shareholder Report, Semi-Annual
2019-08-19 13:59:38
N-CSRS
CHEMED CORP
0000019584
Statement of changes in beneficial ownership of securities
2019-08-19 13:58:22
4
Witzeman Michael D
0001699624
Statement of changes in beneficial ownership of securities
2019-08-19 13:58:22
4
Launch Angels Funds, LLC
0001653639
D - Notice of Exempt Offering of Securities
2019-08-19 13:57:56
D
Launch Angels Funds, LLC
0001653639
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-08-19 13:57:56
D
INTUITIVE SURGICAL INC
0001035267
Statement of changes in beneficial ownership of securities
2019-08-19 13:56:47
4
Rosa David J.
0001519593
Statement of changes in beneficial ownership of securities
2019-08-19 13:56:47
4
Flower Street Docs, LLC
0001776715
Progress Update
2019-08-19 13:56:24
C-U
Starboard Investment Trust
0001464413
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-08-19 13:55:06
497K
ARQULE INC
0001019695
Statement of changes in beneficial ownership of securities
2019-08-19 13:54:28
4
SCHAMBER BLAINE
0001773176
Statement of changes in beneficial ownership of securities
2019-08-19 13:54:28
4
Starboard Investment Trust
0001464413
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-08-19 13:52:45
497K
Schmucker Brian H
0001662166
Statement of changes in beneficial ownership of securities
2019-08-19 13:52:35
4
RiverNorth Opportunistic Municipal Income Fund, Inc.
0001746967
Statement of changes in beneficial ownership of securities
2019-08-19 13:52:35
4
New Concept Energy, Inc.
0000105744
8-K - Current report
2019-08-19 13:52:14
Current report
New Concept Energy, Inc.
0000105744
Current report, items 2.02 and 9.01
2019-08-19 13:52:14
8-K
WIDEPOINT CORP
0001034760
8-K - Current report
2019-08-19 13:52:06
Current report
WIDEPOINT CORP
0001034760
Current report, items 2.02 and 9.01
2019-08-19 13:52:06
8-K
Hays Rick
0001415861
Statement of changes in beneficial ownership of securities
2019-08-19 13:51:07
4
Eagle Bancorp Montana, Inc.
0001478454
Statement of changes in beneficial ownership of securities
2019-08-19 13:51:07
4
FTI CONSULTING, INC
0000887936
Statement of changes in beneficial ownership of securities
2019-08-19 13:50:31
4
SABHERWAL AJAY
0001123818
Statement of changes in beneficial ownership of securities
2019-08-19 13:50:31
4
Level One Bancorp Inc
0001412707
Statement of changes in beneficial ownership of securities
2019-08-19 13:50:17
4
Bellinson James L.
0001736580
Statement of changes in beneficial ownership of securities
2019-08-19 13:50:17
4
FEDERATED INDEX TRUST
0000861469
Annual Report of proxy voting record of management investment companies
2019-08-19 13:50:04
N-PX
LGBT Media, Inc.
0001739502
Termination of Reporting
2019-08-19 13:49:23
C-TR
New Century Resources Corp
0001104462
Quarterly report [Sections 13 or 15(d)]
2019-08-19 13:48:39
10-Q
MERIDIAN BIOSCIENCE INC
0000794172
Statement of changes in beneficial ownership of securities
2019-08-19 13:48:28
4
PHILLIPS DAVID
0001224661
Statement of changes in beneficial ownership of securities
2019-08-19 13:48:28
4
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-08-19 13:48:09
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-08-19 13:48:09
424B2
BROADRIDGE FINANCIAL SOLUTIONS, INC.
0001383312
Statement of changes in beneficial ownership of securities
2019-08-19 13:47:54
4
Taylor Julie R.
0001588233
Statement of changes in beneficial ownership of securities
2019-08-19 13:47:54
4
HARTFORD FINANCIAL SERVICES GROUP, INC.
0000874766
8-K - Current report
2019-08-19 13:47:21
Current report
HARTFORD FINANCIAL SERVICES GROUP, INC.
0000874766
Current report, items 8.01 and 9.01
2019-08-19 13:47:21
8-K
STADION INVESTMENT TRUST
0001221482
Rule 24F-2 notice
2019-08-19 13:46:55
24F-2NT
INTUITIVE SURGICAL INC
0001035267
Statement of changes in beneficial ownership of securities
2019-08-19 13:44:40
4
Samath Jamie
0001330269
Statement of changes in beneficial ownership of securities
2019-08-19 13:44:40
4
Harvest CROO, LLC
0001607938
Notice of Exempt Offering of Securities, item 06c
2019-08-19 13:44:17
D
FEDERATED GLOBAL ALLOCATION FUND
0000013386
Annual Report of proxy voting record of management investment companies
2019-08-19 13:43:03
N-PX
WORLD HEALTH ENERGY HOLDINGS, INC.
0000943535
Quarterly report [Sections 13 or 15(d)]
2019-08-19 13:42:47
10-Q
Carlton Pamela G
0001449984
Statement of changes in beneficial ownership of securities
2019-08-19 13:42:24
4
Columbia Seligman Premium Technology Growth Fund, Inc.
0001471420
Statement of changes in beneficial ownership of securities
2019-08-19 13:42:24
4
CENTAURUS DIAMOND TECHNOLOGIES, INC.
0001435163
[Amend] Annual report [Section 13 and 15(d), not S-K Item 405]
2019-08-19 13:42:18
10-K/A
FT 8187
0001775942
Pre-effective pricing amendments [Rule 487]
2019-08-19 13:41:21
487
New Asia Holdings, Inc.
0001485029
Quarterly report [Sections 13 or 15(d)]
2019-08-19 13:41:02
10-Q
Flying L Investments X, LLC
0001781006
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-08-19 13:40:39
D/A
CONSUMERS BANCORP INC /OH/
0001006830
[Amend] Statement of changes in beneficial ownership of securities
2019-08-19 13:39:40
4/A
Lober Ralph J II
0001401124
[Amend] Statement of changes in beneficial ownership of securities
2019-08-19 13:39:40
4/A
Pacific Ventures Group, Inc.
0000882800
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-08-19 13:39:28
10-Q
Pacific Ventures Group, Inc.
0000882800
Quarterly report [Sections 13 or 15(d)]
2019-08-19 13:39:28
10-Q
DOW CHEMICAL CO /DE/
0000029915
Prospectus [Rule 424(b)(3)]
2019-08-19 13:39:16
424B3
OI S.A. - In Judicial Reorganization
0001160846
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 13:39:12
6-K
Semillero Investment Fund I, LLC
0001673461
D/A [Amend] - Notice of Exempt Offering of Securities
2019-08-19 13:38:45
D/A [Amend]
Semillero Investment Fund I, LLC
0001673461
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-08-19 13:38:45
D/A
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1925
0001752178
Pre-effective pricing amendments [Rule 487]
2019-08-19 13:38:22
487
ABCO Energy, Inc.
0001300938
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-08-19 13:37:41
10-Q
ABCO Energy, Inc.
0001300938
Quarterly report [Sections 13 or 15(d)]
2019-08-19 13:37:41
10-Q
Star Alliance International Corp.
0001614556
8-K - Current report
2019-08-19 13:37:01
Current report
Star Alliance International Corp.
0001614556
Current report, items 1.01, 1.04, 3.02, 5.03, and 9.01
2019-08-19 13:37:01
8-K
Wireless Advanced Vehicle Electrification, Inc.
0001563060
D - Notice of Exempt Offering of Securities
2019-08-19 13:33:49
D
Wireless Advanced Vehicle Electrification, Inc.
0001563060
Notice of Exempt Offering of Securities, item 06b
2019-08-19 13:33:49
D
SLF - West Lincoln, LLC
0001782122
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-08-19 13:33:11
D/A
GEX MANAGEMENT, INC.
0001681556
Quarterly report [Sections 13 or 15(d)]
2019-08-19 13:31:58
10-Q
MONEY MARKET OBLIGATIONS TRUST
0000856517
Annual Report of proxy voting record of management investment companies
2019-08-19 13:31:06
N-PX
2050 MOTORS, INC.
0000867028
Current report, items 8.01 and 9.01
2019-08-19 13:30:19
8-K
Snow Owl Confectioners, Inc.
0001719346
D - Notice of Exempt Offering of Securities
2019-08-19 13:28:32
D
Snow Owl Confectioners, Inc.
0001719346
Notice of Exempt Offering of Securities, item 06b
2019-08-19 13:28:32
D
MERRIMACK PHARMACEUTICALS INC
0001274792
Non-management revised preliminary proxy soliciting materials, contested and otherwise
2019-08-19 13:27:35
PRRN14A
JFL Capital Management, LLC
0001687888
Non-management revised preliminary proxy soliciting materials, contested and otherwise
2019-08-19 13:27:35
PRRN14A
CaliberCos Inc.
0001627282
[Amend] Offering Statement [Regulation A]
2019-08-19 13:26:56
1-A/A
Shepherd's Finance, LLC
0001544190
8-K - Current report
2019-08-19 13:26:52
Current report
Shepherd's Finance, LLC
0001544190
Current report, items 5.05 and 9.01
2019-08-19 13:26:52
8-K
THESTREET, INC.
0001080056
Securities registration termination [Section 12(g)]
2019-08-19 13:25:41
15-12G
Actual Natural Health & Wellness Products, Inc.
0001763323
Offering Statement
2019-08-19 13:25:26
C
New Comstock Fund, Inc.
0001773676
[Amend] Registration of securities, business combinations
2019-08-19 13:25:10
S-4/A
Gaucho Group Holdings, Inc.
0001559998
Quarterly report [Sections 13 or 15(d)]
2019-08-19 13:25:06
10-Q
INTUITIVE SURGICAL INC
0001035267
Statement of changes in beneficial ownership of securities
2019-08-19 13:23:42
4
Andersen Reiter Kara
0001766950
Statement of changes in beneficial ownership of securities
2019-08-19 13:23:42
4
CareSave Technologies, Inc.
0001648258
Notice of Exempt Offering of Securities, item 06b
2019-08-19 13:21:43
D
IASO BioMed, Inc.
0001662907
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-08-19 13:20:41
10-Q
IASO BioMed, Inc.
0001662907
Quarterly report [Sections 13 or 15(d)]
2019-08-19 13:20:41
10-Q
Principal Real Estate Income Fund
0001557523
Fidelity Bond [Rule 17G-1(g)]
2019-08-19 13:18:37
40-17G
Lloyds Banking Group plc
0001160106
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 13:17:57
6-K
CGP Parent LLC
0001785569
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-08-19 13:17:34
D/A
SSR MINING INC.
0000921638
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 13:15:15
6-K
FEDERATED WORLD INVESTMENT SERIES INC
0000918199
Annual Report of proxy voting record of management investment companies
2019-08-19 13:14:22
N-PX
CIENA CORP
0000936395
Statement of changes in beneficial ownership of securities
2019-08-19 13:12:10
4
Rothenstein David M
0001444157
Statement of changes in beneficial ownership of securities
2019-08-19 13:12:10
4
StrikeForce Technologies Inc.
0001285543
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-08-19 13:10:20
10-Q
StrikeForce Technologies Inc.
0001285543
Quarterly report [Sections 13 or 15(d)]
2019-08-19 13:10:20
10-Q
First Wave Bio, Inc.
0001783499
Notice of Exempt Offering of Securities, item 06b
2019-08-19 13:09:27
D
CPFL Energy INC
0001300482
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 13:09:25
6-K
FEDERATED SHORT-INTERMEDIATE DURATION MUNICIPAL TRUST
0000353101
Annual Report of proxy voting record of management investment companies
2019-08-19 13:08:56
N-PX
Syzygy Plasmonics Inc.
0001785743
D - Notice of Exempt Offering of Securities
2019-08-19 13:04:41
D
Syzygy Plasmonics Inc.
0001785743
Notice of Exempt Offering of Securities, item 06b
2019-08-19 13:04:41
D
Federated Managed Pool Series
0001340579
Annual Report of proxy voting record of management investment companies
2019-08-19 13:04:22
N-PX
CIENA CORP
0000936395
Statement of changes in beneficial ownership of securities
2019-08-19 13:00:46
4
PETRIK ANDREW C
0001177265
Statement of changes in beneficial ownership of securities
2019-08-19 13:00:46
4
Blokable, Inc.
0001673950
D - Notice of Exempt Offering of Securities
2019-08-19 13:00:28
D
Blokable, Inc.
0001673950
Notice of Exempt Offering of Securities, item 06b
2019-08-19 13:00:28
D
Federated MDT Series
0001363526
N-PX - Annual Report of proxy voting record of management investment companies
2019-08-19 13:00:20
N-PX
Federated MDT Series
0001363526
Annual Report of proxy voting record of management investment companies
2019-08-19 13:00:20
N-PX
FORTUNA SILVER MINES INC
0001341335
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 13:00:04
6-K
Happify, Inc.
0001544999
Notice of Exempt Offering of Securities, item 06b
2019-08-19 12:59:50
D
HSBC HOLDINGS PLC
0001089113
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 12:59:21
6-K
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-08-19 12:58:52
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-08-19 12:58:52
424B2
TRUST FOR PROFESSIONAL MANAGERS
0001141819
Annual Report of proxy voting record of management investment companies
2019-08-19 12:57:40
N-PX
MEMBERS Life Insurance Co
0001562577
Prospectus [Rule 424(b)(3)]
2019-08-19 12:57:39
424B3
LASF - Domo 2017, LLC
0001712705
D - Notice of Exempt Offering of Securities
2019-08-19 12:56:42
D
LASF - Domo 2017, LLC
0001712705
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-08-19 12:56:42
D
First Seacoast Bancorp
0001769267
Statement of changes in beneficial ownership of securities
2019-08-19 12:56:32
4
Johnson Erica A.
0001779449
Statement of changes in beneficial ownership of securities
2019-08-19 12:56:32
4
W O Group, Inc.
0001757067
Quarterly report [Sections 13 or 15(d)]
2019-08-19 12:56:23
10-Q
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-08-19 12:55:53
424B3
Kisses From Italy, Inc.
0001608092
Quarterly report [Sections 13 or 15(d)]
2019-08-19 12:55:09
10-Q
CREDIT SUISSE AG
0001053092
424B2 - Prospectus [Rule 424(b)(2)]
2019-08-19 12:54:59
Prospectus [Rule 424(b)(2)]
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-08-19 12:54:59
424B2
AdvisorShares Trust
0001408970
Annual Report of proxy voting record of management investment companies
2019-08-19 12:52:45
N-PX
SIGNALFIRE AFFILIATES FUND III, L.P.
0001776841
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-08-19 12:50:07
D
Cabot-Wellington, LLC
0001353198
Quarterly report filed by institutional managers, Holdings
2019-08-19 12:49:26
13F-HR
JPMORGAN TRUST IV
0001659326
Definitive materials
2019-08-19 12:49:06
497
BC Exchange Stafford Grove DST
0001785471
Notice of Exempt Offering of Securities, item 06b
2019-08-19 12:47:36
D
GROUNDFLOOR FINANCE INC.
0001588504
Form 1-K/A [Amend]
2019-08-19 12:46:46
1-K/A
Offtake LLC
0001783777
D - Notice of Exempt Offering of Securities
2019-08-19 12:46:31
D
Offtake LLC
0001783777
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-08-19 12:46:31
D
EOG RESOURCES INC
0000821189
Statement of changes in beneficial ownership of securities
2019-08-19 12:46:07
4
Donaldson Michael P
0001376006
Statement of changes in beneficial ownership of securities
2019-08-19 12:46:07
4
NATURAL HEALTH TRENDS CORP
0000912061
General statement of acquisition of beneficial ownership
2019-08-19 12:45:51
SC 13D
Simply Served, LLC
0001785730
D - Notice of Exempt Offering of Securities
2019-08-19 12:42:47
D
Simply Served, LLC
0001785730
Notice of Exempt Offering of Securities, item 06b
2019-08-19 12:42:47
D
NextGen Till LLC
0001785779
D - Notice of Exempt Offering of Securities
2019-08-19 12:42:31
D
NextGen Till LLC
0001785779
Notice of Exempt Offering of Securities, items 06b and 3C.1
2019-08-19 12:42:31
D
YUS INTERNATIONAL GROUP Ltd
0001306035
Notification of inability to timely file Form 10-Q or 10-QSB
2019-08-19 12:42:25
NT 10-Q
Fisher Steven L
0001342891
Statement of changes in beneficial ownership of securities
2019-08-19 12:42:23
4
Mayville Engineering Company, Inc.
0001766368
Statement of changes in beneficial ownership of securities
2019-08-19 12:42:23
4
GEORGE K. BAUM & COMPANY
0000922113
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-08-19 12:42:03
MA-I/A
UBS-Barclays Commercial Mortgage Trust 2012-C4
0001559450
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-08-19 12:41:59
10-D
UBS-Barclays Commercial Mortgage Trust 2012-C4
0001559450
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-08-19 12:41:59
10-D
CANNABINOID BIOSCIENCES, INC.
0001760319
Form 253G2
2019-08-19 12:41:59
253G2
FEDERATED INSURANCE SERIES
0000912577
Annual Report of proxy voting record of management investment companies
2019-08-19 12:41:29
N-PX
TRILLIUM ASSET MANAGEMENT, LLC
0000884541
Notice of exempt solicitation submitted by non-management
2019-08-19 12:40:45
PX14A6G
Lamb Weston Holdings, Inc.
0001679273
Notice of exempt solicitation submitted by non-management
2019-08-19 12:40:45
PX14A6G
NATIONAL RESEARCH CORP
0000070487
Statement of changes in beneficial ownership of securities
2019-08-19 12:40:33
4
Amandla MK Trust
0001729470
Statement of changes in beneficial ownership of securities
2019-08-19 12:40:33
4
SWK Holdings Corp
0001089907
8-K - Current report
2019-08-19 12:40:25
Current report
FORESTER FUNDS INC
0001088323
Post-effective amendment [Rule 485(b)]
2019-08-19 12:40:25
485BPOS
FORESTER FUNDS INC
0001088323
Post-effective amendment [Rule 485(b)]
2019-08-19 12:40:25
485BPOS
SWK Holdings Corp
0001089907
Current report, items 7.01 and 9.01
2019-08-19 12:40:25
8-K
Advisors Disciplined Trust 1953
0001751402
Certification of no change in definitive materials
2019-08-19 12:39:11
497J
GENERAL ELECTRIC CO
0000040545
Statement of changes in beneficial ownership of securities
2019-08-19 12:38:52
4
Timko Thomas S
0001368469
Statement of changes in beneficial ownership of securities
2019-08-19 12:38:52
4
UBS-Barclays Commercial Mortgage Trust 2012-C2
0001552328
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-08-19 12:38:51
10-D
UBS-Barclays Commercial Mortgage Trust 2012-C2
0001552328
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-08-19 12:38:51
10-D
CIENA CORP
0000936395
Statement of changes in beneficial ownership of securities
2019-08-19 12:37:27
4
McFeely Scott
0001699192
Statement of changes in beneficial ownership of securities
2019-08-19 12:37:27
4
BANK OF MONTREAL /CAN/
0000927971
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-08-19 12:36:17
FWP
EBIX INC
0000814549
[Amend] Current report, item 5.07
2019-08-19 12:35:13
8-K/A
FEDERATED EQUITY FUNDS
0000745968
Annual Report of proxy voting record of management investment companies
2019-08-19 12:34:57
N-PX
CIENA CORP
0000936395
Statement of changes in beneficial ownership of securities
2019-08-19 12:34:28
4
ALEXANDER STEPHEN B
0001177261
Statement of changes in beneficial ownership of securities
2019-08-19 12:34:28
4
Stock Yards Bancorp, Inc.
0000835324
Statement of changes in beneficial ownership of securities
2019-08-19 12:32:43
4
HEINTZMAN DAVID P
0001193296
Statement of changes in beneficial ownership of securities
2019-08-19 12:32:43
4
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-08-19 12:32:37
424B2
UNITED COMMUNITY BANKS INC
0000857855
Statement of changes in beneficial ownership of securities
2019-08-19 12:32:17
4
Terry Mark Aaron
0001778041
Statement of changes in beneficial ownership of securities
2019-08-19 12:32:17
4
Elite Performance Holding Corp
0001753681
Quarterly report [Sections 13 or 15(d)]
2019-08-19 12:31:12
10-Q
Wesco Aircraft Holdings, Inc
0001378718
[Amend] General statement of acquisition of beneficial ownership
2019-08-19 12:30:34
SC 13D/A
Bancroft Thomas
0001634599
[Amend] General statement of acquisition of beneficial ownership
2019-08-19 12:30:34
SC 13D/A
SIGNALFIRE AFFILIATES BREAKOUT FUND II, L.P.
0001776801
D - Notice of Exempt Offering of Securities
2019-08-19 12:30:30
D
SIGNALFIRE AFFILIATES BREAKOUT FUND II, L.P.
0001776801
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-08-19 12:30:30
D
UNITED COMMUNITY BANKS INC
0000857855
Statement of changes in beneficial ownership of securities
2019-08-19 12:30:13
4
MILLER BRADLEY J
0001625973
Statement of changes in beneficial ownership of securities
2019-08-19 12:30:13
4
UNITED COMMUNITY BANKS INC
0000857855
Statement of changes in beneficial ownership of securities
2019-08-19 12:29:01
4
KUMLER ALAN H
0001184728
Statement of changes in beneficial ownership of securities
2019-08-19 12:29:01
4
AVADIM HEALTH, INC.
0001614824
[Amend] Notice of Exempt Offering of Securities, item 06c
2019-08-19 12:28:30
D/A
ZZLL INFORMATION TECHNOLOGY, INC
0001365357
Quarterly report [Sections 13 or 15(d)]
2019-08-19 12:28:21
10-Q
UNITED COMMUNITY BANKS INC
0000857855
Statement of changes in beneficial ownership of securities
2019-08-19 12:27:53
4
HARTON H LYNN
0001257941
Statement of changes in beneficial ownership of securities
2019-08-19 12:27:53
4
Federated Adviser Series
0001707560
Annual Report of proxy voting record of management investment companies
2019-08-19 12:27:21
N-PX
UNITED COMMUNITY BANKS INC
0000857855
Statement of changes in beneficial ownership of securities
2019-08-19 12:26:33
4
HARRALSON JEFFERSON L
0001704315
Statement of changes in beneficial ownership of securities
2019-08-19 12:26:33
4
UNITED COMMUNITY BANKS INC
0000857855
Statement of changes in beneficial ownership of securities
2019-08-19 12:25:16
4
EDWARDS ROBERT A.
0001443717
Statement of changes in beneficial ownership of securities
2019-08-19 12:25:16
4
UNITED COMMUNITY BANKS INC
0000857855
Statement of changes in beneficial ownership of securities
2019-08-19 12:23:05
4
BRADSHAW RICHARD
0001608560
Statement of changes in beneficial ownership of securities
2019-08-19 12:23:05
4
ROYAL BANK OF CANADA
0001000275
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-08-19 12:22:05
FWP
SELECT BANCORP, INC.
0001263762
4 - Statement of changes in beneficial ownership of securities
2019-08-19 12:19:47
4
SELECT BANCORP, INC.
0001263762
Statement of changes in beneficial ownership of securities
2019-08-19 12:19:47
4
Glen James H. Jr.
0001612901
Statement of changes in beneficial ownership of securities
2019-08-19 12:19:47
4
Managed Portfolio Series
0001511699
Annual Report of proxy voting record of management investment companies
2019-08-19 12:19:30
N-PX
Calvert Management Series
0000319676
[Amend] Annual Report for Registered Investment Companies
2019-08-19 12:19:21
N-CEN/A
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-08-19 12:18:36
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-08-19 12:18:36
424B3
Calvert Variable Products, Inc.
0000743773
[Amend] Annual Report for Registered Investment Companies
2019-08-19 12:18:26
N-CEN/A
AXIOM WORKFORCE FUND I LLC
0001785555
Notice of Exempt Offering of Securities, item 06c
2019-08-19 12:17:21
D
CALVERT VARIABLE SERIES INC
0000708950
[Amend] Annual Report for Registered Investment Companies
2019-08-19 12:17:00
N-CEN/A
Protoscale Whoa GP LLC
0001785816
D - Notice of Exempt Offering of Securities
2019-08-19 12:16:52
D
Protoscale Whoa GP LLC
0001785816
Notice of Exempt Offering of Securities, items 06b and 3C.1
2019-08-19 12:16:52
D
EXTREME NETWORKS INC
0001078271
Statement of changes in beneficial ownership of securities
2019-08-19 12:16:35
4
MEYERCORD EDWARD
0001179945
Statement of changes in beneficial ownership of securities
2019-08-19 12:16:35
4
TATA MOTORS LTD/FI
0000926042
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 12:16:26
6-K
Waterfall Victoria Fund, Ltd.
0001484687
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 12:16:25
D/A
HSBC USA INC /MD/
0000083246
Prospectus [Rule 424(b)(2)]
2019-08-19 12:16:02
424B2
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-08-19 12:15:58
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-08-19 12:15:58
424B3
FEDERATED INCOME SECURITIES TRUST
0000789281
N-PX - Annual Report of proxy voting record of management investment companies
2019-08-19 12:15:56
N-PX
FEDERATED INCOME SECURITIES TRUST
0000789281
Annual Report of proxy voting record of management investment companies
2019-08-19 12:15:56
N-PX
Inflection Point Investments CO LTD
0001415385
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-08-19 12:15:46
D
PotNetwork Holdings, Inc.
0001746563
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-08-19 12:15:40
10-Q
PotNetwork Holdings, Inc.
0001746563
Quarterly report [Sections 13 or 15(d)]
2019-08-19 12:15:40
10-Q
EXTREME NETWORKS INC
0001078271
Statement of changes in beneficial ownership of securities
2019-08-19 12:15:04
4
Gault Robert J
0001641247
Statement of changes in beneficial ownership of securities
2019-08-19 12:15:04
4
TORRAY FUND
0000862696
Annual Report of proxy voting record of management investment companies
2019-08-19 12:14:58
N-PX
Streamlined Ventures III, L.P.
0001784725
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 12:14:10
D
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-08-19 12:14:05
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-08-19 12:14:05
424B3
COMSTOCK RESOURCES INC
0000023194
Initial statement of beneficial ownership of securities
2019-08-19 12:13:47
3
Mills Ronald Eugene
0001784559
Initial statement of beneficial ownership of securities
2019-08-19 12:13:47
3
ALPHA NETWORK ALLIANCE VENTURES INC.
0001491829
Quarterly report [Sections 13 or 15(d)]
2019-08-19 12:13:29
10-Q
KIWA BIO-TECH PRODUCTS GROUP CORP
0001159275
Quarterly report [Sections 13 or 15(d)]
2019-08-19 12:12:56
10-Q
TEXAS PACIFIC LAND TRUST
0000097517
Statement of changes in beneficial ownership of securities
2019-08-19 12:12:54
4
HORIZON KINETICS ASSET MANAGEMENT LLC
0001056823
Statement of changes in beneficial ownership of securities
2019-08-19 12:12:54
4
CHARTWELL INVESTMENT PARTNERS, LLC
0001616525
Quarterly report filed by institutional managers, Holdings
2019-08-19 12:12:50
13F-HR
McBurney Michael D
0001577361
4 - Statement of changes in beneficial ownership of securities
2019-08-19 12:12:41
4
COMSTOCK RESOURCES INC
0000023194
Statement of changes in beneficial ownership of securities
2019-08-19 12:12:41
4
McBurney Michael D
0001577361
Statement of changes in beneficial ownership of securities
2019-08-19 12:12:41
4
COMSTOCK RESOURCES INC
0000023194
Statement of changes in beneficial ownership of securities
2019-08-19 12:11:44
4
Singer Richard Darius
0001346686
Statement of changes in beneficial ownership of securities
2019-08-19 12:11:44
4
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-08-19 12:10:59
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-08-19 12:10:59
424B2
COMSTOCK RESOURCES INC
0000023194
Statement of changes in beneficial ownership of securities
2019-08-19 12:10:45
4
Sanders LaRae Lynn
0001624603
Statement of changes in beneficial ownership of securities
2019-08-19 12:10:45
4
CCF Holdings LLC
0001766682
Current report, items 7.01 and 9.01
2019-08-19 12:10:45
8-K
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-08-19 12:10:40
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-08-19 12:10:40
424B3
Waterfall Victoria Fund LP
0001407856
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 12:10:01
D/A
Chanticleer Holdings, Inc.
0001106838
Statement of changes in beneficial ownership of securities
2019-08-19 12:09:46
4
Pruitt Michael D
0001124144
Statement of changes in beneficial ownership of securities
2019-08-19 12:09:46
4
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-08-19 12:09:06
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-08-19 12:09:06
424B3
Unique Fabricating, Inc.
0001617669
Statement of changes in beneficial ownership of securities
2019-08-19 12:07:56
4
Frascoia Paul
0001646553
Statement of changes in beneficial ownership of securities
2019-08-19 12:07:56
4
CREDIT SUISSE AG
0001053092
424B2 - Prospectus [Rule 424(b)(2)]
2019-08-19 12:07:27
Prospectus [Rule 424(b)(2)]
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-08-19 12:07:27
424B2
FEDERATED FIXED INCOME SECURITIES INC
0000879569
Annual Report of proxy voting record of management investment companies
2019-08-19 12:07:27
N-PX
Arista Financial Corp.
0001498122
Quarterly report [Sections 13 or 15(d)]
2019-08-19 12:06:49
10-Q
Romoser Russell W
0001549389
4 - Statement of changes in beneficial ownership of securities
2019-08-19 12:06:33
4
COMSTOCK RESOURCES INC
0000023194
Statement of changes in beneficial ownership of securities
2019-08-19 12:06:33
4
Romoser Russell W
0001549389
Statement of changes in beneficial ownership of securities
2019-08-19 12:06:33
4
Northern Lights Fund Trust IV
0001644419
Rule 24F-2 notice
2019-08-19 12:06:28
24F-2NT
Quotient Technology Inc.
0001115128
Statement of acquisition of beneficial ownership by individuals
2019-08-19 12:06:05
SC 13G
Elk Creek Partners, LLC
0001592405
Statement of acquisition of beneficial ownership by individuals
2019-08-19 12:06:05
SC 13G
Endeavor Trust Corp
0001783498
Registration of Transfer Agent
2019-08-19 12:05:53
TA-1
COMSTOCK RESOURCES INC
0000023194
Statement of changes in beneficial ownership of securities
2019-08-19 12:05:33
4
PRESLEY DANIEL K
0001232903
Statement of changes in beneficial ownership of securities
2019-08-19 12:05:33
4
York Global Credit Income Fund Ltd
0001555932
D/A [Amend] - Notice of Exempt Offering of Securities
2019-08-19 12:04:42
D/A [Amend]
York Global Credit Income Fund Ltd
0001555932
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 12:04:42
D/A
Waterfall Victoria ERISA Fund, Ltd.
0001511871
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 12:04:41
D/A
Earth Science Tech, Inc.
0001538495
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-08-19 12:04:28
10-Q
Earth Science Tech, Inc.
0001538495
Quarterly report [Sections 13 or 15(d)]
2019-08-19 12:04:28
10-Q
York Global Credit Income Fund, L.P.
0001555933
D/A [Amend] - Notice of Exempt Offering of Securities
2019-08-19 12:04:21
D/A [Amend]
York Global Credit Income Fund, L.P.
0001555933
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 12:04:21
D/A
AS O&G, LLC
0001785620
D - Notice of Exempt Offering of Securities
2019-08-19 12:02:52
D
AS O&G, LLC
0001785620
Notice of Exempt Offering of Securities, item 06b
2019-08-19 12:02:52
D
COMSTOCK RESOURCES INC
0000023194
Statement of changes in beneficial ownership of securities
2019-08-19 12:02:38
4
BURNS ROLAND O
0001232893
Statement of changes in beneficial ownership of securities
2019-08-19 12:02:38
4
ARROW ELECTRONICS INC
0000007536
Statement of changes in beneficial ownership of securities
2019-08-19 12:02:23
4
Kostalnick Charles II
0001586815
Statement of changes in beneficial ownership of securities
2019-08-19 12:02:23
4
CHURCHILL CASH RESERVES TRUST
0000763534
[Amend] Certified Shareholder Report, Semi-Annual
2019-08-19 12:02:21
N-CSRS/A
CALVERT SOCIAL INVESTMENT FUND
0000356682
Definitive materials
2019-08-19 12:01:13
497
CALVERT FUND
0000701039
Definitive materials
2019-08-19 12:01:13
497
CALVERT IMPACT FUND INC
0001121624
Definitive materials
2019-08-19 12:01:13
497
Partner Program Laguna 1, LLC
0001771911
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-08-19 12:01:09
D
ROYAL HEALTH INC
0001781485
Notice of Exempt Offering of Securities, item 06b
2019-08-19 12:01:07
D
ADM ENDEAVORS, INC.
0001588014
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-08-19 12:00:24
10-Q
ADM ENDEAVORS, INC.
0001588014
Quarterly report [Sections 13 or 15(d)]
2019-08-19 12:00:24
10-Q
COMSTOCK RESOURCES INC
0000023194
Statement of changes in beneficial ownership of securities
2019-08-19 12:00:20
4
ALLISON M JAY
0001232890
Statement of changes in beneficial ownership of securities
2019-08-19 12:00:20
4
CALVERT FUND
0000701039
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-08-19 12:00:19
497K
RELX PLC
0000929869
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 11:59:52
6-K
FEDERATED EQUITY INCOME FUND INC
0000799704
Annual Report of proxy voting record of management investment companies
2019-08-19 11:59:16
N-PX
CALVERT FUND
0000701039
Definitive materials
2019-08-19 11:58:52
497
Genius Brands International, Inc.
0001355848
Registration Withdrawal Request
2019-08-19 11:56:49
RW
Medical Information Technology, Inc. Profit Sharing Trust
0001351295
4 - Statement of changes in beneficial ownership of securities
2019-08-19 11:56:47
4
Medical Information Technology, Inc.
0001011452
Statement of changes in beneficial ownership of securities
2019-08-19 11:56:47
4
Medical Information Technology, Inc. Profit Sharing Trust
0001351295
Statement of changes in beneficial ownership of securities
2019-08-19 11:56:47
4
Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.
0001750701
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 11:56:27
D/A
Logo Holdings I Corp
0001560161
Notice of Exempt Offering of Securities, item 06b
2019-08-19 11:55:48
D
MONRO, INC.
0000876427
Current report, items 5.07, 8.01, and 9.01
2019-08-19 11:54:10
8-K
CREDIT SUISSE AG
0001053092
424B2 - Prospectus [Rule 424(b)(2)]
2019-08-19 11:53:48
Prospectus [Rule 424(b)(2)]
CREDIT SUISSE AG
0001053092
Prospectus [Rule 424(b)(2)]
2019-08-19 11:53:48
424B2
TRUST FOR PROFESSIONAL MANAGERS
0001141819
Fidelity Bond [Rule 17G-1(g)]
2019-08-19 11:52:31
40-17G
Greater Cannabis Company, Inc.
0001695473
Quarterly report [Sections 13 or 15(d)]
2019-08-19 11:50:39
10-Q
Atomic Labs, Inc.
0001784627
Notice of Exempt Offering of Securities, item 06b
2019-08-19 11:47:44
D
Wall Street EWM Funds Trust
0001517695
N-PX - Annual Report of proxy voting record of management investment companies
2019-08-19 11:46:28
N-PX
Wall Street EWM Funds Trust
0001517695
Annual Report of proxy voting record of management investment companies
2019-08-19 11:46:28
N-PX
Opus Medical Therapies, LLC
0001785788
D - Notice of Exempt Offering of Securities
2019-08-19 11:46:08
D
Opus Medical Therapies, LLC
0001785788
Notice of Exempt Offering of Securities, item 06b
2019-08-19 11:46:08
D
Citizens Community Bancorp Inc.
0001367859
Statement of changes in beneficial ownership of securities
2019-08-19 11:45:04
4
Bianchi Stephen M
0001497054
Statement of changes in beneficial ownership of securities
2019-08-19 11:45:04
4
BROUCEK JAMES S
0001204872
Statement of changes in beneficial ownership of securities
2019-08-19 11:42:44
4
Citizens Community Bancorp Inc.
0001367859
Statement of changes in beneficial ownership of securities
2019-08-19 11:42:44
4
Live Current Media Inc.
0001108630
Statement of changes in beneficial ownership of securities
2019-08-19 11:42:42
4
Vahabzadeh Amir
0001504213
Statement of changes in beneficial ownership of securities
2019-08-19 11:42:42
4
OSI SYSTEMS INC
0001039065
Statement of changes in beneficial ownership of securities
2019-08-19 11:41:34
4
MEHRA AJAY
0001047059
Statement of changes in beneficial ownership of securities
2019-08-19 11:41:34
4
FT 8277
0001782973
Registration statement for unit investment trusts
2019-08-19 11:41:07
S-6
TIPTREE INC.
0001393726
Statement of changes in beneficial ownership of securities
2019-08-19 11:40:22
4
Barnes Michael Gene
0001498811
Statement of changes in beneficial ownership of securities
2019-08-19 11:40:22
4
FT 8276
0001782972
S-6 - Registration statement for unit investment trusts
2019-08-19 11:40:20
S-6
FT 8276
0001782972
Registration statement for unit investment trusts
2019-08-19 11:40:20
S-6
MC SV VI LLC
0001785664
D - Notice of Exempt Offering of Securities
2019-08-19 11:39:50
D
MC SV VI LLC
0001785664
Notice of Exempt Offering of Securities, item 06b
2019-08-19 11:39:50
D
FT 8189
0001775944
Pre-effective pricing amendments [Rule 487]
2019-08-19 11:38:48
487
FT 8275
0001782970
Registration statement for unit investment trusts
2019-08-19 11:38:44
S-6
FT 8274
0001782969
Registration statement for unit investment trusts
2019-08-19 11:38:27
S-6
FT 8188
0001775943
487 - Pre-effective pricing amendments [Rule 487]
2019-08-19 11:38:10
487
MEMBERS Life Insurance Co
0001562577
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-08-19 11:38:10
FWP
FT 8188
0001775943
Pre-effective pricing amendments [Rule 487]
2019-08-19 11:38:10
487
IIOT-OXYS, Inc.
0001290658
Notice of Exempt Offering of Securities, items 06b and 4a5
2019-08-19 11:36:25
D
AMERICAN NATIONAL BANKSHARES INC.
0000741516
Statement of changes in beneficial ownership of securities
2019-08-19 11:35:39
4
Bowling Kenneth S.
0001570420
Statement of changes in beneficial ownership of securities
2019-08-19 11:35:39
4
CUI Global, Inc.
0001108967
Statement of changes in beneficial ownership of securities
2019-08-19 11:34:29
4
CLOUGH WILLIAM J
0001340231
Statement of changes in beneficial ownership of securities
2019-08-19 11:34:29
4
MEMBERS Life Insurance Co
0001562577
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-08-19 11:34:02
FWP
TRICO BANCSHARES /
0000356171
[Amend] Statement of changes in beneficial ownership of securities
2019-08-19 11:33:40
4/A
CARNEY CRAIG B
0001198502
[Amend] Statement of changes in beneficial ownership of securities
2019-08-19 11:33:40
4/A
QPAGOS
0001591913
SC 13G - Statement of acquisition of beneficial ownership by individuals
2019-08-19 11:33:35
SC 13G
QPAGOS
0001591913
Statement of acquisition of beneficial ownership by individuals
2019-08-19 11:33:35
SC 13G
Strategic IR, Inc.
0001785290
Statement of acquisition of beneficial ownership by individuals
2019-08-19 11:33:35
SC 13G
AMERICAN NATIONAL BANKSHARES INC.
0000741516
Statement of changes in beneficial ownership of securities
2019-08-19 11:27:42
4
BLAIR FRED A
0001208397
Statement of changes in beneficial ownership of securities
2019-08-19 11:27:42
4
TUORTO WILLIAM L
0001137038
4 - Statement of changes in beneficial ownership of securities
2019-08-19 11:27:31
4
Royal Energy Resources, Inc.
0001102392
Statement of changes in beneficial ownership of securities
2019-08-19 11:27:31
4
TUORTO WILLIAM L
0001137038
Statement of changes in beneficial ownership of securities
2019-08-19 11:27:31
4
Patricio Miguel
0001785781
3 - Initial statement of beneficial ownership of securities
2019-08-19 11:26:14
3
Kraft Heinz Co
0001637459
Initial statement of beneficial ownership of securities
2019-08-19 11:26:14
3
Patricio Miguel
0001785781
Initial statement of beneficial ownership of securities
2019-08-19 11:26:14
3
Ascent Solar Technologies, Inc.
0001350102
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-08-19 11:26:08
10-Q
Ascent Solar Technologies, Inc.
0001350102
Quarterly report [Sections 13 or 15(d)]
2019-08-19 11:26:08
10-Q
GAIA, INC
0001089872
Statement of changes in beneficial ownership of securities
2019-08-19 11:24:29
4
Mellencamp Dae
0001769890
Statement of changes in beneficial ownership of securities
2019-08-19 11:24:29
4
400 Capital TX COF I LP
0001785403
D - Notice of Exempt Offering of Securities
2019-08-19 11:24:16
D
400 Capital TX COF I LP
0001785403
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 11:24:16
D
Direxion Shares ETF Trust
0001424958
N-PX - Annual Report of proxy voting record of management investment companies
2019-08-19 11:22:52
N-PX
Direxion Shares ETF Trust
0001424958
Annual Report of proxy voting record of management investment companies
2019-08-19 11:22:52
N-PX
QuB LLC
0001785793
D - Notice of Exempt Offering of Securities
2019-08-19 11:22:21
D
QuB LLC
0001785793
Notice of Exempt Offering of Securities, item 06b
2019-08-19 11:22:21
D
Ottawa Bancorp Inc
0001675192
Current report, item 5.02
2019-08-19 11:22:19
8-K
DIREXION FUNDS
0001040587
Annual Report of proxy voting record of management investment companies
2019-08-19 11:21:06
N-PX
GILBERT LOKE
0001576260
Statement of changes in beneficial ownership of securities
2019-08-19 11:20:54
4
Greenpro Capital Corp.
0001597846
Statement of changes in beneficial ownership of securities
2019-08-19 11:20:54
4
TORONTO DOMINION BANK
0000947263
Prospectus [Rule 424(b)(2)]
2019-08-19 11:20:27
424B2
Weddle Mary K
0001292194
4 - Statement of changes in beneficial ownership of securities
2019-08-19 11:20:04
4
UNITED BANKSHARES INC/WV
0000729986
4 - Statement of changes in beneficial ownership of securities
2019-08-19 11:20:04
4
UNITED BANKSHARES INC/WV
0000729986
Statement of changes in beneficial ownership of securities
2019-08-19 11:20:04
4
Weddle Mary K
0001292194
Statement of changes in beneficial ownership of securities
2019-08-19 11:20:04
4
NORTHERN DYNASTY MINERALS LTD
0001164771
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 11:19:30
6-K
STRYKER CORP
0000310764
Statement of changes in beneficial ownership of securities
2019-08-19 11:19:28
4
Scannell Timothy J
0001451533
Statement of changes in beneficial ownership of securities
2019-08-19 11:19:28
4
C.K. LEE
0001576035
Statement of changes in beneficial ownership of securities
2019-08-19 11:17:33
4
Greenpro Capital Corp.
0001597846
Statement of changes in beneficial ownership of securities
2019-08-19 11:17:33
4
SANUWAVE Health, Inc.
0001417663
Current report, items 2.02 and 9.01
2019-08-19 11:17:28
8-K
AMERICAN NATIONAL BANKSHARES INC.
0000741516
Statement of changes in beneficial ownership of securities
2019-08-19 11:16:13
4
AGEE NANCY H
0001314626
Statement of changes in beneficial ownership of securities
2019-08-19 11:16:13
4
Waterfall Sandstone Fund, L.P.
0001615392
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 11:14:51
D/A
AMERICAN NATIONAL BANKSHARES INC.
0000741516
Statement of changes in beneficial ownership of securities
2019-08-19 11:13:09
4
HORNADAY F D III
0001219528
Statement of changes in beneficial ownership of securities
2019-08-19 11:13:09
4
BLONDER TONGUE LABORATORIES INC
0001000683
Statement of changes in beneficial ownership of securities
2019-08-19 11:12:48
4
Grauch Edward Rowland
0001757536
Statement of changes in beneficial ownership of securities
2019-08-19 11:12:48
4
CSOP ETF Trust
0001617113
Annual Report of proxy voting record of management investment companies
2019-08-19 11:12:13
N-PX
ResortPass, Inc.
0001785727
D - Notice of Exempt Offering of Securities
2019-08-19 11:12:06
D
ResortPass, Inc.
0001785727
Notice of Exempt Offering of Securities, item 06b
2019-08-19 11:12:06
D
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-08-19 11:11:40
424B2
HOLLAND SERIES FUND INC
0000947441
Quarterly Schedule of portfolio holdings of management investment companies
2019-08-19 11:10:32
N-Q
FEDERATED HIGH YIELD TRUST
0000745967
Annual Report of proxy voting record of management investment companies
2019-08-19 11:10:26
N-PX
HEALTHSTREAM INC
0001095565
Statement of changes in beneficial ownership of securities
2019-08-19 11:09:18
4
Coady Trisha L
0001759379
Statement of changes in beneficial ownership of securities
2019-08-19 11:09:18
4
HEALTHSTREAM INC
0001095565
Statement of changes in beneficial ownership of securities
2019-08-19 11:07:45
4
Collier Michael Manning
0001715401
Statement of changes in beneficial ownership of securities
2019-08-19 11:07:45
4
FIDELITY INCOME FUND /MA/
0000751199
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-08-19 11:05:41
497K
FIDELITY INCOME FUND /MA/
0000751199
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-08-19 11:05:41
497K
SCM-S72-1, LLC
0001567167
D - Notice of Exempt Offering of Securities
2019-08-19 11:05:23
D
SCM-S72-1, LLC
0001567167
Notice of Exempt Offering of Securities, item 06b
2019-08-19 11:05:23
D
AMERICAN CENTURY CAPITAL PORTFOLIOS INC
0000908186
Post-effective amendment [Rule 485(b)]
2019-08-19 11:04:42
485BPOS
AMERICAN CENTURY CAPITAL PORTFOLIOS INC
0000908186
Post-effective amendment [Rule 485(b)]
2019-08-19 11:04:42
485BPOS
Merchants Bancorp
0001629019
Form CERT
2019-08-19 11:04:32
CERT
BANK OF MONTREAL /CAN/
0000927971
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-08-19 11:04:11
FWP
Waterfall Eden Fund Ltd
0001379313
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 11:02:18
D/A
AMERICAN CENTURY MUTUAL FUNDS, INC.
0000100334
485BPOS - Post-effective amendment [Rule 485(b)]
2019-08-19 11:01:06
485BPOS
AMERICAN CENTURY MUTUAL FUNDS, INC.
0000100334
485BPOS - Post-effective amendment [Rule 485(b)]
2019-08-19 11:01:06
485BPOS
AMERICAN CENTURY MUTUAL FUNDS, INC.
0000100334
Post-effective amendment [Rule 485(b)]
2019-08-19 11:01:06
485BPOS
AMERICAN CENTURY MUTUAL FUNDS, INC.
0000100334
Post-effective amendment [Rule 485(b)]
2019-08-19 11:01:06
485BPOS
2050 MOTORS, INC.
0000867028
Current report, items 8.01 and 9.01
2019-08-19 11:00:18
8-K
Hartman vREIT XXI, Inc.
0001654948
Current report, items 1.01 and 9.01
2019-08-19 10:59:58
8-K
Quintana Energy Services Inc.
0001704235
8-K - Current report
2019-08-19 10:59:55
Current report
Quintana Energy Services Inc.
0001704235
Current report, item 7.01
2019-08-19 10:59:55
8-K
MSS Series Trust
0001368578
Annual Report of proxy voting record of management investment companies
2019-08-19 10:57:12
N-PX
Shred Soles LLC
0001783633
Offering Statement
2019-08-19 10:56:08
C
MONMOUTH REAL ESTATE INVESTMENT CORP
0000067625
Statement of changes in beneficial ownership of securities
2019-08-19 10:55:41
4
WOLGIN STEVEN B
0001252977
Statement of changes in beneficial ownership of securities
2019-08-19 10:55:41
4
FORUM FUNDS II
0001576367
Definitive materials
2019-08-19 10:55:08
497
Unique Fabricating, Inc.
0001617669
Statement of changes in beneficial ownership of securities
2019-08-19 10:54:04
4
Baum Richard L Jr
0001621461
Statement of changes in beneficial ownership of securities
2019-08-19 10:54:04
4
FEDERATED CORE TRUST
0001034106
Annual Report of proxy voting record of management investment companies
2019-08-19 10:54:00
N-PX
GLENMEDE PORTFOLIOS
0000884381
Annual Report of proxy voting record of management investment companies
2019-08-19 10:53:55
N-PX
GOLDMAN SACHS GROUP INC
0000886982
424B2 - Prospectus [Rule 424(b)(2)]
2019-08-19 10:53:32
Prospectus [Rule 424(b)(2)]
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-08-19 10:53:32
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-08-19 10:53:32
424B2
WATERFALL EDEN FUND LP
0001340264
D/A [Amend] - Notice of Exempt Offering of Securities
2019-08-19 10:52:54
D/A [Amend]
WATERFALL EDEN FUND LP
0001340264
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 10:52:54
D/A
CLEAN HARBORS INC
0000822818
Statement of changes in beneficial ownership of securities
2019-08-19 10:52:21
4
Battles Michael Louis
0001379357
Statement of changes in beneficial ownership of securities
2019-08-19 10:52:21
4
AMERISERV FINANCIAL INC /PA/
0000707605
Statement of changes in beneficial ownership of securities
2019-08-19 10:51:24
4
WISE ROBERT L
0001180702
Statement of changes in beneficial ownership of securities
2019-08-19 10:51:24
4
XPEL, Inc.
0001767258
Current report, items 7.01 and 9.01
2019-08-19 10:51:10
8-K
GLENMEDE FUND INC
0000835663
Annual Report of proxy voting record of management investment companies
2019-08-19 10:50:58
N-PX
GABELLI EQUITY TRUST INC
0000794685
Statement of changes in beneficial ownership of securities
2019-08-19 10:50:36
4
ALPERT BRUCE N
0001185528
Statement of changes in beneficial ownership of securities
2019-08-19 10:50:36
4
Centre Funds
0001517238
Quarterly Schedule of portfolio holdings of management investment companies
2019-08-19 10:49:22
N-Q
FEDERAL REALTY INVESTMENT TRUST
0000034903
424B5 - Prospectus [Rule 424(b)(5)]
2019-08-19 10:49:15
Prospectus [Rule 424(b)(5)]
FEDERAL REALTY INVESTMENT TRUST
0000034903
Prospectus [Rule 424(b)(5)]
2019-08-19 10:49:15
424B5
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1923
0001752182
Definitive materials
2019-08-19 10:48:32
497
CITIGROUP INC
0000831001
424B2 - Prospectus [Rule 424(b)(2)]
2019-08-19 10:48:23
Prospectus [Rule 424(b)(2)]
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(2)]
2019-08-19 10:48:23
424B2
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(2)]
2019-08-19 10:48:23
424B2
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1924
0001752179
Certification of no change in definitive materials
2019-08-19 10:47:39
497J
Preserver, L.P.
0001480112
D/A [Amend] - Notice of Exempt Offering of Securities
2019-08-19 10:47:17
D/A [Amend]
Preserver, L.P.
0001480112
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-08-19 10:47:17
D/A
Vale S.A.
0000917851
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 10:46:33
6-K
iSHARES TRUST
0001100663
New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-08-19 10:43:03
485BXT
iSHARES TRUST
0001100663
New effective date for post-effective amendment [Rule 485(b)(1)(iii)]
2019-08-19 10:43:03
485BXT
OAK ASSOCIATES FUNDS
0001050918
Annual Report of proxy voting record of management investment companies
2019-08-19 10:42:49
N-PX
Blackstone Real Estate Income Trust, Inc.
0001662972
4 - Statement of changes in beneficial ownership of securities
2019-08-19 10:42:23
4
LEWIS EDWARD
0001201805
Statement of changes in beneficial ownership of securities
2019-08-19 10:42:23
4
Blackstone Real Estate Income Trust, Inc.
0001662972
Statement of changes in beneficial ownership of securities
2019-08-19 10:42:23
4
Blackstone Real Estate Income Trust, Inc.
0001662972
4 - Statement of changes in beneficial ownership of securities
2019-08-19 10:41:35
4
Blackstone Real Estate Income Trust, Inc.
0001662972
Statement of changes in beneficial ownership of securities
2019-08-19 10:41:35
4
Beier Raymond J.
0001734747
Statement of changes in beneficial ownership of securities
2019-08-19 10:41:35
4
Blackstone Real Estate Income Trust, Inc.
0001662972
4 - Statement of changes in beneficial ownership of securities
2019-08-19 10:40:58
4
Blackstone Real Estate Income Trust, Inc.
0001662972
Statement of changes in beneficial ownership of securities
2019-08-19 10:40:58
4
Griffith Field
0001736322
Statement of changes in beneficial ownership of securities
2019-08-19 10:40:58
4
NORTHERN LIGHTS FUND TRUST II
0001518042
Rule 24F-2 notice
2019-08-19 10:40:57
24F-2NT
Blue Edge Global Opportunities Fund, Ltd.
0001494202
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-08-19 10:40:30
D/A
Blackstone Real Estate Income Trust, Inc.
0001662972
4 - Statement of changes in beneficial ownership of securities
2019-08-19 10:40:20
4
GILCHRIST RICHARD I
0001246346
Statement of changes in beneficial ownership of securities
2019-08-19 10:40:20
4
Blackstone Real Estate Income Trust, Inc.
0001662972
Statement of changes in beneficial ownership of securities
2019-08-19 10:40:20
4
BANK OF SOUTH CAROLINA CORP
0001007273
Statement of changes in beneficial ownership of securities
2019-08-19 10:39:28
4
Hassell Fleetwood S
0001334673
Statement of changes in beneficial ownership of securities
2019-08-19 10:39:28
4
GABELLI EQUITY TRUST INC
0000794685
Statement of changes in beneficial ownership of securities
2019-08-19 10:38:55
4
ALPERT BRUCE N
0001185528
Statement of changes in beneficial ownership of securities
2019-08-19 10:38:55
4
Baker Eli
0001615015
Statement of changes in beneficial ownership of securities
2019-08-19 10:38:34
4
Target Hospitality Corp.
0001712189
Statement of changes in beneficial ownership of securities
2019-08-19 10:38:34
4
BANK OF SOUTH CAROLINA CORP
0001007273
Statement of changes in beneficial ownership of securities
2019-08-19 10:37:23
4
SASS DOUGLAS H
0001547098
Statement of changes in beneficial ownership of securities
2019-08-19 10:37:23
4
Target Hospitality Corp.
0001712189
Statement of changes in beneficial ownership of securities
2019-08-19 10:36:48
4
Lindsay Gary
0001723793
Statement of changes in beneficial ownership of securities
2019-08-19 10:36:48
4
Robertson Stephen
0001409360
Statement of changes in beneficial ownership of securities
2019-08-19 10:35:49
4
Target Hospitality Corp.
0001712189
Statement of changes in beneficial ownership of securities
2019-08-19 10:35:49
4
Freedom Leaf Inc.
0001581545
Statement of changes in beneficial ownership of securities
2019-08-19 10:35:45
4
RSGroberg Consulting LLC
0001728753
Statement of changes in beneficial ownership of securities
2019-08-19 10:35:45
4
BANK OF SOUTH CAROLINA CORP
0001007273
Statement of changes in beneficial ownership of securities
2019-08-19 10:35:18
4
Sharry Sheryl G
0001478189
Statement of changes in beneficial ownership of securities
2019-08-19 10:35:18
4
ROPER TECHNOLOGIES INC
0000882835
Prospectus [Rule 424(b)(5)]
2019-08-19 10:34:59
424B5
PROSHARES TRUST
0001174610
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-08-19 10:34:48
25-NSE
Cboe BZX Exchange, Inc.
0001417835
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-08-19 10:34:48
25-NSE
Cboe BZX Exchange, Inc.
0001417835
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-08-19 10:34:21
25-NSE
EXCHANGE TRADED CONCEPTS TRUST
0001452937
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-08-19 10:34:21
25-NSE
WealthPLAN Partners, LLC
0001639943
Quarterly report filed by institutional managers, Holdings
2019-08-19 10:33:55
13F-HR
1NHealth, Inc.
0001785751
D - Notice of Exempt Offering of Securities
2019-08-19 10:32:58
D
1NHealth, Inc.
0001785751
Notice of Exempt Offering of Securities, item 06b
2019-08-19 10:32:58
D
MARRIOTT INTERNATIONAL INC /MD/
0001048286
Statement of changes in beneficial ownership of securities
2019-08-19 10:31:11
4
Smith Craig S.
0001643973
Statement of changes in beneficial ownership of securities
2019-08-19 10:31:11
4
PETROBRAS - PETROLEO BRASILEIRO SA
0001119639
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 10:29:04
6-K
GOLDMAN SACHS TRUST
0000822977
Post-effective amendment [Rule 485(b)]
2019-08-19 10:25:56
485BPOS
GOLDMAN SACHS TRUST
0000822977
Post-effective amendment [Rule 485(b)]
2019-08-19 10:25:56
485BPOS
FT 8249
0001780845
Certification of no change in definitive materials
2019-08-19 10:25:00
497J
Macy's, Inc.
0000794367
4 - Statement of changes in beneficial ownership of securities
2019-08-19 10:24:32
4
Macy's, Inc.
0000794367
Statement of changes in beneficial ownership of securities
2019-08-19 10:24:32
4
ROCHE JOYCE M
0001057777
Statement of changes in beneficial ownership of securities
2019-08-19 10:24:32
4
FT 8186
0001775936
Certification of no change in definitive materials
2019-08-19 10:24:31
497J
FIRST OF LONG ISLAND CORP
0000740663
Statement of changes in beneficial ownership of securities
2019-08-19 10:18:24
4
Strain Denise
0001722336
Statement of changes in beneficial ownership of securities
2019-08-19 10:18:24
4
GOLDMAN SACHS TRUST
0000822977
Post-effective amendment [Rule 485(b)]
2019-08-19 10:17:55
485BPOS
GOLDMAN SACHS TRUST
0000822977
Post-effective amendment [Rule 485(b)]
2019-08-19 10:17:55
485BPOS
FIRST OF LONG ISLAND CORP
0000740663
Statement of changes in beneficial ownership of securities
2019-08-19 10:17:20
4
QUICK PETER
0001195725
Statement of changes in beneficial ownership of securities
2019-08-19 10:17:20
4
Canbiola, Inc.
0001509957
Quarterly report [Sections 13 or 15(d)]
2019-08-19 10:17:05
10-Q
Towerview Voyager Fund, LP
0001714950
D/A [Amend] - Notice of Exempt Offering of Securities
2019-08-19 10:16:20
D/A [Amend]
Towerview Voyager Fund, LP
0001714950
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-08-19 10:16:20
D/A
FIRST OF LONG ISLAND CORP
0000740663
Statement of changes in beneficial ownership of securities
2019-08-19 10:16:15
4
VITTORIO MICHAEL N
0001222605
Statement of changes in beneficial ownership of securities
2019-08-19 10:16:15
4
Polunin Capital Partners Ltd
0001629869
Quarterly report filed by institutional managers, Holdings
2019-08-19 10:15:50
13F-HR
GOLDMAN SACHS TRUST
0000822977
Post-effective amendment [Rule 485(b)]
2019-08-19 10:15:15
485BPOS
GOLDMAN SACHS TRUST
0000822977
Post-effective amendment [Rule 485(b)]
2019-08-19 10:15:15
485BPOS
ROPER TECHNOLOGIES INC
0000882835
Current report, items 1.01, 8.01, and 9.01
2019-08-19 10:11:58
8-K
People's Utah Bancorp
0001636286
Statement of changes in beneficial ownership of securities
2019-08-19 10:09:58
4
Gunther Paul R.
0001640734
Statement of changes in beneficial ownership of securities
2019-08-19 10:09:58
4
OPTIMUM SOURCE INTERNATIONAL LTD
0001056256
Registration Withdrawal Request
2019-08-19 10:09:45
RW
BLACKSTAR ENTERPRISE GROUP, INC.
0001483646
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-08-19 10:09:17
10-Q
BLACKSTAR ENTERPRISE GROUP, INC.
0001483646
Quarterly report [Sections 13 or 15(d)]
2019-08-19 10:09:17
10-Q
LUBOA GROUP, INC.
0001586452
Quarterly report [Sections 13 or 15(d)]
2019-08-19 10:08:32
10-Q
Geo Ticket Portals, Inc.
0001751643
Notice of Exempt Offering of Securities, item 06b
2019-08-19 10:07:42
D
AMERICAN NATIONAL BANKSHARES INC.
0000741516
Statement of changes in beneficial ownership of securities
2019-08-19 10:06:58
4
Ronda Penn
0001652725
Statement of changes in beneficial ownership of securities
2019-08-19 10:06:58
4
BOSTON PROPERTIES LTD PARTNERSHIP
0001043121
Prospectus [Rule 424(b)(5)]
2019-08-19 10:06:20
424B5
Blackstone / GSO Secured Lending Fund
0001736035
Current report, items 5.03 and 9.01
2019-08-19 10:04:33
8-K
StHealth Capital Investment Corp
0001617572
40-17G - Fidelity Bond [Rule 17G-1(g)]
2019-08-19 10:02:51
Fidelity Bond [Rule 17G-1(g)]
StHealth Capital Investment Corp
0001617572
Fidelity Bond [Rule 17G-1(g)]
2019-08-19 10:02:51
40-17G
JUNIPER NETWORKS INC
0001043604
8-K - Current report
2019-08-19 10:01:10
Current report
JUNIPER NETWORKS INC
0001043604
Current report, items 7.01 and 9.01
2019-08-19 10:01:10
8-K
Altair Engineering Inc.
0001701732
Statement of changes in beneficial ownership of securities
2019-08-19 10:01:01
4
Nichols Martin E
0001720645
Statement of changes in beneficial ownership of securities
2019-08-19 10:01:01
4
LSB INDUSTRIES INC
0000060714
4 - Statement of changes in beneficial ownership of securities
2019-08-19 10:00:55
4
LSB INDUSTRIES INC
0000060714
Statement of changes in beneficial ownership of securities
2019-08-19 10:00:55
4
White Lynn F
0001466087
Statement of changes in beneficial ownership of securities
2019-08-19 10:00:55
4
POLYONE CORP
0001122976
8-K - Current report
2019-08-19 10:00:50
Current report
POLYONE CORP
0001122976
Current report, item 1.01
2019-08-19 10:00:50
8-K
FARMERS & MERCHANTS BANCORP INC
0000792966
Statement of changes in beneficial ownership of securities
2019-08-19 09:59:45
4
LANTZ ALLEN
0001271327
Statement of changes in beneficial ownership of securities
2019-08-19 09:59:45
4
Global Eagle Entertainment Inc.
0001512077
Initial statement of beneficial ownership of securities
2019-08-19 09:59:34
3
Everett R. Jason
0001784953
Initial statement of beneficial ownership of securities
2019-08-19 09:59:34
3
NOVO NORDISK A S
0000353278
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 09:58:36
6-K
STEWARDSHIP FINANCIAL CORP
0001023860
Definitive proxy statement relating to merger or acquisition
2019-08-19 09:56:27
DEFM14A
STMICROELECTRONICS NV
0000932787
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 09:56:08
6-K
STMICROELECTRONICS NV
0000932787
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 09:56:08
6-K
WORTHINGTON INDUSTRIES INC
0000108516
Statement of changes in beneficial ownership of securities
2019-08-19 09:55:19
4
HAYEK JOSEPH B
0001429897
Statement of changes in beneficial ownership of securities
2019-08-19 09:55:19
4
CBD Brands, Inc.
0001760903
[Amend] Offering Statement [Regulation A]
2019-08-19 09:55:16
1-A/A
Commongrounds Cooperative
0001768621
[Amend] Offering Statement
2019-08-19 09:53:05
C/A
TAIWAN FUND INC
0000804123
Initial statement of beneficial ownership of securities
2019-08-19 09:51:59
3
Xiao Corrina
0001785459
Initial statement of beneficial ownership of securities
2019-08-19 09:51:59
3
MORGAN STANLEY
0000895421
424B2 - Prospectus [Rule 424(b)(2)]
2019-08-19 09:49:10
Prospectus [Rule 424(b)(2)]
MORGAN STANLEY
0000895421
Prospectus [Rule 424(b)(2)]
2019-08-19 09:49:10
424B2
Morgan Stanley Finance LLC
0001666268
Prospectus [Rule 424(b)(2)]
2019-08-19 09:49:10
424B2
MUNDHEIM ROBERT H
0001039520
Statement of changes in beneficial ownership of securities
2019-08-19 09:48:54
4
Gogo Inc.
0001537054
Statement of changes in beneficial ownership of securities
2019-08-19 09:48:54
4
FARMERS & MERCHANTS BANCORP INC
0000792966
Statement of changes in beneficial ownership of securities
2019-08-19 09:48:28
4
RICE REX D
0001271121
Statement of changes in beneficial ownership of securities
2019-08-19 09:48:28
4
Boston Therapeutics, Inc.
0001473579
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-08-19 09:47:35
10-Q
Boston Therapeutics, Inc.
0001473579
Quarterly report [Sections 13 or 15(d)]
2019-08-19 09:47:35
10-Q
OI S.A. - In Judicial Reorganization
0001160846
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 09:46:34
6-K
OI S.A. - In Judicial Reorganization
0001160846
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 09:46:34
6-K
Cushing ETF Trust
0001742910
Annual Report of proxy voting record of management investment companies
2019-08-19 09:46:32
N-PX
Propanc Biopharma, Inc.
0001517681
Registration Withdrawal Request
2019-08-19 09:46:30
RW
FRANKLIN FUND ALLOCATOR SERIES
0001022804
Rule 24F-2 notice
2019-08-19 09:46:10
24F-2NT
WESTLAKE CHEMICAL CORP
0001262823
Statement of changes in beneficial ownership of securities
2019-08-19 09:44:13
4
Sheets Jeffrey Wayne
0001447712
Statement of changes in beneficial ownership of securities
2019-08-19 09:44:13
4
GAINESVILLE SURGERY CENTER, L.P.
0000941125
Notice of Exempt Offering of Securities, item 06b
2019-08-19 09:44:11
D
Ally Financial Inc.
0000040729
Prospectus [Rule 424(b)(3)]
2019-08-19 09:44:10
424B3
WESTLAKE CHEMICAL CORP
0001262823
Statement of changes in beneficial ownership of securities
2019-08-19 09:43:47
4
NORTHCUTT R BRUCE
0001307964
Statement of changes in beneficial ownership of securities
2019-08-19 09:43:47
4
MCCOLLUM MARK A
0001215888
Statement of changes in beneficial ownership of securities
2019-08-19 09:43:15
4
WESTLAKE CHEMICAL CORP
0001262823
Statement of changes in beneficial ownership of securities
2019-08-19 09:43:15
4
FARMERS & MERCHANTS BANCORP INC
0000792966
Statement of changes in beneficial ownership of securities
2019-08-19 09:43:09
4
LEININGER EDWARD A
0001271328
Statement of changes in beneficial ownership of securities
2019-08-19 09:43:09
4
LUKENS MAX L
0001040101
Statement of changes in beneficial ownership of securities
2019-08-19 09:42:56
4
WESTLAKE CHEMICAL CORP
0001262823
Statement of changes in beneficial ownership of securities
2019-08-19 09:42:56
4
Starboard Investment Trust
0001464413
Annual Report of proxy voting record of management investment companies
2019-08-19 09:42:55
N-PX
STEBEN SELECT MULTI-STRATEGY FUND
0001572828
Application for Deregistration
2019-08-19 09:42:41
N-8F
WESTLAKE CHEMICAL CORP
0001262823
Statement of changes in beneficial ownership of securities
2019-08-19 09:42:26
4
Jenkins Dorothy C
0001299504
Statement of changes in beneficial ownership of securities
2019-08-19 09:42:26
4
WESTLAKE CHEMICAL CORP
0001262823
Statement of changes in beneficial ownership of securities
2019-08-19 09:41:59
4
Haas Marius
0001556683
Statement of changes in beneficial ownership of securities
2019-08-19 09:41:59
4
WESTLAKE CHEMICAL CORP
0001262823
Statement of changes in beneficial ownership of securities
2019-08-19 09:41:34
4
Graff Michael J
0001457009
Statement of changes in beneficial ownership of securities
2019-08-19 09:41:34
4
WESTLAKE CHEMICAL CORP
0001262823
Statement of changes in beneficial ownership of securities
2019-08-19 09:41:09
4
Chao John Tsung-chen
0001746472
Statement of changes in beneficial ownership of securities
2019-08-19 09:41:09
4
SELECT BANCORP, INC.
0001263762
3/A [Amend] - Initial statement of beneficial ownership of securities
2019-08-19 09:41:06
3/A [Amend]
SELECT BANCORP, INC.
0001263762
[Amend] Initial statement of beneficial ownership of securities
2019-08-19 09:41:06
3/A
Glen James H. Jr.
0001612901
[Amend] Initial statement of beneficial ownership of securities
2019-08-19 09:41:06
3/A
Chao David Tsung-Hung
0001726418
4 - Statement of changes in beneficial ownership of securities
2019-08-19 09:40:40
4
WESTLAKE CHEMICAL CORP
0001262823
Statement of changes in beneficial ownership of securities
2019-08-19 09:40:40
4
Chao David Tsung-Hung
0001726418
Statement of changes in beneficial ownership of securities
2019-08-19 09:40:40
4
MEMBERS Life Insurance Co
0001562577
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-08-19 09:40:25
FWP
FARMERS & MERCHANTS BANCORP INC
0000792966
Statement of changes in beneficial ownership of securities
2019-08-19 09:34:37
4
Graham Todd A
0001429604
Statement of changes in beneficial ownership of securities
2019-08-19 09:34:37
4
HUMANA INC
0000049071
Statement of changes in beneficial ownership of securities
2019-08-19 09:32:52
4
HUNTER CHRISTOPHER H.
0001595519
Statement of changes in beneficial ownership of securities
2019-08-19 09:32:52
4
Fieldman, Rolapp & Associates, Inc.
0001612429
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-08-19 09:30:33
MA-I/A
First Guaranty Bancshares, Inc.
0001408534
8-K - Current report
2019-08-19 09:30:07
Current report
First Guaranty Bancshares, Inc.
0001408534
Current report, item 8.01
2019-08-19 09:30:07
8-K
FEDERATED ADJUSTABLE RATE SECURITIES FUND
0000771524
Post-effective amendment [Rule 485(b)]
2019-08-19 09:28:23
485BPOS
FEDERATED ADJUSTABLE RATE SECURITIES FUND
0000771524
Post-effective amendment [Rule 485(b)]
2019-08-19 09:28:23
485BPOS
GOLDMAN SACHS & CO. LLC
0000769993
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-08-19 09:28:21
MA-I/A
GOLDMAN SACHS & CO. LLC
0000769993
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-08-19 09:28:06
MA-I/A
GOLDMAN SACHS & CO. LLC
0000769993
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-08-19 09:27:49
MA-I/A
GOLDMAN SACHS & CO. LLC
0000769993
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-08-19 09:27:37
MA-I/A
PFM FINANCIAL ADVISORS LLC
0001669517
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-08-19 09:27:23
MA-I/A
ORBSAT CORP
0001058307
Current report, items 8.01 and 9.01
2019-08-19 09:27:19
8-K
NORWOOD FINANCIAL CORP
0001013272
Statement of changes in beneficial ownership of securities
2019-08-19 09:27:16
4
LAMONT KEVIN M
0001322552
Statement of changes in beneficial ownership of securities
2019-08-19 09:27:16
4
PFM FINANCIAL ADVISORS LLC
0001669517
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-08-19 09:27:08
MA-I/A
PFM FINANCIAL ADVISORS LLC
0001669517
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-08-19 09:27:00
MA-I/A
Hospitality Investors Trust, Inc.
0001583077
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-08-19 09:26:52
DEFA14A
GERMAN AMERICAN BANCORP, INC.
0000714395
Statement of changes in beneficial ownership of securities
2019-08-19 09:26:24
4
Bawel Zachary W
0001746448
Statement of changes in beneficial ownership of securities
2019-08-19 09:26:24
4
PFM FINANCIAL ADVISORS LLC
0001669517
Application for Municipal Advisor Registration for Natural Persons
2019-08-19 09:25:57
MA-I
BANCFIRST CORP /OK/
0000760498
Statement of changes in beneficial ownership of securities
2019-08-19 09:25:09
4
NORICK RONALD J
0001188850
Statement of changes in beneficial ownership of securities
2019-08-19 09:25:09
4
TUCOWS INC /PA/
0000909494
Statement of changes in beneficial ownership of securities
2019-08-19 09:22:07
4
NOSS ELLIOT
0001244261
Statement of changes in beneficial ownership of securities
2019-08-19 09:22:07
4
COLONY GROUP LLC
0001080628
Quarterly report filed by institutional managers, Holdings
2019-08-19 09:21:48
13F-HR
FARMERS & MERCHANTS BANCORP INC
0000792966
Statement of changes in beneficial ownership of securities
2019-08-19 09:20:49
4
Eller Lars B
0001605076
Statement of changes in beneficial ownership of securities
2019-08-19 09:20:49
4
GERMAN AMERICAN BANCORP, INC.
0000714395
Statement of changes in beneficial ownership of securities
2019-08-19 09:20:44
4
ERNST CHRISTINA M
0001304999
Statement of changes in beneficial ownership of securities
2019-08-19 09:20:44
4
JUNIPER NETWORKS INC
0001043604
424B5 - Prospectus [Rule 424(b)(5)]
2019-08-19 09:18:42
Prospectus [Rule 424(b)(5)]
JUNIPER NETWORKS INC
0001043604
Prospectus [Rule 424(b)(5)]
2019-08-19 09:18:42
424B5
INVESTORS CASH TRUST
0000863209
Post-effective amendment [Rule 485(b)]
2019-08-19 09:17:44
485BPOS
INVESTORS CASH TRUST
0000863209
Post-effective amendment [Rule 485(b)]
2019-08-19 09:17:44
485BPOS
AMETEK INC/
0001037868
Statement of changes in beneficial ownership of securities
2019-08-19 09:17:15
4
VARET ELIZEBETH R
0001190201
Statement of changes in beneficial ownership of securities
2019-08-19 09:17:15
4
Wiseman Global Ltd
0001756640
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-08-19 09:16:38
10-Q
Wiseman Global Ltd
0001756640
Quarterly report [Sections 13 or 15(d)]
2019-08-19 09:16:38
10-Q
CASH ACCOUNT TRUST
0000858372
Post-effective amendment [Rule 485(b)]
2019-08-19 09:16:13
485BPOS
CASH ACCOUNT TRUST
0000858372
Post-effective amendment [Rule 485(b)]
2019-08-19 09:16:13
485BPOS
NICHOLAS FINANCIAL INC
0001000045
Current report, items 1.01 and 9.01
2019-08-19 09:15:22
8-K
GORMAN TIMOTHY W
0001212141
4 - Statement of changes in beneficial ownership of securities
2019-08-19 09:14:51
4
GORMAN TIMOTHY W
0001212141
Statement of changes in beneficial ownership of securities
2019-08-19 09:14:51
4
ENERGIZER HOLDINGS, INC.
0001632790
Statement of changes in beneficial ownership of securities
2019-08-19 09:14:51
4
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-08-19 09:12:14
424B3
FARMERS & MERCHANTS BANCORP INC
0000792966
Statement of changes in beneficial ownership of securities
2019-08-19 09:12:08
4
BRITENRIKER BARBARA J
0001271330
Statement of changes in beneficial ownership of securities
2019-08-19 09:12:08
4
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-08-19 09:10:39
424B3
180 DEGREE CAPITAL CORP. /NY/
0000893739
Statement of changes in beneficial ownership of securities
2019-08-19 09:10:00
4
Rendino Kevin
0001289134
Statement of changes in beneficial ownership of securities
2019-08-19 09:10:00
4
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-08-19 09:09:11
424B3
PETROBRAS - PETROLEO BRASILEIRO SA
0001119639
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 09:09:03
6-K
OFI Carlyle Private Credit Fund
0001725472
Annual Report of proxy voting record of management investment companies
2019-08-19 09:08:43
N-PX
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-08-19 09:07:38
424B3
Grizzly Energy, LLC
0001384072
8-K - Current report
2019-08-19 09:06:51
Current report
Grizzly Energy, LLC
0001384072
Current report, items 2.02, 7.01, and 9.01
2019-08-19 09:06:51
8-K
YIELD10 BIOSCIENCE, INC.
0001121702
8-K - Current report
2019-08-19 09:06:35
Current report
YIELD10 BIOSCIENCE, INC.
0001121702
Current report, items 8.01 and 9.01
2019-08-19 09:06:35
8-K
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-08-19 09:06:04
424B3
3M CO
0000066740
Prospectus [Rule 424(b)(5)]
2019-08-19 09:04:57
424B5
Rimini Street, Inc.
0001635282
8-K - Current report
2019-08-19 09:04:47
Current report
Rimini Street, Inc.
0001635282
Current report, items 8.01 and 9.01
2019-08-19 09:04:47
8-K
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-08-19 09:03:17
424B3
PUGET SOUND ENERGY INC
0000081100
Prospectus [Rule 424(b)(5)]
2019-08-19 09:01:21
424B5
CHINA TELECOM CORP LTD
0001191255
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 09:01:02
6-K
HOUSTON AMERICAN ENERGY CORP
0001156041
Current report, items 7.01 and 9.01
2019-08-19 09:00:39
8-K
Eastside Distilling, Inc.
0001534708
Current report, item 3.01
2019-08-19 09:00:38
8-K
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-08-19 09:00:30
424B3
MEMBERS Life Insurance Co
0001562577
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-08-19 08:58:55
FWP
CannTrust Holdings Inc.
0001652499
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 08:58:34
6-K
CannTrust Holdings Inc.
0001652499
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 08:58:34
6-K
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-08-19 08:57:40
424B3
MakeMyTrip Ltd
0001495153
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 08:57:05
6-K
GRIFFIN ASSET MANAGEMENT, INC.
0000883803
Quarterly report filed by institutional managers, Holdings
2019-08-19 08:56:15
13F-HR
CARDINAL HEALTH INC
0000721371
4 - Statement of changes in beneficial ownership of securities
2019-08-19 08:55:58
4
CARDINAL HEALTH INC
0000721371
Statement of changes in beneficial ownership of securities
2019-08-19 08:55:58
4
LAWS STUART G
0001404127
Statement of changes in beneficial ownership of securities
2019-08-19 08:55:58
4
CARDINAL HEALTH INC
0000721371
4 - Statement of changes in beneficial ownership of securities
2019-08-19 08:54:38
4
CARDINAL HEALTH INC
0000721371
Statement of changes in beneficial ownership of securities
2019-08-19 08:54:38
4
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-08-19 08:54:38
424B3
Rice Brian S
0001767478
Statement of changes in beneficial ownership of securities
2019-08-19 08:54:38
4
CARDINAL HEALTH INC
0000721371
4 - Statement of changes in beneficial ownership of securities
2019-08-19 08:53:00
4
CARDINAL HEALTH INC
0000721371
Statement of changes in beneficial ownership of securities
2019-08-19 08:53:00
4
Giacomin Jon L
0001623254
Statement of changes in beneficial ownership of securities
2019-08-19 08:53:00
4
MONEY MARKET OBLIGATIONS TRUST
0000856517
Rule 24F-2 notice
2019-08-19 08:51:55
24F-2NT
MEMBERS Life Insurance Co
0001562577
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-08-19 08:51:40
FWP
NEWELL BRANDS INC
0000814453
8-K - Current report
2019-08-19 08:51:39
Current report
NEWELL BRANDS INC
0000814453
Current report, items 8.01 and 9.01
2019-08-19 08:51:39
8-K
CARDINAL HEALTH INC
0000721371
4 - Statement of changes in beneficial ownership of securities
2019-08-19 08:51:06
4
CARDINAL HEALTH INC
0000721371
Statement of changes in beneficial ownership of securities
2019-08-19 08:51:06
4
Kaufmann Michael C
0001471294
Statement of changes in beneficial ownership of securities
2019-08-19 08:51:06
4
CARDINAL HEALTH INC
0000721371
4 - Statement of changes in beneficial ownership of securities
2019-08-19 08:49:20
4
CARDINAL HEALTH INC
0000721371
Statement of changes in beneficial ownership of securities
2019-08-19 08:49:20
4
CRAWFORD VICTOR L.
0001449780
Statement of changes in beneficial ownership of securities
2019-08-19 08:49:20
4
CARDINAL HEALTH INC
0000721371
4 - Statement of changes in beneficial ownership of securities
2019-08-19 08:46:46
4
CARDINAL HEALTH INC
0000721371
Statement of changes in beneficial ownership of securities
2019-08-19 08:46:46
4
Mayer Jessica L
0001771383
Statement of changes in beneficial ownership of securities
2019-08-19 08:46:46
4
CARDINAL HEALTH INC
0000721371
4 - Statement of changes in beneficial ownership of securities
2019-08-19 08:45:20
4
CARDINAL HEALTH INC
0000721371
Statement of changes in beneficial ownership of securities
2019-08-19 08:45:20
4
Holcomb Michele
0001694167
Statement of changes in beneficial ownership of securities
2019-08-19 08:45:20
4
CONSUMERS ENERGY CO
0000201533
Prospectus [Rule 424(b)(5)]
2019-08-19 08:44:49
424B5
CARDINAL HEALTH INC
0000721371
4 - Statement of changes in beneficial ownership of securities
2019-08-19 08:43:42
4
CARDINAL HEALTH INC
0000721371
Statement of changes in beneficial ownership of securities
2019-08-19 08:43:42
4
Snow Ola M
0001754463
Statement of changes in beneficial ownership of securities
2019-08-19 08:43:42
4
AURORA CANNABIS INC
0001683541
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 08:42:19
6-K
AURORA CANNABIS INC
0001683541
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 08:42:19
6-K
Blue Line Protection Group, Inc.
0001416697
[Amend] Quarterly report [Sections 13 or 15(d)]
2019-08-19 08:39:21
10-Q/A
Clovis Oncology, Inc.
0001466301
4 - Statement of changes in beneficial ownership of securities
2019-08-19 08:35:30
4
MAHAFFY PATRICK J
0001266569
Statement of changes in beneficial ownership of securities
2019-08-19 08:35:30
4
Clovis Oncology, Inc.
0001466301
Statement of changes in beneficial ownership of securities
2019-08-19 08:35:30
4
SilverCrest Metals Inc.
0001659520
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 08:35:19
6-K
CITRIX SYSTEMS INC
0000877890
8-K - Current report
2019-08-19 08:33:39
Current report
CITRIX SYSTEMS INC
0000877890
Current report, items 5.02, 7.01, and 9.01
2019-08-19 08:33:39
8-K
CVS HEALTH Corp
0000064803
Current report, items 8.01 and 9.01
2019-08-19 08:33:10
8-K
TTM TECHNOLOGIES INC
0001116942
8-K - Current report
2019-08-19 08:33:05
Current report
TTM TECHNOLOGIES INC
0001116942
Current report, items 5.02 and 9.01
2019-08-19 08:33:05
8-K
INDUSTRIAL SERVICES OF AMERICA INC
0000004187
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-08-19 08:32:34
10-Q
INDUSTRIAL SERVICES OF AMERICA INC
0000004187
Quarterly report [Sections 13 or 15(d)]
2019-08-19 08:32:34
10-Q
Morgan Stanley Portfolios, Series 34
0001781474
Pre-effective pricing amendments [Rule 487]
2019-08-19 08:32:34
487
DR REDDYS LABORATORIES LTD
0001135951
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 08:31:54
6-K
SCYNEXIS INC
0001178253
4 - Statement of changes in beneficial ownership of securities
2019-08-19 08:31:38
4
SCYNEXIS INC
0001178253
Statement of changes in beneficial ownership of securities
2019-08-19 08:31:38
4
Taglietti Marco
0001408870
Statement of changes in beneficial ownership of securities
2019-08-19 08:31:38
4
BARNES & NOBLE INC
0000890491
Securities registration termination [Section 12(b)]
2019-08-19 08:30:56
15-12B
LMP Automotive Holdings Inc.
0001731727
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-08-19 08:30:46
FWP
Tronox Holdings plc
0001530804
Current report, items 8.01 and 9.01
2019-08-19 08:30:38
8-K
Acer Therapeutics Inc.
0001069308
[Amend] Current report, item 5.07
2019-08-19 08:30:17
8-K/A
Ubiquiti Networks, Inc.
0001511737
Notification of the removal from listing and registration of matured, redeemed or retired securities
2019-08-19 08:30:13
25
SOUTHERN CO
0000092122
Form CERT
2019-08-19 08:30:05
CERT
Aptevo Therapeutics Inc.
0001671584
4 - Statement of changes in beneficial ownership of securities
2019-08-19 08:29:17
4
Aptevo Therapeutics Inc.
0001671584
Statement of changes in beneficial ownership of securities
2019-08-19 08:29:17
4
Maddux Randy Joe
0001683826
Statement of changes in beneficial ownership of securities
2019-08-19 08:29:17
4
INDUSTRIAL SERVICES OF AMERICA INC
0000004187
8-K - Current report
2019-08-19 08:27:39
Current report
INDUSTRIAL SERVICES OF AMERICA INC
0000004187
Current report, items 1.01, 8.01, and 9.01
2019-08-19 08:27:39
8-K
Pivotal Acquisition Corp
0001752474
425 - Prospectuses and communications, business combinations
2019-08-19 08:26:41
425
Pivotal Acquisition Corp
0001752474
Prospectuses and communications, business combinations
2019-08-19 08:26:41
425
INDUSTRIAL SERVICES OF AMERICA INC
0000004187
DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-08-19 08:26:34
DEFA14A
INDUSTRIAL SERVICES OF AMERICA INC
0000004187
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-08-19 08:26:34
DEFA14A
UNIFIED SERIES TRUST
0001199046
N-PX - Annual Report of proxy voting record of management investment companies
2019-08-19 08:24:45
N-PX
UNIFIED SERIES TRUST
0001199046
Annual Report of proxy voting record of management investment companies
2019-08-19 08:24:45
N-PX
VIEW SYSTEMS INC
0001075857
Quarterly report [Sections 13 or 15(d)]
2019-08-19 08:22:36
10-Q
CONCHO RESOURCES INC
0001358071
Statement of changes in beneficial ownership of securities
2019-08-19 08:21:11
4
Schroer Brenda R
0001580332
Statement of changes in beneficial ownership of securities
2019-08-19 08:21:11
4
UNIFIED FINANCIAL SERVICES INC
0001033926
D - Notice of Exempt Offering of Securities
2019-08-19 08:20:25
D
UNIFIED FINANCIAL SERVICES INC
0001033926
Notice of Exempt Offering of Securities, item 06b
2019-08-19 08:20:25
D
Bayer Paul Eugene
0001385600
4 - Statement of changes in beneficial ownership of securities
2019-08-19 08:20:11
4
NATIONAL RETAIL PROPERTIES, INC.
0000751364
Statement of changes in beneficial ownership of securities
2019-08-19 08:20:11
4
Bayer Paul Eugene
0001385600
Statement of changes in beneficial ownership of securities
2019-08-19 08:20:11
4
HABICHT KEVIN B
0001135995
4 - Statement of changes in beneficial ownership of securities
2019-08-19 08:19:48
4
NATIONAL RETAIL PROPERTIES, INC.
0000751364
Statement of changes in beneficial ownership of securities
2019-08-19 08:19:48
4
HABICHT KEVIN B
0001135995
Statement of changes in beneficial ownership of securities
2019-08-19 08:19:48
4
NATIONAL RETAIL PROPERTIES, INC.
0000751364
Statement of changes in beneficial ownership of securities
2019-08-19 08:19:23
4
Horn Stephen A JR
0001595523
Statement of changes in beneficial ownership of securities
2019-08-19 08:19:23
4
NATIONAL RETAIL PROPERTIES, INC.
0000751364
Statement of changes in beneficial ownership of securities
2019-08-19 08:19:00
4
Tessitore Christopher Paul
0001385861
Statement of changes in beneficial ownership of securities
2019-08-19 08:19:00
4
NATIONAL RETAIL PROPERTIES, INC.
0000751364
Statement of changes in beneficial ownership of securities
2019-08-19 08:18:38
4
Miller Michelle Lynn
0001667683
Statement of changes in beneficial ownership of securities
2019-08-19 08:18:38
4
NATIONAL RETAIL PROPERTIES, INC.
0000751364
Statement of changes in beneficial ownership of securities
2019-08-19 08:18:14
4
WHITEHURST JULIAN E
0001214565
Statement of changes in beneficial ownership of securities
2019-08-19 08:18:14
4
Matador Resources Co
0001520006
Statement of changes in beneficial ownership of securities
2019-08-19 08:18:05
4
PARKER TIMOTHY E.
0001729498
Statement of changes in beneficial ownership of securities
2019-08-19 08:18:05
4
PRECISION DRILLING Corp
0001013605
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 08:16:09
6-K
ORASURE TECHNOLOGIES INC
0001116463
Current report, items 1.01, 2.01, 7.01, and 9.01
2019-08-19 08:16:09
8-K
ESTEE LAUDER COMPANIES INC
0001001250
Current report, items 2.02, 8.01, and 9.01
2019-08-19 08:15:51
8-K
BALTIC INTERNATIONAL USA INC
0000918545
Quarterly report [Sections 13 or 15(d)]
2019-08-19 08:10:08
10-Q
CENTERPOINT ENERGY INC
0001130310
Automatic shelf registration statement of securities of well-known seasoned issuers
2019-08-19 08:09:52
S-3ASR
DryShips Inc.
0001308858
SC 13D/A [Amend] - General statement of acquisition of beneficial ownership
2019-08-19 08:08:08
SC 13D/A [Amend]
Economou George
0001308557
[Amend] General statement of acquisition of beneficial ownership
2019-08-19 08:08:08
SC 13D/A
DryShips Inc.
0001308858
[Amend] General statement of acquisition of beneficial ownership
2019-08-19 08:08:08
SC 13D/A
DELCATH SYSTEMS, INC.
0000872912
Other definitive proxy statements
2019-08-19 08:06:06
DEF 14A
SCHWARTZ INVESTMENT TRUST
0000891160
Certified Shareholder Report, Semi-Annual
2019-08-19 08:03:11
N-CSRS
Merchants Bancorp
0001629019
Registration of securities [Section 12(b)]
2019-08-19 08:03:03
8-A12B
Fortress Biotech, Inc.
0001429260
Current report, items 5.02 and 9.01
2019-08-19 08:01:12
8-K
Texas South Energy, Inc.
0001506742
8-K - Current report
2019-08-19 08:00:40
Current report
Texas South Energy, Inc.
0001506742
Current report, item 8.01
2019-08-19 08:00:40
8-K
Monaker Group, Inc.
0001372183
Current report, items 5.02 and 5.07
2019-08-19 08:00:26
8-K
TDH Holdings, Inc.
0001684425
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 08:00:20
6-K
Qudian Inc.
0001692705
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 07:59:37
6-K
ENERGY FOCUS, INC/DE
0000924168
Initial statement of beneficial ownership of securities
2019-08-19 07:59:24
3
Politziner Philip
0001669593
Initial statement of beneficial ownership of securities
2019-08-19 07:59:24
3
CIT GROUP INC
0001171825
Statement of changes in beneficial ownership of securities
2019-08-19 07:58:27
4
Solk Steve
0001461935
Statement of changes in beneficial ownership of securities
2019-08-19 07:58:27
4
Flynn James E
0001352546
Statement of acquisition of beneficial ownership by individuals
2019-08-19 07:54:52
SC 13G
RHYTHM PHARMACEUTICALS, INC.
0001649904
Statement of acquisition of beneficial ownership by individuals
2019-08-19 07:54:52
SC 13G
Axogen, Inc.
0000805928
Statement of acquisition of beneficial ownership by individuals
2019-08-19 07:54:06
SC 13G
Flynn James E
0001352546
Statement of acquisition of beneficial ownership by individuals
2019-08-19 07:54:06
SC 13G
MMEX Resources Corp
0001440799
Other definitive information statements
2019-08-19 07:51:00
DEF 14C
QIWI
0001561566
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 07:49:58
6-K
DarioHealth Corp.
0001533998
Statement of changes in beneficial ownership of securities
2019-08-19 07:49:38
4
Shaked Yoav
0001744499
Statement of changes in beneficial ownership of securities
2019-08-19 07:49:38
4
PC TEL INC
0001057083
4 - Statement of changes in beneficial ownership of securities
2019-08-19 07:49:04
4
PC TEL INC
0001057083
Statement of changes in beneficial ownership of securities
2019-08-19 07:49:04
4
PAUL SUMEET SINGH
0001761035
Statement of changes in beneficial ownership of securities
2019-08-19 07:49:04
4
PC TEL INC
0001057083
4 - Statement of changes in beneficial ownership of securities
2019-08-19 07:47:01
4
PC TEL INC
0001057083
Statement of changes in beneficial ownership of securities
2019-08-19 07:47:01
4
SGNILEK LES
0001203227
Statement of changes in beneficial ownership of securities
2019-08-19 07:47:01
4
PC TEL INC
0001057083
4 - Statement of changes in beneficial ownership of securities
2019-08-19 07:44:49
4
PC TEL INC
0001057083
Statement of changes in beneficial ownership of securities
2019-08-19 07:44:49
4
Bacastow Shelley J
0001630015
Statement of changes in beneficial ownership of securities
2019-08-19 07:44:49
4
PC TEL INC
0001057083
4 - Statement of changes in beneficial ownership of securities
2019-08-19 07:41:56
4
PC TEL INC
0001057083
Statement of changes in beneficial ownership of securities
2019-08-19 07:41:56
4
Bharadwaj Rishi
0001601871
Statement of changes in beneficial ownership of securities
2019-08-19 07:41:56
4
PC TEL INC
0001057083
4 - Statement of changes in beneficial ownership of securities
2019-08-19 07:39:16
4
PC TEL INC
0001057083
Statement of changes in beneficial ownership of securities
2019-08-19 07:39:16
4
McGowan Kevin J
0001601879
Statement of changes in beneficial ownership of securities
2019-08-19 07:39:16
4
Rapid7, Inc.
0001560327
Statement of changes in beneficial ownership of securities
2019-08-19 07:38:33
4
Kaes Peter
0001761544
Statement of changes in beneficial ownership of securities
2019-08-19 07:38:33
4
HARVARD BIOSCIENCE INC
0001123494
Statement of changes in beneficial ownership of securities
2019-08-19 07:38:19
4
Green James W
0001400121
Statement of changes in beneficial ownership of securities
2019-08-19 07:38:19
4
PC TEL INC
0001057083
4 - Statement of changes in beneficial ownership of securities
2019-08-19 07:37:03
4
PC TEL INC
0001057083
Statement of changes in beneficial ownership of securities
2019-08-19 07:37:03
4
Neumann David A
0001566188
Statement of changes in beneficial ownership of securities
2019-08-19 07:37:03
4
Rapid7, Inc.
0001560327
Statement of changes in beneficial ownership of securities
2019-08-19 07:36:53
4
Thomas Corey E.
0001647486
Statement of changes in beneficial ownership of securities
2019-08-19 07:36:53
4
Rapid7, Inc.
0001560327
Statement of changes in beneficial ownership of securities
2019-08-19 07:35:23
4
Weiner Lee David
0001647617
Statement of changes in beneficial ownership of securities
2019-08-19 07:35:23
4
Rapid7, Inc.
0001560327
Statement of changes in beneficial ownership of securities
2019-08-19 07:34:02
4
Kalowski Jeffrey
0001608600
Statement of changes in beneficial ownership of securities
2019-08-19 07:34:02
4
Monotype Imaging Holdings Inc.
0001385292
DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-08-19 07:33:02
DEFA14A
Monotype Imaging Holdings Inc.
0001385292
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-08-19 07:33:02
DEFA14A
Burton Andrew F.
0001532808
Statement of changes in beneficial ownership of securities
2019-08-19 07:32:49
4
Rapid7, Inc.
0001560327
Statement of changes in beneficial ownership of securities
2019-08-19 07:32:49
4
Enlivex Therapeutics Ltd.
0001596812
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 07:31:43
6-K
Rapid7, Inc.
0001560327
Statement of changes in beneficial ownership of securities
2019-08-19 07:31:06
4
Luconi Christina
0001761817
Statement of changes in beneficial ownership of securities
2019-08-19 07:31:06
4
Monotype Imaging Holdings Inc.
0001385292
8-K - Current report
2019-08-19 07:30:40
Current report
Monotype Imaging Holdings Inc.
0001385292
Current report, item 8.01
2019-08-19 07:30:40
8-K
Eton Pharmaceuticals, Inc.
0001710340
Current report, items 8.01 and 9.01
2019-08-19 07:28:57
8-K
Navigator Holdings Ltd.
0001581804
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 07:27:03
6-K
Eagle Point Income Co Inc.
0001754836
Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]
2019-08-19 07:25:24
497AD
GOLD FIELDS LTD
0001172724
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 07:19:36
6-K
GOLD FIELDS LTD
0001172724
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 07:19:36
6-K
Entree Resources Ltd.
0001271554
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 07:18:50
6-K
DryShips Inc.
0001308858
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 07:15:41
6-K
DryShips Inc.
0001308858
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 07:15:41
6-K
Cardlytics, Inc.
0001666071
Statement of changes in beneficial ownership of securities
2019-08-19 07:14:12
4
Evans David Thomas
0001730451
Statement of changes in beneficial ownership of securities
2019-08-19 07:14:12
4
NUVEEN INVESTMENT TRUST III
0001071336
Definitive materials
2019-08-19 07:13:32
497
NUVEEN INVESTMENT TRUST III
0001071336
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-08-19 07:12:57
497K
Thunder Energies Corp
0001524872
General form for registration of securities under the Securities Act of 1933
2019-08-19 07:12:20
S-1
NUVEEN INVESTMENT TRUST III
0001071336
Certification of no change in definitive materials
2019-08-19 07:10:02
497J
Vanda Pharmaceuticals Inc.
0001347178
Current report, items 8.01 and 9.01
2019-08-19 07:09:39
8-K
NUVEEN INVESTMENT TRUST III
0001071336
Post-effective amendment [Rule 485(b)]
2019-08-19 07:06:09
485BPOS
NUVEEN INVESTMENT TRUST III
0001071336
Post-effective amendment [Rule 485(b)]
2019-08-19 07:06:09
485BPOS
JOINT Corp
0001612630
8-K - Current report
2019-08-19 07:05:12
Current report
JOINT Corp
0001612630
Current report, items 2.01 and 9.01
2019-08-19 07:05:12
8-K
Bridgeline Digital, Inc.
0001378590
General statement of acquisition of beneficial ownership
2019-08-19 07:03:28
SC 13D
Binsalamah Ziyad
0001783976
General statement of acquisition of beneficial ownership
2019-08-19 07:03:28
SC 13D
FORMULA SYSTEMS
0001045986
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 07:03:01
6-K
True Leaf Brands Inc.
0001698370
Current Report Pursuant to Regulation A, item 9.1
2019-08-19 07:00:23
1-U
CollPlant Biotechnologies Ltd
0001631487
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 07:00:21
6-K
Nuveen Taxable Municipal Income Fund
0001478888
Annual Report of proxy voting record of management investment companies
2019-08-19 06:55:55
N-PX
Zomedica Pharmaceuticals Corp.
0001684144
8-K - Current report
2019-08-19 06:55:13
Current report
Zomedica Pharmaceuticals Corp.
0001684144
Current report, items 5.02, 7.01, and 9.01
2019-08-19 06:55:13
8-K
Nuveen Quality Municipal Income Fund
0001083839
Annual Report of proxy voting record of management investment companies
2019-08-19 06:55:02
N-PX
Nuveen Preferred & Income Securities Fund
0001176433
Annual Report of proxy voting record of management investment companies
2019-08-19 06:54:32
N-PX
Medidata Solutions, Inc.
0001453814
8-K - Current report
2019-08-19 06:53:56
Current report
Medidata Solutions, Inc.
0001453814
Current report, items 5.07, 8.01, and 9.01
2019-08-19 06:53:56
8-K
Equitrans Midstream Corp
0001747009
Post-Effective amendments for registration statement
2019-08-19 06:53:49
POS AM
Nuveen High Income 2023 Target Term Fund
0001753217
Annual Report of proxy voting record of management investment companies
2019-08-19 06:53:32
N-PX
Equitrans Midstream Corp
0001747009
Post-Effective amendments for registration statement
2019-08-19 06:53:19
POS AM
Nuveen Emerging Markets Debt 2022 Target Term Fund
0001708261
N-PX - Annual Report of proxy voting record of management investment companies
2019-08-19 06:53:02
N-PX
Nuveen Emerging Markets Debt 2022 Target Term Fund
0001708261
Annual Report of proxy voting record of management investment companies
2019-08-19 06:53:02
N-PX
Nuveen Minnesota Quality Municipal Income Fund
0001607997
Annual Report of proxy voting record of management investment companies
2019-08-19 06:52:56
N-PX
Nuveen Credit Opportunities 2022 Target Term Fund
0001686142
Annual Report of proxy voting record of management investment companies
2019-08-19 06:52:02
N-PX
Nuveen Preferred & Income 2022 Term Fund
0001679033
Annual Report of proxy voting record of management investment companies
2019-08-19 06:51:56
N-PX
Nuveen High Income November 2021 Target Term Fund
0001647933
Annual Report of proxy voting record of management investment companies
2019-08-19 06:51:03
N-PX
Nuveen Municipal 2021 Target Term Fund
0001655544
Annual Report of proxy voting record of management investment companies
2019-08-19 06:50:56
N-PX
Nuveen High Income December 2019 Target Term Fund
0001666735
Annual Report of proxy voting record of management investment companies
2019-08-19 06:50:32
N-PX
Nuveen High Income December 2018 Target Term Fund
0001647932
Annual Report of proxy voting record of management investment companies
2019-08-19 06:50:02
N-PX
Nuveen High Income 2020 Target Term Fund
0001639457
Annual Report of proxy voting record of management investment companies
2019-08-19 06:49:02
N-PX
Nuveen NASDAQ 100 Dynamic Overwrite Fund
0001608741
Annual Report of proxy voting record of management investment companies
2019-08-19 06:48:33
N-PX
Nuveen Dow 30sm Dynamic Overwrite Fund
0001608742
N-PX - Annual Report of proxy voting record of management investment companies
2019-08-19 06:48:02
N-PX
Nuveen Dow 30sm Dynamic Overwrite Fund
0001608742
Annual Report of proxy voting record of management investment companies
2019-08-19 06:48:02
N-PX
Nuveen Global High Income Fund
0001615905
Annual Report of proxy voting record of management investment companies
2019-08-19 06:47:56
N-PX
Nuveen Multi-Market Income Fund
0000838131
Annual Report of proxy voting record of management investment companies
2019-08-19 06:47:02
N-PX
Nuveen S&P 500 Dynamic Overwrite Fund
0001338561
Annual Report of proxy voting record of management investment companies
2019-08-19 06:46:57
N-PX
CNOOC LTD
0001095595
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:46:49
6-K
Nuveen S&P 500 BuyWrite Income Fund
0001298699
Annual Report of proxy voting record of management investment companies
2019-08-19 06:46:04
N-PX
Check-Cap Ltd
0001610590
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:45:44
6-K
DiaMedica Therapeutics Inc.
0001401040
Statement of changes in beneficial ownership of securities
2019-08-19 06:45:40
4
Pilnik Richard D.
0001760016
Statement of changes in beneficial ownership of securities
2019-08-19 06:45:40
4
Nuveen Intermediate Duration Quality Municipal Term Fund
0001564584
Annual Report of proxy voting record of management investment companies
2019-08-19 06:45:32
N-PX
Nuveen Intermediate Duration Municipal Term Fund
0001557915
Annual Report of proxy voting record of management investment companies
2019-08-19 06:45:02
N-PX
Just Energy Group Inc.
0001538789
[Amend] Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:44:45
6-K/A
Nuveen All Cap Energy MLP Opportunities Fund
0001582817
Annual Report of proxy voting record of management investment companies
2019-08-19 06:44:32
N-PX
Just Energy Group Inc.
0001538789
[Amend] Registration statement [Section 12] or Annual Report [Section 13(a), 15(d)]
2019-08-19 06:44:04
40-F/A
Nuveen Preferred & Income Term Fund
0001547994
Annual Report of proxy voting record of management investment companies
2019-08-19 06:44:02
N-PX
DAVITA INC.
0000927066
[Amend] Tender offer statement by Issuer
2019-08-19 06:43:56
SC TO-I/A
Nuveen Real Asset Income & Growth Fund
0001539337
Annual Report of proxy voting record of management investment companies
2019-08-19 06:43:33
N-PX
Nuveen Enhanced Municipal Value Fund
0001469392
Annual Report of proxy voting record of management investment companies
2019-08-19 06:43:02
N-PX
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
0001266585
Annual Report of proxy voting record of management investment companies
2019-08-19 06:42:32
N-PX
Nuveen AMT-Free Quality Municipal Income Fund
0001195737
Annual Report of proxy voting record of management investment companies
2019-08-19 06:42:14
N-PX
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND
0001195738
Annual Report of proxy voting record of management investment companies
2019-08-19 06:42:14
N-PX
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
0001195739
Annual Report of proxy voting record of management investment companies
2019-08-19 06:42:14
N-PX
NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND
0001177219
Annual Report of proxy voting record of management investment companies
2019-08-19 06:42:12
N-PX
Wyshner David B
0001314584
Statement of changes in beneficial ownership of securities
2019-08-19 06:40:35
4
WYNDHAM HOTELS & RESORTS, INC.
0001722684
Statement of changes in beneficial ownership of securities
2019-08-19 06:40:35
4
ASTRAZENECA PLC
0000901832
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:40:34
6-K
Nuveen AMT-Free Municipal Credit Income Fund
0001090116
Annual Report of proxy voting record of management investment companies
2019-08-19 06:40:02
N-PX
Nuveen Municipal Credit Income Fund
0001137887
Annual Report of proxy voting record of management investment companies
2019-08-19 06:39:55
N-PX
Ballotti Geoffrey A
0001397086
Statement of changes in beneficial ownership of securities
2019-08-19 06:39:41
4
WYNDHAM HOTELS & RESORTS, INC.
0001722684
Statement of changes in beneficial ownership of securities
2019-08-19 06:39:41
4
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
0001087786
Annual Report of proxy voting record of management investment companies
2019-08-19 06:38:32
N-PX
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
0001074769
Annual Report of proxy voting record of management investment companies
2019-08-19 06:38:02
N-PX
Nuveen California Quality Municipal Income Fund
0001074952
Annual Report of proxy voting record of management investment companies
2019-08-19 06:37:32
N-PX
NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND
0000899761
Annual Report of proxy voting record of management investment companies
2019-08-19 06:37:02
N-PX
NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND
0000899782
Annual Report of proxy voting record of management investment companies
2019-08-19 06:36:32
N-PX
NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND
0000899752
Annual Report of proxy voting record of management investment companies
2019-08-19 06:35:32
N-PX
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND
0000897421
Annual Report of proxy voting record of management investment companies
2019-08-19 06:35:02
N-PX
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND
0000897419
Annual Report of proxy voting record of management investment companies
2019-08-19 06:34:32
N-PX
MIZUHO FINANCIAL GROUP INC
0001335730
Designates a U.S. agent for service of process by foreign banks and foreign insurance companies
2019-08-19 06:34:03
F-N
NUVEEN MARYLAND QUALITY MUNICIPAL INCOME FUND
0000897424
Annual Report of proxy voting record of management investment companies
2019-08-19 06:34:02
N-PX
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
0000892992
Annual Report of proxy voting record of management investment companies
2019-08-19 06:33:55
N-PX
NUVEEN TEXAS QUALITY MUNICIPAL INCOME FUND
0000878201
Annual Report of proxy voting record of management investment companies
2019-08-19 06:33:02
N-PX
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND
0000878200
Annual Report of proxy voting record of management investment companies
2019-08-19 06:32:55
N-PX
NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUND
0000878198
Annual Report of proxy voting record of management investment companies
2019-08-19 06:32:03
N-PX
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
0000870780
Annual Report of proxy voting record of management investment companies
2019-08-19 06:31:02
N-PX
Nuveen Floating Rate Income Opportunity Fund
0001289213
Annual Report of proxy voting record of management investment companies
2019-08-19 06:30:33
N-PX
NUVEEN FLOATING RATE INCOME FUND
0001276533
Annual Report of proxy voting record of management investment companies
2019-08-19 06:30:02
N-PX
NUVEEN SENIOR INCOME FUND
0001093428
Annual Report of proxy voting record of management investment companies
2019-08-19 06:29:32
N-PX
Nuveen Short Duration Credit Opportunities Fund
0001509253
Annual Report of proxy voting record of management investment companies
2019-08-19 06:29:02
N-PX
Nuveen Energy MLP Total Return Fund
0001502711
Annual Report of proxy voting record of management investment companies
2019-08-19 06:28:23
N-PX
Nuveen Mortgage Opportunity Term Fund 2
0001479238
Annual Report of proxy voting record of management investment companies
2019-08-19 06:28:02
N-PX
Nuveen Mortgage Opportunity Term Fund
0001472215
Annual Report of proxy voting record of management investment companies
2019-08-19 06:27:55
N-PX
MICRO FOCUS INTERNATIONAL PLC
0001359711
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:27:11
6-K
Nuveen Core Equity Alpha Fund
0001385763
Annual Report of proxy voting record of management investment companies
2019-08-19 06:26:57
N-PX
Nuveen Tax-Advantaged Dividend Growth Fund
0001397173
Annual Report of proxy voting record of management investment companies
2019-08-19 06:26:33
N-PX
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND
0001265708
Annual Report of proxy voting record of management investment companies
2019-08-19 06:26:03
N-PX
CHINA EASTERN AIRLINES CORP LTD
0001030475
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:25:55
6-K
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND
0001255821
Annual Report of proxy voting record of management investment companies
2019-08-19 06:24:33
N-PX
Nuveen Credit Strategies Income Fund
0001227476
Annual Report of proxy voting record of management investment companies
2019-08-19 06:24:02
N-PX
Nuveen Preferred & Income Opportunities Fund
0001216583
Annual Report of proxy voting record of management investment companies
2019-08-19 06:23:32
N-PX
NUVEEN REAL ESTATE INCOME FUND
0001158289
Annual Report of proxy voting record of management investment companies
2019-08-19 06:23:02
N-PX
NUVEEN SELECT TAX FREE INCOME PORTFOLIO 3
0000888411
Annual Report of proxy voting record of management investment companies
2019-08-19 06:22:55
N-PX
BOSTON SCIENTIFIC CORP
0000885725
8-K - Current report
2019-08-19 06:22:46
Current report
BOSTON SCIENTIFIC CORP
0000885725
Current report, items 2.03, 8.01, and 9.01
2019-08-19 06:22:46
8-K
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO
0000885731
Annual Report of proxy voting record of management investment companies
2019-08-19 06:22:02
N-PX
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO
0000885732
Annual Report of proxy voting record of management investment companies
2019-08-19 06:21:02
N-PX
NUVEEN SELECT TAX FREE INCOME PORTFOLIO 2
0000885733
Annual Report of proxy voting record of management investment companies
2019-08-19 06:20:56
N-PX
CHINA EASTERN AIRLINES CORP LTD
0001030475
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:20:56
6-K
CONCERT PHARMACEUTICALS, INC.
0001367920
Statement of changes in beneficial ownership of securities
2019-08-19 06:20:15
4
Lynch Ryan
0001709271
Statement of changes in beneficial ownership of securities
2019-08-19 06:20:15
4
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
0000883618
Annual Report of proxy voting record of management investment companies
2019-08-19 06:20:02
N-PX
NUVEEN SELECT MATURITIES MUNICIPAL FUND
0000890119
Annual Report of proxy voting record of management investment companies
2019-08-19 06:19:57
N-PX
ANADARKO PETROLEUM CORP
0000773910
Securities registration termination [Section 12(b)]
2019-08-19 06:19:08
15-12B
Nuveen Pennsylvania Municipal Value Fund
0001454978
Annual Report of proxy voting record of management investment companies
2019-08-19 06:19:02
N-PX
CONCERT PHARMACEUTICALS, INC.
0001367920
Statement of changes in beneficial ownership of securities
2019-08-19 06:18:24
4
Becker Marc A.
0001618060
Statement of changes in beneficial ownership of securities
2019-08-19 06:18:24
4
Nuveen New York Municipal Value Fund 2
0001454981
Annual Report of proxy voting record of management investment companies
2019-08-19 06:18:02
N-PX
Nuveen New Jersey Municipal Value Fund
0001454980
Annual Report of proxy voting record of management investment companies
2019-08-19 06:17:32
N-PX
Nuveen California Municipal Value Fund 2
0001454979
Annual Report of proxy voting record of management investment companies
2019-08-19 06:17:02
N-PX
ChinaCache International Holdings Ltd.
0001498576
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:16:38
6-K
Nuveen AMT-Free Municipal Value Fund
0001450445
Annual Report of proxy voting record of management investment companies
2019-08-19 06:16:32
N-PX
NUVEEN MUNICIPAL INCOME FUND INC
0000830271
Annual Report of proxy voting record of management investment companies
2019-08-19 06:16:03
N-PX
NUVEEN NEW YORK MUNICIPAL VALUE FUND INC
0000818850
Annual Report of proxy voting record of management investment companies
2019-08-19 06:15:57
N-PX
Red Rock Resorts, Inc.
0001653653
[Amend] General statement of acquisition of beneficial ownership
2019-08-19 06:15:35
SC 13D/A
Fertitta Holdco LLC
0001674462
[Amend] General statement of acquisition of beneficial ownership
2019-08-19 06:15:35
SC 13D/A
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND INC
0000818851
Annual Report of proxy voting record of management investment companies
2019-08-19 06:14:56
N-PX
CHINA EASTERN AIRLINES CORP LTD
0001030475
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:14:32
6-K
NUVEEN MUNICIPAL VALUE FUND INC
0000812801
Annual Report of proxy voting record of management investment companies
2019-08-19 06:14:02
N-PX
Nushares ETF Trust
0001635073
Annual Report of proxy voting record of management investment companies
2019-08-19 06:13:19
N-PX
NUVEEN STRATEGY FUNDS, INC.
0001017927
Annual Report of proxy voting record of management investment companies
2019-08-19 06:12:55
N-PX
Cassella James V
0001353528
Statement of changes in beneficial ownership of securities
2019-08-19 06:12:24
4
CONCERT PHARMACEUTICALS, INC.
0001367920
Statement of changes in beneficial ownership of securities
2019-08-19 06:12:24
4
NUVEEN INVESTMENT FUNDS INC
0000820892
Annual Report of proxy voting record of management investment companies
2019-08-19 06:12:09
N-PX
DXC Technology Co
0001688568
Current report, item 8.01
2019-08-19 06:11:55
8-K
Nuveen Managed Accounts Portfolios Trust
0001390204
Annual Report of proxy voting record of management investment companies
2019-08-19 06:11:36
N-PX
Nuveen Investment Trust V
0001380786
Annual Report of proxy voting record of management investment companies
2019-08-19 06:10:35
N-PX
MONOGRAM ORTHOPAEDICS INC
0001769759
[Amend] Offering Statement [Regulation A]
2019-08-19 06:10:19
1-A/A
Summit Healthcare REIT, Inc
0001310383
8-K - Current report
2019-08-19 06:10:16
Current report
Summit Healthcare REIT, Inc
0001310383
Current report, item 8.01
2019-08-19 06:10:16
8-K
NUVEEN INVESTMENT TRUST III
0001071336
Annual Report of proxy voting record of management investment companies
2019-08-19 06:09:56
N-PX
BERKSHIRE HATHAWAY INC
0001067983
424B5 - Prospectus [Rule 424(b)(5)]
2019-08-19 06:09:46
Prospectus [Rule 424(b)(5)]
BERKSHIRE HATHAWAY INC
0001067983
Prospectus [Rule 424(b)(5)]
2019-08-19 06:09:46
424B5
OI S.A. - In Judicial Reorganization
0001160846
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:09:02
6-K
OI S.A. - In Judicial Reorganization
0001160846
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:09:02
6-K
NUVEEN INVESTMENT TRUST II
0001041673
N-PX - Annual Report of proxy voting record of management investment companies
2019-08-19 06:09:01
N-PX
NUVEEN INVESTMENT TRUST II
0001041673
Annual Report of proxy voting record of management investment companies
2019-08-19 06:09:01
N-PX
AllyMe Group, Inc./NV
0001657045
Quarterly report [Sections 13 or 15(d)]
2019-08-19 06:08:45
10-Q
Jufeel International Group
0001725063
Quarterly report [Sections 13 or 15(d)]
2019-08-19 06:08:39
10-Q
TPG Pace Holdings Corp.
0001698991
Current report, items 1.01, 3.02, and 9.01
2019-08-19 06:08:04
8-K
NUVEEN INVESTMENT TRUST
0001013881
N-PX - Annual Report of proxy voting record of management investment companies
2019-08-19 06:08:00
N-PX
NUVEEN INVESTMENT TRUST
0001013881
Annual Report of proxy voting record of management investment companies
2019-08-19 06:08:00
N-PX
Sundial Growers Inc.
0001766600
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:07:32
6-K
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
0001046179
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:07:31
6-K
MIZUHO FINANCIAL GROUP INC
0001335730
Automatic shelf registration statement of securities of well-known seasoned issuers
2019-08-19 06:07:22
F-3ASR
LIONS GATE ENTERTAINMENT CORP /CN/
0000929351
[Amend] General statement of acquisition of beneficial ownership
2019-08-19 06:07:21
SC 13D/A
MALONE JOHN C
0000937797
[Amend] General statement of acquisition of beneficial ownership
2019-08-19 06:07:21
SC 13D/A
ESSENTIAL PROPERTIES REALTY TRUST, INC.
0001728951
Prospectus [Rule 424(b)(5)]
2019-08-19 06:07:10
424B5
NUVEEN MULTISTATE TRUST IV
0001018973
N-PX - Annual Report of proxy voting record of management investment companies
2019-08-19 06:07:02
N-PX
NUVEEN MULTISTATE TRUST IV
0001018973
Annual Report of proxy voting record of management investment companies
2019-08-19 06:07:02
N-PX
NUVEEN MULTISTATE TRUST III
0001020661
N-PX - Annual Report of proxy voting record of management investment companies
2019-08-19 06:06:55
N-PX
NUVEEN MULTISTATE TRUST III
0001020661
Annual Report of proxy voting record of management investment companies
2019-08-19 06:06:55
N-PX
QUANTA INC
0001691430
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-08-19 06:06:36
10-Q
QUANTA INC
0001691430
Quarterly report [Sections 13 or 15(d)]
2019-08-19 06:06:36
10-Q
TPG Pace Holdings Corp.
0001698991
Prospectuses and communications, business combinations
2019-08-19 06:06:10
425
X Financial
0001725033
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:06:03
6-K
X Financial
0001725033
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:06:03
6-K
NUVEEN MULTISTATE TRUST II /MA/
0001018975
N-PX - Annual Report of proxy voting record of management investment companies
2019-08-19 06:06:02
N-PX
NUVEEN MULTISTATE TRUST II /MA/
0001018975
Annual Report of proxy voting record of management investment companies
2019-08-19 06:06:02
N-PX
NUVEEN MULTISTATE TRUST I
0001018972
Annual Report of proxy voting record of management investment companies
2019-08-19 06:05:56
N-PX
111, Inc.
0001738906
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:05:33
6-K
EQUINOR ASA
0001140625
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:05:13
6-K
ICTV Brands Inc.
0001076522
Current report, item 8.01
2019-08-19 06:05:08
8-K
NUVEEN MUNICIPAL TRUST/MA
0001020660
N-PX - Annual Report of proxy voting record of management investment companies
2019-08-19 06:05:02
N-PX
NUVEEN MUNICIPAL TRUST/MA
0001020660
Annual Report of proxy voting record of management investment companies
2019-08-19 06:05:02
N-PX
WESTPAC BANKING CORP
0000719245
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:04:53
6-K
MESOBLAST LTD
0001345099
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:04:37
6-K
EQM Midstream Partners, LP
0001540947
Current report, items 1.01, 2.03, and 9.01
2019-08-19 06:04:36
8-K
B COMMUNICATIONS LTD
0001402606
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:04:15
6-K
JMU Ltd
0001527762
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:04:00
6-K
JMU Ltd
0001527762
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:04:00
6-K
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8-K - Current report
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Current report
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8-K
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8-K
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Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-19 06:03:19
6-K
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Quarterly report [Sections 13 or 15(d)]
2019-08-19 06:03:19
10-Q
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2019-08-19 06:02:27
8-K
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2019-08-19 06:01:58
SC 13D/A [Amend]
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SC 13D/A [Amend] - General statement of acquisition of beneficial ownership
2019-08-19 06:01:58
SC 13D/A [Amend]
OI S.A. - In Judicial Reorganization
0001160846
[Amend] General statement of acquisition of beneficial ownership
2019-08-19 06:01:58
SC 13D/A
GOLDENTREE ASSET MANAGEMENT LP
0001278951
[Amend] General statement of acquisition of beneficial ownership
2019-08-19 06:01:58
SC 13D/A
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EFFECT - Notice of Effectiveness
2019-08-19 00:15:20
Notice of Effectiveness
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Electromech Technologies LLC
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Semco Instruments, Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
McKechnie Aerospace Holdings, Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
McKechnie Aerospace US LLC
0001518068
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Hartwell Corp
0001518064
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
McKechnie Aerospace DE, Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Bruce Aerospace, Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Extant Components Group Holdings, Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Racal Acoustics, Inc.
0001503142
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Esterline International Co
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
NMC Group, Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Dukes Aerospace, Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
CEF Industries, LLC
0001486783
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
AeroControlex Group, Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
AmSafe Global Holdings Inc
0001418099
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
ACME Aerospace, Inc.
0001486752
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Leach Technology Group, Inc.
0001404704
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Palomar Products, Inc.
0001404705
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Armtec Countermeasures TNO Co.
0001404710
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
CMC Electronics Aurora LLC
0001404713
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Aviation Technologies, Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Leach Holding CORP
0001404701
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Leach International Corp
0001404702
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
KORRY ELECTRONICS CO
0001264292
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
MASON ELECTRIC CO
0001264293
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
MEMTRON TECHNOLOGIES CO
0001264297
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
AVISTA INC
0001273055
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Avionic Instruments LLC
0001377125
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Skurka Aerospace Inc.
0001377127
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
CDA INTERCORP LLC
0001378716
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Transicoil LLC
0001403202
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
ARMTEC DEFENSE PRODUCTS CO
0001264278
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Auxitrol Weston USA, Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
HYTEK FINISHES CO
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
JANCO CORP
0001264290
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
TRANSDIGM INC
0001077670
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
MarathonNorco Aerospace, Inc.
0001077673
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
ADAMS RITE AEROSPACE INC
0001084402
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
CHAMPION AEROSPACE LLC
0001142160
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
TransDigm Group INC
0001260221
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
ANGUS ELECTRONICS CO
0001264276
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
ARMTEC COUNTERMEASURES CO
0001264277
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
BREEZE-EASTERN LLC
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
AvtechTyee, Inc.
0000714124
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
NORWICH AERO PRODUCTS INC
0000739013
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
ADVANCED INPUT DEVICES INC
0000824070
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
ARKWIN INDUSTRIES INC
0000007340
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
ESTERLINE TECHNOLOGIES CORP
0000033619
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Schneller LLC
0001529278
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
HARCO LLC
0001567701
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Bridport Holdings, Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
AmSafe, Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Shield Restraint Systems, Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Bridport Erie Aviation, Inc.
0001567717
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Bridport-Air Carrier, Inc.
0001567722
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Whippany Actuation Systems, LLC
0001580072
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Aerosonic LLC
0001614930
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Airborne Systems North America of CA Inc.
0001614963
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Airborne Systems North America of NJ Inc.
0001614964
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Airborne Acquisition, Inc.
0001614965
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Airborne Global Inc.
0001614966
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Airborne Systems NA Inc.
0001614967
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Airborne Systems North America Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Avionics Specialties, Inc.
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Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Airborne Holdings, Inc.
0001615730
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Telair US LLC
0001638075
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Telair International LLC
0001639209
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Pexco Aerospace, Inc.
0001657901
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
PneuDraulics, Inc.
0001657904
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Young & Franklin Inc.
0001689275
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Data Device Corp
0001689276
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Tactair Fluid Controls, Inc.
0001689277
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Beta Transformer Technology Corp
0001689284
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Beta Transformer Technology LLC
0001689285
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
ILC Holdings, Inc.
0001689429
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Johnson Liverpool LLC
0001689430
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
North Hills Signal Processing Corp.
0001706089
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
North Hills Signal Processing Overseas Corp.
0001706090
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
TransDigm UK Holdings plc
0001758410
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Extant Components Group Intermediate, Inc.
0001758412
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Symetrics Industries, LLC
0001758436
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Kirkhill Inc.
0001758441
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Skandia, Inc.
0001758445
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Symetrics Technology Group, LLC
0001758503
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
TEAC Aerospace Holdings, Inc.
0001758515
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
TEAC Aerospace Technologies, Inc.
0001758516
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Esterline Europe Co LLC
0001771839
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
17111 Waterview Pkwy LLC
0001771841
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
ScioTeq LLC
0001771893
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
TREALITY SVS LLC
0001771895
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Esterline Technologies SGIP LLC
0001771896
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Gamesman Inc.
0001771898
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Joslyn Sunbank Company, LLC
0001771899
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Souriau USA, Inc.
0001771900
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Sunbank Family of Companies, LLC
0001771902
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
TA Aerospace Co.
0001771913
Notice of Effectiveness
2019-08-19 00:15:20
EFFECT
Luokung Technology Corp.
0001487839
EFFECT - Notice of Effectiveness
2019-08-19 00:15:19
Notice of Effectiveness
Berry Petroleum Company, LLC
0000778438
Notice of Effectiveness
2019-08-19 00:15:19
EFFECT
MID PENN BANCORP INC
0000879635
Notice of Effectiveness
2019-08-19 00:15:19
EFFECT
CORPORACION ANDINA DE FOMENTO
0000947438
Notice of Effectiveness
2019-08-19 00:15:19
EFFECT
Luokung Technology Corp.
0001487839
Notice of Effectiveness
2019-08-19 00:15:19
EFFECT
Berry Petroleum Corp
0001705873
Notice of Effectiveness
2019-08-19 00:15:19
EFFECT
MPHASE TECHNOLOGIES INC
0000825322
Notice of Effectiveness
2019-08-19 00:15:18
EFFECT
BOS BETTER ONLINE SOLUTIONS LTD
0001005516
Notice of Effectiveness
2019-08-19 00:15:18
EFFECT
BlackRock Funds III
0000893818
Notice of Effectiveness
2019-08-19 00:15:17
EFFECT
CONSTELLATION PHARMACEUTICALS INC
0001434418
Notice of Effectiveness
2019-08-19 00:15:17
EFFECT
PECK Co HOLDINGS, INC.
0001634447
Notice of Effectiveness
2019-08-19 00:15:17
EFFECT
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1923
0001752182
Notice of Effectiveness
2019-08-19 00:15:17
EFFECT
BlackRock Funds III
0000893818
Notice of Effectiveness
2019-08-19 00:15:16
EFFECT
Monteagle Funds
0001045701
Notice of Effectiveness
2019-08-19 00:15:16
EFFECT
BlackRock Funds II
0001398078
Notice of Effectiveness
2019-08-19 00:15:16
EFFECT
Gates Industrial Corp plc
0001718512
Notice of Effectiveness
2019-08-19 00:15:16
EFFECT
MEMBERS Life Insurance Co
0001562577
Notice of Effectiveness
2019-08-19 00:15:14
EFFECT
Tulsa Real Estate Fund, LLC
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Notice of Qualification [Regulation A]
2019-08-19 00:15:13
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10-K - Annual report [Section 13 and 15(d), not S-K Item 405]
2019-08-16 21:58:30
10-K
CENTAURUS DIAMOND TECHNOLOGIES, INC.
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Annual report [Section 13 and 15(d), not S-K Item 405]
2019-08-16 21:58:30
10-K
Fat Brands, Inc
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1-A/A [Amend] - Offering Statement [Regulation A]
2019-08-16 21:57:30
1-A/A [Amend]
Fat Brands, Inc
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[Amend] Offering Statement [Regulation A]
2019-08-16 21:57:30
1-A/A
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[Amend] Offering Statement [Regulation A]
2019-08-16 21:56:01
1-A/A
ESL PARTNERS, L.P.
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[Amend] General statement of acquisition of beneficial ownership
2019-08-16 21:51:36
SC 13D/A
SEARS HOMETOWN & OUTLET STORES, INC.
0001548309
[Amend] General statement of acquisition of beneficial ownership
2019-08-16 21:51:36
SC 13D/A
MATEON THERAPEUTICS INC
0000908259
Quarterly report [Sections 13 or 15(d)]
2019-08-16 21:49:47
10-Q
PATRICK INDUSTRIES INC
0000076605
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:46:37
4
PATRICK INDUSTRIES INC
0000076605
Statement of changes in beneficial ownership of securities
2019-08-16 21:46:37
4
WELCH M SCOTT
0001189422
Statement of changes in beneficial ownership of securities
2019-08-16 21:46:37
4
Bergstein Ivan
0001554767
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:30:28
4
STEMLINE THERAPEUTICS INC
0001264587
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:30:28
4
STEMLINE THERAPEUTICS INC
0001264587
Statement of changes in beneficial ownership of securities
2019-08-16 21:30:28
4
Bergstein Ivan
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Statement of changes in beneficial ownership of securities
2019-08-16 21:30:28
4
GreenTree Hospitality Group Ltd.
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Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-08-16 21:30:26
6-K
Titterton Jeffrey J
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4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:23:18
4
Zendesk, Inc.
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4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:23:18
4
Titterton Jeffrey J
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Statement of changes in beneficial ownership of securities
2019-08-16 21:23:18
4
Zendesk, Inc.
0001463172
Statement of changes in beneficial ownership of securities
2019-08-16 21:23:18
4
Marooney Caryn
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4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:19:22
4
Zendesk, Inc.
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4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:19:22
4
Zendesk, Inc.
0001463172
Statement of changes in beneficial ownership of securities
2019-08-16 21:19:22
4
Marooney Caryn
0001605956
Statement of changes in beneficial ownership of securities
2019-08-16 21:19:22
4
CGP Parent LLC
0001785569
D - Notice of Exempt Offering of Securities
2019-08-16 21:17:27
D
CGP Parent LLC
0001785569
Notice of Exempt Offering of Securities, item 06b
2019-08-16 21:17:27
D
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4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:17:25
4
Zendesk, Inc.
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4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:17:25
4
Zendesk, Inc.
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Statement of changes in beneficial ownership of securities
2019-08-16 21:17:25
4
Koplow Hilarie A.
0001517131
Statement of changes in beneficial ownership of securities
2019-08-16 21:17:25
4
Zendesk, Inc.
0001463172
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:15:45
4
BASS CARL
0001221137
Statement of changes in beneficial ownership of securities
2019-08-16 21:15:45
4
Zendesk, Inc.
0001463172
Statement of changes in beneficial ownership of securities
2019-08-16 21:15:45
4
Geschke John
0001601008
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:13:17
4
Zendesk, Inc.
0001463172
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:13:17
4
Zendesk, Inc.
0001463172
Statement of changes in beneficial ownership of securities
2019-08-16 21:13:17
4
Geschke John
0001601008
Statement of changes in beneficial ownership of securities
2019-08-16 21:13:17
4
Gomez Elena
0001674159
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:11:46
4
Zendesk, Inc.
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4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:11:46
4
Zendesk, Inc.
0001463172
Statement of changes in beneficial ownership of securities
2019-08-16 21:11:46
4
Gomez Elena
0001674159
Statement of changes in beneficial ownership of securities
2019-08-16 21:11:46
4
Gennaro Norman
0001727790
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:10:14
4
Zendesk, Inc.
0001463172
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:10:14
4
Zendesk, Inc.
0001463172
Statement of changes in beneficial ownership of securities
2019-08-16 21:10:14
4
Gennaro Norman
0001727790
Statement of changes in beneficial ownership of securities
2019-08-16 21:10:14
4
Johnson InaMarie
0001743519
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:08:35
4
Zendesk, Inc.
0001463172
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:08:35
4
Zendesk, Inc.
0001463172
Statement of changes in beneficial ownership of securities
2019-08-16 21:08:35
4
Johnson InaMarie
0001743519
Statement of changes in beneficial ownership of securities
2019-08-16 21:08:35
4
Keiser John T.
0001479435
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:07:10
4
Zendesk, Inc.
0001463172
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:07:10
4
Zendesk, Inc.
0001463172
Statement of changes in beneficial ownership of securities
2019-08-16 21:07:10
4
Keiser John T.
0001479435
Statement of changes in beneficial ownership of securities
2019-08-16 21:07:10
4
Zendesk, Inc.
0001463172
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:05:30
4
Zendesk, Inc.
0001463172
Statement of changes in beneficial ownership of securities
2019-08-16 21:05:30
4
McDermott Adrian
0001605957
Statement of changes in beneficial ownership of securities
2019-08-16 21:05:30
4
Zendesk, Inc.
0001463172
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:03:38
4
Zendesk, Inc.
0001463172
Statement of changes in beneficial ownership of securities
2019-08-16 21:03:38
4
Liu Ying Christina
0001783302
Statement of changes in beneficial ownership of securities
2019-08-16 21:03:38
4
Frandsen Michael Lyle
0001603884
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:01:33
4
Zendesk, Inc.
0001463172
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:01:33
4
Zendesk, Inc.
0001463172
Statement of changes in beneficial ownership of securities
2019-08-16 21:01:33
4
Frandsen Michael Lyle
0001603884
Statement of changes in beneficial ownership of securities
2019-08-16 21:01:33
4
DALY JOHN N
0001612914
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:00:11
4
MTBC, Inc.
0001582982
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:00:11
4
MTBC, Inc.
0001582982
Statement of changes in beneficial ownership of securities
2019-08-16 21:00:11
4
DALY JOHN N
0001612914
Statement of changes in beneficial ownership of securities
2019-08-16 21:00:11
4
RUBICON PROJECT, INC.
0001595974
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:00:04
4
ADDANTE FRANK
0001603807
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:00:04
4
RUBICON PROJECT, INC.
0001595974
Statement of changes in beneficial ownership of securities
2019-08-16 21:00:04
4
ADDANTE FRANK
0001603807
Statement of changes in beneficial ownership of securities
2019-08-16 21:00:04
4
Cole Hugh M
0001604646
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:00:03
4
Jounce Therapeutics, Inc.
0001640455
4 - Statement of changes in beneficial ownership of securities
2019-08-16 21:00:03
4
Cole Hugh M
0001604646
Statement of changes in beneficial ownership of securities
2019-08-16 21:00:03
4
Jounce Therapeutics, Inc.
0001640455
Statement of changes in beneficial ownership of securities
2019-08-16 21:00:03
4
SZKUTAK THOMAS J
0001209974
4 - Statement of changes in beneficial ownership of securities
2019-08-16 20:59:44
4
Zendesk, Inc.
0001463172
4 - Statement of changes in beneficial ownership of securities
2019-08-16 20:59:44
4
SZKUTAK THOMAS J
0001209974
Statement of changes in beneficial ownership of securities
2019-08-16 20:59:44
4
Zendesk, Inc.
0001463172
Statement of changes in beneficial ownership of securities
2019-08-16 20:59:44
4
Trehu Elizabeth
0001693456
4 - Statement of changes in beneficial ownership of securities
2019-08-16 20:59:16
4
Jounce Therapeutics, Inc.
0001640455
4 - Statement of changes in beneficial ownership of securities
2019-08-16 20:59:16
4
Jounce Therapeutics, Inc.
0001640455
Statement of changes in beneficial ownership of securities
2019-08-16 20:59:16
4
Trehu Elizabeth
0001693456
Statement of changes in beneficial ownership of securities
2019-08-16 20:59:16
4
Jounce Therapeutics, Inc.
0001640455
4 - Statement of changes in beneficial ownership of securities
2019-08-16 20:58:31
4
Drapkin Kimberlee C
0001340881
4 - Statement of changes in beneficial ownership of securities
2019-08-16 20:58:31
4
Drapkin Kimberlee C
0001340881
Statement of changes in beneficial ownership of securities
2019-08-16 20:58:31
4

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